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Accounting and Auditing Enforcement Releases Archive 2004
The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.
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Fourth Quarter | Third Quarter | Second Quarter | First Quarter
| Release No. |
Date |
Action
|
| Fourth Quarter |
| AAER-2157 |
Dec. 27, 2004 |
Laurence D. Cohen (CPA)
Other No.: 34-50932 |
| AAER-2156 |
Dec. 27, 2004 |
Frank D. Edwards, CA
Other No.: 34-50931 |
| AAER-2155 |
Dec. 22, 2004 |
Keith M. Roberts
Other No.: 34-50918 |
| AAER-2154 |
Dec. 17, 2004 |
Martin Julien Marks
Other No.: LR-19004 |
| AAER-2153 |
Dec. 17, 2004 |
Jack D. Weiss
Other No.: LR-19002 |
| AAER-2152 |
Dec. 15, 2004 |
R. Geoffrey Layne, James S. Sholeff, Dale Boeth, and Shawn Mcghee
Other No.: LR-18999 |
| AAER-2151 |
Dec. 16, 2004 |
Grant Thornton LLP, Doeren Mayhew & Co. P.C., Peter M. Behrens, CPA, Marvin J. Morris, CPA, and Benedict P. Rybicki, CPA
Other No.: 34-50861 |
| AAER-2150 |
Dec. 8, 2004 |
Richard Rambahal, et al.
Other No.: LR-18995 |
| AAER-2148 |
Dec. 2, 2004 |
Thomas L. Taylor
Other No.: 34-50783 |
| AAER-2146 |
Nov. 30, 2004 |
Evan S. Collins
Other No.: LR-18986 |
| AAER-2145 |
Nov. 30, 2004 |
American International Group, Inc.
Other No.: LR-18985 |
| AAER-2141A |
Nov. 24, 2004 |
Paul H. Bristow and Nikhil Sinha
Other No.: LR-18981A |
| AAER-2141 |
Nov. 19, 2004 |
Paul H. Bristow and Nikhil Sinha
Other No.: LR-18981 |
| AAER-2140 |
Nov. 19, 2004 |
Jerry K. Lester
Other No.: 34-50707 |
| AAER-2139 |
Nov. 19, 2004 |
eFunds Corporation
Other No.: 34-50706 |
| AAER-2138 |
Nov. 19, 2004 |
Gary Moe and ID Integration
Other No.: 34-50705 |
| AAER-2137 |
Nov. 19, 2004 |
Robotic Vision Systems, Inc.
Other No.: 34-50704 |
| AAER-2136 |
Nov. 15, 2004 |
Conrad M. Black, et al.
Other No.: LR-18969 |
| AAER-2135 |
Nov. 15, 2004 |
Wesley H. Colwell, CPA
Other No.: 34-50664 |
| AAER-2134 |
Nov. 15, 2004 |
Steven Woghin, Esq.
Other No.: 33-8503 |
| AAER-2133 |
Nov. 10, 2004 |
Steven Woghin, Esq.
Other No.: 34-50653 |
| AAER-2132 |
Nov. 4, 2004 |
Morgan Stanley
Other No.: 34-50632 |
| AAER-2131 |
Nov. 2, 2004 |
David Rivard; David Kaplan
Other No.: LR-18954 |
| AAER-2130 |
Oct. 27, 2004 |
David Rivard, CPA
Other No.: 34-50598 |
| AAER-2129 |
Oct. 27, 2004 |
David Kaplan, CPA
Other No.: 34-50597 |
| AAER-2128 |
Oct. 25, 2004 |
litigation/litreleases/lr18941.htm
Other No.: LR-18941 |
| AAER-2127 |
Oct. 21, 2004 |
Qwest Communications International Inc.,
Other No.: LR-18936 |
| AAER-2127 |
Oct. 20, 2004 |
Qwest Communications International Inc.
