ALJ Orders:
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Additional Archives

Release No. Date Respondents

Third Quarter

AP-6682 Sep. 20, 2019 David Pruitt, CPA
AP-6681 Sep. 19, 2019 David Pruitt, CPA
AP-6680 Sep. 18, 2019 David Pruitt, CPA
AP-6679 Sep. 18, 2019 Christopher M. Gibson
AP-6678 Sep. 17, 2019 David Pruitt, CPA
AP-6677 Sep. 17, 2019 David Pruitt, CPA
AP-6676 Sep. 17, 2019 Christopher M. Gibson
AP-6675 Sep. 16, 2019 David Pruitt, CPA
AP-6674 Sep. 12, 2019 Digital Brand Media & Marketing Group, Inc. and Intellicell Biosciences, Inc.
AP-6673 Sep. 12, 2019 David Pruitt, CPA
AP-6672 Sep. 6, 2019 Ascension Asset Management, LLC and Grenville M. Gooder, Jr.
AP-6671 Sep. 5, 2019 David F. Bandimere and John O. Young
AP-6670 Sep. 3, 2019 David Pruitt, CPA
AP-6669 Aug. 29, 2019 China Biopharma, Inc., et al.
AP-6668 Aug. 29, 2019 Christopher M. Gibson
AP-6667 Aug. 29, 2019 Anton & Chia, LLP, et al.
AP-6666 Aug. 29, 2019 Ascension Asset Management, LLC and Grenville M. Gooder, Jr.
AP-6665 Aug. 29, 2019 Ascension Asset Management, LLC and Grenville M. Gooder, Jr.
AP-6664 Aug. 28, 2019 Laurie Bebo and John Buono, CPA
AP-6663 Aug. 27, 2019 Anton & Chia, LLP, et al.
AP-6662 Aug. 27, 2019 David F. Bandimere and John O. Young
AP-6661 Aug. 23, 2019 David Pruitt, CPA
AP-6660 Aug. 23, 2019 David S. Hall, P.C. d/b/a the Hall Group CPAs, et al.
AP-6659 Aug. 23, 2019 Saving2Retire, LLC and Marian P. Young
AP-6658 Aug. 22, 2019 David F. Bandimere and John O. Young
AP-6657 Aug. 16, 2019 Raymond J. Lucia Companies, Inc. and Raymond J. Lucia, Sr.
AP-6656 Aug. 15, 2019 David F. Bandimere and John O. Young
AP-6655 Aug. 14, 2019 David F. Bandimere and John O. Young
AP-6654 Aug. 14, 2019 David Pruitt, CPA
AP-6653 Aug. 8, 2019 David S. Hall, P.C. d/b/a the Hall Group CPAs, et al.
AP-6652 Aug. 8, 2019 Raymond J. Lucia Companies, Inc. and Raymond J. Lucia, Sr.
AP-6651 Aug. 6, 2019 Christopher M. Gibson
AP-6650 Aug. 6, 2019 Traci J. Anderson, CPA, Timothy W. Carnahan and Cyios Corporation
AP-6649 Aug. 5, 2019 Edward M. Daspin, et al.
AP-6648 Aug. 5, 2019 Christopher M. Gibson
AP-6647 Aug. 1, 2019 Matthew R. Rossi and SJL Capital, LLC
AP-6646 Jul. 30, 2019 Edward M. Daspin, et al.
AP-6645 Jul. 29, 2019 Edward M. Daspin, et al.
AP-6644 Jul. 25, 2019 Raymond J. Lucia Companies, Inc. and Raymond J. Lucia, Sr.
AP-6643 Jul. 25, 2019 Traci J. Anderson, CPA, Timothy W. Carnahan and Cyios Corporation
AP-6642 Jul. 24, 2019 Laurie Bebo and John Buono, CPA
AP-6641 Jul. 24, 2019 David Pruitt, CPA
AP-6640 Jul. 23, 2019 Anton & Chia, LLP, et al.
AP-6639 Jul. 23, 2019 Raymond J. Lucia Companies, Inc. and Raymond J. Lucia, Sr.
AP-6638 Jul. 23, 2019 Christopher M. Gibson
AP-6637 Jul. 23, 2019 Edward M. Daspin, et al.
AP-6636 Jul. 23, 2019 Matthew R. Rossi and SJL Capital, LLC
AP-6635 Jul. 23, 2019 David S. Hall, P.C. d/b/a the Hall Group CPAs, et al.
AP-6634 Jul. 19, 2019 Retirement Surety LLC, et al.
