FY 2017 Congressional Justification & FY 2015 Annual Performance Report and FY 2017 Annual Performance Plan

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Table of Contents

Agency and Mission Information

• Executive Summary
• Vision, Mission, and Values
• History and Purpose
• Organization Structure and Resources

FY 2017 Budget Request Tables

• FTE and Positions by Program
• Obligations by Object Class
• Strategic Goal and Program
• Summary of Changes
• Offsetting Collections and Spending Authority

FY 2017 Appropriations Language

FY 2015 Annual Performance Report and FY 2017 Annual Performance Plan

• A Reader’s Guide to the SEC’s Performance Information
• FY 2015 APR and FY 2017 APP Summary
• Verification and Validation of Performance Data
• Performance Summary by Strategic Goal and Strategic Objective
• Strategic Goal 1: Establish and Maintain an Effective Regulatory Environment
• Strategic Goal 2: Foster and Enforce Compliance with the Federal Securities Laws
• Strategic Goal 3: Facilitate Access to the Information Investors Need to Make Informed Investment Decisions
• Strategic Goal 4: Enhance the Commission’s Performance through Effective Alignment and Management of Human, Information, and Financial Capital

FY 2017 Budget Request by Program

Other Information

• Major Management Priorities, Challenges and Risks
• Cross Agency Collaboration
• Evidence Building
• Hyperlinks to Other Information and Resources

Appendices

• Appendix A: SEC Divisions and Offices
• Appendix B: Glossary of Terms