Litigation Releases

The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.

Second Quarter |  First Quarter

Additional Archives

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Release No. Date Respondents

Second Quarter

LR-23819 Apr. 28, 2017 Kamal Zuhdi Abdallah, a/k/a Kamal Sulleman, et al.
See also: SEC Complaint
LR-23818 Apr. 28, 2017 Serofim Muroff, et al.
See also: SEC Complaint
LR-23817 Apr. 27, 2017 Michael Andre Jones
See also: SEC Complaint
LR-23816 Apr. 26, 2017 Thomas Edward Andrews and Scott Walter Christensen
See also: SEC Complaint
LR-23815 Apr. 26, 2017 John T. Place, et al.
LR-23814 Apr. 26, 2017 Avaneesh Krishnamoorthy and Shreya Achar
See also: SEC Complaint
LR-23813 Apr. 26, 2017 Demitrios Hallas
See also: SEC Complaint
LR-23812 Apr. 25, 2017 Kevin J. Amell
See also: SEC Complaint
LR-23811 Apr. 25, 2017 Matthew A. Krimm, et al.
See also: SEC Complaint
LR-23810 Apr. 21, 2017 Kent P. Watts, et al.
See also: SEC Complaint
LR-23809 Apr. 19, 2017 Matthew W. Fox and Wayne Energy, LLC
See also: SEC Complaint
LR-23808 Apr. 17, 2017 Justin D. Meadlin and Hyaline Capital Management, LLC
See also: SEC Complaint
LR-23807 Apr. 14, 2017 Christopher R. Esposito, et al.
LR-23806 Apr. 14, 2017 4D Circle LLC a/k/a Enoetics, LLC, Mantford C. Hawkins, and David E. Bell
See also: SEC Complaint
LR-23805 Apr. 13, 2017 Mustafa David Sayid
See also: SEC Complaint
LR-23804 Apr. 13, 2017 Ryan Gilbertson, et al.
LR-23803 Apr. 13, 2017 Daniel H. Glick, et al
LR-23802 Apr. 12, 2017 Lidingo Holdings, LLC, et al., CSIR Group, LLC, et al.
See also: SEC Complaint-Lidingo and SEC Complaint-CSIR
LR-23801 Apr. 6, 2017 Lawrence F. Cluff, Jr. and Roger E. Shaoul
LR-23800 Apr. 6, 2017 Michael D. Shumway
See also: SEC Complaint
LR-23799 Apr. 5, 2017 Thomas J. Connerton and Safety Technologies LLC
LR-23798 Apr. 4, 2017 Lucita A. Zamoras
See also: SEC Complaint
LR-23797 Apr. 3, 2017 Vlad B. Spivak, et al.
LR-23796 Apr. 3, 2017 Rhode Island Commerce Corporation (f/k/a Rhode Island Economic Development Corporation), et al.