AP-6633 Jul. 19, 2019 Anton & Chia, LLP, et al.
AP-6632 Jul. 18, 2019 Traci J. Anderson, CPA, Timothy W. Carnahan and Cyios Corporation
AP-6631 Jul. 17, 2019 Anton & Chia, LLP, et al.
AP-6630 Jul. 17, 2019 David F. Bandimere and John O. Young
AP-6629 Jul. 15, 2019 Christopher M. Gibson
AP-6628 Jul. 15, 2019 Raymond J. Lucia Companies, Inc. and Raymond J. Lucia, Sr.
AP-6627 Jul. 11, 2019 Retirement Surety LLC, et al.
AP-6626 Jul. 11, 2019 Traci J. Anderson, CPA, Timothy W. Carnahan and Cyios Corporation
AP-6625 Jul. 11, 2019 Harding Advisory LLC and Wing F. Chau
AP-6624 Jul. 11, 2019 Christopher M. Gibson
AP-6623 Jul. 10, 2019 Sean P. Finn and M. Dwyer LLC
AP-6622 Jul. 10, 2019 Traci J. Anderson, CPA, Timothy W. Carnahan and Cyios Corporation
AP-6621 Jul. 9, 2019 Joseph J. Fox
AP-6620 Jul. 2, 2019 Traci J. Anderson, CPA, Timothy W. Carnahan and Cyios Corporation
AP-6619 Jul. 1, 2019 Ascension Asset Management, LLC and Grenville M. Gooder, Jr.
AP-6618 Jul. 1, 2019 Christopher M. Gibson

Second Quarter

AP-6617 Jun. 28, 2019 Retirement Surety LLC, et al.
AP-6616 Jun. 28, 2019 Christopher M. Gibson
AP-6615 Jun. 28, 2019 Christopher M. Gibson
AP-6614 Jun. 24, 2019 Edward M. Daspin, et al.
AP-6613 Jun. 24, 2019 Traci J. Anderson, CPA, Timothy W. Carnahan and Cyios Corporation
AP-6612 Jun. 21, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA
AP-6611 Jun. 17, 2019 Robert L. Baker, et al.
AP-6610 Jun. 17, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA
AP-6609 Jun. 14, 2019 Edward M. Daspin, et al.
AP-6608 Jun. 14, 2019 Alfred C. Teran
AP-6607 Jun. 14, 2019 Laurie Bebo and John Buono, CPA
AP-6606 Jun. 14, 2019 Laurie Bebo and John Buono, CPA
AP-6605 Jun. 14, 2019 Anton & Chia, LLP, et al.
AP-6604 Jun. 13, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA
AP-6603 Jun. 13, 2019 Angel Oak Capital Partners, LLC, et al.
AP-6602 Jun. 13, 2019 Retirement Surety LLC, et al.
AP-6601 Jun. 13, 2019 Joseph J. Fox
AP-6600 Jun. 13, 2019 Christopher M. Gibson
AP-6599 Jun. 12, 2019 Christopher M. Gibson
AP-6598 Jun. 7, 2019 Saving2Retire, LLC and Marian P. Young
AP-6597 Jun. 7, 2019 Harding Advisory LLC and Wing F. Chau
AP-6596 Jun. 5, 2019 David Pruitt, CPA
AP-6595 Jun. 5, 2019 Laurie Bebo and John Buono, CPA
AP-6594 Jun. 4, 2019 Christopher M. Gibson
AP-6593 Jun. 3, 2019 Christopher M. Gibson
AP-6592 May 31, 2019 Christopher M. Gibson
AP-6591 May 31, 2019 Saving2Retire, LLC and Marian P. Young
AP-6590 May 31, 2019 Angel Oak Capital Partners, LLC, et al.
AP-6589 May 30, 2019 Robert L. Baker, et al.
AP-6588 May 30, 2019 Alfred C. Teran
AP-6587 May 29, 2019 Robert L. Baker, et al.
AP-6586 May 29, 2019 Harding Advisory LLC and Wing F. Chau
AP-6585 May 28, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA
AP-6584 May 23, 2019 Joseph J. Fox
AP-6583 May 21, 2019 Ascension Asset Management, LLC and Grenville M. Gooder, Jr.
AP-6582 May 20, 2019 Edward M. Daspin, et al.
AP-6581 May 17, 2019 Robert L. Baker, et al.
AP-6580 May 17, 2019 Anton & Chia, LLP, et al.
AP-6579 May 17, 2019 Angel Oak Capital Partners, LLC, et al.
