Litigation Releases

The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.

Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

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Release No. Date Respondents

Fourth Quarter

LR-24951 Oct. 23, 2020 Joseph Taub, et al.
LR-24950 Oct. 22, 2020 Paul Horton Smith, Sr.; Northstar Communications, LLC; Planning Services, Inc.; and eGate, LLC
LR-24949 Oct. 19, 2020 Jillian Sidoti
See also: SEC Complaint
LR-24948 Oct. 19, 2020 Motty Mizrahi et al.
LR-24947 Oct. 19, 2020 Joseph P. Willner
LR-24946 Oct. 16, 2020 Rudden, et al.
See also: Final Judgment
LR-24945 Oct. 14, 2020 Dana J. Bradley, Marlin S. Hershey, D. Bradley, Inc., Bryant Boys, LLC, Distressed Lending Fund, Erndit LLC, Hershey Enterprises, MW Enterprises, Performance Holdings, Performance Retire on Rentals
See also: Final Judgment
LR-24944 Oct. 13, 2020 Alexander Rowland
See also: SEC Complaint
LR-24943 Oct. 9, 2020 SAExploration Holdings, Inc., et al.
See also: SEC Complaint
LR-24942 Oct. 8, 2020 Nanotech Engineering, Inc., Michael James Sweaney (also known as Michael Hatton), David Sweaney, and Jeffery Gange
See also: SEC Complaint
See also: Final Judgment - David Sweaney
LR-24941 Oct. 6, 2020 McAfee et al.
LR-24939 Oct. 5, 2020 Hill International, Inc. et al.
Other Release No.: AAER-4185

Third Quarter

LR-24940 Sep. 30, 2020 Drew Morgan Ciccarelli
See also: SEC Complaint
LR-24938 Sep. 30, 2020 Rand Heckler and Rand Heckler, Inc.
See also: SEC Complaint
LR-24937 Sep. 30, 2020 Johnson, Everett, Ekejija, and NVC Fund, LLC
See also: SEC Complaint
LR-24936 Sep. 30, 2020 Mason D. Newman, Christian J. Baquerizo and Kevin Cardenas
See also: >SEC Complaint - Baquerizo and Cardenas; SEC Complaint - Newman
LR-24935 Sep. 30, 2020 Joel Stohlman, et al.
See also: SEC Complaint
LR-24934 Sep. 30, 2020 Robert McCabe et al.
See also: SEC Complaint
LR-24933 Sep. 30, 2020 Michael Staisil
See also: SEC Complaint
LR-24932 Sep. 30, 2020 Roger Nils-Jonas Karlsson
See also: SEC Complaint
LR-24931 Sep. 30, 2020 Todd W. Mixon
See also: SEC Complaint
LR-24930 Sep. 30, 2020 Thomas J. Gity, et al.
See also: SEC Complaint
LR-24929 Sep. 30, 2020 Sebastian Silea, Christian Kranenberg, and KS Cartel LLC
See also: SEC Complaint
LR-24928 Sep. 29, 2020 Lewis I. Wallach
See also: SEC Complaint
LR-24927 Sep. 29, 2020 Stebbins & Jones
See also: SEC Complaint
See also: Final Judgment - Stebbins
See also: Final Judgment - Jones
LR-24926 Sep. 29, 2020 Andrew Dale Ledbetter, Esq.
See also: SEC Complaint
LR-24925 Sep. 29, 2020 Corbin L. Lambert
See also: SEC Complaint
LR-24924 Sep. 28, 2020 Clifton Curtis Sneed, Jr.
See also: SEC Complaint
LR-24923 Sep. 28, 2020 Laksha Bohra, Viky Bohra, and Gotham Bohra
See also: SEC Complaint
LR-24922 Sep. 28, 2020 Lindner Capital Advisors, Inc. and Robert J. Lindner
See also: SEC Complaint
LR-24921 Sep. 28, 2020 Marcus Beam
LR-24920 Sep. 28, 2020 Todd Zinkwich
See also: SEC Complaint
LR-24919 Sep. 25, 2020 Eric M. Hill
See also: SEC Complaint
LR-24918 Sep. 25, 2020 Zvi Feiner, et al.