Other No.: LR-18936 |
| AAER-2126 |
Oct. 20, 2004 |
John Mervyn Nabors and Eric J. McCracken
Other No.: LR-18935 |
| AAER-2125 |
Oct. 20, 2004 |
KPMG LLP, Bryan E. Palbaum, CPA, John M. Wong, CPA, Kenneth B. Janeski, CPA, David A. Hori, CPA
Other No.: AAER-2125 |
| AAER-2124 |
Oct. 13, 2004 |
Koninklijke Ahold N.V. (Royal Ahold); A. Michiel Meurs and Cees van der Hoeven; Johannes Gerhardus Andreae; Ture Roland Fahlin
Other No.: LR-18929 |
| AAER-2123 |
Oct. 13, 2004 |
Ture Roland Fahlin
Other No.: 34-50519 |
| AAER-2122 |
Oct. 12, 2004 |
Exchange Commission v. Soulfood Concepts, Inc. and Markova Campbell
Other No.: LR-18928 |
| Third Quarter |
| AAER-2119 |
Sep. 30, 2004 |
Carroll A. Wallace, CPA
Other Release No.: 34-50480 |
| AAER-2118 |
Sep. 30, 2004 |
Matthew M. Chiang
Other Release No.: LR-18915 |
| AAER-2117 |
Sep. 30, 2004 |
Jerry S. Chang
Other Release No.: LR-18914 |
| AAER-2116 |
Sep. 30, 2004 |
Dean L. Buntrock, Phillip B. Rooney, James E. Koenig, Thomas C. Hau, Herbert A. Getz, and Bruce D. Tobecksen
Other Release No.: LR-18913 |
| AAER-2113 |
Sep. 28, 2004 |
Don-Allen Ruttenberg
Other Release No.: LR-18908 |
| AAER-2112 |
Sep. 28, 2004 |
Jeremy R. Lent, John V. Hashman, Yinzi Cai, Douglas Wachtel and Bruce Rigione
Other Release No.: LR-18905 |
| AAER-2111 |
Sep. 28, 2004 |
Michael Martin and Malcolm E. McVay
Other Release No.: LR-18904 |
| AAER-2110 |
Sep. 28, 2004 |
Sushil K. Garg and Garg Data International, Inc.
Other Release No.: LR-18903 |
| AAER-2109 |
Sep. 24, 2004 |
James T. Dooley, James E. Lorenz, III and John E. Isselmann, Jr.
Other No.: LR-18896 |
| AAER-2108 |
Sep. 23, 2004 |
John E. Isselmann, Jr.
Other No.: 34-50428 |
| AAER-2107 |
Sep. 22, 2004 |
Daniel S. Lezak
Other No.: 34-50424 |
| AAER-2106 |
Sep. 22, 2004 |
Computer Associates International, Inc., Sanjay Kumar and Stephen Richards, and Steven Woghin
Other No.: LR-188091 |
| AAER-2094 |
Sep. 8, 2004 |
Patrick Gentile and John Gorman
Other No.: LR-18871 |
| AAER-2093 |
Sep. 8, 2004 |
John Gorman and Patrick Gentile
Other Nos.: 33-8481; 34-50329 |
| AAER-2092 |
Sep. 1, 2004 |
Eric L. Mattson and James W. Harris
Other No.: LR-18863 |
| AAER-2091 |
Aug. 31, 2004 |
Kevin P. Hannon, et al.
Other No.: LR-18862 |
| AAER-2090 |
Aug. 26, 2004 |
U.S. Technologies, Inc. And C. Gregory Earls
Other Release No.: LR-18857 |
| AAER-2089 |
Aug. 25, 2004 |
Aurora Foods, Inc.
Other Release No.: LR-18851 |
| AAER-2088 |
Aug. 25, 2004 |
Mark E. Koenig
Other Release No.: LR-18849 |
| AAER-2087 |
Aug. 24, 2004 |
Athena Diaz
Other Release No.: LR-18848 |
| AAER-2085 |
Aug. 24, 2004 |
Royal Dutch Petroleum Company and The "Shell" Transport and Trading Co., p.l.c.
Other No.: 34-50233 |
| AAER-2084 |
Aug. 23, 2004 |
Piranha, Inc., et al.
Other No.: LR-18842 |
| AAER-2083 |
Aug. 23, 2004 |
Kenneth K. Livesay, et al.
Other No.: LR-18843 |
| AAER-2082 |
Aug. , 2004 |
Kenneth K. Livesay, CPA
Other No.: 34-50225 |
| AAER-2079 |
Aug. 12, 2004 |
Joseph Casuccio, CPA
Other No.: 34-50185 |
| AAER-2078 |
Aug. 11, 2004 |
Gary L. Seidelman, CPA
Other No.: 34-50179 |
| AAER-2077 |
Aug. 9, 2004 |
Scott C. Anixter, et al.
