SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


NYSE Arca Rulemaking Archive: 2009

We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

NYSE Arca File Number List for 2009

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-NYSEArca-2009-115
34-61267 Dec. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Equities Orders from Archipelago Securities LLC
Comments due:  January 29, 2010

SR-NYSEArca-2009-101
34-61240 Dec. 24, 2009 Order Approving Proposed Rule Change Amending Equities Rule 5.2(j)(3)
See also:  Notice: Rel. No. 34-61022

SR-NYSEArca-2009-113
34-61236 Dec. 23, 2009 Notice of Filing of Proposed Rule Change for the Listing and Trading of Sprott Physical Gold Trust
Comments due:  January 25, 2010
See also:  Order: Rel. No. 34-61496

SR-NYSEArca-2009-114
34-61227 Dec. 22, 2009 Notice of Filing of Proposed Rule Change Relating to the Listing of Grail McDonnell Fixed Income ETFs
Comments due:  January 14, 2010
See also:  Order: Rel. No. 34-61365

SR-NYSEArca-2009-110
34-61222 Dec. 22, 2009 Notice of Filing of Proposed Rule Change Amending Rule 5.3
Comments due:  January 20, 2010
Additional Materials:   Exhibit 5
See also:  Order/Notice: Rel. No. 34-61483

SR-NYSEArca-2009-94
34-61220 Dec. 22, 2009 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Shares of the ETFS Palladium Trust
See also:  Notice: Rel. No. 34-60971

SR-NYSEArca-2009-95
34-61219 Dec. 22, 2009 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Shares of the ETFS Platinum Trust
See also:  Notice: Rel. No. 34-60970

SR-NYSEArca-2009-111
34-61206 Dec. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31 to Establish the "Market to Limit" Order Type
Comments due:  January 19, 2010

SR-NYSEArca-2009-90
34-61178 Dec. 16, 2009 Order Approving a Proposed Rule Change Relating to the Designation of NYSE Arca, Inc., as the NYSE’s Alternative Trading Facility in an Emergency
Additional Materials:   Exhibit 5
See also:  Notice: Rel. No. 34-60921

SR-NYSEArca-2009-103
34-61163 Dec. 14, 2009 Order Granting Accelerated Approval of a Proposed Rule Change Regarding Listing and Trading of RP Short Duration ETF
See also:  Notice: Rel. No. 34-61021

SR-NYSEArca-2009-109
34-61156 Dec. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Revising Its Telephone Policies
Comments due:  January 8, 2010
Additional Materials:   Exhibit 5

SR-NYSEArca-2009-108
34-61143 Dec. 10, 2009 Notice of Filing of Proposed Rule Change Modifying the NYSE Arca Realtime Reference Prices Service
Comments due:  January 8, 2010
See also:  Order: Rel. No. 34-61404

SR-NYSEArca-2009-112
34-61138 Dec. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Add Commentary .01 to Rule 6.47
Comments due:  January 8, 2010
Additional Materials:   Exhibit 5

SR-NYSEArca-2009-106
34-61104 Dec. 3, 2009 Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to the Listing Fee and Annual Fee Applicable to Derivative Securities Products
Comments due:  December 31, 2009
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-61330

SR-NYSEArca-2009-44
34-61061 Nov. 24, 2009 Order Granting Partial Approval of a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Expanding the Penny Pilot Program
Comments due:  December 22, 2009
See also:  Notice: Rel. No. 34-59944; Notice/Order: Rel. No. 34-60711
Comments received are available for this notice.
* Submit comments on SR-NYSEArca-2009-44

SR-NYSEArca-2009-100
34-61033 Nov. 19, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rules 5.17 and 6.8
Comments due:  December 21, 2009
Additional Materials:   Exhibit 5

SR-NYSEArca-2009-105
34-61035 Nov. 19, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the $1.00 Strike Program to Allow Low-Strike LEAPS
Comments due:  21 days after publication in the Federal Register

SR-NYSEArca-2009-102
34-61025 Nov. 18, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 7.25
Comments due:  December 16, 2009
Additional Materials:   Exhibit 5

SR-NYSEArca-2009-101
34-61022 Nov. 17, 2009 Notice of Filing of a Proposed Rule Change Amending Equities Rule 5.2(j)(3)
Comments due:  December 15, 2009
See also:  Order: Rel. No. 34-61240

SR-NYSEArca-2009-103
34-61021 Nov. 17, 2009 Notice of Filing of a Proposed Rule Change Regarding Listing and Trading of RP Short Duration ETF
Comments due:  December 9, 2009
See also:  Order: Rel. No. 34-61163

SR-NYSEArca-2009-79
34-60981 Nov. 10, 2009 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing of Five Fixed Income Funds of the PIMCO ETF Trust
Comments due:  December 9, 2009
See also:  Notice: Rel. No. 34-60619

SR-NYSEArca-2009-83
34-60975 Nov. 10, 2009 Order Granting Approval of a Proposed Rule Change to List and Trade Shares of the Grail American Beacon International Equity ETF
See also:  Notice: Rel. No. 34-60773

SR-NYSEArca-2009-94
34-60971 Nov. 9, 2009 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ETFS Palladium Trust
Comments due:  December 8, 2009
See also:  Order: Rel. No. 34-61220

SR-NYSEArca-2009-95
34-60970 Nov. 9, 2009 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ETFS Platinum Trust
Comments due:  December 8, 2009
See also:  Order: Rel. No. 34-61219

SR-NYSEArca-2009-84
34-60967 Nov. 9, 2009 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Permitting Affiliation with NYFIX Millennium L.L.C. and NYFIX Securities Corporation
See also:  Notice: Rel. No. 34-60738

SR-NYSEArca-2009-97
34-60945 Nov. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services
Comments due:  December 4, 2009
Additional Materials:   Exhibit 5

SR-NYSEArca-2009-99
34-60944 Nov. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule
Comments due:  December 4, 2009
Additional Materials:   Exhibit 5

SR-NYSEArca-2009-96
34-60923 Nov. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.82 - Lead Market Makers to Eliminate Obsolete Language and Clarify Rule Provisions
Comments due:  December 1, 2009

SR-NYSEArca-2009-90
34-60921 Nov. 3, 2009 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 2.100 to Provide the NYSE Arca with the Authority to Declare an Emergency Condition with Respect to Trading On or Through the Systems and Facilities of the NYSE Arca and Enable the NYSE Arca to Act as a Back-Up Trading Facility for Affiliated Exchanges Owned and Operated by NYSE Euronext
Comments due:  December 3, 2009
See also:  Order: Rel. No. 34-61178