LR-24917 Sep. 25, 2020 Frank G. Mueller
See also: SEC Complaint
LR-24916 Sep. 24, 2020 Oscar Haynes Morris, Jr. and Lakeside Capital Partners, LP
See also: SEC Complaint
LR-24915 Sep. 24, 2020 Revolution Lighting Technologies, Inc., et al.
See also: SEC Complaint
LR-24914 Sep. 24, 2020 James M. Rudnick
See also: SEC Complaint
LR-24913 Sep. 24, 2020 Craig A. Zabala
See also: SEC Complaint
LR-24912 Sep. 23, 2020 Edward T. Kelly
See also: SEC Complaint
LR-24911 Sep. 23, 2020 Roger Duffield, et al.
See also: SEC Complaint
See also: Final Judgment - Duffield
See also: Final Judgment - Plandai
LR-24910 Sep. 22, 2020 Verley Lee Sembritzky, Jr., Bounty of the Ocean Inc., and Ocean Harvest LLC
See also: SEC Complaint
LR-24909 Sep. 22, 2020 Yinghang "James" Yang and Yuanbiao Chen
See also: SEC Complaint
LR-24908 Sep. 21, 2020 Robert Hoddes Jacobs
See also: SEC Complaint
LR-24907 Sep. 21, 2020 Milton J. Dosal, Jr.
See also: SEC Complaint
LR-24906 Sep. 21, 2020 PowerTradersPress.com, Inc., et al.
See also: Final Judgment - Dennis J. Verderosa and Final Judgment - Emin Cohen
LR-24905 Sep. 18, 2020 Adam Rogas, et. al
See also: SEC Complaint
LR-24904 Sep. 17, 2020 John Geraci
LR-24903 Sep. 17, 2020 Steven J. Sheinfeld
See also: SEC Complaint
LR-24902 Sep. 17, 2020 Scott Allen Fries
See also: SEC Complaint
LR-24901 Sep. 16, 2020 Estate of Richard Ventrilla and Cygnus Capital Management, LLC
See also: SEC Complaint
LR-24900 Sep. 16, 2020 Henry Sargent et al.
See also: SEC Complaint
See also: Final Judgment - Frederick Mintz and Alan Fraade
LR-24899 Sep. 15, 2020 FLiK, CoinSpark, Ryan S. Felton, William Q. Sparks, Jr., Owen B. Smith, and Chance B. White, and Relief Defendants Hyperion Holdings LLC, Stephanie L. Brown, Dale W. Felton, and Jennifer Felton
See also: SEC Complaint
LR-24898 Sep. 15, 2020 Gary Pryor, et al
See also: SEC Complaint
LR-24897 Sep. 15, 2020 PixarBio Corp. et al.
LR-24896 Sep. 14, 2020 Francisco Abellan Villena, Guillermo Ciupiak, James B. Panther, Jr., and Faiyaz Dean
LR-24895 Sep. 14, 2020 Remington Chase a/k/a William Westwood a/k/a William Elliott
See also: SEC Complaint
LR-24895 Sep. 14, 2020 Remington Chase a/k/a William Westwood a/k/a William Elliott
LR-24894 Sep. 10, 2020 RRBB Asset Management, LLC, et al.
See also: SEC Complaint
LR-24893 Sep. 10, 2020 Tangoe, Inc. et. al.
See also: SEC Complaint; Final Judgment - Donald Farias
LR-24892 Sep. 10, 2020 Richard M. Kirsch and Adam Terris
See also: SEC Complaint
LR-24891 Sep. 10, 2020 Steven D. Rodemer
See also: SEC Complaint
LR-24890 Sep. 10, 2020 Hai Khoa Dang
See also: SEC Complaint
LR-24889 Sep. 9, 2020 Kirk Sperry and Sperry and Sons Capital Investments, LLC
See also: SEC Complaint
LR-24888 Sep. 3, 2020 Steven Fitzgerald Brown
See also: SEC Complaint
LR-24887 Sep. 3, 2020 Geoffrey Thompson
See also: SEC Complaint
LR-24886 Sep. 3, 2020 John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
See also: SEC Complaint
LR-24885 Sep. 3, 2020 Phillip W. Conley
LR-24884 Sep. 3, 2020 Peter DiChiara
See also: SEC Complaint
LR-24883 Sep. 2, 2020 Steven M. Sexton
See also: SEC Complaint
LR-24882 Sep. 2, 2020 Gary S. Wykle and Alejandro Cortes
LR-24881 Sep. 1, 2020 Matthew O. Clason
See also: SEC Complaint
LR-24880 Aug. 31, 2020 John Brian McLane, Jr. and Paul Anthony Nash
See also: SEC Complaint
LR-24879 Aug. 31, 2020 Anton Senderov & Lior Babazara
See also: SEC Complaint
LR-24878 Aug. 27, 2020 Dominic A. Tropiano
See also: SEC Complaint
LR-24877 Aug. 26, 2020 David C. Coggins, et al.