Other No.: LR-18823 |
| AAER-2076 |
Aug. 5, 2004 |
Grant Thornton LLP, Doeren Mayhew & Co. P.C., Marvin J. Morris, CPA, Peter M. Behrens, CPA and Benedict P. Rybicki, CPA
Other No.: 34-50148 |
| AAER-2075 |
Aug. 4, 2004 |
Bristol-Myers Squibb Company
Other No.: LR-18820 |
| AAER-2072 |
Aug. 3, 2004 |
Halliburton Company, and Robert Charles Muchmore, Jr.
Other No.: 33-8452, 34-50137 |
| AAER-2071 |
Aug. 3, 2004 |
Ronald H. Hoffman, CPA
Other No.: 34-50135 |
| AAER-2070 |
Aug. 2, 2004 |
William F. Buettner, CPA
Other No.: 34-50134 |
| AAER-2068 |
Jul. 30, 2004 |
Kenneth D. Rice
Other No.: LR-18815 |
| AAER-2067 |
Jul. 29, 2004 |
Timothy J. Buzzelli
Other No.: 34-50121 |
| AAER-2066 |
Jul. 29, 2004 |
Andrew J. Zahn, Philip J. Sexauer, and Cynthia K. Berryman
Other No.: LR-18809 |
| AAER-2065 |
Jul. 28, 2004 |
Parmalat Finanziaria, S.p.A.,
Other No.: LR-18803 |
| AAER-2028A |
Jul. 14, 2004 |
Paul Melvin Henson, Jr. and Lance Turner Fair
Other No.: LR-18733A |
| AAER-2056 |
Jul. 13, 2004 |
Ian Schottlaender
Other No.: LR-18782 |
| AAER-2055 |
Jul. 12, 2004 |
Levine, Hughes, and Mithuen, Inc.
Other No.: LR-18778 |
| AAER-2054 |
Jul. 9, 2004 |
Michael Karlins, CPA
Other No.: 34-49997 |
| AAER-2053 |
Jul. 9, 2004 |
Levine, Hughes, and Mithuen, Inc.
Other No.: 33-8439 |
| AAER-2052 |
Jul. 9, 2004 |
James Dean, CPA
Other No.: 34-49992 |
| AAER-2051 |
Jul. 8, 2004 |
Richard A. Causey, Jeffrey K. Skilling and Kenneth L. Lay
Other No.: LR-18776 |
| AAER-2050 |
Jul. 8, 2004 |
Kirk J. Dischino (CPA)
Other No.: 34-49984 |
| AAER-2049 |
Jul. 6, 2004 |
ABB Ltd
Other No.: LR-18775 |
| Second Quarter |
| AAER-2048 |
Jun. 30, 2004 |
Dennis A. Bakal, et al.
Other No.: LR-18773 |
| AAER-2046 |
Jun. 28, 2004 |
Measurement Specialties, Inc., and Kirk J. Dischino
Other No.: LR-18765 |
| AAER-2045 |
Jun. 23, 2004 |
Gemstar-TV Guide International, Inc.
Other No.: LR-18760 |
| AAER-2044 |
Jun. 22, 2004 |
Arthur A. Goodwin, William J. Burke and Christopher P. Whalen
Other No.: LR-18758 |
| AAER-2043 |
Jun. 21, 2004 |
Augustine M. Cruciotti
Other No.: LR-18755 |
| AAER-2042 |
Jun. 21, 2004 |
Steven L. Haggerty
Other No.: LR-18754 |
| AAER-2041 |
Jun. 21, 2004 |
Steven L. Haggerty
Other No.: 34-49897 |
| AAER-2040 |
Jun. 21, 2004 |
Augustine M. Cruciotti
Other No.: 34-49896 |
| AAER-2038 |
Jun. 17, 2004 |
Bruce Hill, et al.
Other Nos.: LR-18753 |
| AAER-2037 |
Jun. 17, 2004 |
Victor Jacobowitz, et al.
Other Nos.: LR-18751 |
| AAER-2036 |
Jun. 16, 2004 |
Prabhat K. Goyal
Other Nos.: LR-18748 |
| AAER-2035 |
Jun. 14, 2004 |
John P. Miller
Other Nos.: LR-18744 |
| AAER-2034 |
Jun. 9, 2004 |
i2 Technologies, Inc.,
Other Nos.: LR-18741 |
| AAER-2033 |
Jun. 9, 2004 |
i2 Technologies, Inc.