SR-NYSEArca-2009-98
34-60896 Oct. 28, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Relating to $1 Strikes for KBW Bank Index options (BKX)
Comments due:  November 24, 2009

SR-NYSEArca-2009-93
34-60876 Oct. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add 75 Options Classes to the Penny Pilot Program
Comments due:  November 20, 2009

SR-NYSEArca-2009-92
34-60855 Oct. 21, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obligations of Lead Market Makers
Comments due:  November 18, 2009

SR-NYSEArca-2009-88
34-60834 Oct. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services
Comments due:  November 12, 2009

SR-NYSEArca-2009-91
34-60833 Oct. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Dates of the Quarterly Expansion of the Penny Pilot Program for Options
Comments due:  November 12, 2009

SR-NYSEArca-2009-77
34-60822 Oct. 14, 2009 Order Granting Approval of Proposed Rule Change Amending NYSE Arca Options Rule 5.3(j)
See also:  Notice: Rel. No. 34-60621

SR-NYSEAmex-2009-89
34-60819 Oct. 13, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Replacement Indexes for PowerShares DB Commodity Index Tracking Fund and PowerShares DB Agriculture Fund
Comments due:  November 9, 2009

SR-NYSEArca-2009-83
34-60773 Oct. 2, 2009 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Grail American Beacon International Equity ETF
Comments due:  October 30, 2009
See also:  Order: Rel. No. 34-60975

SR-NYSEArca-2009-86
34-60766 Oct. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Activity Assessment Fees
Comments due:  October 30, 2009
Third Quarter

SR-NYSEArca-2009-87
34-60750 Sep. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Archipelago Securities LLC
Comments due:  October 28, 2009

SR-NYSEARCA-2009-84
34-60738 Sep. 29, 2009 Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Permitting Affiliation with NYFIX Millennium L.L.C. and NYFIX Securities Corporation
Comments due:  October 26, 2009
See also:  Order: Rel. No. 34-60967

SR-NYSEArca-2009-85
34-60721 Sep. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Commentary .04 to Rule 6.4 Series of Options Open for Trading
Comments due:  October 22, 2009

SR-NYSEArca-2009-74
34-60717 Sep. 24, 2009 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing Four Grail Advisors RP Exchange-Traded Funds
Comments due:  October 22, 2009
See also:  Notice: Rel. No. 34-60552

SR-NYSEArca-2009-70
34-60716 Sep. 24, 2009 Order Approving Proposed Rule Change Amending Rule 10.12 (Minor Rule Plan)
See also:  Notice: Rel. No. 34-60518

SR-NYSEArca-2009-44
34-60711 Sep. 23, 2009 Notice of Filing of Amendment Nos. 1 and 3 and Order Granting Partial Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, Amending NYSE Arca Rule 6.72 and Expanding the Penny Pilot Program
Comments due:  October 19, 2009
See also:  Notice: Rel. No. 34-59944; Order: Rel. No. 34-61061; Office of Economic Analysis Memo (July 24, 2009); Office of Economic Analysis Memo (August 14, 2009)
Comments received are available for this notice.

SR-NYSEArca-2009-36
34-60706 Sep. 22, 2009 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to NYSE Arca Equities Rule 7.10 Governing Clearly Erroneous Executions
Comments due:  October 19, 2009

SR-NYSEArca-2009-81
34-60664 Sep. 14, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing its Schedule of Fees and Charges for Exchange Services
Comments due:  October 13, 2009

SR-NYSEArca-2009-82
34-60646 Sep. 10, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Arca, Inc. in Connection with the Proposal of NYSE Euronext to Require That at Least Three-fourths of its Directors Satisfy Independence Requirements
Comments due:  October 8, 2009

SR-NYSEArca-2009-77
34-60621 Sep. 3, 2009 Notice of Filing of Proposed Rule Change Amending NYSE Arca Options Rule 5.3(j)
Comments due:  October 2, 2009
See also:  Order: Rel. No. 34-60822

SR-NYSEArca-2009-79
34-60619 Sep. 3, 2009 Notice of Filing of Proposed Rule Change Relating to Listing of Five Fixed Income Funds of the PIMCO ETF Trust
Comments due:  September 28, 2009
See also:  Notice/Order: Rel. No. 34-60981
* Submit comments on SR-NYSEArca-2009-79

SR-NYSEArca-2009-80
34-60607 Sep. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Risk Management Gateway (“RMG”) Service
Comments due:  September 29, 2009

SR-NYSEArca-2009-78
34-60604 Sep. 1, 2009 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Eliminating NYSE Arca Equities Rule 7.26, Adding New NYSE Arca Equities Rule 6.7 and Amending NYSE Arca Equities Rule 6.18
Comments due:  September 29, 2009

SR-NYSEArca-2009-74
34-60552 Aug. 20, 2009 Notice of Filing of Proposed Rule Change Relating to Listing Four Grail Advisors RP Exchange-Traded Funds
Comments due:  September 14, 2009
See also:  Notice/Order: Rel. No. 34-60717

SR-NYSEArca-2009-75
34-60549 Aug. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Permissible Expiration Dates for Flexible Exchange Options
Comments due:  September 18, 2009

SR-NYSEArca-2009-45
34-60527 Aug. 18, 2009 Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan
See also:  Notice: Rel. No. 34-60054

SR-NYSEArca-2009-76
34-60522 Aug. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Options Rule 6.76A
Comments due:  September 14, 2009

SR-NYSEArca-2009-70
34-60518 Aug. 18, 2009 Notice of Filing of Proposed Rule Change Amending Rule 10.12 (Minor Rule Plan)
Comments due:  September 14, 2009
See also:  Order: Rel. No. 34-60716

SR-NYSEArca-2009-72
34-60495 Aug. 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing the Schedule of Fees and Charges for Exchange Services
Comments due:  September 8, 2009

SR-NYSEArca-2009-73
34-60469 Aug. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.76A — Order Execution-OX and Proposing New Rule 6.88 — Directed Orders
Comments due:  September 8, 2009

SR-NYSEArca-2009-52
34-60468 Aug. 10, 2009 Order Approving Proposed Rule Change to Amend the Schedule of Fees and Charges for Exchange Services
See also:  Notice: Rel. No. 34-60184

