Litigation Releases

The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.

First Quarter

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Release No. Date Respondents

First Quarter

LR-24028 Jan. 11, 2018 David S. Haddad, et al.
See also: SEC Complaint
LR-24027 Jan. 9, 2018 David B. Kaplan, Esq., et al.
LR-24026 Jan. 8, 2018 Joseph A. Rubbo, et al.
LR-24025 Jan. 5, 2018 Malachi Financial Products, Inc., et al.
See also: SEC Complaint
LR-24024 Jan. 5, 2018 Owen H. Naccarato
See also: SEC Complaint
LR-24023 Jan. 3, 2018 Khaled "Kal" Bassily