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NYSE Arca Rulemaking Archive: 2006

Pacific Exchange, Inc. has changed its name to NYSE Arca, Inc. All filings by NYSE Arca, as well as filings by the Pacific Exchange made before the name change, will be posted to this page.

We encourage the public to submit comments on the following Pacific Exchange, Inc. (PCX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

NYSE Arca File Number List for 2006

PCX File Number List for 2006

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-NYSEArca-2006-75
34-55033 Dec. 29, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Trading Claymore MACROshares Oil Up Tradeable Shares and Claymore MACROshares Oil Down Tradeable Shares Pursuant to Unlisted Trading Privileges
Comments due:  January 31, 2007

SR-NYSEArca-2006-36
34-55032 Dec. 29, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the streetTRACKS Dow Jones STOXX 50 Fund and the streetTRACKS Dow Jones EURO STOXX 50 Fund Pursuant to Unlisted Trading Privileges
Comments due:  January 30, 2007

SR-NYSEArca-2006-35
34-55019 Dec. 28, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the iShares S&P Global 100 Index Fund Pursuant to Unlisted Trading Privileges
Comments due:  January 30, 2007

SR-NYSEArca-2006-34
34-55017 Dec. 28, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the iShares MSCI Index Funds Pursuant to Unlisted Trading Privileges
Comments due:  January 30, 2007

SR-NYSEArca-2006-33
34-55004 Dec. 22, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade iShares S&P Europe 350 Index Fund Pursuant to Unlisted Trading Privileges
Comments due:  January 24, 2007

SR-NYSEArca-2006-32
34-55002 Dec. 21, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Various iShares MSCI Index Funds Pursuant to Unlisted Trading Privileges
Comments due:  January 19, 2007

SR-NYSEArca-2006-77
34-54997 Dec. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Trading Sessions and Trading Halt Procedures for Certain Securities Trading on NYSE Arca, LLC
Comments due:  January 19, 2007

SR-NYSEArca-2006-58
34-54986 Dec. 21, 2006 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Regulatory Oversight Committee
See also:  Notice: Rel. No. 34-54638

SR-NYSEArca-2006-90
34-54967 Dec. 19, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Exchange-Traded Notes Linked to the MSCI India Total Return Index Pursuant to Unlisted Trading Privileges
Comments due:  January 17, 2007

SR-NYSEArca-2006-89
34-54966 Dec. 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due:  January 17, 2007

SR-NYSEArca-2006-70
34-54869 Dec. 4, 2006 Order Approving a Proposed Rule Change to Extend the Term of Index-Linked Securities
See also:  Notice: Rel. No. 34-54636

SR-NYSEArca-2006-85
34-54796 Nov. 20, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to a Six-Month Pilot Program to Adopt New Initial and Continued Listing Standards
Comments due:  December 20, 2006

SR-NYSEArca-2006-80
34-54759 Nov. 15, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Procedures for Executing Complex Options Orders in Open Outcry
Comments due:  December 13, 2006

SR-NYSEArca-2006-81
34-54758 Nov. 15, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Related to Complex Order Trading
Comments due:  December 13, 2006

SR-NYSEArca-2006-88
34-54750 Nov. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  December 12, 2006

SR-NYSEArca-2006-04
34-54730 Nov. 9, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments No. 1, 2 and 3 Thereto Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
Comments due:  December 8, 2006

SR-NYSEArca-2006-79
34-54690 Nov. 2, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extending the Time Period by Which the Exchange Will Amend the NASD-NYSE Arca Options Agreement Pursuant to Rule 17d-2
Comments due:  December 4, 2006

SR-NYSEArca-2006-68
34-54686 Nov. 1, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Revision of Certain Equity Transaction Fees
Comments due:  November 29, 2006

SR-NYSEArca-2006-78
34-54673 Oct. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Market Maker Transaction Fees and Credits
Comments due:  November 27, 2006

SR-NYSEArca-2006-47
34-54672 Oct. 30, 2006 Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to Modify the Voluntary Withdrawal Procedures of Securities from Listing on the Exchange and, for Dually-Listed Issuers Voluntarily Withdrawing Listed Securities on the Exchange, to Eliminate the Requirement to Submit Resolutions by their Board of Directors
Comments due:  November 27, 2006
See also:  Notice: Rel. No. 34-54348

SR-NYSEArca-2006-72
34-54664 Oct. 27, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Revision of Certain Equity Transaction and Market Data Revenue Sharing Credits
Comments due:  Novembe 27, 2006

SR-NYSEArca-2006-48
34-54655 Oct. 26, 2006 Order Approving Proposed Rule Change to Amend NYSE Arca Equities, Inc.'s Clearly Erroneous Executions Rule to Include an Appeal Fee for the NYSE Arca Marketplace
See also:  Notice: Rel. No. 34-54466

SR-NYSEArca-2006-58
34-54638 Oct. 23, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Regulatory Oversight Committee
Comments due:  November 17, 2006
See also:  Order: Rel. No. 34-54986

SR-NYSEArca-2006-70
34-54636 Oct. 20, 2006 Notice of Filing of a Proposed Rule Change Relating to the Exchange’s Generic Listing Standards for Index-Linked Securities
Comments due:  November 17, 2006
See also:  Order: Rel. No. 34-54869

SR-NYSEArca-2006-74
34-54628 Oct. 19, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Vanguard Emerging Markets Stock Index Fund
Comments due:  November 16, 2006

SR-NYSEArca-2006-21
34-54597 Oct. 12, 2006 Order Approving Proposed Rule Change Relating to NYSE Arca Data
Additional Materials:  
See also:  Order: Rel. No. 34-59039 Notice: Rel. No. 34-53952

SR-NYSEArca-2006-73
34-54590 Oct. 12, 2006 Notice of Filing of Proposed Rule Change to Create a Penny Pilot Program for Options Trading
Comments due:  November 8, 2006
See also:  Order: Rel. No. 34-55156
Comments received are available for this notice.

