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Accounting and Auditing Enforcement Releases Archive 2000
The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.
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Fourth Quarter | Third Quarter | Second Quarter | First Quarter
| Release No. |
Date |
Action
|
| Fourth Quarter |
| AAER-1357 |
Dec. 26, 2000 |
Michael T. Baer
Release No.: LR-16841 |
| AAER-1356 |
Dec. 21, 2000 |
International Business Machines Corporation
Release No.: LR-16839 |
| AAER-1355 |
Dec. 21, 2000 |
International Business Machines Corporation
Release No.: 34-43761 |
| AAER-1354 |
Dec. 20, 2000 |
Franklin W. Brooks and John L. Gardner
Release No.: LR-16835 |
| AAER-1353 |
Dec. 13, 2000 |
Craig Consumer Electronics, Inc.
Release No.: 34-43715 |
| AAER-1352 |
Dec. 14, 2000 |
Michael Jerry Saylor, Sanjeev Kumar Bansal and Mark Steven Lynch
Release No.: LR-16829 |
| AAER-1351 |
Dec. 14, 2000 |
Antoinette A. Parsons and Stacy L. Hamm
Release No.: 34-43725 |
| AAER-1350 |
Dec. 14, 2000 |
MicroStrategy, Inc.
Release No.: 34-43724 |
| AAER-1349 |
Dec. 6, 2000 |
Monarch Investment Properties, Inc., f/k/a Iron Holdings, Inc. and Anthony E. Gurino
Release No.: 34-43682 |
| AAER-1348 |
Nov. 27, 2000 |
H.J. Meyers & Co., Inc., James A. Villa, and James C. Witzel
Release No.: 34-43622 |
| AAER-1347 |
Nov. 22, 2000 |
Detour Magazine, Inc.
Release Nos.: 33-7921, 34-43610 |
| AAER-1346 |
Nov. 22, 2000 |
Barry H. Peterson-Ross
Release Nos.: 33-7920, 34-43609 |
| AAER-1345 |
Nov. 16, 2000 |
James Steele Douglass
Release Nos.: 33-7917, 34-43572 |
| AAER-1344 |
Nov. 16, 2000 |
Glen Donald Lang
Release Nos.: 33-7916, 34-43571 |
| AAER-1343 |
Nov. 16, 2000 |
Per-Se Technologies, Inc.
Release No.: 34-43570 |
| AAER-1342 |
Nov. 8, 2000 |
Donald E. Studer
Release No.: 34-43532 |
| AAER-1341 |
Nov. 8, 2000 |
Luis R. Hidalgo, Jr., CPA
Release No.: 34-43531 |
| AAER-1340 |
Nov. 8, 2000 |
Aviation Distributors, Inc., Osamah S. Bakhit and James J. Goulet
Release No.: LR-16792 |
| AAER-1339 |
Oct. 31, 2000 |
Horton & Company and Edward C. Horton
Release No.: 34-43498 |
| AAER-1338 |
Oct. 31, 2000 |
Pat A. Rossetti and Jeffrey M. Yonkers
Release No.: 34-43497 |
| AAER-1337 |
Oct. 31, 2000 |
Glenn R. Ohlhauser
Release No.: LR-16785 |
| AAER-1336 |
Oct. 16, 2000 |
Robert G. Herndon
Release No.: 34-43446 |
| AAER-1335 |
Oct. 16, 2000 |
Jacob Adoni and Victor Douenais
Release No.: LR-16767 |
| AAER-1334 |
Oct. 16, 2000 |
Victor Douenais
Release No.: 34-43445 |
| AAER-1333 |
Oct. 5, 2000 |
Michael J. Jablo
Release No.: LR-16753 |
| AAER-1332 |
Oct. 5, 2000 |
Engineering Animation, Inc. and Michael J. Jablo
Release No.: 34-43416 |
| AAER-1331 |
Oct. 4, 2000 |
William F. Mahon and Dean J. Jupiter