Other Nos.: 33-8428 |
| AAER-2032 |
Jun. 9, 2004 |
Schering-Plough Corporation
Other Nos.: 34-49838 |
| AAER-2031 |
Jun. 9, 2004 |
Greg Waring and Craig Treloar
Other Nos.: LR-18739 |
| AAER-2030 |
Jun. 9, 2004 |
James H. Peach
Other Nos.: 34-49836 |
| AAER-2029 |
Jun. 3, 2004 |
Symbol Technologies, Inc., Tomo Razmilovic, Kenneth Jaeggi, Leonard Goldner, Brian Burke, Michael DeGennaro, Frank Borghese, Christopher DeSantis, James Heuschneider, Gregory Mortenson, James Dean and Robert Donlon
Release Nos.: LR-18734 |
| AAER-2028 |
Jun. 2, 2004 |
Paul Melvin Henson, Jr. and Lance Turner Fair
Release Nos.: LR-18733 |
| AAER-2027 |
Jun. 1, 2004 |
Del Global Technologies Corp., Inc., Leonard A. Trugman, Michael H. Taber, David Engel, Seymour Rubin, and David Michael
Release Nos.: LR-18732 |
| AAER-2026 |
Jun. 1, 2004 |
Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey
Release Nos.: LR-18731 |
| AAER-2024 |
May 27, 2004 |
Frank M. Bergonzi, Martin L. Grass, and Franklin C. Brown
Release Nos.: LR-18728 |
| AAER-2023 |
May 26, 2004 |
Frank M. Bergonzi, Martin L. Grass, and Franklin C. Brown
Release Nos.: LR-18727 |
| AAER-2021 |
May 24, 2004 |
Ocumed Group, Inc., Alfred R. Caggia and Louise A. Cummings
Other Nos.: LR-18723 |
| AAER-2020 |
May 19, 2004 |
Paul Melvin Henson, Jr.
Other Nos.: 33-8425 |
| AAER-2019 |
May 19, 2004 |
Lance Turner Fair
Other Nos.: 33-8424 |
| AAER-2018 |
May 19, 2004 |
Paula H. Rieker
Other Nos.: LR-18717 |
| AAER-2017 |
May 18, 2004 |
Ed Johnson and Merl Holdings, Inc.
Other Nos.: LR-18716 |
| AAER-2016 |
May 17, 2004 |
Lucent Technologies Inc., Nina Aversano, Jay Carter, A. Leslie Dorn, William Plunkett, John Bratten, Deborah Harris, Charles Elliott, Vanessa Petrini, Michelle Hayes-Bullock, And David Ackerma
Other Nos.: LR-18715 |
| AAER-2015 |
May 14, 2004 |
Cosmo Corigliano, CPA
Other Nos.: 34-49705 |
| AAER-2014 |
May 14, 2004 |
Cosmo Corigliano, Anne M. Pember, Casper Sabatino, and Kevin T. Kearney
Other Nos.: LR-18711 |
| AAER-2013 |
May 12, 2004 |
James Murphy, Robert Lockwood, Gilboa Peretz
Release Nos.: LR-18706 |
| AAER-2012 |
May 11, 2004 |
Sam Leopold, Richard R. Ross, Phillip D. Teal, James T. Montrose, Norman B. Cowgill, Jay S. Ozer, And Bradley J. Schmidt
Release Nos.: LR-18702 |
| AAER-2011 |
May 11, 2004 |
Bradley J. Schmidt, CPA
Release Nos.: 34-49684 |
| AAER-2010 |
May 11, 2004 |
Jay S. Ozer, CPA
Release Nos.: 34-49683 |
| AAER-2009 |
May 11, 2004 |
William S. Finkelstein and PricewaterhouseCoopers LLP
Release Nos.: LR-18701 |
| AAER-2008 |
May 11, 2004 |
PricewaterhouseCoopers LLP
Release Nos.: 34-49678 |
| AAER-2007 |
May 11, 2004 |
Stanley P. Silverstein
Release Nos.: 34-49676 |
| AAER-2006 |
May 11, 2004 |
Linda J. Wachner
Release Nos.: 34-49677 |
| AAER-2005 |
May 11, 2004 |
The Warnaco Group, Inc.