First Quarter

LR-23795 Mar. 30, 2017 Clayton A. Cohn, et al.
LR-23794 Mar. 29, 2017 Daniel H. Glick, et al
See also: SEC Complaint
LR-23793 Mar. 29, 2017 Mark McKinnies
See also: SEC Complaint and SEC Order
LR-23792 Mar. 28, 2017 Mark A. Jones
LR-23791 Mar. 27, 2017 LottoNet Operating Corp., et al.
LR-23790 Mar. 24, 2017 Nino Coppero del Valle et al.
LR-23789 Mar. 24, 2017 Ariel Darvasi and Amir Waldman
See also: SEC Complaint
LR-23788 Mar. 24, 2017 TelexFree, Inc. et al.
LR-23787 Mar. 23, 2017 Dr. Keith Laggos
LR-23786 Mar. 23, 2017 Steven A. Hartung
See also: SEC Complaint
LR-23785 Mar. 23, 2017 Thomas J. Connerton and Safety Technologies LLC
LR-23784 Mar. 23, 2017 Christopher Ludwig
See also: SEC Complaint
LR-23783 Mar. 20, 2017 Michael J. Maciocio and David P. Hobson
LR-23782 Mar. 20, 2017 Jerry Miller
LR-23781 Mar. 17, 2017 Patrick Churchville, et al.
LR-23780 Mar. 15, 2017 Todd David Alpert
See also: SEC Complaint
LR-23779 Mar. 15, 2017 Strategic Capital Management, LLC and Michael J. Breton
LR-23778 Mar. 15, 2017 Andy Shin Fong Chen, et al.
See also: SEC Complaint
LR-23777 Mar. 13, 2017 Gregory E. Webb, et al.
LR-23776 Mar. 10, 2017 Lek Securities Corporation, et al.
See also: SEC Complaint
LR-23775 Mar. 10, 2017 Nasir N. Shakouri, Robert S. Torino, Bronson L. Quon, John S. Hong and Jonathan K. Skarie
Other Release No.: AAER-3861
See also: SEC Complaint
LR-23774 Mar. 9, 2017 Notis Global, Inc. (f/k/a Medbox, Inc.), et al.
LR-23773 Mar. 9, 2017 VIPWallSt Inc., Michael Todd Osborn, Shenae Catherine Osborn, and Virgil Gene Williams
See also: SEC Complaint
LR-23772 Mar. 7, 2017 Marrien Neilson
LR-23771 Mar. 7, 2017 Joseph Meli, et al.
See also: SEC Complaint and Temporary Restraining Order
LR-23770 Mar. 6, 2017 Nathanial D. Ponn
LR-23769 Mar. 6, 2017 Yu-Cheng Lin
LR-23768 Mar. 3, 2017 Capital Financial Partners, LLC et al.
LR-23767 Mar. 3, 2017 Arcturus Corporation, et al.
LR-23766 Mar. 3, 2017 Thomas D. Melvin, Jr., et al.
LR-23765 Mar. 3, 2017 Desarrolladora Homex S.A.B. de C.V
Other Release No.: AAER-3862
See also: SEC Complaint
LR-23764 Mar. 3, 2017 J. Patrick O'Neill and Robert H. Bray
LR-23763 Mar. 2, 2017 Upstate Law Group, LLC, et al.
LR-23762 Mar. 2, 2017 Renato Rodriguez and Gutemberg Dos Santos
See also: SEC Complaint
LR-23761 Feb. 28, 2017 Tropikgadget FZE, et al.
LR-23760 Feb. 28, 2017 One or More Unknown Traders in the Securities of Fortress Investment Group, LLC
See also: SEC Complaint
LR-23759 Feb. 27, 2017 Christopher J. Hall
LR-23758 Feb. 24, 2017 Harrison Schumacher, et al.
LR-23757 Feb. 22, 2017 Sean Stewart et al.
LR-23756 Feb. 21, 2017 FX & Beyond Corporation et al.
See also: SEC Complaint
LR-23755 Feb. 21, 2017 William P. Carlson, Jr.
See also: SEC Complaint
LR-23754 Feb. 17, 2017 James Y. Lee, et al.
LR-23753 Feb. 17, 2017 Darrell Glenn Hardaway and Hardaway Net-Works, Inc.
See also: SEC Complaint
LR-23752 Feb. 16, 2017 Patrick O. Howard, et al.
LR-23751 Feb. 16, 2017 John Abio and Abio Financial Group, Inc.
See also: SEC Complaint
LR-23750 Feb. 14, 2017 James P. Toner, Jr.
LR-23749 Feb. 14, 2017 Terminus Energy, Inc., et al.
See also: SEC Complaint
LR-23748 Feb. 13, 2017 Yu-Cheng Lin (a.k.a. Believe Lin)
See also: SEC Complaint and Temporary Restraining Order
LR-23747 Feb. 10, 2017 Shaohua (Michael) Yin, et al.
See also: SEC Complaint
LR-23746 Feb. 10, 2017 Alan Barry Staples
See also: SEC Complaint
LR-23745 Feb. 8, 2017 Oxford City Football Club, Inc., et al.
LR-23744 Feb. 7, 2017 Zev Saltsman, et al.
LR-23743 Feb. 7, 2017 Michael Affa, et al.
LR-23742 Feb. 6, 2017 Mark J. Varacchi, et al.
LR-23741 Feb. 3, 2017 Thomas Miller and William Liang
Other Release No.: AAER-3859
See also: SEC Complaint
LR-23740 Feb. 3, 2017 Hold Brothers On-Line Investment Services, LLC, et al.
LR-23739 Feb. 2, 2017 Varacchi, et al.
See also: SEC Complaint
LR-23738 Feb. 2, 2017 Paul A. Garcia, et al.
See also: SEC Complaint
LR-23737 Feb. 1, 2017 Patric Ken Baccam
LR-23736 Feb. 1, 2017 Samuel DelPresto, et al.
LR-23735 Jan. 31, 2017 Joseph Meli et al.
LR-23734 Jan. 30, 2017 Vu H. Le a/k/a Vinh H. Le and TeamVinh.com LLC
LR-23733 Jan. 30, 2017 Clayton A. Cohn
LR-23732 Jan. 27, 2017 Brian S. Hudnall, et al.
See also: SEC Complaint
LR-23731 Jan. 27, 2017 Joseph Meli et al.
See also: SEC Complaint
LR-23730 Jan. 27, 2017 Christopher R. Esposito, et al.
LR-23729 Jan. 27, 2017 Herman Ronnie Young, Jr. d/b/a Race Cycler
See also: SEC Complaint
LR-23728 Jan. 26, 2017 Michael L. Cohen and Vanja Baros
See also: SEC Complaint
LR-23727 Jan. 25, 2017 Strategic Capital Management, LLC et al.
LR-23726 Jan. 25, 2017 Mathias Francisco Sandoval Herrera, Maria D. Cidre, and Jose Antonio Miranda Gonzalez
See also: SEC Complaint
LR-23725 Jan. 24, 2017 Dwayne Edwards, et al.
See also: SEC Complaint
LR-23724 Jan. 23, 2017 George N. Krinos
LR-23723 Jan. 19, 2017 James M. Louks et al.
LR-23722 Jan. 19, 2017 Cort Poyner et al.
LR-23721 Jan. 18, 2017 San Francisco Regional Center, LLC, et al.
See also: SEC Complaint
LR-23720 Jan. 13, 2017 Robin G. Charlet, Steven W. Sparks, Gregory J. Tuthill and Kirk D. Porter
See also: SEC Complaint
LR-23719 Jan. 13, 2017 Gregg R. Mulholland
LR-23718 Jan. 12, 2017 Daniel Thibeault, et al.
LR-23717 Jan. 12, 2017 Gregory W. Gray, Jr., et al.
LR-23716 Jan. 10, 2017 Douglas Furth
LR-23715 Jan. 10, 2017 Gregory T. Dean and Donald J. Fowler
See also: SEC Complaint