SR-NYSEArca-2009-55
34-60460 Aug. 7, 2009 Order Granting Approval of a Proposed Rule Change to List and Trade Shares of the Dent Tactical ETF
See also:  Notice: Rel. No. 34-60195

SR-NYSEArca-2009-69
34-60433 Aug. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(oo)
Comments due:  September 1, 2009

SR-NYSEArca-2009-62
34-60379 Jul. 23, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Schedule of Fees and Charges for Exchange Services
Comments due:  August 21, 2009

SR-NYSEArca-2009-68
34-60322 Jul. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing the Schedule of Fees and Charges for Exchange Services
Comments due:  August 14, 2009

SR-NYSEArca-2009-65
34-60321 Jul. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(mm)
Comments due:  August 14, 2009

SR-NYSEArca-2009-67
34-60285 Jul. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Extend the One Week Option Series Pilot Program
Comments due:  August 7, 2009

SR-NYSEArca-2009-66
34-60282 Jul. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Option Trading Rules In Order To Adopt the Quarterly Option Series Pilot Program on a Permanent Basis
Comments due:  August 7, 2009

SR-NYSEArca-2009-64
34-60272 Jul. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. that Extends the Suspension of NYSE Arca's Stock Price Continued Listing Standard to July 31, 2009
Comments due:  August 6, 2009

SR-NYSEArca-2009-63
34-60262 Jul. 8, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.31(x) and 7.31(kk)
Comments due:  August 5, 2009

SR-NYSEArca-2009-56
34-60256 Jul. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Two New Order Types to NYSE Arca Equities Rule 7.31
Comments due:  August 3, 2009

SR-NYSEArca-2009-61
34-60224 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.72 Trading Differentials
Comments due:  July 30, 2009
Comments received are available for this notice.

SR-NYSEArca-2009-60
34-60205 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services
Comments due:  July 30, 2009
Second Quarter

SR-NYSEArca-2009-57
34-60200 Jun. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.9 - Exercise Limits
Comments due:  July 30, 2009

SR-NYSEArca-2009-55
34-60195 Jun. 30, 2009 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Dent Tactical ETF
Comments due:  July 29, 2009
See also:  Order: Rel. No. 34-60460

SR-NYSEArca-2009-58
34-60191 Jun. 30, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31
Comments due:  July 29, 2009

SR-NYSEArca-2009-52
34-60184 Jun. 29, 2009 Notice of Filing of Proposed Rule Change to Amend the Schedule of Fees and Charges for Exchange Services
Comments due:  July 28, 2009
See also:  Order: Rel. No. 34-60468

SR-NYSEArca-2009-54
34-60137 Jun. 18, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI All Peru Capped Index Fund
Comments due:  July 16, 2009

SR-NYSEArca-2009-53
34-60128 Jun. 17, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of ProShares UltraShort MSCI Mexico Investable Market Fund
Comments due:  July 16, 2009

SR-NYSEArca-2009-50
34-60102 Jun. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Implementing Schedule of Fees and Charges for Exchange Services by adding a Ratio Threshold Fee
Comments due:  July 10, 2009

SR-NYSEArca-2009-49
34-60101 Jun. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Implementing Schedule of Fees and Charges for Exchange Services
Comments due:  July 10, 2009

SR-NYSEArca-2009-51
34-60099 Jun. 11, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 7.36 Governing Order Ranking and Display
Comments due:  July 10, 2009

SR-NYSEArca-2009-46
34-60072 Jun. 9, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Safety First Trust Certificates Linked to the S&P 500® Index
Comments due:  July 6, 2009

SR-NYSEArca-2009-48
34-60067 Jun. 8, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services
Comments due:  July 6, 2009

SR-NYSEArca-2009-47
34-60065 Jun. 8, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Generic Listing Rules for Currency Trust Shares
Comments due:  July 6, 2009

SR-NYSEArca-2009-30
34-60064 Jun. 8, 2009 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Adoption of Listing Standards for Managed Trust Securities and the Listing and Trading of Shares of the iShares® Diversified Alternatives Trust
See also:  Notice: Rel. No. 34-59835

SR-NYSEArca-2009-45
34-60054 Jun. 5, 2009 Notice of Filing of Proposed Rule Change to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan
Comments due:  July 6, 2009
See also:  Order: Rel. No. 34-60527

SR-NYSEArca-2009-32
34-60002 May 29, 2009 Order Approving the Proposed Rule Change Implementing NYSE Arca Realtime Reference Prices Service on a Permanent Basis
See also:  Notice: Rel. No. 34-59790

SR-NYSEArca-2009-41
34-59978 May 27, 2009 Notice of Filing and Immediate Effectiveness by NYSE Arca, Inc. of a Proposed Rule Change to Amend Exchange Rules Related to Doing a Public Business in Options
Comments due:  June 23, 2009

SR-NYSEArca-2009-44
34-59944 May 20, 2009 Notice of Filing of Proposed Rule Change Amending Rule 6.72 Governing Trading Differentials and Proposing to Expand the Penny Pilot
Comments due:  June 17, 2009
See also:  Notice/Order: Rel. No. 34-60711; Order: Rel. No. 34-61061
Comments received are available for this notice.

SR-NYSEArca-2009-24
34-59937 May 18, 2009 Order Approving Proposed Rule Change to Adopt a Policy with Respect to the Treatment of Aberrant Trades
See also:  Notice: Rel. No. 34-59650

SR-NYSEArca-2009-43
34-59932 May 15, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Regarding the Minimum Creation and Redemption Size Applicable to the MacroShares Major Metro Housing Trusts
Comments due:  June 12, 2009

SR-NYSEArca-2009-40
34-59895 May 8, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of ETFS Gold Trust
Comments due:  June 5, 2009

SR-NYSEArca-2009-38
34-59893 May 8, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change
Comments due:  June 5, 2009

SR-NYSEArca-2009-39
34-59886 May 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Regarding Amendments to NYSE Arca Equities Rule 8.3 ("Listing of Currency and Index Warrants")
Comments due:  June 4, 2009

SR-NYSEArca-2009-33
34-59861 May 5, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Safety First Trust Certificates Linked to the Dow Jones Industrial Average
Comments due:  June 1, 2009

SR-NYSEArca-2009-29
34-59854 May 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. that Suspends NYSE Arca's Stock Price Continued Listing Standard
Comments due:  May 29, 2009

SR-NYSEArca-2009-34
34-59846 Apr. 29, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.76A Order Execution - OX
Comments due:  May 27, 2009