SR-NYSEArca-2006-64
34-54569 Oct. 4, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of the PowerShares DB G10 Currency Harvest Fund Pursuant to Unlisted Trading Privileges
Comments due:  November 3, 2006
Third Quarter

SR-NYSEArca-2006-69
34-54548 Sep. 29, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan
Other File Nos.: SR-Amex-2006-85; SR-BSE-2006-41; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NASDAQ-2006-038; SR-NSX-2006-11; SR-Phlx-2006-58
Comments due:  October 27, 2006

SR-NYSEArca-2006-59
34-54549 Sep. 29, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Adoption of Regulation NMS
Comments due:  October 27, 2006

SR-NYSEArca-2006-66
34-54541 Sep. 29, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series
Comments due:  October 31, 2006

SR-PCX-2005-53
34-54511 Sep. 26, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 to Create a New Order Type—Passive Liquidity Orders—for use on NYSE Arca Marketplace
Comments due:  October 24, 2006
See also:  Notice: Rel. No. 34-52436
Comments received are available for this notice.

SR-NYSEArca-2006-46
34-54493 Sep. 25, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Generic Listing and Maintenance Standards for Broad-Based Index Options
Comments due:  October 23, 2006

SR-NYSEArca-2006-61
34-54490 Sep. 22, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Existing Rules for Investment Company Units
Comments due:  October 23, 2006

SR-NYSEArca-2006-60
34-54473 Sep. 20, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of iShares® S&P Global Index Funds Pursuant to Unlisted Trading Privileges
Comments due:  October 17, 2006

SR-NYSEArca-2006-48
34-54466 Sep. 18, 2006 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities, Inc.’s Clearly Erroneous Executions Rule to Include an Appeal Fee for the Archipelago Exchange
Comments due:  October 13, 2006
See also:  Order: Rel. No. 34-54655

SR-NYSEArca-2006-43
34-54438 Sep. 13, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Fees for Tracking Orders Submitted and Executed on NYSE Arca, Inc., Regulatory Filing and Registration Fees for Equity Trading Permit Holders, and Drop Copy Processing Fees for Certain Trades in Listed and Nasdaq Securities
Comments due:  October 11, 2006

SR-NYSEArca-2006-20
34-54430 Sep. 12, 2006 Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to a Proposed Rule Change Relating to the Exchange’s Schedule of Fees and Charges
Comments due:  October 12, 2006

SR-NYSEArca-2006-57
34-54425 Sep. 11, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  October 10, 2006

SR-NYSEArca-2006-52
34-54417 Sep. 8, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  October 6, 2006

SR-NYSEArca-2006-31
34-54410 Sep. 7, 2006 Order Granting Approval of a Proposed Rule Change Amending Rules to Mandate Listed Companies Become Eligible to Participate in a Direct Registration System
See also:  Notice: Rel. No. 34-54126
Comments received are available for this notice.

SR-NYSEArca-2006-49
34-54385 Aug. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange’s Standard Position and Exercise Limit Pilot Program
Comments due:  September 29, 2006

SR-NYSEArca-2006-47
34-54348 Aug. 22, 2006 Notice of Filing and Amendment No. 1 Thereto of Proposed Rule Change Relating to Voluntary Withdrawal Procedures by Listed Issuers
Comments due:  September 19, 2006
See also:  Order: Rel. No. 34-54672

SR-NYSEArca-2006-25
34-54309 Aug. 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Arca Schedule of Fees and Charges for Exchange Services
Comments due:  September 11, 2006

SR-PCX-2005-97
34-54283 Aug. 8, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring ETP Holders to Participate in the Federal Trade Commission’s National Do-Not-Call Registry
See also:  Notice: Rel. No. 34-54079

SR-PCX-2005-54
34-54282 Aug. 8, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring OTP Holders and OTP Firms to Participate in the Federal Trade Commission’s National Do-Not-Call Registry
See also:  Notice: Rel. No. 34-54078

SR-NYSEArca-2006-18
34-54251 Jul. 31, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return Index™ Pursuant to Unlisted Trading Privileges
Comments due:  August 28, 2006

SR-NYSEArca-2006-13
34-54238 Jul. 28, 2006 Order Approving Proposed Rule Change and Amendments No. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to the Establishment of the OX Trading Platform
See also:  Notice: Rel. No. 34-53995
Comments due:  August 28, 2006
Comments received are available for this notice.

SR-NYSEArca-2006-19
34-54231 Jul. 27, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the GSCI® Total Return Index Pursuant to Unlisted Trading Privileges
Comments due:  August 25, 2006

SR-NYSEArca-2006-41
34-54230 Jul. 27, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 28, 2006

SR-NYSEArca-2006-17
34-54189 Jul. 21, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Dow Jones – AIG Commodity Index Total Return Pursuant to Unlisted Trading Privileges
Comments due:  August 21, 2006

SR-NYSEArca-2006-45
34-54166 Jul. 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Permit the Listing and Trading of Quarterly Options Series
Comments due:  August 15, 2006

SR-NYSEArca-2006-20
34-54130 Jul. 11, 2006 Notice of Filing of a Proposed Rule Change Relating to Schedule of Fees and Charges
Comments due:  August 10, 2006
See also:  Order: Rel. No. 34-54430
Comments received are available for this notice.