See also: SEC Complaint
LR-24876 Aug. 25, 2020 Sepehr Sarshar
See also: SEC Complaint
LR-24875 Aug. 25, 2020 Mark J. Boucher and Strategic Wealth Advisor Group Services Inc.
See also: SEC Complaint
LR-24874 Aug. 25, 2020 Engler, et al.
See also: SEC Complaint
Order - Desiderio
Order - Perez
Order - Turney
LR-24873 Aug. 24, 2020 Minish "Joe" Hede and Kevin Graetz
See also: SEC Complaint
LR-24872 Aug. 24, 2020 RMR Asset Management Company, et al.
See also: SEC Complaint
LR-24871 Aug. 20, 2020 Ibrahim Almagarby, et al.
See also: Order Granting Summary Judgment
LR-24870 Aug. 18, 2020 Cecilia Millan and Margarita Cabrera
See also: SEC Complaint
LR-24869 Aug. 14, 2020 Mark P. Frissora
Other Release No.: AAER-4160
See also: SEC Complaint
LR-24868 Aug. 13, 2020 Ross Barish
See also: SEC Complaint
LR-24867 Aug. 13, 2020 Sean R. Stewart et al.
LR-24866 Aug. 13, 2020 Dale Tenhulzen et al.
See also: SEC Complaint
LR-24865 Aug. 11, 2020 Brendan M. Ross
See also: SEC Complaint
LR-24864 Aug. 11, 2020 Vu Anh Nguyen, et al.
See also: SEC Complaint
LR-24863 Aug. 6, 2020 Jack Brewer
See also: SEC Complaint
LR-24862 Aug. 5, 2020 Niel Martin Nielson
See also: Order Adopting Magistrate's Report and Entering Default Judgment
LR-24861 Aug. 4, 2020 Victor Lee Farias and Integrity Aviation & Leasing, LLC
See also: SEC Complaint
LR-24860 Jul. 31, 2020 Complete Business Solutions Group Inc. d/b/a/ Par Funding et al.
See also: SEC Complaint
LR-24859 Jul. 29, 2020 Kevin R. Kuhnash and Jason P. Jimerson
See also: SEC Complaint
LR-24858 Jul. 29, 2020 Mustafa David Sayid
LR-24857 Jul. 29, 2020 Anthony Todd Johnson et al.
LR-24856 Jul. 24, 2020 Mark L. Hopkins
See also: SEC Complaint
LR-24855 Jul. 24, 2020 Harold L. Altvater
See also: Final Judgment
LR-24854 Jul. 20, 2020 YouPlus, Inc., et al.
See also: SEC Complaint
LR-24853 Jul. 14, 2020 Thunderbird Power Corp., et al.
See also: SEC Complaint
LR-24852 Jul. 10, 2020 Benjamin Alderson, et al.
See also: Final Judgment - Alderson
Final Judgment - Hamilton
Order Instituting Administrative Proceedings
LR-24851 Jul. 7, 2020 Luke C. Zouvas et al.
LR-24850 Jun. 7, 2020 Brenda Smith, et al.
LR-24849 Jul. 6, 2020 David Sims, et al
LR-24848 Jul. 6, 2020 Zvi Feiner, et al.
See also: Final Judgment
LR-24847 Jul. 2, 2020 Daniel Dirk Coddington, et al.
LR-24846 Jul. 1, 2020 Matthew Benjamin and Clear Solutions Group, LLC
See also: SEC Complaint
LR-24845 Jul. 1, 2020 Temenos Advisory, Inc., and George L. Taylor

Second Quarter

LR-24844 Jun. 29, 2020 Daniel C. Ustian
See also: Order
LR-24843 Jun. 24, 2020 Todd Lahr and Thomas Megas
See also: Final Judgment, Order Instituting Proceedings
LR-24842 Jun. 23, 2020 Eran Eyal and UnitedData, Inc. d/b/a/ "Shopin, "
See also: Final Judgment - Eyal
Final Judgment - Shopin
LR-24841 Jun. 22, 2020 Gregg D. Caplitz, et al.
