Accounting and Auditing Enforcement Releases Archive: 2017
The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.
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Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Fourth Quarter | ||
| AAER-3916 | Dec. 12, 2017 | Peter R. Culpepper, CPA
Other Release No.: 34-82293 |
| AAER-3915 | Dec. 5, 2017 | Robert W. Davis, CPA
Other Release No.: 34-82220 |
| AAER-3914 | Dec. 5, 2017 | Gregory Davis, CPA
Other Release No.: 34-82215 |
| AAER-3913 | Dec. 4, 2017 | Rahuldev Gandhi, CPA
Other Release No.: 34-82208 |
| AAER-3912 | Dec. 4, 2017 | Richard J. Koch, CPA
Other Release No.: 34-82207 |
| AAER-3911 | Dec. 4, 2017 | Anton & Chia, LLP, et al.
Other Release No.: 34-82206 |
| AAER-3910 | Nov. 30, 2017 | Thaddeus Bereday
Other Release Nos.: 34-82179, AAER-3910 |
| AAER-3909 | Nov. 27, 2017 | Jon L. Frank
Other Release No.: 34-82154 |
| AAER-3908 | Nov. 21, 2017 | Jay Mac Rust and Christopher K. Brenner
Other Release No.: LR-23996 |
| AAER-3907 | Nov. 17, 2017 | Michael C. Sabatino, CPA
Other Release No.: 34-82110 |
| AAER-3906 | Nov. 14, 2017 | Paul Behrens, CPA
Other Release No.: 33-10437 |
| AAER-3905 | Nov. 3, 2017 | Osiris Therapeutics, Inc., et al.
Other Release No.: LR-23978 |
| AAER-3904 | Oct. 26, 2017 | Augustine Capital Management, et al.
Other Release No.: IA-4800 |
| AAER-3903 | Oct. 26, 2017 | Harold J. Swart, Jr.
Other Release No.: 34-81954 |
| AAER-3902 | Oct. 19, 2017 | Mayank Gupta, CPA
Other Release No.: 34-81911 |
| AAER-3901 | Oct. 19, 2017 | Jeffrey W. Tomz, CPA
Other Release No.: 34-81908 |
Third Quarter | ||
| AAER-3900 | Sep. 27, 2017 | Robert K. Stewart, CPA
Other Release No.: 34-81740 |
| AAER-3899 | Sep. 21, 2017 | Paritz & Company, P.A., et al.
Other Release No.: 34-81678 |
| AAER-3898 | Sep. 21, 2017 | Telia Company AB
Other Release No.: 34-81669 |
| AAER-3897 | Sep. 20, 2017 | Joseph H. Craft, CPA
Other Release No.: 34-81664 |
| AAER-3896 | Sep. 14, 2017 | Thomas C. Tekulve, Jr., CPA
Other Release No.: 34-81619 |
| AAER-3895 | Sep. 8, 2017 | John R. Holtzhauser, CPA
Other Release No.: 34-81559 |
| AAER-3894 | Sep. 7, 2017 | Brian K. Rabinovitz, CPA
Other Release No.: 34-81546 |
| AAER-3893 | Sep. 7, 2017 | Waldemar Grab
Other Release No.: 34-81544 |
| AAER-3892 | Sep. 7, 2017 | Adrian D. Beamish, CPA
Other Release No.: 34-81542 |
| AAER-3891 | Aug. 22, 2017 | Matthew Gamsey, CPA
Other Release No.: 34-81452 |
| AAER-3890 | Aug. 22, 2017 | Edward Dimaria
Other Release No.: 34-81451 |
| AAER-3889 | Aug. 15, 2017 | Lisa Pavelka Mcalister, CPA
Other Release No.: 34-81397 |
| AAER-3888 | Aug. 15, 2017 | KPMG LLP and John Riordan, CPA
Other Release No.: 34-81396 |
| AAER-3887 | Aug. 8, 2017 | Michelle L. Helterbran Cochran, CPA
Other Release No.: 34-81349 |
| AAER-3886 | Aug. 1, 2017 | Michael S. Shore
Other Release No.: 33-10396 |
| AAER-3885 | July 28, 2017 | Lynn Tilton; Patriarch Partners, et al. (Order Denying Motion to Stay Administrative Proceeding)
Other Release No.: IC-32765, IA-4735 |
| AAER-3884 | Jul. 27, 2017 | Halliburton Company and Jeannot Lorenz
Other Release No.: 34-81222 |
| AAER-3883 | Jul. 19, 2017 | Enviso Capital, LLC, Ryan Bowers and Jeffrey Laberge, CPA
Other Release Nos.: 34-81173, IA-4731, IC-32737 |
| AAER-3882 | Jul. 5, 2017 | Ryan Petersen
Other Release No.: LR-23874 |
Second Quarter | ||
| AAER-3881 | Jun. 21, 2017 | Jay Mac Rust and Christopher K. Brenner
Other Release No.: LR-23865 |
| AAER-3880 | Jun. 21, 2017 | Christopher K. Brenner, Esq. (CPA)
Other Release No.: 34-80991 |
| AAER-3879 | Jun. 19, 2017 | Mark C. Northrop, CPA
Other Release Nos.: 33-10371, 34-80963, IA-4717 |
| AAER-3878 | Jun. 15, 2017 | Michelle L. Helterbran Cochran, CPA, and Susan A. Cisneros
Other Release No.: 34-80949 |
| AAER-3877 | Jun. 15, 2017 | Eric W. Kirchner and Richard G. Rodick
Other Release No.: 34-80947 |
| AAER-3876 | Jun. 14, 2017 | Edward Richardson Jr., CPA and Edward Richardson Jr.