SR-NYSEArca-2006-31
34-54126 Jul. 11, 2006 Notice of Filing of Proposed Rule Change by the NYSE Arca, Inc. Amending Rules to Mandate Listed Companies Become Eligible to Participate in a Direct Registration System
Comments due:  August 8, 2006
See also:  Order: Rel. No. 34-54410
Comments received are available for this notice.
Second Quarter

SR-NYSEArca-2006-27
34-54080 Jun. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 10.1 (Disciplinary Jurisdiction)
Comments due:  August 1, 2006

SR-PCX-2005-97
34-54079 Jun. 30, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring ETP Holders to Participate in the Federal Trade Commission’s National Do-Not-Call Registry
Comments due:  July 31, 2006
See also:  Order: Rel. No. 34-54283

SR-PCX-2005-54
34-54078 Jun. 30, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring OTP Holders and OTP Firms to Participate in the Federal Trade Commission’s National Do-Not-Call Registry
Comments due:  July 31, 2006
See also:  Order: Rel. No. 34-54282

SR-NYSEArca-2006-29
34-54052 Jun. 27, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the One Week Option Series Pilot Program
Comments due:  July 28, 2006

SR-NYSEArca-2006-42
34-54046 Jun. 26, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extending the Time Period By Which the Exchange Will Amend the NASD-PCX Agreement Pursuant to Rule 17d-2
Comments due:  July 24, 2006

SR-PCX-2005-115
34-54045 Jun. 26, 2006 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Order Granting Partial Accelerated Approval Relating to Trading Shares of the Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due:  July 24, 2006
See also:  Notice: Rel. No. 34-54026

SR-NYSEArca-2006-26
34-54043 Jun. 26, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of Shares of Six Currency Trusts Pursuant to Unlisted Trading Privileges
Comments due:  July 24, 2006

SR-PCX-2005-115
34-54026 Jun. 21, 2006 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating and Order Granting Partial Accelerated Approval to Trading Shares of the Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due:  July 19, 2006
See also:  Notice: Rel. No. 34-54045

SR-NYSEArca-2006-12
34-54025 Jun. 21, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Relating to iShares® GSCI Commodity-Indexed Trust
Comments due:  July 19, 2006

SR-PCX-2006-16
34-54007 Jun. 16, 2006 Order Granting Approval of a Proposed Rule Change as Amended by Amendments No. 1, No. 2 and No. 4, to Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange
See also:  Notice: Rel. No. 34-53764

SR-NYSEArca-2006-13
34-53995 Jun. 15, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Establishing the OX Trading Platform
Comments due:  July 14, 2006
See also:  Order: Rel. No. 34-54238
Comments received are available for this notice.

SR-NYSEArca-2006-30
34-53999 Jun. 15, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of WisdomTree Exchange Traded Funds Pursuant to Unlisted Trading Privileges
Comments due:  July 13, 2006

SR-NYSEArca-2006-22
34-53971 Jun. 12, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Increasing the Maximum Weighting of Certain Component Stocks in Indexes or Portfolios Underlying Investment Company Units
Comments due:  July 10, 2006

SR-NYSEArca-2006-21
34-53952 Jun. 7, 2006 Notice of Filing of Proposed Rule Change Relating to Approval of Market Data Fees for NYSE Arca Data
Comments due:  June 30, 2006
See also:  Order: Rel. No. 34-59039; Order: Rel. No. 34-54597
Comments received are available for this notice.

SR-NYSEArca-2006-23
34-53951 Jun. 7, 2006 Notice of Filing of Proposed Rule Change Relating to a Pilot Program for NYSE Arca BBO Data
Comments due:  June 30, 2006
Comments received are available for this notice.
* Submit comments on SR-NYSEArca-2006-23

SR-NYSEArca-2006-03
34-53879 May 26, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Establish a Public Disclosure Program
Comments due:  June 27, 2006

SR-NYSEArca-2006-02
34-53878 May 26, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Establish a Public Disclosure Program
Comments due:  June 27, 2006

SR-NYSEArca-2006-11
34-53875 May 25, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of the United States Oil Fund, LP Pursuant to Unlisted Trading Privileges
Comments due:  June 23, 2006

SR-NYSEArca-2006-14
34-53807 May 15, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 12, 2006

SR-PCX-2006-16
34-53764 May 5, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto to Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange
Comments due:  June 2, 2006
See also:  Order: Rel. No. 34-54007

SR-PCX-2006-14
34-53752 May 2, 2006 Order Approving Proposed Rule Change to Reduce the Fee Charged to a Lead Market Maker When It Transfers Options Issues to Another Lead Market Maker
See also:  Notice: Rel. No. 34-53476

SR-PCX-2006-22
34-53736 Apr. 27, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Trading of the DB Commodity Index Tracking Fund Pursuant to Unlisted Trading Privileges
Comments due:  May 26, 2006

SR-PCX-2006-10
34-53710 Apr. 24, 2006 Order Granting Approval to Proposed Rule Change Relating to Trade Shredding
See also:  Notice: Rel. No. 34-53469

SR-NYSEArca-2006-09
34-53703 Apr. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Equities Inc. Rule 5.1(c)
Comments due:  May 19, 2006

SR-PCX-2005-122
34-53690 Apr. 20, 2006 Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due:  May 19, 2006
See also:  Notice: Rel. No. 34-53497

SR-PCX-2006-24
34-53615 Apr. 7, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Change the Names of the Pacific Exchange, Inc., PCX Equities, Inc., PCX Holdings, Inc., and the Archipelago Exchange, L.L.C.
Comments due:  May 4, 2006
Additional Materials: Exhibit 5

SR-PCX-2006-12
34-53610 Apr. 6, 2006 Order Approving Proposed Rule Change Relating to Clearly Erroneous Executions
See also:  Notice: Rel. No. 34-53376