LR-24840 Jun. 18, 2020 Vassilios Trikantzopoulos and Navis Ventures LLC
See also: SEC Complaint
LR-24839 Jun. 18, 2020 Gomes et al.;
See also: SEC Complaint
LR-24838 Jun. 17, 2020 AmTrust Financial Services, Inc. and Ronald E. Pipoly, Jr.
See also: SEC Complaint
LR-24837 Jun. 16, 2020 Daniel Adams, Michael Flanders, Spiderworx Media LLC, and An L.A. Minute LLC
See also: Final Judgment - An L.A. Minute LLC
Final Judgment - Daniel Adams
Final Judgment - Michael Flanders
Final Judgment - Spiderworx Media LLC
LR-24836 Jun. 15, 2020 Neil Burkholz, et al.
LR-24835 Jun. 11, 2020 Giga Entertainment Media Inc. et al.
LR-24834 Jun. 11, 2020 PowerTradersPress.com, Inc., et al.
LR-24833 Jun. 10, 2020 Dubovoy, et al.
LR-24832 Jun. 10, 2020 Jason C. Nielsen
See also: SEC Complaint
LR-24831 Jun. 9, 2020 Paul Horton Smith, Sr.; Northstar Communications, LLC; Planning Services, Inc.; and eGate, LLC
See also: SEC Complaint
LR-24830 Jun. 8, 2020 Brandon E. Copeland and E.B. & Copeland Capital, Inc.
LR-24829 Jun. 5, 2020 Daniel F. Putnam, Jean Paul Ramirez Rico, Angel A. Rodriguez, MMT Distribution, LLC, R & D Global
See also: SEC Complaint
LR-24828 Jun. 5, 2020 Stiefel Laboratories Inc. and Charles W. Stiefel
LR-24827 Jun. 5, 2020 Tamara Steele and Steele Financial, Inc.
LR-24826 Jun. 4, 2020 Navellier & Associates, Inc., and Louis Navellier
LR-24825 Jun. 3, 2020 E*Hedge Securities, Inc., et al.
See also: SEC Complaint
LR-24824 May 26, 2020 William Sadleir
See also: SEC Complaint
LR-24823 May 26, 2020 Cash Capital, LLC, America's Strategic Ore Properties, and Robert W. Wilson
See also: Motion
Points and Authorities
LR-24822 May 22, 2020 Paul Horton Smith, Sr.; Northstar Communications, LLC; Planning Services, Inc.; and eGate, LLC
LR-24821 May 18, 2020 Paul Russell Montgomery, Jr., Michael David Fisher, James Hurst Willingham
See also: SEC Complaint
LR-24820 May 14, 2020 Turbo Global Partners, Inc. and Robert W. Singerman
See also: SEC Complaint
LR-24819 May 14, 2020 Applied BioSciences Corp.
See also: SEC Complaint
LR-24818 May 14, 2020 Ronald D. Swanson
See also: SEC Complaint
LR-24817 May 13, 2020 Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young
See also: SEC Complaint
LR-24816 May 12, 2020 Neil Burkholz, et al.
See also: SEC Complaint
LR-24815 May 12, 2020 TCA Fund Management Group Corp. and TCA Global Credit Fund GP, Ltd.
Other Release No.: AAER-4140
LR-24814 May 11, 2020 Clinton Maurice Tucker II
See also: SEC Complaint
LR-24813 May 6, 2020 Damon Elliott, et al.
See also: SEC Complaint
LR-24812 May 5, 2020 Lisa Bershan, Barry Schwartz, and Joel Margulies
See also: SEC Complaint
Final Judgment - Bershan
Final Judgment - Margulies
Final Judgment - Schwartz
LR-24811 May 5, 2020 CAN Capital, Inc.
See also: SEC Complaint
LR-24810 May 5, 2020 Zhuobin Hong, et al.
