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Trading Suspensions

This page lists recent SEC trading suspensions. The federal securities laws allow the SEC to suspend trading in any stock for up to ten trading days when the SEC determines that a trading suspension is required in the public interest and for the protection of investors. You'll find answers to many of your questions about trading suspensions — including how they differ from trading halts — in Fast Answers.

As of February 20, 2007, the staff of the Commission will send copies of a Commission Order of Suspension of Trading pursuant to Section 12(k) of the Securities Exchange Act of 1934 solely to parties (the issuer), the Depository Trust Corporation, and National Securities Clearing Corporation.

First Quarter

Additional Trading Suspensions available

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Release No. Date Entity
First Quarter
34-80292 Mar. 21, 2017 China Biopharma, Inc., et al.
See also: Order
34-80275 Mar. 20, 2017 Ubiquity, Inc.
See also: Order
34-80146 Mar. 3, 2017 Desarrolladora Homex, S.A.B. de C.V.
See also: Order
34-80144 Mar. 3, 2017 CirTran Corp., et al.
See also: Order
34-80049 Feb. 16, 2017 Platinum Pari-Mutuel Holdings Inc.
See also: Order
34-79852 Jan. 23, 2017 PixarBio Corporation
See also Order

Modified: 03/22/2017