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SEC and Market Data

SEC and Market Data


 
In response to the Open Government Initiative requiring each agency to identify and publish online high-value data, the Securities and Exchange Commission is making available the following data sets.

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Title Category Last Updated
Administrative Law Judge Initial Decisions for 2009 and 2010
Nov. 2010
Business Development Company Report
Nov. 2014
Closed-End Fund Information
Nov. 2014
Commission Opinions and Adjudicatory Orders for 2008, 2009 and 2010
Nov. 2010
Conditional Cancel and Trade Distributions
Market StructureFeb. 2016
EDGAR Log File Data Set
Feb. 2016
Fails-to-Deliver Data under 10,000 Shares
Jan. 2010
Financial Statement Data Sets
April 2016
FOIA Logs
Dec. 2013
Frequently Requested FOIA Document: Alternative Trading Systems (ATS) Report
May 2016
Frequently Requested FOIA Document: Company Information About Active Broker-Dealers
Broker-DealersMay 2016
Frequently Requested FOIA Document: Fails-to-Deliver Data
May 2016
Frequently Requested FOIA Document: Information About Registered Investment Advisers and Exempt Reporting Advisers
May 2016
Frequently Requested FOIA Document: Information About Registered Municipal Advisors
May 2016
Hazards and Survivors by Time Period
Market StructureFeb. 2016
Investment Company Series and Class Information
Nov. 2014
Metrics by Individual Security
Market StructureFeb. 2016
Metrics by Individual Security and Exchange
Market StructureFeb. 2016
Money Market Fund Information
April 2016
Public Company Bankruptcy Cases Opened and Monitored
March 2012
SEC Administrative Proceedings for 2009 through 2013
Nov. 2010
SEC Litigation Releases for 2009 and 2010
Nov. 2010
Spreads and Depth by Individual Security
Market StructureDec. 2014
Summary Metrics by Decile and Quartile
Market StructureFeb. 2016
Summary Metrics by Exchange
Market StructureFeb. 2016
  
 
 

Title

Last Updated

Title: Administrative Law Judge Initial Decisions for 2009 and 2010

Category:

Last Updated: Nov. 2010

Title: Business Development Company Report

Category:

Last Updated: Nov. 2014

Title: Closed-End Fund Information

Category:

Last Updated: Nov. 2014

Title: Conditional Cancel and Trade Distributions

Category: Market Structure

Last Updated: Feb. 2016

Title: EDGAR Log File Data Set

Category:

Last Updated: Feb. 2016

Title: Fails-to-Deliver Data under 10,000 Shares

Category:

Last Updated: Jan. 2010

Title: Financial Statement Data Sets

Category:

Last Updated: April 2016

Title: FOIA Logs

Category:

Last Updated: Dec. 2013

Title: Frequently Requested FOIA Document: Fails-to-Deliver Data

Category:

Last Updated: May 2016

Title: Hazards and Survivors by Time Period

Category: Market Structure

Last Updated: Feb. 2016

Title: Investment Company Series and Class Information

Category:

Last Updated: Nov. 2014

Title: Metrics by Individual Security

Category: Market Structure

Last Updated: Feb. 2016

Title: Metrics by Individual Security and Exchange

Category: Market Structure

Last Updated: Feb. 2016

Title: Money Market Fund Information

Category:

Last Updated: April 2016

Title: Public Company Bankruptcy Cases Opened and Monitored

Category:

Last Updated: March 2012

Title: SEC Administrative Proceedings for 2009 through 2013

Category:

Last Updated: Nov. 2010

Title: SEC Litigation Releases for 2009 and 2010

Category:

Last Updated: Nov. 2010

Title: Spreads and Depth by Individual Security

Category: Market Structure

Last Updated: Dec. 2014

Title: Summary Metrics by Decile and Quartile

Category: Market Structure

Last Updated: Feb. 2016

Title: Summary Metrics by Exchange

Category: Market Structure

Last Updated: Feb. 2016

 
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