This listing includes common periodic SEC reports.

Note: For periodic FOIA reports on Alternative Trading Systems, Fails-to-Deliver Data, Registered Investment Advisers and Broker Dealers, see Frequently Requested FOIA Documents. For occasional reports on current trends and issues facing the securities industry, see SEC Special Studies.

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Date
Title
Category
Date: Title: Beginners' Guide to Financial Statement
Category: Investor Publications
Date: Title: Congressional Justification FY 2008(PDF)
Category: Budget Reports
Date: Title: Report on Administrative Proceedings for Period April 1, 2005 through September 30, 2005(PDF)
Category: Special Studies
Date: Title: Report on Administrative Proceedings for Period April 1, 2006 through September 30, 2006(PDF)
Category: Special Studies
Date: Title: Report on Administrative Proceedings for Period October 1, 2005 through March 31, 2006(PDF)
Category: Special Studies
Date: Title: 2007 Annual Report — Performance and Accountability Report
Category: Annual Reports
Date: Title: Information Technology Management in Enforcement(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 2006 through September 30, 2006(PDF)
Inspector General
Category:
Date: Title: E-Government Act Implementation Updates: FY 2006 Update(PDF)
Category:
Date: Title: IM Exemptive Application Processing(PDF)
Inspector General
Category:
Date: Title: Personnel Files(PDF)
Inspector General
Category:
Date: Title: Audit of Oversight of PCAOB(PDF)
Inspector General
Category:
Date: Title: OMB Exhibit 300 Reports FY 2008
Category: Budget Reports
Date: Title: 2006 Inventory(PDF)
Category: FAIR Act
Date: Title: Preliminary Review of Filings(PDF)
Inspector General
Category:
Date: Title: Conflict of Interest Controls in Procurement(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 2005 through March 31, 2006(PDF)
Inspector General
Category:
Date: Title: Continuity of Operations Planning(PDF)
Inspector General
Category:
Date: Title: Lump Sum Payouts: Questions You Should Ask Yourself Before You Invest a Dime
Category: Investor Publications
Date: Title: 2007 Performance Budget(PDF)
Category: Budget Reports
Date: Title: 2005 Report(PDF)
Category: Buy American Act
Date: Title: Select SEC and Market Data 2005(PDF)
Category: Select SEC and Market Data
Date: Title: Auto-Surfing: What You Need to Kno
Category: Investor Publications
Date: Title: Congressional Request FY 2007(PDF)
Category: Budget Reports
Date: Title: Pacific Regional Office(PDF)
Inspector General
Category:
Date: Title: "Wrong Numbers" and Stock Tips on Your Answering Machine
Category: Investor Publications
Date: Title: Disgorgements and Penalty Payments(PDF)
Inspector General
Category:
Date: Title: 2006 Annual Report — Performance and Accountability Report
Category: Annual Reports
Date: Title: Semiannual Report to Congress: April 1, 2005 to September 30, 2005(PDF)
Inspector General
Category:
Date: Title: Worthless Stock: How to Avoid Doubling Your Losses
Category: Investor Publications
Date: Title: Select SEC and Market Data 2004(PDF)
Category: Select SEC and Market Data
Date: Title: IT Security Certification and Accreditation Process(PDF)
Inspector General
Category:
Date: Title: Security Certification and Accreditation of EFOIA(PDF)
Inspector General
Category:
Date: Title: Office of the Secretary(PDF)
Inspector General
Category:
Date: Title: Recruitment, Classification, and Staffing(PDF)
Inspector General
Category:
Date: Title: Operations Center Building Security(PDF)
Inspector General
Category:
Date: Title: 2005 Inventory(PDF)
Category: FAIR Act
Date: Title: Selecting and Monitoring Pension Consultants: Tips for Plan Fiduciaries
Category: Investor Publications
Date: Title: Field Offices' Integrity Program(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 2004 to March 31, 2005(PDF)
Inspector General
Category:
Date: Title: Day Trading: Your Dollars at Risk
Category: Investor Publications
Date: Title: "High Yields" and Hot Air
Category: Investor Publications
Date: Title: 2006 Performance Budget(PDF)
Category: Budget Reports
Date: Title: Planning Investment Management Filing Reviews(PDF)
Inspector General
Category:
Date: Title: Software Management(PDF)
Inspector General
Category:
Date: Title: Congressional Request FY 2006(PDF)
Category: Budget Reports
Date: Title: Mutual Fund Proxy Voting Records and Policies
Category: Investor Publications