SR-NYSEArca-2009-36
34-59838 Apr. 28, 2009 Notice of Filing of Proposed Rule Change Relating to NYSE Arca Equities Rule 7.10 Governing Clearly Erroneous Executions
Comments due:  May 26, 2009
* Submit comments on SR-NYSEArca-2009-36

SR-NYSEArca-2009-30
34-59835 Apr. 28, 2009 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of Listing Standards for Managed Trust Securities and the Listing and Trading of Shares of the iShares® Diversified Alternatives Trust
Comments due:  May 27, 2009
See also:  Order: Rel. No. 34-60064

SR-NYSEArca-2009-22
34-59826 Apr. 28, 2009 Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the Grail American Beacon Large Cap Value ETF
See also:  Notice: Rel. No. 34-59651

SR-NYSEArca-2009-31
34-59808 Apr. 21, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change
Comments due:  May 19, 2009

SR-NYSEArca-2009-32
34-59790 Apr. 20, 2009 Notice of Filing of Proposed Rule Change Implementing the NYSE Arca Realtime Reference Price Service on a Permanent Basis
Comments due:  May 15, 2009
See also:  Order: Rel. No. 34-60002

SR-NYSEArca-2009-28
34-59781 Apr. 17, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the ETFS Silver Trust
Comments due:  May 15, 2009

SR-NYSEArca-2009-20
34-59747 Apr. 10, 2009 Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500® Index
See also:  Notice: Rel. No. 34-59562

SR-NYSEArca-2009-27
34-59737 Apr. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.62 to offer WAIT Modifier, PNP Plus Orders and Allow the Use of Attributable Orders
Comments due:  May 11, 2009

SR-NYSEArca-2009-11
34-59716 Apr. 6, 2009 Order Approving a Proposed Rule Change to Amend Rule 6.69 - Reporting Duties
See also:  Notice: Rel. No. 34-59440

SR-NYSEArca-2009-12
34-59708 Apr. 6, 2009 Order Approving Proposed Rule Change Relating to SPDR Barclays Capital Convertible Bond ETF
See also:  Notice: Rel. No. 34-59459

SR-NYSEArca-2009-14
34-59678 Apr. 1, 2009 Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts See also:  Notice: Rel. No. 34-59542
First Quarter

SR-NYSEArca-2009-25
34-59662 Mar. 31, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto to Extend the Pilot Program for NYSE Arca Realtime Reference Prices Service
Comments due:  April 27, 2009

SR-NYSEArca-2009-22
34-59651 Mar. 30, 2009 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Grail American Beacon Large Cap Value ETF
Comments due:  April 27, 2009
See also:  Order: Rel. No. 34-59826

SR-NYSEArca-2009-24
34-59650 Mar. 30, 2009 Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. to Adopt a Policy with respect to the Treatment of Aberrant Trades
Comments due:  April 27, 2009
See also:  Order: Rel. No. 34-59937

SR-NYSEArca-2009-26
34-59628 Mar. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Option Trading Rules In Order to Extend the Penny Pilot Program Comments due:  April 23, 2009

SR-NYSEArca-2009-19
34-59617 Mar. 20, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.37A — Obligations of Market Makers-OX
Comments due:  April 17, 2009

SR-NYSEArca-2009-23
34-59609 Mar. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSEArca, Inc. Amending Rule 6.47 to Remove Obsolete Text Related to the SizeQuote Pilot Program
Comments due:  April 17, 2009

SR-NYSEArca-2009-21
34-59603 Mar. 19, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.62 to Provide Additional Order Types
Comments due:  April 16, 2009

SR-NYSEArca-2009-05
34-59598 Mar. 18, 2009 Order Approving Proposed Rule Change to Establish Fees for NYSE Arca Trades
See also:  Notice: Rel. No. 34-59308

SR-NYSEArca-2009-03
34-59597 Mar. 18, 2009 Order Approving Proposed Rule Change to Establish a Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products
See also:  Notice: Rel. No. 34-59364

SR-NYSEArca-2009-10
34-59587 Mar. 17, 2009 Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
See also:  Notice: Rel. No. 34-59395

SR-NYSEArca-2009-20
34-59562 Mar. 12, 2009 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500® Index
Comments due:  April 9, 2009
See also:  Order: Rel. No. 34-59747

SR-NYSEArca-2009-17
34-59556 Mar. 11, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87 — Obvious Errors
Comments due:  April 7, 2009

SR-NYSEArca-2009-14
34-59542 Mar. 9, 2009 Notice of Filing of Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts
Comments due:  March 31, 2009
See also:  Order: Rel. No. 34-59678

SR-NYSEArca-2009-16
34-59525 Mar. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges Applicable to the Option Strategy Executions Pilot Program
Comments due:  April 3, 2009

SR-NYSEArca-2008-134
34-59522 Mar. 5, 2009 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Rule 10.16, Sanctioning Guidelines
See also:  Notice: Rel. No. 34-59117

SR-NYSEArca-2009-15
34-59521 Mar. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change
Comments due:  April 1, 2009

SR-NYSEArca-2009-01
34-59518 Mar. 5, 2009 Order Approving Proposed Rule Change Relating to the Reduction of the Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6)
See also:  Notice: Rel. No. 34-59270

SR-NYSEArca-2009-18
34-59493 Mar. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Bear Market Strategic Accelerated Redemption Securities® Linked to the S&P Small Cap Regional Banks Index
Comments due:  March 30, 2009

SR-NYSEArca-2009-13
34-59471 Feb. 27, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI All Peru Index Fund
Comments due:  March 27, 2009

SR-NYSEArca-2009-12
34-59459 Feb. 26, 2009 Notice of Filing of Proposed Rule Change Relating to SPDR Barclays Capital Convertible Bond ETF
Comments due:  March 27, 2009
See also:  Order: Rel. No. 34-59708

SR-NYSEArca-2009-09
34-59453 Feb. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due:  March 25, 2009

SR-NYSEArca-2009-11
34-59440 Feb. 24, 2009 Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.69 - Reporting Duties
Comments due:  March 24, 2009
See also:  Order: Rel. No. 34-59716

SR-NYSEArca-2009-10
34-59395 Feb. 11, 2009 Notice of Filing of a Proposed Rule Change Amending Rule 6.4
Comments due:  March 12, 2009
See also:  Order: Rel. No. 34-59587

SR-NYSEArca-2008-139
34-59376 Feb. 10, 2009 Order Approving Proposed Rule Change Amending the Minor Rule Plan to Increase Certain Sanctions
See also:  Notice: Rel. No. 34-59191