Release Nos.: 34-49675 |
| AAER-2004 |
May 10, 2004 |
Emery W. Harris
Release Nos.: LR-18700 |
| AAER-2002 |
May 5, 2004 |
Moore Stephens Chartered Accountants (United Kingdom) and Peter D. Stewart, A Partner, Sanctioned by Institute of Chartered Accountants in England and Wales for Failures in Connection with Audits of Financial Statements Filed with the SEC
Release Nos.: LR-18695 |
| AAER-2001 |
May 4, 2004 |
Phillip E. White
Release No.: LR-18692 |
| AAER-2000 |
May 4, 2004 |
Gold Banc Corporation, Inc.,
Release No.: LR-18691 |
| AAER-1999 |
May 4, 2004 |
Gold Banc Corporation, Inc.
Release Nos.: 34-49652 |
| AAER-1998 |
Apr. 30, 2004 |
QuadraMed Corporation
Release Nos.: 34-49642 |
| AAER-1997 |
Apr. 30, 2004 |
Keith M. Roberts
Release Nos.: 34-49641 |
| AAER-1996 |
Apr. 29, 2004 |
California Amplifier, Inc.
Release Nos.: LR-18688 |
| AAER-1995 |
Apr. 29, 2004 |
California Amplifier, Inc.,
Release Nos.: 34-49630 |
| AAER-1994 |
Apr. 29, 2004 |
Carnegie International Corporation, et al.,
Release Nos.: LR-18686 |
| AAER-1993 |
Apr. 27, 2004 |
Dennis A. Bakal, et al.
Release Nos.: LR-18684 |
| AAER-1992 |
Apr. 27, 2004 |
James E. Reid
Release Nos.: LR-18682 |
| AAER-1990 |
Apr. 15, 2004 |
Kenneth W. Winger and Paul R. Humphreys
Release Nos.: 34-49565 |
| AAER-1989 |
Apr. 14, 2004 |
John Luczycki, CPA
Release Nos.: 33-8406 |
| AAER-1988 |
Apr. 8, 2004 |
Ira Zar, David Rivard, and David Kaplan
Release Nos.: LR-18665 |
| AAER-1987 |
Apr. 8, 2004 |
Gerber Scientific, Inc.
Release Nos.: 34-49541 |
| AAER-1986 |
Apr. 5, 2004 |
Lawrence O'Shaughnessey, et al.
Release Nos.: LR-18656 |
| AAER-1985 |
Apr. 1, 2004 |
William W. Freise; David T. Thomson CPA, and David T. Thomson PC
Release Nos.: LR-18654 |
| AAER-1984 |
Apr. 1, 2004 |
David T. Thomson, CPA, and David T. Thomson PC
Release Nos.: 34-49516 |
| AAER-1983 |
Apr. 1, 2004 |
Michael B. Johnson, Michael Johnson & Co., LLC, American Television and Film Company f/k/a Winners Internet Network, Inc., a Nevada corporation, and David C. Skinner, Jr.
Release Nos.: LR-18652 |
| First Quarter |
| AAER-1982 |
Mar. 31, 2004 |
Margaret M. Gardner
Release Nos.: 34-49510 |
| AAER-1981 |
Mar. 31, 2004 |
Richard H. Hawkins
Release Nos.: LR-18649 |
| AAER-1980 |
Mar. 29, 2004 |
Gary H. Klein, CPA
Release Nos.: 34-49494 |
| AAER-1979 |
Mar. 25, 2004 |
Cedric Kushner Promotions, Inc., Cedric Kushner, James DiLorenzo, Steven Angel
Release Nos.: LR-18638 |
| AAER-1978 |
Mar. 17, 2004 |
CMS Energy Corp. and Terry Woolley
Release Nos.: 33-8403, 34-49432 |
| AAER-1977 |
Mar. 17, 2004 |
Scott D. Sullivan
Release Nos.: 33-8402, 34-49431 |
| AAER-1976 |
Mar. 12, 2004 |
David G. Sherman
Release No.: LR-18622 |
| AAER-1975 |
Mar. 11, 2004 |
S. Dick and James S. Adams, formerly Chief Financial Officer and Chief Accounting Officer of Conseco, Inc.
Release No.: LR-18621 |
| AAER-1974 |
Mar. 10, 2004 |
Ed Johnson and MERL Holdings Inc.com
Release No.: LR-18618 |
| AAER-1973 |
Mar. 10, 2004 |
Conseco, Inc.