AP-6578 May 17, 2019 Matthew R. Rossi and SJL Capital, LLC
AP-6577 May 17, 2019 Matthew R. Rossi and SJL Capital, LLC
AP-6576 May 16, 2019 Angel Oak Capital Partners, LLC, et al.
AP-6575 May 16, 2019 Ascension Asset Management, LLC and Grenville M. Gooder, Jr.
AP-6574 May 14, 2019 David F. Bandimere and John O. Young
AP-6573 May 14, 2019 Can-Cal Resources Ltd., China Fruits Corp. and Skystar Bio-Pharmaceutical Co.
AP-6572 May 14, 2019 Anton & Chia, LLP, et al.
AP-6571 May 10, 2019 Laurie Bebo and John Buono, CPA
AP-6570 May 10, 2019 Edward M. Daspin, et al.
AP-6568 May 8, 2019 David F. Bandimere and John O. Young
AP-6567 May 8, 2019 Ascension Asset Management, LLC and Grenville M. Gooder, Jr.
AP-6566 May 8, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA
AP-6565 May 6, 2019 Harding Advisory LLC and Wing F. Chau
AP-6564 May 6, 2019 The Registration Statement of Starkot Corp.
AP-6563 May 3, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA
AP-6562 May 3, 2019 Edward M. Daspin, et al.
AP-6561 May 3, 2019 China Biopharma, Inc., et al.
AP-6560 May 2, 2019 Saving2Retire, LLC and Marian P. Young
AP-6559 May 2, 2019 Robert L. Baker, et al.
AP-6558 May 1, 2019 Matthew R. Rossi and SJL Capital, LLC
AP-6557 May 1, 2019 David F. Bandimere and John O. Young
AP-6556 Apr. 30, 2019 Angel Oak Capital Partners, LLC, et al.
AP-6555 Apr. 29, 2019 Matthew R. Rossi and SJL Capital, LLC
AP-6554 Apr. 29, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus, CPA
AP-6553 Apr. 29, 2019 Harding Advisory LLC and Wing F. Chau
AP-6552 Apr. 26, 2019 BioCoral, Inc., et al.
AP-6551 Apr. 26, 2019 David Pruitt, CPA
AP-6550 Apr. 25, 2019 Starkot Corp., et al.
AP-6549 Apr. 24, 2019 Traci J. Anderson, CPA, Timothy W. Carnahan and CYIOS Corporation
AP-6548 Apr. 22, 2019 Spring Hill Capital Markets, LLC, et al.
AP-6547 Apr. 22, 2019 David Pruitt, CPA
AP-6546 Apr. 19, 2019 Anton & Chia, LLP, et al.
AP-6545 Apr. 18, 2019 Karen Bruton, CPA and Hope Advisors, LLC
AP-6544 Apr. 17, 2019 J.S. Oliver Capital Management, L.P., Ian O. Mausner and Douglas F. Drennan
AP-6543 Apr. 16, 2019 David Pruitt, CPA
AP-6542 Apr. 15, 2019 Angel Oak Capital Partners, LLC, et al.
AP-6541 Apr. 15, 2019 Joseph J. Fox
AP-6540 Apr. 12, 2019 Karen Bruton and Hope Advisors, LLC
AP-6539 Apr. 12, 2019 Saving2Retire, LLC and Marian P. Young
AP-6538 Apr. 10, 2019 Edward M. Daspin, et al.
AP-6537 Apr. 9, 2019 Robert L. Baker, et al.
AP-6536 Apr. 4, 2019 Angel Oak Capital Partners, LLC, et al.
AP-6535 Apr. 2, 2019 David F. Bandimere and John O. Young
AP-6534 Apr. 2, 2019 David Pruitt, CPA
AP-6533 Apr. 1, 2019 Spring Hill Capital Markets, LLC, et al.
AP-6532 Apr. 1, 2019 Talman Harris and Victor Alfaya
AP-6531 Apr. 1, 2019 Talman Harris and Victor Alfaya
AP-6530 Mar. 29, 2019 Christopher M. Gibson

First Quarter

AP-6529 Mar. 29, 2019 David Pruitt, CPA
AP-6528 Mar. 28, 2019 David Pruitt, CPA
AP-6527 Mar. 28, 2019 Eugene Terracciano
AP-6526 Mar. 28, 2019 Retirement Surety LLC, et al.
AP-6525 Mar. 28, 2019 Can-Cal Resources Ltd., China Fruits Corp. and Skystar Bio-Pharmaceutical Co.
