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Litigation Releases

The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.
Second Quarter | First Quarter

Additional Archives

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Release No. Date Action
Second Quarter
LR-23227 Apr. 1, 2015 David Craven et al.
First Quarter
LR-23226 Mar. 31, 2015 StratoComm Corporation, et al.
LR-23225 Mar. 31, 2015 Andrew M. Miller
Other Release No.: AAER-3646
See also: SEC Complaint
LR-23224 Mar. 27, 2015 Michael J. Ling
See also: SEC Complaint
LR-23223 Mar. 27, 2015 Michael Anthony Dupre Lucarelli
LR-23222 Mar. 27, 2015 Macquarie Capital (USA) Inc. et al.
LR-23221 Mar. 27, 2015 Gregory W. Gray, Jr., et al.
LR-23220 Mar. 25, 2015 BioChemics, Inc., et al.
See also: SEC Complaint
LR-23219 Mar. 12, 2015 David Craven et al.
See also: SEC Complaint
LR-23218 Mar. 12, 2015 Edward J. Woodard, et al.
LR-23217 Mar. 11, 2015 Guy M. Jean-Pierre, a/k/a Marcelo Dominguez de Guerra
LR-23216 Mar. 10, 2015 Bonan Huang and Nan Huang
See also: SEC Complaint
LR-23215 Mar. 6, 2015 Zeringue, et al.
See also: SEC Complaint
LR-23214 Mar. 4, 2015 China Infrastructure Investment Corp., et al.
LR-23213 Mar. 3, 2015 Ahmad Fnaikher Alyasin and Optima Global Financial, Inc.
See also: SEC Complaint
LR-23212 Mar. 3, 2015 Inofin, Inc., Michael J. Cuomo, Kevin J. Mann, Sr., Melissa George, Thomas Kevin Keough, David Affeldt, and Nancy Keough
LR-23211 Mar. 2, 2015 Gary S. Williky
See also: SEC Complaint
LR-23210 Feb. 27, 2015 Gregory W. Gray, Jr., et al.
See also: SEC Complaint
LR-23209 Feb. 27, 2015 Tropikgadget FZE, et al.
See also: SEC Complaint
LR-23208 Feb. 26, 2015 Joseph A. Noel
LR-23207 Feb. 26, 2015 Daniel Thibeault et al.
LR-23206 Feb. 24, 2015 Mark A. Lefkowitz, et al.
LR-23205 Feb. 23, 2015 Heart Tronics, Inc., et al.
LR-23204 Feb. 23, 2015 GLR Capital Management, LLC, et al.
LR-23203 Feb. 20, 2015 Premiere Power, LLC, et al.
See also: SEC Complaint
LR-23202 Feb. 19, 2015 Scott Zeringue and Jesse Roberts, III
See also: SEC Complaint
LR-23201 Feb. 19, 2015 Michael M. Cohen and Proteonomix, Inc.
See also: SEC Complaint
LR-23200 Feb. 18, 2015 Steven B. Hart
LR-23199 Feb. 18, 2015 K2 Unlimited, Inc.
LR-23198 Feb. 18, 2015 Kristine L. Johnson, Troy A. Barnes, Work with Troy Barnes, Inc. (d/b/a) The Achieve Community, Defendants, and Achieve International, LLC, Relief Defendant
See also: SEC Complaint
LR-23197 Feb. 13, 2015 Mozzam "Mark" Malik and American Bridge Investment Group, LLC, d/b/a Wolf Hedge LLC
See also: SEC Complaint
LR-23196 Feb. 12, 2015 Roger S. Bliss and Roger S. Bliss d/b/a Roger Bliss and Associates Equities, LLC, Roger Bliss and Associates Club LLC and/or Bliss Club LLC
See also: SEC Complaint
LR-23195 Feb. 11, 2015 Caledonian Bank Ltd., et al.
See also: SEC Complaint
LR-23194 Feb. 10, 2015 Craig S. Lax
See also: SEC Complaint
LR-23193 Feb. 9, 2015 Bradley A. Holcom
LR-23192 Feb. 6, 2015 Steven Neil
LR-23191 Feb. 6, 2015 Joseph A. Kostelecky
See also: SEC Complaint
LR-23190 Feb. 6, 2015 David Rivard
Other Release No.: AAER-3628
LR-23189 Feb. 5, 2015 John Gray et al.
LR-23188 Feb. 5, 2015 Total Wealth Management, Inc., et al.
See also: SEC Complaint
LR-23187 Feb. 3, 2015 Joel J. Epstein
See also: SEC Complaint
LR-23186 Feb. 3, 2015 Phillip Cory Roberts
See also: SEC Application and Order Compelling Compliance with Administrative Subpoena
LR-23185 Jan. 30, 2015 Francisco Illarramendi, et al.
LR-23184 Jan. 30, 2015 Edwin Yoshihiro Fujinaga and MRI International, Inc., et al.
LR-23183 Jan. 29, 2015 Navistar International Corp.
See also: SEC Court Filing
LR-23182 Jan. 29, 2015 Loren W. Holzhueter, et al.
See also: SEC Complaint
LR-23181 Jan. 29, 2015 Troy Lyndon and Ronald Zaucha
LR-23180 Jan. 27, 2015 City of Harvey, Illinois and Joseph T. Letke
LR-23179 Jan. 22, 2015 Bonan Huang and Nan Huang
LR-23178 Jan. 22, 2015 Daniel Thibeault, et al.
LR-23177 Jan. 22, 2015 Wwebnet, Inc. and Robert L. Kelly,
LR-23176 Jan. 22, 2015 MayfieldGentry Realty Advisors, LLC, et al.
LR-23175 Jan. 21, 2015 Frederic Elm f/k/a Frederic Elmaleh, et al.
See also: SEC Complaint
LR-23174 Jan. 16, 2015 Magdalena Tavella
LR-23173 Jan. 13, 2015 Aleksandr Milrud
See also: SEC Complaint
LR-23172 Jan. 13, 2015 Noah L. Myers
LR-23171 Jan. 9, 2015 Daniel Thibeault et al.
See also: SEC Complaint
LR-23170 Jan. 7, 2015 Sherwin Brown and Jamerica Financial, Inc.

Modified: 04/01/2015