Litigation Releases

The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.

First Quarter

Additional Archives

RSS Feed  SEC Litigation Releases RSS Feed

Release No. Date Respondents

First Quarter

LR-23758 Feb. 24, 2017 Harrison Schumacher, et al.
LR-23757 Feb. 22, 2017 Sean Stewart et al.
LR-23756 Feb. 21, 2017 FX & Beyond Corporation et al.
See also: SEC Complaint
LR-23755 Feb. 21, 2017 William P. Carlson, Jr.
See also: SEC Complaint
LR-23754 Feb. 17, 2017 James Y. Lee, et al.
LR-23753 Feb. 17, 2017 Darrell Glenn Hardaway and Hardaway Net-Works, Inc.
See also: SEC Complaint
LR-23752 Feb. 16, 2017 Patrick O. Howard, et al.
LR-23751 Feb. 16, 2017 John Abio and Abio Financial Group, Inc.
See also: SEC Complaint
LR-23750 Feb. 14, 2017 James P. Toner, Jr.
LR-23749 Feb. 14, 2017 Terminus Energy, Inc., et al.
See also: SEC Complaint
LR-23748 Feb. 13, 2017 Yu-Cheng Lin (a.k.a. Believe Lin)
See also: SEC Complaint and Temporary Restraining Order
LR-23747 Feb. 10, 2017 Shaohua (Michael) Yin, et al.
See also: SEC Complaint
LR-23746 Feb. 10, 2017 Alan Barry Staples
See also: SEC Complaint
LR-23745 Feb. 8, 2017 Oxford City Football Club, Inc., et al.
LR-23744 Feb. 7, 2017 Zev Saltsman, et al.
LR-23743 Feb. 7, 2017 Michael Affa, et al.
LR-23742 Feb. 6, 2017 Mark J. Varacchi, et al.
LR-23741 Feb. 3, 2017 Thomas Miller and William Liang
Other Release No.: AAER-3859
See also: SEC Complaint
LR-23740 Feb. 3, 2017 Hold Brothers On-Line Investment Services, LLC, et al.
LR-23739 Feb. 2, 2017 Varacchi, et al.
See also: SEC Complaint
LR-23738 Feb. 2, 2017 Paul A. Garcia, et al.
See also: SEC Complaint
LR-23737 Feb. 1, 2017 Patric Ken Baccam
LR-23736 Feb. 1, 2017 Samuel DelPresto, et al.
LR-23735 Jan. 31, 2017 Joseph Meli et al.
LR-23734 Jan. 30, 2017 Vu H. Le a/k/a Vinh H. Le and TeamVinh.com LLC
LR-23733 Jan. 30, 2017 Clayton A. Cohn
LR-23732 Jan. 27, 2017 Brian S. Hudnall, et al.
See also: SEC Complaint
LR-23731 Jan. 27, 2017 Joseph Meli et al.
See also: SEC Complaint
LR-23730 Jan. 27, 2017 Christopher R. Esposito, et al.
LR-23729 Jan. 27, 2017 Herman Ronnie Young, Jr. d/b/a Race Cycler
See also: SEC Complaint
LR-23728 Jan. 26, 2017 Michael L. Cohen and Vanja Baros
See also: SEC Complaint
LR-23727 Jan. 25, 2017 Strategic Capital Management, LLC et al.
LR-23726 Jan. 25, 2017 Mathias Francisco Sandoval Herrera, Maria D. Cidre, and Jose Antonio Miranda Gonzalez
See also: SEC Complaint
LR-23725 Jan. 24, 2017 Dwayne Edwards, et al.
See also: SEC Complaint
LR-23724 Jan. 23, 2017 George N. Krinos
LR-23723 Jan. 19, 2017 James M. Louks et al.
LR-23722 Jan. 19, 2017 Cort Poyner et al.
LR-23721 Jan. 18, 2017 San Francisco Regional Center, LLC, et al.
See also: SEC Complaint
LR-23720 Jan. 13, 2017 Robin G. Charlet, Steven W. Sparks, Gregory J. Tuthill and Kirk D. Porter
See also: SEC Complaint
LR-23719 Jan. 13, 2017 Gregg R. Mulholland
LR-23718 Jan. 12, 2017 Daniel Thibeault, et al.
LR-23717 Jan. 12, 2017 Gregory W. Gray, Jr., et al.
LR-23716 Jan. 10, 2017 Douglas Furth
LR-23715 Jan. 10, 2017 Gregory T. Dean and Donald J. Fowler
See also: SEC Complaint