Litigation Releases

The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.

First Quarter

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Release No. Date Respondents

First Quarter

LR-23721 Jan. 18, 2017 San Francisco Regional Center, LLC, et al.
See also: SEC Complaint
LR-23720 Jan. 13, 2017 Robin G. Charlet, Steven W. Sparks, Gregory J. Tuthill and Kirk D. Porter
See also: SEC Complaint
LR-23719 Jan. 13, 2017 Gregg R. Mulholland
LR-23718 Jan. 12, 2017 Daniel Thibeault, et al.
LR-23717 Jan. 12, 2017 Gregory W. Gray, Jr., et al.
LR-23716 Jan. 10, 2017 Douglas Furth
LR-23715 Jan. 10, 2017 Gregory T. Dean and Donald J. Fowler
See also: SEC Complaint