Skip to main content

Fiscal Year 2018 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2016 Annual Performance Report

May 23, 2017

Table of Contents

Agency and Mission Information

  • Executive Summary
  • Mission, Vision, Values, and Goals
  • History and Purpose
  • Organizational Structure and Resources

FY 2018 Budget Request Tables

  • Full-Time Equivalents (FTE) and Positions by Program
  • Obligations by Object Class
  • Strategic Goal and Program
  • Summary of Changes

FY 2018 Appropriations Language

FY 2016 Annual Performance Report (APR) and FY 2018 Annual Performance Plan (APP)

  • A Reader’s Guide to SEC Performance Information
  • FY 2016 APR and FY 2018 APP Summary
  • Performance Summary by Strategic Goal and Strategic Objective
  • Strategic Goal 1: Establish and Maintain an Effective Regulatory Environment
  • Strategic Goal 2: Foster and Enforce Compliance with Federal Securities Laws
  • Strategic Goal 3: Facilitate Access to the Information Investors Need to Make Informed Investment Decisions
  • Strategic Goal 4: Enhance the Commission’s Performance through Effective Alignment and Management of Human, Information, and Financial Capital

FY 2018 Budget Request by Program

Other Information

  • Risks, Internal Controls, and Management Challenges
  • Cross-Agency Collaboration
  • Evidence Building
  • Hyperlinks to Other Information and Resources


  • Appendix A: SEC Divisions and Offices
  • Appendix B: Verification and Validation of Performance Data
  • Appendix C: SEC’s Responses to Government Accountability Office Reports


Return to Top