SR-NYSEArca-2006-01
34-53609 Apr. 6, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Brokers Executing as Principal Orders They Represent as Agent
Comments due:  May 4, 2006

SR-NYSEArca-2006-07
34-53600 Apr. 4, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 thereto, Relating to Exchange Fees and Charges
Comments due:  May 3, 2006

SR-NYSEArca-2006-08
34-53591 Apr. 4, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Certificate of Incorporation of NYSE Arca Holdings, Inc.
Comments due:  May 1, 2006
First Quarter

SR-PCX-2006-05
34-53551 Mar. 27, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for Lead Market Makers, Transactions Within Exchange Traded Funds Listed on The New York Stock Exchange, Inc., and Registration and Transaction Fees for Equity Trading Permit Holders
Comments due:  May 1, 2006

SR-NYSEArca-2006-06
34-53545 Mar. 23, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extending the Time Period By Which the Exchange Will Amend the NASD-PCX Agreement Pursuant to Rule
17d-2

Comments due:  April 20, 2006

SR-PCX-2006-19
34-53526 Mar. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Rebates and Credits a Market Maker is Eligible to Receive for Executions That Result From Principal Acting as Agent Orders Sent to and Executed at Away Market Centers
Comments due:  April 19, 2006

SR-PCX-2005-117
34-53520 Mar. 20, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of Shares of the iShares® Silver Trust Pursuant to Unlisted Trading Privileges
Comments due:  April 14, 2006

SR-PCX-2005-122
34-53497 Mar. 16, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due:  April 13, 2006
See also:  Order: Rel. No. 34-53690

SR-PCX-2006-15
34-53485 Mar. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Housekeeping Changes to its Schedule of Fees and Charges
Comments due:  April 12, 2006

SR-PCX-2006-14
34-53476 Mar. 13, 2006 Notice of Filing of Proposed Rule Change to Reduce the Fee Charged to a Lead Market Maker When It Transfers Options Issues to Another Lead Market Maker
Comments due:  April 10, 2006
See also:  Order: Rel. No. 34-53752

SR-PCX-2006-10
34-53469 Mar. 10, 2006 Notice of Filing of Proposed Rule Change Relating to Trade Shredding
Comments due:  April 10, 2006
See also:  Order: Rel. No. 34-53710

SR-PCX-2006-06
34-53413 Mar. 3, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Fees and Charges
Comments due:  April 4, 2006

SR-PCX-2006-21
34-53411 Mar. 3, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Certificate of Incorporation of PCX Holdings, Inc.
Comments due:  March 31, 2006

SR-PCX-2006-07
34-53394 Mar. 1, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Open Order Modifiers
Comments due:  March 29, 2006

SR-PCX-2005-135
34-53384 Feb. 27, 2006 Order Approving Proposed Rule Change Relating to Exposure of Orders in the PCX Plus Crossing Mechanism
See also:  Notice: Rel. No. 34-53133

SR-PCX-2005-134
34-53383 Feb. 27, 2006 Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Certificate of Incorporation and Bylaws of Archipelago Holdings, Inc.
Comments due:  March 27, 2006
See also:  Notice: Rel. No. 34-53077

SR-PCX-2006-12
34-53376 Feb. 27, 2006 Notice of Filing of Proposed Rule Change Relating to Clearly Erroneous Executions
Comments due:  March 24, 2006
See also:  Order: Rel. No. 34-53610

SR-PCX-2006-11
34-53370 Feb. 24, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Requiring Archipelago Securities, L.L.C. to Enter Two-Sided Quotes
Comments due:  March 27, 2006

SR-PCX-2006-13
34-53361 Feb. 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Fees and Charges
Comments due:  March 23, 2006

SR-PCX-2006-08
34-53350 Feb. 22, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange’s Standard Position and Exercise Limit Pilot Program
Comments due:  March 22, 2006

SR-PCX-2005-141
34-53338 Feb. 21, 2006 Order Approving Proposed Rule Change Relating to Modifications to the Archipelago Exchange’s Closing Auction
See also:  Notice: Rel. No. 34-53096

SR-PCX-2006-09
34-53315 Feb. 15, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the SizeQuote Mechanism Pilot Program for a Period of One Year
Comments due:  March 16, 2006

SR-PCX-2006-02
34-53261 Feb. 9, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to streetTRACKS® Gold Shares Trading Hours
Comments due:  March 9, 2006

SR-PCX-2005-123
34-53253 Feb. 8, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Currency Trust Shares
Comments due:  March 8, 2006

SR-PCX-2005-138
34-53249 Feb. 7, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend the PCX's Rules Governing the Hours of Trading in Equity Options
Comments due:  March 8, 2006

SR-PCX-2005-116
34-53230 Feb. 6, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to List and Trade Shares of the iShares MSCI Australia Index Fund, iShares MSCI Austria Index Fund, iShares MSCI Canada Index Fund, iShares MSCI EMU Index Fund, iShares MSCI Germany Index Fund, and iShares MSCI Mexico Index Fund
Comments due:  March 6, 2006

SR-PCX-2005-102
34-53221 Feb. 3, 2006 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Obsolete Rules Related to the Pacific Options Exchange Trading System and Order Book Officials
See also:  Notice: Rel. No. 34-52955

SR-PCX-2006-04
34-53202 Jan. 31, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Certificate of Incorporation of PCX Holdings, Inc.
Comments due:  March 1, 2006

SR-PCX-2005-136
34-53165 Jan. 22, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due:  February 21, 2006

SR-PCX-2005-135
34-53133 Jan. 17, 2006 Notice of Filing of Proposed Rule Change Relating to Exposure of Orders in the PCX Plus Crossing Mechanism
Comments due:  February 13, 2006
See also:  Order: Rel. No. 34-53384