AP-6524 Mar. 27, 2019 David F. Bandimere and John O. Young
AP-6523 Mar. 27, 2019 Gregory M. Bercowy
AP-6522 Mar. 27, 2019 Angel Oak Capital Partners, LLC, et al.
AP-6521 Mar. 27, 2019 David F. Bandimere and John O. Young
AP-6520 Mar. 27, 2019 David F. Bandimere and John O. Young
AP-6519 Mar. 26, 2019 Traci J. Anderson, CPA, Timothy W. Carnahan and Cyios Corporation
AP-6518 Mar. 26, 2019 Saving2Retire, LLC and Marian P. Young
AP-6517 Mar. 26, 2019 Lawrence E. Penn, III
AP-6516 Mar. 25, 2019 Laurie Bebo and John Buono, CPA
AP-6515 Mar. 22, 2019 Saving2Retire, LLC and Marian P. Young
AP-6514 Mar. 20, 2019 China Biopharma, Inc., et al.
AP-6513 Mar. 20, 2019 David F. Bandimere and John O. Young
AP-6512 Mar. 19, 2019 BioCoral, Inc., et al.
AP-6511 Mar. 19, 2019 Spring Hill Capital Markets, LLC, et al.
AP-6510 Mar. 18, 2019 Traci J. Anderson, CPA, Timothy W. Carnahan and Cyios Corporation
AP-6509 Mar. 18, 2019 Can-Cal Resources Ltd., China Fruits Corp. and Skystar Bio-Pharmaceutical Co.
AP-6508 Mar. 18, 2019 Gary C. Snisky
AP-6507 Mar. 18, 2019 Christopher M. Gibson
AP-6506 Mar. 18, 2019 J.S. Oliver Capital Management, L.P., Ian O. Mausner and Douglas F. Drennan
AP-6505 Mar. 18, 2019 Joshua D. Mosshart
AP-6504 Mar. 18, 2019 Alfred C. Teran
AP-6503 Mar. 18, 2019 Robert L. Baker, et al.
AP-6502 Mar. 18, 2019 Och-Ziff Capital Management Group LLC, et al.
AP-6501 Mar. 15, 2019 Can-Cal Resources Ltd., China Fruits Corp. and Skystar Bio-Pharmaceutical Co.
AP-6500 Mar. 15, 2019 David F. Bandimere and John O. Young
AP-6499 Mar. 15, 2019 Anton & Chia, LLP, et al.
AP-6498 Mar. 15, 2019 Hui Feng, Law Offices of Feng & Associates and P.C.
AP-6497 Mar. 15, 2019 David F. Bandimere and John O. Young
AP-6496 Mar. 14, 2019 Joseph J. Fox
AP-6495 Mar. 13, 2019 J.S. Oliver Capital Management, L.P., Ian O. Mausner and Douglas F. Drennan
AP-6494 Mar. 13, 2019 Edward M. Daspin, et al.
AP-6493 Mar. 12, 2019 Anthony C. Zufelt
AP-6492 Mar. 11, 2019 Traci J. Anderson, CPA, Timothy W. Carnahan and Cyios Corporation
AP-6491 Mar. 11, 2019 Retirement Surety LLC, et al.
AP-6490 Mar. 8, 2019 Edward M. Daspin, et al.
AP-6489 Mar. 8, 2019 Joseph J. Fox
AP-6488 Mar. 7, 2019 Saving2Retire, LLC and Marian P. Young
AP-6487 Mar. 6, 2019 Angel Oak Capital Partners, LLC, et al.
AP-6486 Mar. 6, 2019 Can-Cal Resources Ltd., China Fruits Corp. and SkyStar Bio-Pharmaceutical Co.
AP-6485 Mar. 6, 2019 Gregory M. Bercowy
AP-6484 Mar. 6, 2019 Edward M. Daspin, et al.
AP-6483 Mar. 6, 2019 David F. Bandimere and John O. Young
AP-6482 Mar. 5, 2019 Gregory M. Bercowy
AP-6481 Mar. 4, 2019 Retirement Surety LLC, et al.
AP-6480 Mar. 4, 2019 David Pruitt, CPA
AP-6479 Mar. 4, 2019 Saving2Retire, LLC and Marian P. Young
AP-6478 Mar. 4, 2019 Laurie Bebo and John Buono, CPA
AP-6477 Mar. 4, 2019 Angel Oak Capital Partners, LLC, et al.
AP-6476 Mar. 4, 2019 Gregory M. Bercowy
AP-6475 Mar. 4, 2019 Retirement Surety LLC, et al.