SR-NYSEArca-2009-03
34-59364 Feb. 5, 2009 Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Establish A Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products
Comments due:  March 4, 2009
See also:  Order: Rel. No. 34-59597

SR-NYSEArca-2009-07
34-59349 Feb. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 5.4 to Eliminate the $3 Market Price Per Share Requirement
Comments due:  March 4, 2009

SR-NYSEArca-2008-136
34-59332 Jan. 30, 2009 Order Approving Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(6) Relating to the Initial Listing Standards for Equity Index-Linked Securities, Commodity-Linked Securities, Currency-Linked Securities, Fixed Income Index-Linked Securities, Futures-Linked Securities and Multifactor Index-Linked Securities
See also:  Notice: Rel. No. 34-59146

SR-NYSEArca-2009-05
34-59308 Jan. 28, 2009 Notice of Filing of Proposed Rule Change to Establish Fees for NYSE Arca Trades
Comments due:  February 24, 2009
See also:  Order: Rel. No. 34-59598

SR-NYSEArca-2009-04
34-59305 Jan. 27, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rules Governing Flexible Exchange Options to Increase Maximum Term
Comments due:  February 24, 2009

SR-NYSEArca-2009-06
34-59289 Jan. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a Pilot Program for NYSE Arca Trades
Comments due:  February 20, 2009

SR-NYSEArca-2009-01
34-59270 Jan. 21, 2009 Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Reduction of Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6)
Comments due:  February 23, 2009
See also:  Order: Rel. No. 34-59518

SR-NYSEArca-2009-02
34-59264 Jan. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Amend or Eliminate Unnecessary Rule Text
Comments due:  February 17, 2009

SR-NYSEArca-2008-140
34-59234 Jan. 12, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Adding Liquidity Only Order
Comments due:  February 13, 2009

SR-NYSEArca-2008-135
34-59194 Jan. 5, 2009 Order Granting Accelerated Approval of Proposed Rule Change Amending Rule 6.47A to Reduce the Order Exposure Period from Three Seconds to One Second
See also:  Notice: Rel. No. 34-59082


NYSE Arca File Number List for 2009
Release No. Date Details

SR-NYSEArca-2009-116
34-61313 Jan. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2.3
Comments due:  February 4, 2010
Additional Materials:   Exhibit 5

SR-NYSEArca-2009-115
34-61267 Dec. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Equities Orders from Archipelago Securities LLC
Comments due:  January 29, 2010

SR-NYSEArca-2009-114
34-61365 Jan. 15, 2010 Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing of Grail McDonnell Fixed Income ETFs
34-61227 Dec. 22, 2009 Notice of Filing of Proposed Rule Change Relating to the Listing of Grail McDonnell Fixed Income ETFs
Comments due:  January 14, 2010

SR-NYSEArca-2009-113
34-61496 Feb. 4, 2010 Order Granting Approval of a Proposed Rule Change to List and Trade the Sprott Physical Gold Trust
34-61236 Dec. 23, 2009 Notice of Filing of Proposed Rule Change for the Listing and Trading of Sprott Physical Gold Trust
Comments due:  January 25, 2010

SR-NYSEArca-2009-112
34-61138 Dec. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Add Commentary .01 to Rule 6.47
Comments due:  January 8, 2010
Additional Materials:   Exhibit 5

SR-NYSEArca-2009-111
34-61206 Dec. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31 to Establish the "Market to Limit" Order Type
Comments due:  January 19, 2010

SR-NYSEArca-2009-110
34-61483 Feb. 3, 2010 Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust
Additional File Nos:  SR-CBOE-2010-007; SR-ISE-2009-106; and SR-NYSEAmex-2009-86
Comments due:  21 days after publication in the Federal Register
34-61222 Dec. 22, 2009 Notice of Filing of Proposed Rule Change Amending Rule 5.3
Comments due:  January 20, 2010
Additional Materials:   Exhibit 5

SR-NYSEArca-2009-109
34-61156 Dec. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Revising Its Telephone Policies
Comments due:  January 8, 2010
Additional Materials:   Exhibit 5

SR-NYSEArca-2009-108
34-61404 Jan. 22, 2010 Order Approving Proposed Rule Change Modifying the NYSE Arca Realtime Reference Prices Service
34-61143 Dec. 10, 2009 Notice of Filing of Proposed Rule Change Modifying the NYSE Arca Realtime Reference Prices Service
Comments due:  January 8, 2010

SR-NYSEArca-2009-106
34-61330 Jan. 12, 2010 Order Approving Proposed Rule Change Relating to the Listing Fee and Annual Fee Applicable to Derivative Securities Products
34-61104 Dec. 3, 2009 Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to the Listing Fee and Annual Fee Applicable to Derivative Securities Products
Comments due:  December 31, 2009
Additional Materials:   Exhibit 5

SR-NYSEArca-2009-105
34-61035 Nov. 19, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the $1.00 Strike Program to Allow Low-Strike LEAPS
Comments due:  21 days after publication in the Federal Register

SR-NYSEArca-2009-103
34-61163 Dec. 14, 2009 Order Granting Accelerated Approval of a Proposed Rule Change Regarding Listing and Trading of RP Short Duration ETF
34-61021 Nov. 17, 2009 Notice of Filing of a Proposed Rule Change Regarding Listing and Trading of RP Short Duration ETF
Comments due:  December 9, 2009

SR-NYSEArca-2009-102
34-61025 Nov. 18, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 7.25
Comments due:  December 16, 2009
Additional Materials:   Exhibit 5

SR-NYSEArca-2009-101
34-61240 Dec. 24, 2009 Order Approving Proposed Rule Change Amending Equities Rule 5.2(j)(3)
34-61022 Nov. 17, 2009 Notice of Filing of a Proposed Rule Change Amending Equities Rule 5.2(j)(3)
Comments due:  December 15, 2009

SR-NYSEArca-2009-100
34-61033 Nov. 19, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rules 5.17 and 6.8
Comments due:  December 21, 2009
Additional Materials:   Exhibit 5

SR-NYSEArca-2009-99
34-60944 Nov. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule
Comments due:  December 4, 2009
Additional Materials:   Exhibit 5

SR-NYSEArca-2009-98
34-60896 Oct. 28, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Relating to $1 Strikes for KBW Bank Index options (BKX)
Comments due:  November 24, 2009

