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FY 2017 Congressional Justification & FY 2015 Annual Performance Report and FY 2017 Annual Performance Plan

Feb. 9, 2016

Table of Contents

Agency and Mission Information

  • Executive Summary
  • Vision, Mission, and Values
  • History and Purpose
  • Organization Structure and Resources

FY 2017 Budget Request Tables

  • FTE and Positions by Program
  • Obligations by Object Class
  • Strategic Goal and Program
  • Summary of Changes
  • Offsetting Collections and Spending Authority

FY 2017 Appropriations Language

FY 2015 Annual Performance Report and FY 2017 Annual Performance Plan

  • A Reader’s Guide to the SEC’s Performance Information
  • FY 2015 APR and FY 2017 APP Summary
  • Verification and Validation of Performance Data
  • Performance Summary by Strategic Goal and Strategic Objective
  • Strategic Goal 1: Establish and Maintain an Effective Regulatory Environment
  • Strategic Goal 2: Foster and Enforce Compliance with the Federal Securities Laws
  • Strategic Goal 3: Facilitate Access to the Information Investors Need to Make Informed Investment Decisions
  • Strategic Goal 4: Enhance the Commission’s Performance through Effective Alignment and Management of Human, Information, and Financial Capital

FY 2017 Budget Request by Program

Other Information

  • Major Management Priorities, Challenges and Risks
  • Cross Agency Collaboration
  • Evidence Building
  • Hyperlinks to Other Information and Resources


  • Appendix A: SEC Divisions and Offices
  • Appendix B: Glossary of Terms
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