See also: SEC Complaint
LR-24809 Apr. 28, 2020 Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffery A. Curran, and Waldemar Grab
See also: SEC Complaint
LR-24808 Apr. 28, 2020 Donald J. Kellen
See also: SEC Complaint
LR-24807 Apr. 28, 2020 Praxsyn Corporation and Frank J. Brady
See also: SEC Complaint
LR-24806 Apr. 27, 2020 William Alfred Batchelor and John Michael Zukoski
See also: SEC Complaint
LR-24805 Apr. 24, 2020 Aequitas Management, LLC, et al.
LR-24804 Apr. 24, 2020 Dropil, Inc., Jeremy McAlpine, Zachary Matar, and Patrick O'Hara
See also: SEC Complaint
LR-24803 Apr. 23, 2020 Phillip Hudnall, Todd Esh, BirdDog Business Group, LLC and BirdDog Oil Equipment, LLC, Defendants and Duc "Doug" Nguyen, Brian Hudnall, DonDon, Kansas Oil Reserves, Kansas Oil Reserves 2, LLC and Phayrn Resources, Relief Defendants
See also: SEC Complaint
LR-24802 Apr. 22, 2020 Renew Spinal Care, Inc., Laserscopic Medical Clinic, LLC, Joe Samuel Bailey, Barry Edward Mitchell, Laurence Grossnickle, and Charles Clement Goubert, Jr.
See also: SEC Complaint
LR-24801 Apr. 22, 2020 Barry R. Bekkedam
See also: SEC Complaint
LR-24800 Apr. 21, 2020 Steven L. Brickner
See also: SEC Complaint
LR-24799 Apr. 17, 2020 Amir Waldman, et al.
LR-24798 Apr. 17, 2020 Phillip W. Conley
See also: SEC Complaint
LR-24797 Apr. 16, 2020 Matthew S. Hilliard; Hilliard Oil Ventures, Inc. a/k/a Delta Western Company; Hilliard Helium Company, LLC; Hilliard Land and Energy Corp.
See also: SEC Complaint
LR-24796 Apr. 16, 2020 Revolutionary Concepts, Inc., et al.
See also: Opinion and order
LR-24795 Apr. 15, 2020 Joseph Fiore, Berkshire Capital Management Company, Inc., and Eat at Joe's, Ltd. (n/k/a SPYR, Inc.)
See also: SEC Complaint
LR-24794 Apr. 13, 2020 Asante K. Berko
See also: SEC Complaint
LR-24793 Apr. 9, 2020 Ieremenko et al.
LR-24792 Apr. 8, 2020 Jeffrey D. Cordes et al.
Other Release No.: AAER-4121
See also: SEC Complaint
LR-24791 Apr. 8, 2020 Douglas Leighton et al.
See also: SEC Complaint
LR-24790 Apr. 6, 2020 International Investment Group, LLC
See also: Final Judgment as to Defendant International Investment Group, LLC
LR-24789 Apr. 3, 2020 Patrick Muraca, NanoMolecularDX, LLC (a/k/a NMDX, LLC), and MetaboRX, LLC
LR-24788 Apr. 3, 2020 Engler, et al.
See also: SEC Complaint
LR-24787 Apr. 3, 2020 Teshuater LLC, Larry Donnell Leonard, II, Shuwana Leonard, and Teshua Business Group, LLC, Defendants
See also: SEC Complaint
LR-24786 Apr. 2, 2020 OwnZones Media Network, Inc., Daniel Goman, and Joseph Goman
See also: SEC Complaint
LR-24785 Apr. 1, 2020 Jeffrey E. Wall and The Lighthouse Events, LLC

First Quarter

LR-24784 Mar. 30, 2020 Bryan Cohen and George Nikas
LR-24783 Mar. 26, 2020 Adam Matthew Root
See also: SEC Complaint
LR-24782 Mar. 26, 2020 David M. Mahan
See also: SEC Complaint
LR-24781 Mar. 25, 2020 Bernard Findley and Halitron, Inc.
See also: SEC Complaint
LR-24780 Mar. 25, 2020 Donald H. Hunter
See also: SEC Complaint
LR-24779 Mar. 24, 2020 Justin W. Keener d/b/a JMJ Financial
See also: SEC Complaint
LR-24778 Mar. 24, 2020 Todd Lahr and Thomas Megas
See also: SEC Complaint
LR-24777 Mar. 23, 2020 Joe Leland Tarver, Rock and Roll Cycles, LLC, and Cycle for Life, Inc.