SR-NYSEArca-2009-97
34-60945 Nov. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services
Comments due:  December 4, 2009
Additional Materials:   Exhibit 5

SR-NYSEArca-2009-96
34-60923 Nov. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.82 - Lead Market Makers to Eliminate Obsolete Language and Clarify Rule Provisions
Comments due:  December 1, 2009

SR-NYSEArca-2009-95
34-61219 Dec. 22, 2009 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Shares of the ETFS Platinum Trust
34-60970 Nov. 9, 2009 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ETFS Platinum Trust
Comments due:  December 8, 2009

SR-NYSEArca-2009-94
34-61220 Dec. 22, 2009 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Shares of the ETFS Palladium Trust
34-60971 Nov. 9, 2009 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ETFS Palladium Trust
Comments due:  December 8, 2009

SR-NYSEArca-2009-93
34-60876 Oct. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add 75 Options Classes to the Penny Pilot Program
Comments due:  November 20, 2009

SR-NYSEArca-2009-92
34-60855 Oct. 21, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obligations of Lead Market Makers
Comments due:  November 18, 2009

SR-NYSEArca-2009-91
34-60833 Oct. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Dates of the Quarterly Expansion of the Penny Pilot Program for Options
Comments due:  November 12, 2009

SR-NYSEArca-2009-90
34-61178 Dec. 16, 2009 Order Approving a Proposed Rule Change Relating to the Designation of NYSE Arca, Inc., as the NYSE’s Alternative Trading Facility in an Emergency
Additional Materials:   Exhibit 5
34-60921 Nov. 3, 2009 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 2.100 to Provide the NYSE Arca with the Authority to Declare an Emergency Condition with Respect to Trading On or Through the Systems and Facilities of the NYSE Arca and Enable the NYSE Arca to Act as a Back-Up Trading Facility for Affiliated Exchanges Owned and Operated by NYSE Euronext
Comments due:  December 3, 2009

SR-NYSEAmex-2009-89
34-60819 Oct. 13, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Replacement Indexes for PowerShares DB Commodity Index Tracking Fund and PowerShares DB Agriculture Fund
Comments due:  November 9, 2009

SR-NYSEArca-2009-88
34-60834 Oct. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services
Comments due:  November 12, 2009

SR-NYSEArca-2009-87
34-60750 Sep. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Archipelago Securities LLC
Comments due:  October 28, 2009

SR-NYSEArca-2009-86
34-60766 Oct. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Activity Assessment Fees
Comments due:  October 30, 2009

SR-NYSEArca-2009-85
34-60721 Sep. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Commentary .04 to Rule 6.4 Series of Options Open for Trading
Comments due:  October 22, 2009

SR-NYSEArca-2009-84
34-60967 Nov. 9, 2009 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Permitting Affiliation with NYFIX Millennium L.L.C. and NYFIX Securities Corporation
34-60738 Sep. 29, 2009 Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Permitting Affiliation with NYFIX Millennium L.L.C. and NYFIX Securities Corporation
Comments due:  October 26, 2009

SR-NYSEArca-2009-83
34-60975 Nov. 10, 2009 Order Granting Approval of a Proposed Rule Change to List and Trade Shares of the Grail American Beacon International Equity ETF
34-60773 Oct. 2, 2009 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Grail American Beacon International Equity ETF
Comments due:  October 30, 2009

SR-NYSEArca-2009-82
34-60646 Sep. 10, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Arca, Inc. in Connection with the Proposal of NYSE Euronext to Require That at Least Three-fourths of its Directors Satisfy Independence Requirements
Comments due:  October 8, 2009

SR-NYSEArca-2009-81
34-60664 Sep. 14, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing its Schedule of Fees and Charges for Exchange Services
Comments due:  October 13, 2009

SR-NYSEArca-2009-80
34-60607 Sep. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Risk Management Gateway (“RMG”) Service
Comments due:  September 29, 2009

SR-NYSEArca-2009-79
34-60981 Nov. 10, 2009 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing of Five Fixed Income Funds of the PIMCO ETF Trust
Comments due:  December 9, 2009
34-60619 Sep. 3, 2009 Notice of Filing of Proposed Rule Change Relating to Listing of Five Fixed Income Funds of the PIMCO ETF Trust
Comments due:  September 28, 2009
* Submit comments on SR-NYSEArca-2009-79

SR-NYSEArca-2009-78
34-60604 Sep. 1, 2009 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Eliminating NYSE Arca Equities Rule 7.26, Adding New NYSE Arca Equities Rule 6.7 and Amending NYSE Arca Equities Rule 6.18
Comments due:  September 29, 2009

SR-NYSEArca-2009-77
34-60822 Oct. 14, 2009 Order Granting Approval of Proposed Rule Change Amending NYSE Arca Options Rule 5.3(j)
34-60621 Sep. 3, 2009 Notice of Filing of Proposed Rule Change Amending NYSE Arca Options Rule 5.3(j)
Comments due:  October 2, 2009

SR-NYSEArca-2009-76
34-60522 Aug. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Options Rule 6.76A
Comments due:  September 14, 2009

SR-NYSEArca-2009-75
34-60549 Aug. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Permissible Expiration Dates for Flexible Exchange Options
Comments due:  September 18, 2009

SR-NYSEArca-2009-74
34-60717 Sep. 24, 2009 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing Four Grail Advisors RP Exchange-Traded Funds
Comments due:  October 22, 2009
34-60552 Aug. 20, 2009 Notice of Filing of Proposed Rule Change Relating to Listing Four Grail Advisors RP Exchange-Traded Funds
Comments due:  September 14, 2009

SR-NYSEArca-2009-73
34-60469 Aug. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.76A — Order Execution-OX and Proposing New Rule 6.88 — Directed Orders
Comments due:  September 8, 2009

SR-NYSEArca-2009-72
34-60495 Aug. 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing the Schedule of Fees and Charges for Exchange Services
Comments due:  September 8, 2009

SR-NYSEArca-2009-70
34-60716 Sep. 24, 2009 Order Approving Proposed Rule Change Amending Rule 10.12 (Minor Rule Plan)
34-60518 Aug. 18, 2009 Notice of Filing of Proposed Rule Change Amending Rule 10.12 (Minor Rule Plan)
Comments due:  September 14, 2009

SR-NYSEArca-2009-69
34-60433 Aug. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(oo)
Comments due:  September 1, 2009

SR-NYSEArca-2009-68
34-60322 Jul. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing the Schedule of Fees and Charges for Exchange Services
Comments due:  August 14, 2009