Release No.: 34-49392 |
| AAER-1972 |
Mar. 10, 2004 |
BJ Services Company
Release No.: 34-49390 |
| AAER-1971 |
Mar. 9, 2004 |
William H. Rinehart, Jonathan A. Beck, and Kevin P. Clark
Release No.: LR-18615 |
| AAER-1970 |
Mar. 8, 2004 |
Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis
Release No.: LR-18612 |
| AAER-1968 |
Mar. 5, 2004 |
Richard Rambahal, et al.
Release No.: LR-18608 |
| AAER-1967 |
Mar. 4, 2004 |
DT Industries Inc.
Release No.: 34-49364 |
| AAER-1966 |
Mar. 2, 2004 |
Scott D. Sullivan
Release No.: LR-18605 |
| AAER-1965 |
Feb. 27, 2004 |
Jon Clark and Sarah Hume
Release No.: LR-18598 |
| AAER-1964 |
Feb. 25, 2004 |
Don-Allen Ruttenberg
Release No.: LR-18595 |
| AAER-1963 |
Feb. 25, 2004 |
ClearOne Communications, Inc et al.
Release No.: LR-18592 |
| AAER-1962 |
Feb. 24, 2004 |
Steven F. Stork
Release No.: 34-49309 |
| AAER-1961 |
Feb. 24, 2004 |
Steven L. Mortensen
Release No.: 34-49308 |
| AAER-1960 |
Feb. 24, 2004 |
Christopher S. Hall
Release No.: 34-49307 |
| AAER-1959 |
Feb. 19, 2004 |
Richard A. Causey and Jeffrey K. Skilling
Release No.: LR-18582 |
| AAER-1958 |
Feb. 17, 2004 |
Dean A. Nichols
Release No.: LR-18578 |
| AAER-1956 |
Feb. 10, 2004 |
Securities and Exchange Commission v. John R. Boyd, and Christopher Curbello
Release No.: LR-18572 |
| AAER-1955 |
Feb. 6, 2004 |
Jonathan G. Epstein
LR-18571 |
| AAER-1952 |
Feb. 4, 2004 |
James Thomas McCurdy
Release No. 34-49182
|
| AAER-1951 |
Feb. 5, 2004 |
Cumulus Media Inc. et al.
Release No.: LR-18566 |
| AAER-1950 |
Feb. 4, 2004 |
Richard R. Ross, CPA
Release Nos.: 33-8361, 34-49186 |
| AAER-1948 |
Jan. 22, 2004 |
Lloyd Silverstein,
Release No.: LR-18552 |
| AAER-1947 |
Jan. 22, 2004 |
Richard A. Causey,
Release No.: LR-18551 |
| AAER-1946 |
Jan. 21, 2004 |
Hollinger International, Inc.
Release No.: LR-18550 |
| AAER-1945 |
Jan. 20, 2004 |
Grant Thornton LLP, Doeren Mayhew & Co. P.C., Peter M. Behrens, CPA, Marvin J. Morris, CPA, and Benedict P. Rybicki, CPA
Release Nos. 33-8355, 34-49101 |
| AAER-1944 |
Jan. 16, 2004 |
Corrpro Companies, Inc.
Release No.: LR-18547 |
| AAER-1943 |
Jan. 15, 2004 |
Weiser LLP, Victor R. Wahba, CPA and Stuart A. Nussbaum, CPA
Release Nos.: 34-49082; 40-2208 |
| AAER-1942 |
Jan. 14, 2004 |
Andrew S. Fastow
Release No.: LR-18543 |
| AAER-1940 |
Jan. 13, 2004 |
Kevin J. Morrison, et al.
Release No.: LR-18540 |
| AAER-1939 |
Jan. 9, 2004 |
Dorothy L. Mahler, John W. Bracewell, III, and Patricia L. Jones
Release No.: LR-18536 |
| AAER-1938 |
Jan. 7, 2004 |
Robert Quattrone, et al.
Release No. LR-18534 |
| AAER-1937 |
Jan. 6, 2004 |
Henry C. Yuen et al.
Release No. LR-18530 |
http://www.sec.gov/divisions/enforce/friactions/friactions2004.shtml
|
