Administrative Proceedings

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings. The list is arranged by notice or order date.

The following link allows you to view a compilation of significant pleadings, orders and decisions for a particular administrative proceeding. These documents are arranged by file number or case name: Administrative Proceedings - Pleadings, Orders, and Decisions

 First Quarter

Additional Archives

RSS Feed SEC Administrative Proceedings RSS Feed

Release No. Date Respondents

First Quarter

34-82485 Jan. 11, 2018 Anthony P. Chiera and Jeffrey R. Belfiore
Other Release No.: IA-4843
See also: Administrative Summary
33-10452 Jan. 9, 2018 Punch TV Studios, Inc.
34-82463 Jan. 8, 2018 Blacksands Petroleum, Inc., et al.
34-82454 Jan. 8, 2018 James C. Tao
Other Release No.: IA-4841
34-82453 Jan. 8, 2018 Donna Boyd (f/k/a Donna Chen)
Other Release No.: IA-4840
34-82443 Jan. 5, 2018 Anthony A. Stovall
34-82438 Jan. 3, 2018 Khaled "Kal" Bassily
Other Release No.: IA-4837
IA-4836 Jan. 3, 2018 LKL Investment Counsel LLC (a/k/a LKL Investments, LLC) and Mark H. Love
Other Release No.: IC-32958
See also: Administrative Summary