SR-NYSEArca-2009-67
34-60285 Jul. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Extend the One Week Option Series Pilot Program
Comments due:  August 7, 2009

SR-NYSEArca-2009-66
34-60282 Jul. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Option Trading Rules In Order To Adopt the Quarterly Option Series Pilot Program on a Permanent Basis
Comments due:  August 7, 2009

SR-NYSEArca-2009-65
34-60321 Jul. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(mm)
Comments due:  August 14, 2009

SR-NYSEArca-2009-64
34-60272 Jul. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. that Extends the Suspension of NYSE Arca's Stock Price Continued Listing Standard to July 31, 2009
Comments due:  August 6, 2009

SR-NYSEArca-2009-63
34-60262 Jul. 8, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.31(x) and 7.31(kk)
Comments due:  August 5, 2009

SR-NYSEArca-2009-62
34-60379 Jul. 23, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Schedule of Fees and Charges for Exchange Services
Comments due:  August 21, 2009

SR-NYSEArca-2009-61
34-60224 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.72 Trading Differentials
Comments due:  July 30, 2009
Comments received are available for this notice.

SR-NYSEArca-2009-60
34-60205 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services
Comments due:  July 30, 2009

SR-NYSEArca-2009-58
34-60191 Jun. 30, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31
Comments due:  July 29, 2009

SR-NYSEArca-2009-57
34-60200 Jun. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.9 - Exercise Limits
Comments due:  July 30, 2009

SR-NYSEArca-2009-56
34-60256 Jul. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Two New Order Types to NYSE Arca Equities Rule 7.31
Comments due:  August 3, 2009

SR-NYSEArca-2009-55
34-60460 Aug. 7, 2009 Order Granting Approval of a Proposed Rule Change to List and Trade Shares of the Dent Tactical ETF
34-60195 Jun. 30, 2009 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Dent Tactical ETF
Comments due:  July 29, 2009

SR-NYSEArca-2009-54
34-60137 Jun. 18, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI All Peru Capped Index Fund
Comments due:  July 16, 2009

SR-NYSEArca-2009-53
34-60128 Jun. 17, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of ProShares UltraShort MSCI Mexico Investable Market Fund
Comments due:  July 16, 2009

SR-NYSEArca-2009-52
34-60468 Aug. 10, 2009 Order Approving Proposed Rule Change to Amend the Schedule of Fees and Charges for Exchange Services
34-60184 Jun. 29, 2009 Notice of Filing of Proposed Rule Change to Amend the Schedule of Fees and Charges for Exchange Services
Comments due:  July 28, 2009

SR-NYSEArca-2009-51
34-60099 Jun. 11, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 7.36 Governing Order Ranking and Display
Comments due:  July 10, 2009

SR-NYSEArca-2009-50
34-60102 Jun. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Implementing Schedule of Fees and Charges for Exchange Services by adding a Ratio Threshold Fee
Comments due:  July 10, 2009

SR-NYSEArca-2009-49
34-60101 Jun. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Implementing Schedule of Fees and Charges for Exchange Services
Comments due:  July 10, 2009

SR-NYSEArca-2009-48
34-60067 Jun. 8, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services
Comments due:  July 6, 2009

SR-NYSEArca-2009-47
34-60065 Jun. 8, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Generic Listing Rules for Currency Trust Shares
Comments due:  July 6, 2009

SR-NYSEArca-2009-46
34-60072 Jun. 9, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Safety First Trust Certificates Linked to the S&P 500® Index
Comments due:  July 6, 2009

SR-NYSEArca-2009-45
34-60527 Aug. 18, 2009 Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan
34-60054 Jun. 5, 2009 Notice of Filing of Proposed Rule Change to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan
Comments due:  July 6, 2009

SR-NYSEArca-2009-44
34-61061 Nov. 24, 2009 Order Granting Partial Approval of a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Expanding the Penny Pilot Program
Comments due:  December 22, 2009
Comments received are available for this notice.
* Submit comments on SR-NYSEArca-2009-44
34-60711 Sep. 23, 2009 Notice of Filing of Amendment Nos. 1 and 3 and Order Granting Partial Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, Amending NYSE Arca Rule 6.72 and Expanding the Penny Pilot Program
Comments due:  October 19, 2009
See also:  Office of Economic Analysis Memo (July 24, 2009); Office of Economic Analysis Memo (August 14, 2009)
Comments received are available for this notice.
34-59944 May 20, 2009 Notice of Filing of Proposed Rule Change Amending Rule 6.72 Governing Trading Differentials and Proposing to Expand the Penny Pilot
Comments due:  June 17, 2009
Comments received are available for this notice.

SR-NYSEArca-2009-43
34-59932 May 15, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Regarding the Minimum Creation and Redemption Size Applicable to the MacroShares Major Metro Housing Trusts
Comments due:  June 12, 2009

SR-NYSEArca-2009-41
34-59978 May 27, 2009 Notice of Filing and Immediate Effectiveness by NYSE Arca, Inc. of a Proposed Rule Change to Amend Exchange Rules Related to Doing a Public Business in Options
Comments due:  June 23, 2009

SR-NYSEArca-2009-40
34-59895 May 8, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of ETFS Gold Trust
Comments due:  June 5, 2009

SR-NYSEArca-2009-39
34-59886 May 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Regarding Amendments to NYSE Arca Equities Rule 8.3 ("Listing of Currency and Index Warrants")
Comments due:  June 4, 2009

SR-NYSEArca-2009-38
34-59893 May 8, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change
Comments due:  June 5, 2009

SR-NYSEArca-2009-36
34-60706 Sep. 22, 2009 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to NYSE Arca Equities Rule 7.10 Governing Clearly Erroneous Executions
Comments due:  October 19, 2009

SR-NYSEArca-2009-36
34-59838 Apr. 28, 2009 Notice of Filing of Proposed Rule Change Relating to NYSE Arca Equities Rule 7.10 Governing Clearly Erroneous Executions
Comments due:  May 26, 2009
* Submit comments on SR-NYSEArca-2009-36

SR-NYSEArca-2009-34
34-59846 Apr. 29, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.76A Order Execution - OX
Comments due:  May 27, 2009

SR-NYSEArca-2009-33
34-59861 May 5, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Safety First Trust Certificates Linked to the Dow Jones Industrial Average
Comments due:  June 1, 2009