See also: SEC Complaint
LR-24776 Mar. 23, 2020 Kendricks, et al., Hamed A. Ettu
See also: SEC Complaint
LR-24775 Mar. 20, 2020 Meta 1 Coin Trust, et al.
See also: SEC Complaint
LR-24774 Mar. 20, 2020 Hologram USA Networks Inc. and Alkiviades ("Alki") David
LR-24773 Mar. 19, 2020 Brandon E. Copeland and E.B. & Copeland Capital, Inc.
See also: SEC Complaint
LR-24772 Mar. 19, 2020 Scott O. Hirsch and Kenneth L. Friedman
See also: SEC Complaint
LR-24771 Mar. 16, 2020 Barry Honig, et al.
See also: SEC Complaint
LR-24770 Mar. 16, 2020 Denis Georgiyevich Sotnikov, et al.
See also: SEC Complaint
LR-24769 Mar. 13, 2020 Stacey Beane, Justin Deckert and Travis Laska
See also: SEC Complaint
LR-24768 Mar. 13, 2020 Bradley C. Reifler, et. al.
See also: SEC Complaint
LR-24767 Mar. 11, 2020 Kinetic Investment Group, LLC, et al.
See also: SEC Complaint
LR-24766 Mar. 11, 2020 PTG Capital Partners, Ltd.
See also: Default Judgment of Defendant Nedko Nedev; Final Judgment as to Defendant Strategic Capital Partners Muster Limited; Final Judgment as to Defendant Strategic Wealth Investments, Inc.
LR-24765 Mar. 11, 2020 Barry Honig, et al.
LR-24764 Mar. 11, 2020 E. Herbert Hafen
LR-24763 Mar. 10, 2020 ICOBox, et al.
See also: SEC Complaint
LR-24762 Mar. 6, 2020 David G. Dreslin, et al.
LR-24761 Mar. 6, 2020 Tomer Feingold and Dov Malnik
See also: SEC Complaint
LR-24760 Mar. 6, 2020 Todays Growth Consultant Inc. and Kenneth D. Courtright, III
LR-24759 Mar. 5, 2020 Brook Church-Koegel, et al.
See also: SEC Complaint
LR-24758 Mar. 5, 2020 Ira S. Viener
LR-24757 Mar. 3, 2020 Michael Staisil
LR-24756 Mar. 2, 2020 Donald J. Fowler, et al.
See also: Opinion and order
LR-24755 Mar. 2, 2020 Neil Burkholz, et al.
LR-24754 Mar. 2, 2020 Bongiorno, Arthur
See also: SEC Complaint
LR-24753 Mar. 2, 2020 Daniel C. Ustian
LR-24752 Feb. 28, 2020 PixarBio Corp. et al.
LR-24751 Feb. 27, 2020 SCANA Corporation, et al.
See also: SEC Complaint
LR-24750 Feb. 28, 2020 Bradley Davis
See also: SEC Complaint
LR-24749 Feb. 27, 2020 Nicholas Lattanzio et al.
See also: SEC Complaint; Final Judgment - Lattanzio
LR-24748 Feb. 26, 2020 John D. Fierro and JDF Capital, Inc.
See also: SEC Complaint
LR-24747 Feb. 26, 2020 Dionne Van Zyl
See also: SEC Complaint
LR-24746 Feb. 21, 2020 Kit Mun Chan, Lau Kean Chong, Chong Poui Fan, Binji Lu, and Youn Chien Wong
LR-24745 Feb. 20, 2020 Emmanuel Kouyoumdjian (a/k/a "Manny K")
See also: SEC Complaint
LR-24744 Feb. 20, 2020 Navellier & Associates, Inc., and Louis Navellier
See also: SEC Complaint
LR-24743 Feb. 20, 2020 Richard Lee, et al.
LR-24742 Feb. 20, 2020 Jon L. Aronson and Elliet N. Aronson
See also: SEC Complaint
LR-24741 Feb. 20, 2020 Winston Reed Investments LLC
See also: SEC Complaint
LR-24740 Feb. 18, 2020 EquiAlt LLC et al.
LR-24739 Feb. 18, 2020 Richard G. Cody, et al.