SR-PCX-2005-87
34-53117 Jan. 13, 2006 Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Tracking Order Process
See also:  Notice: Rel. No. 34-52898

SR-PCX-2005-141
34-53096 Jan. 11, 2006 Notice of Filing of Proposed Rule Change Relating to Modifications to Archipelago Exchange’s Closing Auction
Comments due:  February 9, 2006
See also:  Order: Rel. No. 34-53338

SR-PCX-2005-134
34-53077 Jan. 9, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation and Bylaws of Archipelago Holdings, Inc.
Comments due:  February 2, 2006
Additional Materials:  
Exhibit 5.A - Resolutions Adopted at the October 20, 2005 Regular Meeting of the Board of Directors of Archipelago Holdings, Inc.
Exhibit 5.B - Proposed PCX Rules
Exhibit 5.C - Proposed PCXE Rules
See also:  Order: Rel. No. 34-53383
Comments received are available for this notice.

SR-PCX-2006-01
34-53069 Jan. 6, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minimum Price Variation for Entry of Orders for Equity Securities Traded on the Archipelago Exchange
Comments due:  February 3, 2006

SR-PCX-2004-46
34-53052 Jan. 5, 2006 Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Modifying the Market Imbalance Calculation for the Opening and Market Order Auctions on the Archipelago Exchange
See also:  Notice: Rel. No. 34-49773


NYSE Arca File Number List for 2006
Release No. Date Details

SR-NYSEArca-2006-91
34-55099 Jan. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  February 12, 2007

SR-NYSEArca-2006-90
34-54967 Dec. 19, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Exchange-Traded Notes Linked to the MSCI India Total Return Index Pursuant to Unlisted Trading Privileges
Comments due:  January 17, 2007

SR-NYSEArca-2006-89
34-54966 Dec. 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges
Comments due:  January 17, 2007

SR-NYSEArca-2006-88
34-54750 Nov. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  December 12, 2006

SR-NYSEArca-2006-87
34-55125 Jan. 18, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of 81 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due:  February 15, 2007

SR-NYSEArca-2006-86
34-55621 Apr. 12, 2007 Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, and 4 Thereto and Order Granting Accelerated Approval of the Proposed Rule Change as Modified by Amendments No. 2 and 4 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities
Comments due:  May 9, 2007

SR-NYSEArca-2006-85
34-54796 Nov. 20, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to a Six-Month Pilot Program to Adopt New Initial and Continued Listing Standards
Comments due:  December 20, 2006

SR-NYSEArca-2006-83
34-57135 Jan. 11, 2008 Order Granting Approval of Proposed Rule Changes Relating to Amendments to NYSE Arca Rules 2.17 and 4.5 Relating to Certain OTP Holder and OTP Firm Administrative Procedures
34-56058 Jul. 12, 2007 Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Rules 2.17 and 4.5 Relating to Certain OTP Holder and OTP Firm Administrative Procedures
Comments due:  August 8, 2007

SR-NYSEArca-2006-82
34-57136 Jan. 11, 2008 Order Granting Approval of Proposed Rule Changes Relating to Amendments to NYSE Arca Equities Rules 2.16 and 4.5 Relating to Certain ETP Holder Administrative Procedures

SR-NYSEArca-2006-82
34-56057 Jul. 12, 2007 Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rules 2.16 and 4.5 Relating to Certain ETP Holder Administrative Procedures
Comments due:  August 8, 2007

SR-NYSEArca-2006-81
34-54758 Nov. 15, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Related to Complex Order Trading
Comments due:  December 13, 2006

SR-NYSEArca-2006-80
34-54759 Nov. 15, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Procedures for Executing Complex Options Orders in Open Outcry
Comments due:  December 13, 2006

SR-NYSEArca-2006-79
34-54690 Nov. 2, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extending the Time Period by Which the Exchange Will Amend the NASD-NYSE Arca Options Agreement Pursuant to Rule 17d-2
Comments due:  December 4, 2006

SR-NYSEArca-2006-78
34-54673 Oct. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Market Maker Transaction Fees and Credits
Comments due:  November 27, 2006

SR-NYSEArca-2006-77
34-54997 Dec. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Trading Sessions and Trading Halt Procedures for Certain Securities Trading on NYSE Arca, LLC
Comments due:  January 17, 2007

SR-NYSEArca-2006-76
34-57059 Dec. 28, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change As Modified by Amendment Nos. 1, 2 and 3 Thereto, Relating to Trading Shares of the Nuveen Commodities Income and Growth Fund Pursuant to Unlisted Trading Privileges
Comments due:  January 25, 2008

SR-NYSEArca-2006-75
34-55033 Dec. 29, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Trading Claymore MACROshares Oil Up Tradeable Shares and Claymore MACROshares Oil Down Tradeable Shares Pursuant to Unlisted Trading Privileges
Comments due:  January 31, 2007

SR-NYSEArca-2006-74
34-54628 Oct. 19, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Vanguard Emerging Markets Stock Index Fund
Comments due:  November 27, 2006

SR-NYSEArca-2006-73
34-55156 Jan. 23, 2007 Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, to Create an Options Penny Pilot Program
Comments received are available for this notice.
34-54590 Oct. 12, 2006 Notice of Filing of Proposed Rule Change to Create a Penny Pilot Program for Options Trading
Comments due:  November 8, 2006
Comments received are available for this notice.