Other Release No.: 34-80918 |
| AAER-3875 | Jun. 12, 2017 | Lisa Hanmer, CPA
Other Release No.: 34-80904 |
| AAER-3874 | Jun. 9, 2017 | Michael B. Hayford, et al.
Other Release No.: 33-10369 |
| AAER-3873 | Jun. 7, 2017 | Dan (“Alice”) Zhang, CPA
Other Release No.: 34-80872 |
| AAER-3872 | Jun. 1, 2017 | David R. Humphrey, CPA
Other Release Nos.: 33-10368, 34-80839 |
| AAER-3871 | May 23, 2017 | Lisa Hanmer, CPA
Other Release No.: 34-80750 |
| AAER-3870 | May 23, 2017 | Daniel Millmann, CPA
Other Release No.: 34-80749 |
| AAER-3869 | May 1, 2017 | MagnaChip Semiconductor Corporation and Margaret Hye-Ryoung Sakai, CPA
Other Release No.: 33-10352 |
| AAER-3868 | Apr. 28, 2017 | David Pruitt, CPA
Other Release No.: 34-80548 |
| AAER-3867 | Apr. 28, 2017 | Mark Wentlent
Other Release No.: 34-80547 |
| AAER-3866 | Apr. 21, 2017 | Mark McKinnies, CPA
Other Release No.: 34-80507 |
| AAER-3865 | Apr. 10, 2017 | Galena Biopharma, Inc. and Mark J. Ahn
Other Release No.: 33-10337 |
| AAER-3864 | Apr. 4, 2017 | William Joseph Kouser Jr., CPA and Ryan James Dougherty, CPA
Other Release No.: 34-80370 |
First Quarter | ||
| AAER-3863 | Mar. 14, 2017 | Nima Hedayati
Other Release No.: 34-80238 |
| AAER-3862 | Mar. 3, 2017 | Desarrolladora Homex S.A.B. de C.V
Other Release No.: LR-23765 |
| AAER-3861 | Mar. 10, 2017 | Nasir N. Shakouri, Robert S. Torino, Bronson L. Quon, John S. Hong and Jonathan K. Skarie
Other Release No.: LR-23775 |
| AAER-3860 | Feb. 24, 2017 | Edward Richardson Jr., CPA and Edward Richardson Jr.
Other Release No.: 34-80103 |
| AAER-3859 | Feb. 3, 2017 | Thomas Miller and William Liang
Other Release No.: LR-23741 |
| AAER-3858 | Feb. 3, 2017 | Ixia and Victor Alston
Other Release No.: 33-10302 |
| AAER-3857 | Jan. 31, 2017 | David A. Aronson, CPA
Other Release No.: 34-79903 |
| AAER-3856 | Jan. 26, 2017 | Anderson Bradshaw PLLC, et al.
Other Release No.: 34-79880 |
| AAER-3855 | Jan. 23, 2017 | Overseas Shipholding Group, Inc. and Myles Robert Itkin
Other Release Nos.: 34-79857, 33-10286 |
| AAER-3854 | Jan. 23, 2017 | Donald P. Jones, CPA
Other Release No.: 34-79856 |
| AAER-3853 | Jan. 23, 2017 | Shelly R. Mcguire, CPA
Other Release No.: 34-79855 |
| AAER-3852 | Jan. 19, 2017 | HomeStreet, Inc. and Darrell Van Amen
Other Release No.: 34-79844 |
| AAER-3851 | Jan. 18, 2017 | Orthofix International N.V.
Other Release No.: 34-79828 |
| AAER-3850 | Jan. 18, 2017 | General Motors Company
Other Release Nos.: 34-79825 |
| AAER-3849 | Jan. 18, 2017 | MDC Partners Inc.
Other Release No.: 33-10283 |
| AAER-3848 | Jan. 18, 2017 | Kenneth Mack and Bryan McMillan
Other Release No.: 34-79820 |
| AAER-3847 | Jan. 18, 2017 | Brian McCollum
Other Release No.: 34-79819 |
| AAER-3846 | Jan. 18, 2017 | Jeffrey Hammel, CPA
Other Release Nos.: 34-79817, 33-10282 |
| AAER-3845 | Jan. 18, 2017 | Orthofix International N.V.
Other Release Nos.: 34-79815, 33-10281 |
| AAER-3844 | Jan. 11, 2017 | L3 Technologies, Inc.
Other Release No.: 34-79772 |
| AAER-3843 | Jan. 12, 2017 | Biomet, Inc.
Other Release No.: 34-79780 |
| AAER-3842 | Jan. 10, 2017 | Larry Lee Crawford, CPA
Other Release No.: 34-79765 |
| AAER-3841 | Jan. 6, 2017 | Cadbury Limited and Mondelēz International, Inc.
Other Release No.: 34-79753 See also: Administrative Summary |