Release No.: LR-16751 |
| AAER-1330 |
Oct. 5, 2000 |
Walter Königseder
Release No.: LR-16757 |
| AAER-1329 |
Oct. 2, 2000 |
Jay P. Gilbertson, Albert J. Bergonzi and Dominick A. DeRosa
Release No.: LR-16743 |
| Third Quarter |
| AAER-1328 |
Sept. 27, 2000 |
Matthew R. Welch and James C. Horne
Release No.: LR-16734 |
| AAER-1327 |
Sept. 27, 2000 |
Countryland Wellness Resorts, Inc., Fred Cruz (a.k.a. Federico Cruz Gonzalez), Luis R. Hidalgo, Jr., and Donald E. Studer
Release No.: LR-16732 |
| AAER-1326 |
Sept. 27, 2000 |
Richard I. Berger and Donna M. Richardson
Release No.: LR-16731 |
| AAER-1325 |
Sept. 27, 2000 |
Maurice B. Newman and Richard A. Gerhart
Release No.: LR-16730 |
| AAER-1324 |
Sept. 27, 2000 |
Michael L. Hiebert
Release No.: LR-16729 |
| AAER-1323 |
Sept. 29, 2000 |
Donald C. Yount, CPA
Release No.: 34-43391 |
| AAER-1322 |
Sept. 29, 2000 |
Luis E. Gomez, CPA
Release No.: 34-43389 |
| AAER-1321 |
Sept. 29, 2000 |
Drew Bergman, CPA
Release No.: 34-43388 |
| AAER-1320 |
Sept. 28, 2000 |
Leah Industries, Inc., Birte Boock and Irwin Boock
Release No.: LR-16738 |
| AAER-1319 |
Sept. 27, 2000 |
Isaac Hager
Release Nos.: 33-7903, 34-43366 |
| AAER-1318 |
Sept. 27, 2000 |
Craig Consumer Electronics, Inc.
Release No.: 34-43362 |
| AAER-1317 |
Sept. 27, 2000 |
Bonnie K. Metz
Release No.: 34-43361 |
| AAER-1316 |
Sept. 27, 2000 |
Countryland Wellness Resorts, Inc.
Release No.: 34-43360 |
| AAER-1315 |
Sept. 27, 2000 |
YourBankOnline.com, William L. Butcher, CPA
Release No.: 34-43359 |
| AAER-1314 |
Sept. 27, 2000 |
Premier Laser Systems, Inc.
Release Nos.: 33-7902, 34-43358 |
| AAER-1313 |
Sept. 27, 2000 |
Cylink Corporation
Release No.: 34-43357 |
| AAER-1312 |
Sept. 27, 2000 |
John Daws, Thomas Butler and Mark Folit
Release No.: LR-16728 |
| AAER-1311 |
Sept. 26, 2000 |
Centennial Technologies, Inc.
Release Nos.: 33-7897, 34-43345 |
| AAER-1310 |
Sept. 26, 2000 |
James Murphy, Robert Lockwood, Gilboa Peretz and Emanuel Pinez
Release No.: LR-16725 |
| AAER-1308 |
Sept. 25, 2000 |
Clifford E. Hotte, et al.
Release No.: LR-16722 |
| AAER-1307 |
Sept. 22, 2000 |
Edward Cheramy
Release No.: 34-43327 |
| AAER-1306 |
Sept. 22, 2000 |
Rudy Wann
Release No.: 34-43326 |
| AAER-1305 |
Sept. 19, 2000 |
Robert G. Herndon
Release No.: LR-16710 |
| AAER-1304 |
Sept. 19, 2000 |
Ronald R. Charnock, Mark C. Hyer, Walter Wilowatyj and Donald C. Yount
Release No.: LR-16709 |
| AAER-1303 |
Sept. 19, 2000 |
Pier 1 Imports, Inc.
Release No.: 34-43301 |
| AAER-1302 |
Sept. 18, 2000 |
Itex Corporation, Terry L. Neal, Michael T. Baer, Graham H. Norris, Cynthia Pfaltzgraff and Joseph M. Morris
Release No.: LR-16708 |
| AAER-1301 |
Sept. 14, 2000 |
John F. "Pete" Oliver, et al.