SR-NYSEArca-2006-72
34-54664 Oct. 27, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Revision of Certain Equity Transaction and Market Data Revenue Sharing Credits
Comments due:  November 27, 2006

SR-NYSEArca-2006-70
34-54869 Dec. 4, 2006 Order Approving a Proposed Rule Change to Extend the Term of Index-Linked Securities
34-54636 Oct. 20, 2006 Notice of Filing of a Proposed Rule Change Relating to the Exchange’s Generic Listing Standards for Index-Linked Securities
Comments due:  November 17, 2006

SR-NYSEArca-2006-69
34-54548 Sep. 29, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan
Other File Nos.: SR-Amex-2006-85; SR-BSE-2006-41; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NASDAQ-2006-038; SR-NSX-2006-11; SR-Phlx-2006-58
Comments due:  October 27, 2006

SR-NYSEArca-2006-68
34-54686 Nov. 1, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Revision of Certain Equity Transaction Fees
Comments due:  November 29, 2006

SR-NYSEArca-2006-67
34-55484 Mar. 16, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of the PowerShares DB US Dollar Index Funds Pursuant to Unlisted Trading Privileges
Comments due:  April 13, 2007

SR-NYSEArca-2006-66
34-54541 Sep. 29, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series
Comments due:  October 31, 2006

SR-NYSEArca-2006-64
34-54569 Oct. 4, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of the PowerShares DB G10 Currency Harvest Fund Pursuant to Unlisted Trading Privileges
Comments due:  November 3, 2006

SR-NYSEArca-2006-63
34-55102 Jan. 12, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Trade iShares® Lehman Bond Funds Pursuant to Unlisted Trading Privileges
Comments due:  February 13, 2007

SR-NYSEArca-2006-62
34-55453 Mar. 13, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto to Trade Shares of the PowerShares DB Energy Fund, the PowerShares DB Oil Fund, the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, the PowerShares DB Silver Fund, the PowerShares DB Base Metals Fund, and the PowerShares DB Agriculture Fund Pursuant to Unlisted Trading Privileges
Comments due:  April 11, 2007

SR-NYSEArca-2006-61
34-54490 Sep. 22, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Existing Rules for Investment Company Units
Comments due:  October 23, 2006

SR-NYSEArca-2006-60
34-54473 Sep. 20, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of iShares® S&P Global Index Funds Pursuant to Unlisted Trading Privileges
Comments due:  October 17, 2006

SR-NYSEArca-2006-59
34-54549 Sep. 29, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Adoption of Regulation NMS
Comments due:  October 27, 2006

SR-NYSEArca-2006-58
34-54986 Dec. 21, 2006 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Regulatory Oversight Committee
34-54638 Oct. 23, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Regulatory Oversight Committee
Comments due:  November 17, 2006

SR-NYSEArca-2006-57
34-54425 Sep. 11, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  October 10, 2006

SR-NYSEArca-2006-55
34-55141 Jan. 19, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration
Comments due:  February 16, 2007

SR-NYSEArca-2006-54
34-55142 Jan. 19, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration
Comments due:  February 16, 2007

SR-NYSEArca-2006-52
34-54417 Sep. 8, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due:  October 6, 2006

SR-NYSEArca-2006-51
34-55446 Mar. 12, 2007 Order Granting Approval of Proposed Rule Change Relating to Amendments to Registration Rules of NYSE Arca, Inc.
34-55215 Jan. 31, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca, Inc.
Comments due:  February 28, 2007

SR-NYSEArca-2006-50
34-55447 Mar. 12, 2007 Order Granting Approval of Proposed Rule Change Relating to Amendments to Registration Rules of NYSE Arca Equities, Inc.
34-55214 Jan. 31, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca Equities, Inc.
Comments due:  February 28, 2007

SR-NYSEArca-2006-49
34-54385 Aug. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange’s Standard Position and Exercise Limit Pilot Program
Comments due:  September 29, 2006

SR-NYSEArca-2006-48
34-54655 Oct. 26, 2006 Order Approving Proposed Rule Change to Amend NYSE Arca Equities, Inc.'s Clearly Erroneous Executions Rule to Include an Appeal Fee for the NYSE Arca Marketplace
34-54466 Sep. 18, 2006 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities, Inc.’s Clearly Erroneous Executions Rule to Include an Appeal Fee for the Archipelago Exchange
Comments due:  October 13, 2006

SR-NYSEArca-2006-47
34-54672 Oct. 30, 2006 Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to Modify the Voluntary Withdrawal Procedures of Securities from Listing on the Exchange and, for Dually-Listed Issuers Voluntarily Withdrawing Listed Securities on the Exchange, to Eliminate the Requirement to Submit Resolutions by their Board of Directors
Comments due:  November 27, 2006
34-54348 Aug. 22, 2006 Notice of Filing and Amendment No. 1 Thereto of Proposed Rule Change Relating to Voluntary Withdrawal Procedures by Listed Issuers
Comments due:  September 19, 2006

SR-NYSEArca-2006-46
34-54493 Sep. 25, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Generic Listing and Maintenance Standards for Broad-Based Index Options
Comments due:  October 23, 2006

SR-NYSEArca-2006-45
34-54166 Jul. 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Permit the Listing and Trading of Quarterly Options Series
Comments due:  August 15, 2006

SR-NYSEArca-2006-43
34-54438 Sep. 13, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Fees for Tracking Orders Submitted and Executed on NYSE Arca, Inc., Regulatory Filing and Registration Fees for Equity Trading Permit Holders, and Drop Copy Processing Fees for Certain Trades in Listed and Nasdaq Securities
Comments due:  October 11, 2006

SR-NYSEArca-2006-42
34-54046 Jun. 26, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extending the Time Period By Which the Exchange Will Amend the NASD-PCX Agreement Pursuant to Rule 17d-2
Comments due:  July 24, 2006

