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FY 2014 Congressional Budget Justification, FY 2014 Annual Performance Plan, FY 2012 Annual Performance Report

April 10, 2013

Table of Contents

Agency and Mission Information

  • Executive Summary
  • Vision, Mission, Values, and Goals
  • History and Purpose
  • Organization Structure and Resources

FY 2014 Budget Request Tables

  • FTE and Positions by Program
  • Obligations by Object Class
  • FY 2014 Request by Strategic Goal and Program
  • Summary of Changes
  • Offsetting Collections and Spending Authority

FY 2014 Appropriations Language

FY 2012 Annual Performance Report and FY 2014 Annual Performance Plan

  • FY 2012 APR and FY 2014 APP Summary
  • A Reader's Guide to the SEC's Performance Information
  • Verification and Validation of Performance Data
  • Strategic Goal 1: Foster and Enforce Compliance with the Federal Securities Laws
  • Strategic Goal 2: Establish an Effective Regulatory Environment
  • Strategic Goal 3: Facilitate Access to the Information Investors Need to Make Informed Investment Decisions
  • Strategic Goal 4: Maximize the Use of SEC Resources

FY 2014 Budget Request by Program

Other Information

  • Program Evaluations and Research
  • Cross Agency Collaboration
  • Efficiencies and Effectiveness
  • Management Reviews
  • Management Challenges
  • Hyperlinks to Other Reports


  • Appendix A: Summary of Changes in Performance Goals and Indicators
  • Appendix B: Acronyms

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