LR-24738 Feb. 13, 2020 Criterion Wealth Management Insurance Services, Inc., Robert Allen Gravette, and Mark Andrew MacArthur
See also: SEC Complaint
LR-24737 Feb. 11, 2020 Michael Ackerman
See also: SEC Complaint
LR-24736 Feb. 11, 2020 The Nutmeg Group LLC, Randall Goulding, and David Goulding
LR-24735 Feb. 11, 2020 Rishi Shah, Shradha Agarwal, Brad Purdy and Ashik Desai
See also: SEC Complaint
LR-24734 Feb. 10, 2020 Timothy W. Crawford, et al.
LR-24733 Feb. 5, 2020 Charlie Jinan Chen and Shui Foon Mok
LR-24732 Jan. 31, 2020 Bill Tsai
LR-24731 Jan. 31, 2020 Michael Douglas Billings and MDB Group, LLC
See also: SEC Complaint
LR-24730 Jan. 31, 2020 Alex C. Procopio, Mark S. Zouvas, and Christian R. Hansen
See also: SEC Complaint
LR-24729 Jan. 31, 2020 DFRF Enterprises LLC, et al.
LR-24728 Jan. 31, 2020 Philip E. Riehl
See also: SEC Complaint
LR-24727 Jan. 29, 2020 Eric T. Landis et al.
LR-24726 Jan. 28, 2020 Edward E. Matthes
See also: SEC Complaint
LR-24725 Jan. 27, 2020 David Aubel and Robert Raffa
LR-24724 Jan. 24, 2020 Jeffrey P. Carpoff and Paulette Carpoff
See also: SEC Complaint
LR-24723 Jan. 21, 2020 Sergii "Sergey" Grybniak, Opporty International, Inc., and Clever Solution Inc.
See also: SEC Complaint
LR-24722 Jan. 21, 2020 Guy Scott Griffithe, Robert William Russell, Renewable Technologies Solution, Inc., Green Acres Pharms, LLC, and SMRB, Defendants, and Sonja Marie Russell, Relief Defendant
See also: SEC Complaint
LR-24721 Jan. 17, 2020 Daniel Markel
See also: SEC Complaint
LR-24720 Jan. 17, 2020 Hill International, Inc. et al.
See also: SEC Complaint
LR-24719 Jan. 16, 2020 Allan L. Lundervold
See also: SEC Complaint
LR-24718 Jan. 16, 2020 Drake et al., Messier et al., Brooks
See also: SEC SEC Complaint against Gregory Lamont Drake, Stephen Kenneth Grossman, Stephen Scott Moleski, Jason David St. Amour, and David Alan Wolfson; SEC Complaint against Thomas Troy Brooks; and SEC Complaint against Scott Charles Messier and Jay Zola Scoratow
LR-24717 Jan. 15, 2020 Todays Growth Consultant Inc. and Kenneth D. Courtright, III
See also: SEC Complaint
LR-24716 Jan. 14, 2020 Lidingo Holdings, LLC, et al.
See also: Final Judgment - Bjorlin
Final Judgment - Hodge
Final Judgment - Nichols
LR-24715 Jan. 14, 2020 Diane D. Dalmy et al.
See also: Amended Final Judgment - Dalmy
LR-24714 Jan. 13, 2020 Michael B. Rothenberg
LR-24713 Jan. 13, 2020 Robert O. Carr and Katherine M. Hanratty
LR-24712 Jan. 10, 2020 Bajic et al., Ciapala et al.
See also: SEC Complaint-Ciapala et al.; SEC Complaint-Bajic et al.
LR-24711 Jan. 8, 2020 Donald G. Blakstad
See also: SEC Complaint
LR-24710 Jan. 8, 2020 ARO Equity, LCC et al.
See also: Amended SEC Complaint
LR-24709 Jan. 7, 2020 Jay Costa Kelter
See also: SEC Complaint
LR-24708 Jan. 7, 2020 Edward Espinal and Cash Flow Partners, LLC
See also: SEC Complaint
LR-24707 Jan. 6, 2020 Steven A. Schwartz
See also: SEC Complaint
LR-24706 Jan. 3, 2020 Longfin Corp. and Venkata S. Meenavalli
LR-24705 Jan. 3, 2020 Ulrik Debo
See also: SEC Complaint
LR-24704 Jan. 2, 2020 Pinto-Thomaz, et al.
LR-24703 Jan. 2, 2020 James V. Mazzo, et al.
LR-24702 Jan. 2, 2020 Benjamin Mekawy and Alan D. Seidel
See also: SEC Complaint