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Contents

Agency and Mission Information

• Executive Summary
• Mission, Vision, Values, and Goals
• History and Purpose
• Organizational Structure and Resources

FY 2020 Budget Request Tables

• Positions and Full-Time Equivalents by Program
• Obligations by Object Class
• Strategic Goal and Program
• Request Summary of Changes

FY 2020 Appropriations Language

FY 2020 Budget Request by Program

Other Information

• Risks, Internal Controls, and Management Challenges
• Cross-Agency Collaboration
• Evidence Building
• Links to Additional Information and Resources

FY 2020 Annual Performance Plan

• Performance Plan by Strategic Goal
• Strategic Goal 1: Focus on the long-term interests of our Main Street investors
• Strategic Goal 2: Recognize significant developments and trends in our evolving capital markets and adjust our efforts to ensure we are effectively allocating our resources
• Strategic Goal 3: Elevate the SEC’s performance by enhancing our analytical capabilities and human capital development

FY 2018 Annual Performance Report

• FY 2018 Annual Performance Report (APR) Summary
• Performance by Strategic Goal and Strategic Objective
• Strategic Goal 1: Establish and maintain an effective regulatory environment
• Strategic Goal 2: Foster and enforce compliance with the federal securities laws
• Strategic Goal 3: Facilitate access to the information investors need to make informed investment decisions
• Strategic Goal 4: Enhance the Commission’s performance through effective alignment and management of human, information, and financial capital

Appendices

• Appendix A: Verification and Validation of Performance Data
• Appendix B: SEC’s Responses to Government Accountability Office Reports
• Appendix C: Discontinued Performance Goals and Indicators
• Appendix D: Information Technology Resource Statement