AP-6474 Mar. 4, 2019 Traci J. Anderson, CPA, Timothy W. Carnahan and Cyios Corporation
AP-6473 Mar. 4, 2019 David F. Bandimere and John O. Young
AP-6472 Feb. 28, 2019 Angel Oak Capital Partners, LLC, et al.
AP-6471 Feb. 28, 2019 Edward M. Daspin, et al.
AP-6470 Feb. 28, 2019 Laurie Bebo and John Buono, CPA
AP-6469 Feb. 26, 2019 Can-Cal Resources Ltd., China Fruits Corp. and Skystar Bio-Pharmaceutical Co.
AP-6468 Feb. 21, 2019 Laurie Bebo and John Buono, CPA
AP-6467 Feb. 19, 2019 CellCyte Genetics Corp., China Pediatric Pharmaceuticals, Inc. and Hawker Energy, Inc.
AP-6466 Feb. 19, 2019 African Copper Corp., Genmed Holding Corp. and Yanglin Soybean, Inc.
AP-6465 Feb. 19, 2019 David Pruitt, CPA
AP-6464 Feb. 15, 2019 Jeffrey Gainer
AP-6463 Feb. 15, 2019 Infrastructure International, Inc.
AP-6462 Feb. 15, 2019 Robert L. Baker, et al.
AP-6461 Feb. 15, 2019 Gary C. Snisky
AP-6460 Feb. 14, 2019 China Biopharma, Inc., et al.
AP-6459 Feb. 14, 2019 Edward M. Daspin, et al.
AP-6458 Feb. 14, 2019 Eugene Terracciano
AP-6457 Feb. 14, 2019 Changda International Holdings, Inc.
AP-6456 Feb. 14, 2019 Shervin Neman and Neman Financial, Inc.
AP-6455 Feb. 13, 2019 Christopher M. Gibson
AP-6454 Feb. 13, 2019 BioCoral, Inc., et al.
AP-6453 Feb. 13, 2019 Fern Holdings Corp., et al.
AP-6452 Feb. 12, 2019 David Pruitt, CPA
AP-6451 Feb. 11, 2019 Alfred C. Teran
AP-6450 Feb. 11, 2019 Jason A. Wallace
AP-6449 Feb. 11, 2019 Digital Brand Media & Marketing Group, Inc. and Intellicell Biosciences, Inc.
AP-6448 Feb. 11, 2019 Anton & Chia, LLP, et al.
AP-6447 Feb. 8, 2019 David S. Hall, P.C. d/b/a the Hall Group CPAs, et al.
AP-6446 Feb. 8, 2019 Saving2Retire, LLC and Marian P. Young
AP-6445 Feb. 7, 2019 Gary C. Snisky
AP-6444 Feb. 6, 2019 Angel Oak Capital Partners, LLC, et al.
AP-6443 Feb. 6, 2019 J.S. Oliver Capital Management, L.P., Ian O. Mausner and Douglas F. Drennan
AP-6442 Feb. 6, 2019 Gary C. Snisky
AP-6441 Feb. 6, 2019 Edward M. Daspin, et al.
AP-6440 Feb. 4, 2019 Joshua D. Mosshart
AP-6439 Feb. 1, 2019 Gary C. Snisky
AP-6438 Feb. 1, 2019 Rosalind Herman
AP-6437 Feb. 1, 2019 Angel Oak Capital Partners, LLC, et al.
AP-6436 Feb. 1, 2019 Alfred C. Teran
AP-6435 Feb. 1, 2019 Sean P. Finn and M. Dwyer LLC
AP-6434 Feb. 1, 2019 Jason A. Halek
AP-6433 Feb. 1, 2019 Can-Cal Resources Ltd., China Fruits Corp. and Skystar Bio-Pharmaceutical Co.
AP-6432 Feb. 1, 2019 David Pruitt, CPA
AP-6431 Jan. 31, 2019 Meridian Co., Ltd.
AP-6430 Jan. 31, 2019 China Domestica Bio-Technology Holdings, Inc.
AP-6429 Jan. 31, 2019 Gregory Reyftmann
AP-6428 Jan. 31, 2019 Robert L. Baker, et al.
AP-6427 Jan. 31, 2019 Oriental Dragon Corp.
AP-6426 Jan. 31, 2019 Angel Oak Capital Partners, LLC, et al.
AP-6425 Jan. 31, 2019 Saving2Retire, LLC and Marian P. Young
AP-6424 Jan. 31, 2019 Bluforest, Inc.