Release No.: LR-16702 |
| AAER-1300 |
Sept. 6, 2000 |
Ferrofluidics Corp., Ronald Moskowitz, Jerome R. Allen, Jan R. Kirk, Stephen P. Morin, Bruce S. Moody, and the 1991 RPM Irrevocable Trust
Release No.: LR-16689 |
| AAER-1299 |
Sept. 7, 2000 |
Robert H. Sutton
Release No.: LR-16692 |
| AAER-1298 |
Sept. 6, 2000 |
Theodore Ursu III, CPA
Release No.: 34-43249 |
| AAER-1297 |
Aug. 31, 2000 |
Russell Ponce
Release No.: 34-43235 |
| AAER-1296 |
Aug. 28, 2000 |
Jeffrey P. Sudikoff, Edward Cheramy and Rudy Wann
Release No.: LR-16663 |
| AAER-1295 |
Aug. 21, 2000 |
Boston Scientific Corporation
Release No.: 34-43183 |
| AAER-1294 |
Aug. 17, 2000 |
Stephen R.B. Bingham, et al.
Release No.: LR-16657 |
| AAER-1293 |
Aug. 16, 2000 |
William J. McClintock, CPA
Release No.: 34-43160 |
| AAER-1292 |
Aug. 8, 2000 |
Stefan M. Palatin
Release No.: LR-16645 |
| AAER-1291 |
Aug. 8, 2000 |
Axel E. Friedberg and Rudolf J. Weissenberger
Release No.: 34-43129 |
| AAER-1290 |
Aug. 4, 2000 |
Steven Wolis
Release No.: 34-43123 |
| AAER-1289 |
July 26, 2000 |
Leslie A. Danish, CPA
Release No.: 34-43071 |
| AAER-1288 |
July 24, 2000 |
Timothy J. Gaffney
Release No.: LR-16634 |
| AAER-1287 |
July 24, 2000 |
Guilford Mills, Inc.
Release No.: 34-43068 |
| AAER-1286 |
July 13, 2000 |
Michael A. Puhr
Release No.: LR-16625 |
| AAER-1285 |
July 14, 2000 |
System Software Associates, Inc., Roger Covey and Joseph Skadra
Release No.: LR-16627 |
| AAER-1284 |
July 13, 2000 |
Kevin T. Kearney, CPA
Release No.: 34-43034 |
| Second Quarter |
| AAER-1283 |
June 30, 2000 |
Allegheny Health, Education and Research Foundation
Release No.: 34-42992 |
| AAER-1282 |
June 29, 2000 |
Hybrid Networks, Inc., Carl S. Ledbetter, Gustavo Ezcurra and Craig Stein
Release No.: LR-16614 |
| AAER-1281 |
June 28, 2000 |
Ronald G. Davies
Release No.: 34-42987 |
| AAER-1280 |
June 26, 2000 |
Gregory A. Alba, CPA
Release No.: 34-42981 |
| AAER-1279 |
June 26, 2000 |
DCI Telecommunications, Inc., Joseph J. Murphy, , Russell B. Hintz and Grace P. Murphy
Release No.: LR-16609 |
| AAER-1278 |
June 23, 2000 |
Schnitzer & Kondub, P.C., Richard S. Kondub, CPA and Ross J. Schnitzer, CPA
Release No.: 34-42979 |
| AAER-1277 |
June 21, 2000 |
Waste Management, Inc.
Release No.: 34-42968 |
| AAER-1276 |
June 13, 2000 |
Cosmo Corigliano, Anne M. Pember, Casper Sabatino and Kevin Kearney
Release No.: LR-16587 |
| AAER-1275 |
June 14, 2000 |
Mary Sattler Polverari, CPA
Release No.: 34-42936 |
| AAER-1274 |
June 14, 2000 |
Steven Speaks, CPA
Release No.: 34-42935 |
| AAER-1273 |
June 14, 2000 |
Paul Hiznay
Release No.: 34-42934 |
| AAER-1272 |
June 14, 2000 |
CENDANT Corporation
Release No.: 34-42933 |
| AAER-1271 |
June 8, 2000 |
Scott E. Edwards
Release No.: 34-42910 |
| AAER-1270 |
June 8, 2000 |
Firstmark Corp.