Date: Title: Pump&Dump.con: Tips for Avoiding Stock Scams on the Internet
Category: Investor Publications
Date: Title: Risky Business: "Pre-IPO [Initial Public Offering]" Investing
Category: Investor Publications
Date: Title: 2005 Annual Report — Performance and Accountability Report
Category: Annual Reports
Date: Title: Midwest Regional Office(PDF)
Inspector General
Category:
Date: Title: Northeast Regional Office(PDF)
Inspector General
Category:
Date: Title: Forth Worth District Office(PDF)
Inspector General
Category:
Date: Title: Salt Lake District Office(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 2004 to September 30, 2004(PDF)
Inspector General
Category:
Date: Title: Atlanta District Office(PDF)
Inspector General
Category:
Date: Title: Targeting IA/IC Compliance Examinations(PDF)
Inspector General
Category:
Date: Title: Disclosure Filings Examination and Accounting Reports(PDF)
Inspector General
Category:
Date: Title: Document Imaging System(PDF)
Inspector General
Category:
Date: Title: Federal Information Security Management Act(PDF)
Inspector General
Category:
Date: Title: 2004 Inventory(PDF)
Category: FAIR Act
Date: Title: Office of Economic Analysis(PDF)
Inspector General
Category:
Date: Title: Independent Evaluation And Assessment of Internal Control for Contract Oversight(PDF)
Inspector General
Category:
Date: Title: Variable Annuities and Variable Life Products: Questions to Ask
Category: Investor Publications
Date: Title: About Settling Trades In Three Days: Introducing T+3
Category: Investor Publications
Date: Title: Enterprise Architecture(PDF)
Inspector General
Category:
Date: Title: Inappropriate Release of Non-Public Information(PDF)
Inspector General
Category:
Date: Title: Lost and Stolen Securities Program(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 2003 to March 31, 2004
Inspector General
Category:
Date: Title: Commission Responses to Investor Inquiries(PDF)
Inspector General
Category:
Date: Title: Commission Work/Life Program(PDF)
Inspector General
Category:
Date: Title: IT Capital Investment Decision-Making Follow-Up(PDF)
Inspector General
Category:
Date: Title: Planning the Enforcement of Full Disclosure Rules(PDF)
Inspector General
Category:
Date: Title: Priority to Rural Areas for New Offices(PDF)
Inspector General
Category:
Date: Title: Small Business Regulation D Exemption Process(PDF)
Inspector General
Category:
Date: Title: Central Regional Office(PDF)
Inspector General
Category:
Date: Title: Commission-Wide Use of X-Ray Scanners(PDF)
Inspector General
Category:
Date: Title: Discounted Airfare Tickets(PDF)
Inspector General
Category:
Date: Title: 2004 Annual Report — Performance and Accountability Report
Category: Annual Reports
Date: Title: Telephone Calling Card Program(PDF)
Inspector General
Category:
Date: Title: Unclaimed Commission Property(PDF)
Inspector General
Category:
Date: Title: Regulation of Public Utility Holding Companies(PDF)
Inspector General
Category:
Date: Title: Semiannual Report to Congress: April 1, 2003 to September 30, 2003
Inspector General
Category:
Date: Title: Report of Changes in Independent Accountants
Inspector General
Category:
Date: Title: San Francisco District Office
Inspector General
Category:
Date: Title: Compliance Examination Deficiency Letter Process
Inspector General
Category:
Date: Title: Contract for Temporary Clerical Services
Inspector General
Category:
Date: Title: SEC Recreation and Welfare Association Financial Management
Inspector General
Category:
Date: Title: 2003 Inventory(PDF)
Category: FAIR Act
Date: Title: Updated Personnel Guidance
Inspector General
Category:
Date: Title: Priority to Location of New Offices in Rural Areas
Inspector General
Category:
Date: Title: Boston District Office
Inspector General
Category:
Date: Title: Statutory Disqualification Review Process
Inspector General
Category:
Date: Title: Southeast Regional Office
Inspector General
Category:
Date: Title: Facility Access Control Systems
Inspector General
Category:
Date: Title: Semiannual Report to Congress: October 1, 2002 to March 31, 2003
Inspector General
Category:
Date: Title: Deterring Securities Recidivism
Inspector General
Category:
Date: Title: Holding Your Securities— - Get the Facts
Category: Investor Publications
Date: Title: Bankruptcy Program
Inspector General
Category:
Date: Title: Independent Accountant's Report
Inspector General
Category: