During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

ALJ Orders: Administrative Law Judges Table

Respondents
Date: Respondents:
Release No. AP-6908
File Number: 3-21243
Date: Respondents:
Release No. AP-6907
File Number: 3-20801
Date: Respondents:
Release No. AP-6906
File Number: 3-17228
Date: Respondents:
Release No. AP-6905
File Number: 3-20898
Date: Respondents:
Release No. AP-6904
File Number: 3-21243
Date: Respondents:
Release No. AP-6903
File Number: 3-20898
Date: Respondents:
Release No. AP-6902
File Number: 3-21243
Date: Respondents:
Release No. AP-6901
File Number: 3-20801
Date: Respondents:
Release No. AP-6900
File Number: 3-20801
Date: Respondents:
Release No. AP-6899
File Number: 3-21241
Date: Respondents:
Release No. AP-6898
File Number: 3-21243
Date: Respondents:
Release No. AP-6897
File Number: 3-21243
Date: Respondents:
Release No. AP-6896
File Number: 3-21243
Date: Respondents:
Release No. AP-6895
File Number: 3-21241
Date: Respondents:
Release No. AP-6894
File Number: 3-17228
Date: Respondents:
Release No. AP-6893
File Number: 3-21243
Date: Respondents:
Release No. AP-6892
File Number: 3-20801
Date: Respondents:
Release No. AP-6891
File Number: 3-21241
Date: Respondents:
Release No. AP-6890
File Number: 3-21032
Date: Respondents:
Release No. AP-6889
File Number: 3-21241
Date: Respondents:
Release No. AP-6888
File Number: 3-20531
Date: Respondents:
Release No. AP-6887
File Number: 3-21241
Date: Respondents:
Release No. AP-6886
File Number: 3-21243
Date: Respondents:
Release No. AP-6885
File Number: 3-21032
Date: Respondents:
Release No. AP-6884
File Number: 3-21243
Date: Respondents:
Release No. AP-6882
File Number: 3-21243
Date: Respondents:
Release No. AP-6883
File Number: 3-20898
Date: Respondents:
Release No. AP-6880
File Number: 3-21241
Date: Respondents:
Release No. AP-6881
File Number: 3-21243
Date: Respondents:
Release No. AP-6879
File Number: 3-20801
Date: Respondents:
Release No. AP-6878
File Number: 3-20531
Date: Respondents:
Release No. AP-6877
File Number: 3-20801
Date: Respondents:
Release No. AP-6876
File Number: 3-20801
Date: Respondents:
Release No. AP-6875
File Number: 3-20801
Date: Respondents:
Release No. AP-6874
File Number: 3-18483
Date: Respondents:
Release No. AP-6873
File Number: 3-20531
Date: Respondents:
Release No. AP-6871
File Number: 3-21032
Date: Respondents:
Release No. AP-6872
File Number: 3-21032
Date: Respondents:
Release No. AP-6870
File Number: 3-21032
Date: Respondents:
Release No. AP-6869
File Number: 3-20801
Date: Respondents:
Release No. AP-6868
File Number: 3-21032
Date: Respondents:
Release No. AP-6867
File Number: 3-21032
Date: Respondents:
Release No. AP-6865
File Number: 3-18483
Date: Respondents:
Release No. AP-6866
File Number: 3-20898
Date: Respondents:
Release No. AP-6864
File Number: 3-20531
Date: Respondents:
Release No. AP-6863
File Number: 3-20801
Date: Respondents:
Release No. AP-6862
File Number: 3-20898
Date: Respondents:
Release No. AP-6861
File Number: 3-20801
Date: Respondents:
Release No. AP-6860
File Number: 3-20801
Date: Respondents:
Release No. AP-6859
File Number: 3-18483
Date: Respondents:
Release No. AP-6858
File Number: 3-20898
Date: Respondents:
Release No. AP-6857
File Number: 3-20801
Date: Respondents:
Release No. AP-6856
File Number: 3-20801
Date: Respondents:
Release No. AP-6855
File Number: 3-20898
Date: Respondents:
Release No. AP-6854
File Number: 3-20898
Date: Respondents:
Release No. AP-6853
File Number: 3-20801
Date: Respondents:
Release No. AP-6852
File Number: 3-20801
Date: Respondents:
Release No. AP-6850
File Number: 3-20801
Date: Respondents:
Release No. AP-6851
File Number: 3-20801
Date: Respondents:
Release No. AP-6849
File Number: 3-20531
Date: Respondents:
Release No. AP-6848
File Number: 3-20531
Date: Respondents:
Release No. AP-6847
File Number: 3-18483
Date: Respondents:
Release No. AP-6846
File Number: 3-20531
Date: Respondents:
Release No. AP-6845
File Number: 3-20801
Date: Respondents:
Release No. AP-6844
File Number: 3-20801
Date: Respondents:
Release No. AP-6843
File Number: 3-20531
Date: Respondents:
Release No. AP-6842
File Number: 3-20801
Date: Respondents:
Release No. AP-6841
File Number: 3-20454
Date: Respondents:
Release No. AP-6839
File Number: 3-20801
Date: Respondents:
Release No. AP-6840
File Number: 3-20801
Date: Respondents:
Release No. AP-6838
File Number: 3-17228
Date: Respondents:
Release No. AP-6837
File Number: 3-20454
Date: Respondents:
Release No. AP-6836
File Number: 3-18483
Date: Respondents:
Release No. AP-6834
File Number: 3-20627
Date: Respondents:
Release No. AP-6835
File Number: 3-18483
Date: Respondents:
Release No. AP-6833
File Number: 3-20627
Date: Respondents:
Release No. AP-6832
File Number: 3-20627
Date: Respondents:
Release No. AP-6831
File Number: 3-20454
Date: Respondents:
Release No. AP-6830
File Number: 3-20454
Date: Respondents:
Release No. AP-6829
File Number: 3-20454
Date: Respondents:
Release No. AP-6828
File Number: 3-20378
Date: Respondents:
Release No. AP-6827
File Number: 3-20378
Date: Respondents:
Release No. AP-6826
File Number: 3-20454
Date: Respondents:
Release No. AP-6825
File Number: 3-20454
Date: Respondents:
Release No. AP-6824
File Number: 3-20378
Date: Respondents:
Release No. AP-6823
File Number: 3-20378
Date: Respondents:
Release No. AP-6822
File Number: 3-18346
Date: Respondents:
Release No. AP-6821
File Number: 3-20136
Date: Respondents:
Release No. AP-6820
File Number: 3-19303
Date: Respondents:
Release No. AP-6819
File Number: 3-20220
Date: Respondents:
Release No. AP-6818
File Number: 3-20220
Date: Respondents:
Release No. AP-6817
File Number: 3-19303
Date: Respondents:
Release No. AP-6816
File Number: 3-20220
Date: Respondents:
Release No. AP-6815
File Number: 3-19303
Date: Respondents:
Release No. AP-6814
File Number: 3-19303
Date: Respondents:
Release No. AP-6813
File Number: 3-20220
Date: Respondents:
Release No. AP-6812
File Number: 3-20136
Date: Respondents:
Release No. AP-6811
File Number: 3-19303
Date: Respondents:
Release No. AP-6810
File Number: 3-19303
Date: Respondents:
Release No. AP-6809
File Number: 3-20136