Release No.: 34-42909 |
| AAER-1269 |
June 8, 2000 |
Vigue, et al.
Release No.: LR-16586 |
| AAER-1268 |
June 6, 2000 |
Ferrofluidics Corp., Ronald Moskowitz, Jerome R. Allen, Jan R. Kirk, Stephen P. Morin, Bruce S. Moody and the 1991 RPM Irrevocable Trust
Release No.: LR-16584 |
| AAER-1267 |
June 6, 2000 |
Eric P. Furman, CPA
Release No.: 34-42901 |
| AAER-1266 |
June 1, 2000 |
Danny R. Auerbach
Release No.: 34-42882 |
| AAER-1265 |
June 1, 2000 |
Michael L. Glaser
Release No.: 34-42881 |
| AAER-1264 |
June 1, 2000 |
Christopher K. Bagdasarian and Samuel Lance White
Release No.: LR-16580 |
| AAER-1263 |
June 1, 2000 |
Samuel L. White, CPA
Release No.: 34-42879 |
| AAER-1262 |
May 23, 2000 |
C. William Cox
Release No.: LR-16562 |
| AAER-1261 |
May 25, 2000 |
R. Gordon Jones, CPA and Mark F. Jensen, CPA
Release No.: 34-42828 |
| AAER-1260 |
May 25, 2000 |
Stephen A. Thorpe
Release Nos.: 33-7859, 34-42827 |
| AAER-1259 |
May 23, 2000 |
Intile Designs, Inc.
Release No.: 34-42813 |
| AAER-1258 |
May 15, 2000 |
America Online, Inc.
Release No.: LR-16552 |
| AAER-1257 |
May 15, 2000 |
America Online, Inc.
Release No.: 34-42781 |
| AAER-1256 |
May 3, 2000 |
Graham H. Norris and Cynthia Pfaltzgraff
Release No.: LR-16536 |
| AAER-1255 |
May 3, 2000 |
Cynthia Pfaltzgraff, CMA
Release No.: 34-42753 |
| AAER-1254 |
May 2, 2000 |
David W. McConnell and Charles P. Morrison
Release No.: LR-16534 |
| AAER-1253 |
May 2, 2000 |
Albert Adamczak, CPA
Release No.: 34-42743 |
| AAER-1252 |
May 2, 2000 |
Stephen H. Spargo, CPA
Release No.: 34-42742 |
| AAER-1251 |
Apr. 21, 2000 |
Charles E. Wessman
Release Nos.: 33-7854, 34-42709 |
| AAER-1250 |
Apr. 18, 2000 |
Bradley J. Buchanan
Release No.: LR-16518 |
| AAER-1249 |
Apr. 17, 2000 |
Francis T. Phalen, CPA
Release No.: 34-42695 |
| AAER-1248 |
Apr. 14, 2000 |
Cesar Odio
Release Nos.: 33-7851, 34-42690 |
| AAER-1247 |
Apr. 13, 2000 |
Peritus Software Services, Inc.