SR-NYSEArca-2006-41
34-54230 Jul. 27, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 28, 2006

SR-NYSEArca-2006-39
34-55083 Jan. 10, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Certain iShares MSCI Index Funds Pursuant to Unlisted Trading Privileges
Comments due:  February 8, 2007

SR-NYSEArca-2006-38
34-55053 Jan. 5, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade iShares S&P Global Index Funds and iShares MSCI EAFE Index Fund Pursuant to Unlisted Trading Privileges
Comments due:  February 6, 2007

SR-NYSEArca-2006-37
34-55085 Jan. 11, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade the streetTRACKS Dow Jones Global Titans Index Fund Pursuant to Unlisted Trading Privileges
Comments due:  February 12, 2007

SR-NYSEArca-2006-36
34-55032 Dec. 29, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the streetTRACKS Dow Jones STOXX 50 Fund and the streetTRACKS Dow Jones EURO STOXX 50 Fund Pursuant to Unlisted Trading Privileges
Comments due:  January 30, 2007

SR-NYSEArca-2006-35
34-55019 Dec. 28, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the iShares S&P Global 100 Index Fund Pursuant to Unlisted Trading Privileges
Comments due:  January 30, 2007

SR-NYSEArca-2006-34
34-55017 Dec. 28, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the iShares MSCI Index Funds Pursuant to Unlisted Trading Privileges
Comments due:  January 30, 2007

SR-NYSEArca-2006-33
34-55004 Dec. 22, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade iShares S&P Europe 350 Index Fund Pursuant to Unlisted Trading Privileges
Comments due:  January 24, 2007

SR-NYSEArca-2006-32
34-55002 Dec. 21, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Various iShares MSCI Index Funds Pursuant to Unlisted Trading Privileges
Comments due:  January 19, 2007

SR-NYSEArca-2006-31
34-54410 Sep. 7, 2006 Order Granting Approval of a Proposed Rule Change Amending Rules to Mandate Listed Companies Become Eligible to Participate in a Direct Registration System
34-54126 Jul. 11, 2006 Notice of Filing of Proposed Rule Change by the NYSE Arca, Inc. Amending Rules to Mandate Listed Companies Become Eligible to Participate in a Direct Registration System
Comments due:  August 8, 2006
Comments received are available for this notice.

SR-NYSEArca-2006-30
34-53999 Jun. 15, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of WisdomTree Exchange Traded Funds Pursuant to Unlisted Trading Privileges
Comments due:  July 13, 2006

SR-NYSEArca-2006-29
34-54052 Jun. 27, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the One Week Option Series Pilot Program
Comments due:  July 28, 2006

SR-NYSEArca-2006-27
34-54080 Jun. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 10.1 (Disciplinary Jurisdiction)
Comments due:  August 1, 2006

SR-NYSEArca-2006-26
34-54043 Jun. 26, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of Shares of Six Currency Trusts Pursuant to Unlisted Trading Privileges
Comments due:  July 24, 2006

SR-NYSEArca-2006-25
34-54309 Aug. 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Arca Schedule of Fees and Charges for Exchange Services
Comments due:  September 11, 2006

SR-NYSEArca-2006-23
34-53951 Jun. 7, 2006 Notice of Filing of Proposed Rule Change Relating to a Pilot Program for NYSE Arca BBO Data
Comments due:  June 30, 2006
Comments received are available for this notice.
* Submit comments on SR-NYSEArca-2006-23

SR-NYSEArca-2006-22
34-53971 Jun. 12, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Increasing the Maximum Weighting of Certain Component Stocks in Indexes or Portfolios Underlying Investment Company Units
Comments due:  July 10, 2006

SR-NYSEArca-2006-21
34-59039 Dec. 2, 2008 Order Setting Aside Action by Delegated Authority and Approving Proposed Rule Change Relating to NYSE Arca Data
34-54597 Oct. 12, 2006 Order Approving Proposed Rule Change Relating to NYSE Arca Data
Additional Materials:  
34-53952 Jun. 7, 2006 Notice of Filing of Proposed Rule Change Relating to Approval of Market Data Fees for NYSE Arca Data
Comments due:  June 30, 2006
Comments received are available for this notice.

SR-NYSEArca-2006-20
34-54430 Sep. 12, 2006 Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to a Proposed Rule Change Relating to the Exchange’s Schedule of Fees and Charges
Comments due:  October 12, 2006
34-54130 Jul. 11, 2006 Notice of Filing of a Proposed Rule Change Relating to Schedule of Fees and Charges
Comments due:  August 10, 2006
Comments received are available for this notice.

SR-NYSEArca-2006-19
34-54231 Jul. 27, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the GSCI® Total Return Index Pursuant to Unlisted Trading Privileges
Comments due:  August 25, 2006

SR-NYSEArca-2006-18
34-54251 Jul. 31, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return Index™ Pursuant to Unlisted Trading Privileges
Comments due:  August 28, 2006

SR-NYSEArca-2006-17
34-54189 Jul. 21, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Dow Jones – AIG Commodity Index Total Return Pursuant to Unlisted Trading Privileges
Comments due:  August 21, 2006

SR-NYSEArca-2006-14
34-53807 May 15, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 12, 2006

SR-NYSEArca-2006-13
34-54238 Jul. 28, 2006 Order Approving Proposed Rule Change and Amendments No. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to the Establishment of the OX Trading Platform
Comments due:  August 28, 2006
Comments received are available for this notice.
34-53995 Jun. 15, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Establishing the OX Trading Platform
Comments due:  July 14, 2006
Comments received are available for this notice.