SR-NYSEArca-2009-32
34-60002 May 29, 2009 Order Approving the Proposed Rule Change Implementing NYSE Arca Realtime Reference Prices Service on a Permanent Basis
34-59790 Apr. 20, 2009 Notice of Filing of Proposed Rule Change Implementing the NYSE Arca Realtime Reference Price Service on a Permanent Basis
Comments due:  May 15, 2009

SR-NYSEArca-2009-31
34-59808 Apr. 21, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change
Comments due:  May 19, 2009

SR-NYSEArca-2009-30
34-60064 Jun. 8, 2009 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Adoption of Listing Standards for Managed Trust Securities and the Listing and Trading of Shares of the iShares® Diversified Alternatives Trust
34-59835 Apr. 28, 2009 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of Listing Standards for Managed Trust Securities and the Listing and Trading of Shares of the iShares® Diversified Alternatives Trust
Comments due:  May 27, 2009

SR-NYSEArca-2009-29
34-59854 May 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. that Suspends NYSE Arca's Stock Price Continued Listing Standard
Comments due:  May 29, 2009

SR-NYSEArca-2009-28
34-59781 Apr. 17, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the ETFS Silver Trust
Comments due:  May 15, 2009

SR-NYSEArca-2009-27
34-59737 Apr. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.62 to offer WAIT Modifier, PNP Plus Orders and Allow the Use of Attributable Orders
Comments due:  May 11, 2009

SR-NYSEArca-2009-26
34-59628 Mar. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Option Trading Rules In Order to Extend the Penny Pilot Program Comments due:  April 23, 2009

SR-NYSEArca-2009-25
34-59662 Mar. 31, 2009 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto to Extend the Pilot Program for NYSE Arca Realtime Reference Prices Service
Comments due:  April 27, 2009

SR-NYSEArca-2009-24
34-59937 May 18, 2009 Order Approving Proposed Rule Change to Adopt a Policy with Respect to the Treatment of Aberrant Trades
34-59650 Mar. 30, 2009 Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. to Adopt a Policy with respect to the Treatment of Aberrant Trades
Comments due:  April 27, 2009

SR-NYSEArca-2009-23
34-59609 Mar. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSEArca, Inc. Amending Rule 6.47 to Remove Obsolete Text Related to the SizeQuote Pilot Program
Comments due:  April 17, 2009

SR-NYSEArca-2009-22
34-59826 Apr. 28, 2009 Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the Grail American Beacon Large Cap Value ETF
34-59651 Mar. 30, 2009 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Grail American Beacon Large Cap Value ETF
Comments due:  April 27, 2009

SR-NYSEArca-2009-21
34-59603 Mar. 19, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.62 to Provide Additional Order Types
Comments due:  April 16, 2009

SR-NYSEArca-2009-20
34-59747 Apr. 10, 2009 Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500® Index
34-59562 Mar. 12, 2009 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500® Index
Comments due:  April 9, 2009

SR-NYSEArca-2009-19
34-59617 Mar. 20, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.37A — Obligations of Market Makers-OX
Comments due:  April 17, 2009

SR-NYSEArca-2009-18
34-59493 Mar. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Bear Market Strategic Accelerated Redemption Securities® Linked to the S&P Small Cap Regional Banks Index
Comments due:  March 30, 2009

SR-NYSEArca-2009-17
34-59556 Mar. 11, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87 — Obvious Errors
Comments due:  April 7, 2009

SR-NYSEArca-2009-16
34-59525 Mar. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges Applicable to the Option Strategy Executions Pilot Program
Comments due:  April 3, 2009

SR-NYSEArca-2009-15
34-59521 Mar. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change
Comments due:  April 1, 2009

SR-NYSEArca-2009-14
34-59678 Apr. 1, 2009 Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts
34-59542 Mar. 9, 2009 Notice of Filing of Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts
Comments due:  March 31, 2009

SR-NYSEArca-2009-13
34-59471 Feb. 27, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI All Peru Index Fund
Comments due:  March 27, 2009

SR-NYSEArca-2009-12
34-59708 Apr. 6, 2009 Order Approving Proposed Rule Change Relating to SPDR Barclays Capital Convertible Bond ETF
34-59459 Feb. 26, 2009 Notice of Filing of Proposed Rule Change Relating to SPDR Barclays Capital Convertible Bond ETF
Comments due:  March 27, 2009

SR-NYSEArca-2009-11
34-59716 Apr. 6, 2009 Order Approving a Proposed Rule Change to Amend Rule 6.69 - Reporting Duties
34-59440 Feb. 24, 2009 Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.69 - Reporting Duties
Comments due:  March 24, 2009

SR-NYSEArca-2009-10
34-59587 Mar. 17, 2009 Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
34-59395 Feb. 11, 2009 Notice of Filing of a Proposed Rule Change Amending Rule 6.4
Comments due:  March 12, 2009

SR-NYSEArca-2009-09
34-59453 Feb. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due:  March 25, 2009

SR-NYSEArca-2009-07
34-59349 Feb. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 5.4 to Eliminate the $3 Market Price Per Share Requirement
Comments due:  March 4, 2009

SR-NYSEArca-2009-06
34-59289 Jan. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a Pilot Program for NYSE Arca Trades
Comments due:  February 20, 2009

SR-NYSEArca-2009-05
34-59598 Mar. 18, 2009 Order Approving Proposed Rule Change to Establish Fees for NYSE Arca Trades
34-59308 Jan. 28, 2009 Notice of Filing of Proposed Rule Change to Establish Fees for NYSE Arca Trades
Comments due:  February 24, 2009

SR-NYSEArca-2009-04
34-59305 Jan. 27, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rules Governing Flexible Exchange Options to Increase Maximum Term
Comments due:  February 24, 2009

SR-NYSEArca-2009-03
34-59597 Mar. 18, 2009 Order Approving Proposed Rule Change to Establish a Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products
34-59364 Feb. 5, 2009 Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Establish A Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products
Comments due:  March 4, 2009

SR-NYSEArca-2009-02
34-59264 Jan. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Amend or Eliminate Unnecessary Rule Text
Comments due:  February 17, 2009

SR-NYSEArca-2009-01
34-59518 Mar. 5, 2009 Order Approving Proposed Rule Change Relating to the Reduction of the Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6)
34-59270 Jan. 21, 2009 Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Reduction of Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6)
Comments due:  February 23, 2009

 

http://www.sec.gov/rules/sro/nysearca/nysearcaarchive/nysearca2009.shtml


Modified: 04/07/2010