Release No.: 34-42673 |
| AAER-1246 |
Apr. 13, 2000 |
Bradley J. Buchanan
Release No.: LR-16516 |
| First Quarter |
| AAER-1245 |
Mar. 30, 2000 |
Renaissance Capital Management, Inc., NNPD Escrow Holdings Company, Inc., Allen Andrescu , Richard Brower, Mark Coates, Vikram Randhawa and Tejbir Singh
Release No.: LR-16492 |
| AAER-1244 |
Mar. 29, 2000 |
Seth P. Joseph
Release No.: 34-42588 |
| AAER-1243 |
Mar. 29, 2000 |
Beth A. Morris and Steven H. Grant
Release No.: 34-42587 |
| AAER-1242 |
Mar. 29, 2000 |
Donald Ferrarini, Bruno Rumignani, Howard Miller, Mark Bailine, Frank Palumbo
Release No.: LR-16489 |
| AAER-1241 |
Mar. 29, 2000 |
Nanette Miller, CPA
Release No.: 34-42586 |
| AAER-1240 |
Mar. 23, 2000 |
Jill Pitts and Janet Hanson
Release No.: 34-42569 |
| AAER-1239 |
Mar. 22, 2000 |
Eric P. Furman and Stephen M. Hieber
Release No.: LR-16480 |
| AAER-1238 |
Mar. 20, 2000 |
David W. Williams and Pamela J. Sevy
Release No.: LR-16476 |
| AAER-1237 |
Mar. 20, 2000 |
Laser Technology, Inc.
Release No.: 34-42549 |
| AAER-1236 |
Mar. 20, 2000 |
Jeremy G. Dunne
Release No.: 34-42548 |
| AAER-1235 |
Mar. 20, 2000 |
H. DeWorth Williams
Release No.: 34-42547 |
| AAER-1234 |
Mar. 8, 2000 |
Donald K. McGhan
Release No.: LR-16466 |
| AAER-1233 |
Feb 29, 2000 |
Robert B. Anacone
Release No.: LR-16457 |
| AAER-1232 |
Feb. 18, 2000 |
Alex. P. de Soto, CPA
Release No.: 34-42438 |
| AAER-1231 |
Feb 18, 2000 |
Mitchell C. Kahn et al.
Release No.: LR-16444 |
| AAER-1230 |
Feb. 16, 2000 |
James D. Montgomery II
Release No.: 34-42432 |
| AAER-1229 |
Feb 15, 2000 |
Itex Corporation, Terry L. Neal, Michael T. Baer, Graham H. Norris, Cynthia Pfaltzgraff and Joseph M. Morris
Release No.: LR-16437 |
| AAER-1228 |
Feb. 14, 2000 |
Jethro J. Barlow, CPA
Release Nos.: 34-42420, 33-7799 |
| AAER-1227 |
Feb 11, 2000 |
Robert L. Norton
Release No.: LR-16433 |
| AAER-1226 |
Feb 10, 2000 |
Joseph E. Williams
Release No.: LR-16431 |
| AAER-1225 |
Feb. 10, 2000 |
Joseph E. Williams
Release Nos.: 34-42412, 33-7798 |
| AAER-1224 |
Feb 10, 2000 |
Joseph M. Morris
Release No.: LR-16430 |
| AAER-1223 |
Feb. 10, 2000 |
Joseph M. Morris, CPA
Release No.: 34-42410 |
| AAER-1222 |
Feb. 7, 2000 |
Robert L. Norton
Release Nos.: 34-42399, 33-7797 |
| AAER-1221 |
Feb. 07, 2000 |
H.J. Meyers & Co., Inc., James A. Villa and James C. Witzel
Release No.: 34-42394 |
| AAER-1220 |
Feb. 07, 2000 |
William L. Clancy, CPA
Release No.: 34-42392 |
| AAER-1219 |
Feb. 04, 2000 |
PricewaterhouseCoopers LLP
Release No.: 34-42387 |
| AAER-1218 |
Jan. 24, 2000 |
Eladio Alvarez and Edward Welch
Release No.: LR-16417 |
| AAER-1217 |
Jan. 24, 2000 |
Edward Welch
Release No.: 34-42355 |
| AAER-1216 |
Jan. 14, 2000 |
Lynne K. Mercer
Release No.: LR-16409 |
| AAER-1215 |
Jan. 11, 2000 |
Informix Corporation
Release Nos.: 34-42326, 33-7788 |
| AAER-1214 |
Jan. 5, 2000 |
Model Imperial, Inc.
Release No.: 34-42316 |
http://www.sec.gov/divisions/enforce/friactions/friactions2000.shtml
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