SR-NYSEArca-2006-12
34-54025 Jun. 21, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Relating to iShares® GSCI Commodity-Indexed Trust
Comments due:  July 19, 2006

SR-NYSEArca-2006-11
34-53875 May 25, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of the United States Oil Fund, LP Pursuant to Unlisted Trading Privileges
Comments due:  June 23, 2006

SR-NYSEArca-2006-09
34-53703 Apr. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Equities Inc. Rule 5.1(c)
Comments due:  May 19, 2006

SR-NYSEArca-2006-08
34-53591 Apr. 4, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Certificate of Incorporation of NYSE Arca Holdings, Inc.
Comments due:  May 1, 2006

SR-NYSEArca-2006-07
34-53600 Apr. 4, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 thereto, Relating to Exchange Fees and Charges
Comments due:  May 3, 2006

SR-NYSEArca-2006-06
34-53545 Mar. 23, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extending the Time Period By Which the Exchange Will Amend the NASD-PCX Agreement Pursuant to Rule
17d-2

Comments due:  April 20, 2006

SR-NYSEArca-2006-04
34-54730 Nov. 9, 2006 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments No. 1, 2 and 3 Thereto Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
Comments due:  December 8, 2006

SR-NYSEArca-2006-03
34-53879 May 26, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Establish a Public Disclosure Program
Comments due:  June 27, 2006

SR-NYSEArca-2006-02
34-53878 May 26, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Establish a Public Disclosure Program
Comments due:  June 27, 2006

SR-NYSEArca-2006-01
34-53609 Apr. 6, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Brokers Executing as Principal Orders They Represent as Agent
Comments due:  May 4, 2006

PCX File Number List for 2006
Release No. Date Details

SR-PCX-2006-24
34-53615 Apr. 7, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Change the Names of the Pacific Exchange, Inc., PCX Equities, Inc., PCX Holdings, Inc., and the Archipelago Exchange, L.L.C.
Comments due:  May 4, 2006
Additional Materials:Exhibit 5

SR-PCX-2006-22
34-53736 Apr. 27, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Trading of the DB Commodity Index Tracking Fund Pursuant to Unlisted Trading Privileges
Comments due:  May 26, 2006

SR-PCX-2006-21
34-53411 Mar. 3, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Certificate of Incorporation of PCX Holdings, Inc.
Comments due:  March 31, 2006

SR-PCX-2006-19
34-53526 Mar. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Rebates and Credits a Market Maker is Eligible to Receive for Executions That Result From Principal Acting as Agent Orders Sent to and Executed at Away Market Centers
Comments due:  April 19, 2006

SR-PCX-2006-16
34-54007 Jun. 16, 2006 Order Granting Approval of a Proposed Rule Change as Amended by Amendments No. 1, No. 2 and No. 4, to Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange
34-53764 May 5, 2006 Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto to Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange
Comments due:  June 2, 2006

SR-PCX-2006-15
34-53485 Mar. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Housekeeping Changes to its Schedule of Fees and Charges
Comments due:  April 12, 2006

SR-PCX-2006-14
34-53752 May 2, 2006 Order Approving Proposed Rule Change to Reduce the Fee Charged to a Lead Market Maker When It Transfers Options Issues to Another Lead Market Maker
34-53476 Mar. 13, 2006 Notice of Filing of Proposed Rule Change to Reduce the Fee Charged to a Lead Market Maker When It Transfers Options Issues to Another Lead Market Maker
Comments due:  April 10, 2006

SR-PCX-2006-13
34-53361 Feb. 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Fees and Charges
Comments due:  March 23, 2006

SR-PCX-2006-12
34-53610 Apr. 6, 2006 Order Approving Proposed Rule Change Relating to Clearly Erroneous Executions
34-53376 Feb. 27, 2006 Notice of Filing of Proposed Rule Change Relating to Clearly Erroneous Executions
Comments due:  March 24, 2006

SR-PCX-2006-11
34-53370 Feb. 24, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Requiring Archipelago Securities, L.L.C. to Enter Two-Sided Quotes
Comments due:  March 27, 2006

SR-PCX-2006-10
34-53710 Apr. 24, 2006 Order Granting Approval to Proposed Rule Change Relating to Trade Shredding
34-53469 Mar. 10, 2006 Notice of Filing of Proposed Rule Change Relating to Trade Shredding
Comments due:  April 10, 2006

SR-PCX-2006-09
34-53315 Feb. 15, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the SizeQuote Mechanism Pilot Program for a Period of One Year
Comments due:  March 16, 2006

SR-PCX-2006-08
34-53350 Feb. 22, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange’s Standard Position and Exercise Limit Pilot Program
Comments due:  March 22, 2006

SR-PCX-2006-07
34-53394 Mar. 1, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Open Order Modifiers
Comments due:  March 29, 2006

SR-PCX-2006-06
34-53413 Mar. 3, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Fees and Charges
Comments due:  April 4, 2006

SR-PCX-2006-05
34-53551 Mar. 27, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for Lead Market Makers, Transactions Within Exchange Traded Funds Listed on The New York Stock Exchange, Inc., and Registration and Transaction Fees for Equity Trading Permit Holders
Comments due:  May 1, 2006

SR-PCX-2006-04
34-53202 Jan. 31, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Certificate of Incorporation of PCX Holdings, Inc.
Comments due:  March 1, 2006

SR-PCX-2006-02
34-53261 Feb. 9, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to streetTRACKS® Gold Shares Trading Hours
Comments due:  March 9, 2006

SR-PCX-2006-01
34-53069 Jan. 6, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minimum Price Variation for Entry of Orders for Equity Securities Traded on the Archipelago Exchange
Comments due:  February 3, 2006

 

http://www.sec.gov/rules/sro/nysearca/nysearcaarchive/nysearca2006.shtml


Modified: 10/16/2014