ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents

Second Quarter

1126 Apr. 21, 2017 Sean P. Finn and M. Dwyer LLC
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17693
(Note: Order Instituting Proceedings, Release No. 34-79367)
1125 Apr. 20, 2017 Bay City Transfer Agency, Registrar, Inc. and Nitin M. Amersey
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17405
(Note: Order Instituting Proceedings, Release No. 34-78608)
1124 Apr. 19, 2017 Curtis A. Peterson
Jason S. Patil,
Administrative Law Judge
File No. 3-17393
(Note: Order Instituting Proceedings, Release No. 34-78639)
1123 Apr. 18, 2017 Charles L. Hill, Jr.
James E. Grimes,
Administrative Law Judge
File No. 3-16383
(Note: Order Instituting Proceedings, Release No. 34-74249)
1122 Apr. 14, 2017 Cirtran Corp., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17865
(Note: Order Instituting Proceedings, Release No. 34-80145)
1121 Apr. 5, 2017 Hydrocarb Energy Corp.
Jason S. Patil,
Administrative Law Judge
File No. 3-17850
(Note: Order Instituting Proceedings, Release No. 34-80058)
1120 Apr. 3, 2017 Myriad Entertainment & Resorts, Inc., National Real Estate Limited Partnership VI and Paradise Communications Services, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-17860
(Note: Order Instituting Proceedings, Release No. 34-80113)

First Quarter

1119 Mar. 23, 2017 Infeed Medica Corp.
James E. Grimes,
Administrative Law Judge
File No. 3-17814
(Note: Order Instituting Proceedings, Release No. 33-10294)
1118 Mar. 23, 2017 Brian C. Rose
Cameron Elliot,
Administrative Law Judge
File No. 3-17747
(Note: Order Instituting Proceedings, Release No. 34-79692)
1117 Mar. 21, 2017 Joe Lawler
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17650
(Note: Order Instituting Proceedings, Release No. 34-79186)
1116 Mar. 20, 2017 James A. Winkelmann, Sr. and Blue Ocean Portfolios, LLC
Jason S. Patil,
Administrative Law Judge
File No. 3-17253
(Note: Order Instituting Proceedings, Release No. 33-10080)
1115 Mar. 17, 2017 AVT, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17821
(Note: Order Instituting Proceedings, Release No. 34-79941)
1114 Mar. 7, 2017 David S. Hall, P.C. d/b/a the Hall Group CPAs, David S. Hall, CPA, Michelle L. Helterbran Cochran, CPA, and Susan A. Cisneros
Cameron Elliot,
Administrative Law Judge
File No. 3-17228
(Note: Order Instituting Proceedings, Release No. 34-77718)
1113 Mar. 6, 2017 Odyssey Pictures Corporation, et al.
James E. Grimes,
Administrative Law Judge
File No. 3-17698
(Note: Order Instituting Proceedings, Release No. 34-79417)
1112 Mar. 3, 2017 Fibercorp International, Inc., Hygenics Pharmaceuticals, Inc. and Investors Trust, Inc
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17822
(Note: Order Instituting Proceedings, Release No. 34-79943)
1111 Mar. 1, 2017 Delverton Resorts International Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-17820
(Note: Order Instituting Proceedings, Release No. 34-79939)
1110 Mar. 1, 2017 Middlebury Securities, LLC and Gregory Osborn
Cameron Elliot,
Administrative Law Judge
File Nos. 3-16227 and 3-16229
(Note: Orders Instituting Proceedings, Release Nos. 33-9674 and 33-9672)
1109 Feb. 14, 2017 AFN, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-17743
(Note: Order Instituting Proceedings, Release No. 34-79656)
1108 Feb. 9, 2017 The Registration Statements of Flaster Corporation, et al.
Brenda P. Murray,
Administrative Law Judge
File Nos. 3-17664, 3-17665, 3-17666, 3-17667
(Note: Orders Instituting Proceedings, Release Nos. 33-10245, 33-10246, 33-10247, 33-10248); Finality Order, Release No. 33-10348)
1107 Feb. 6, 2017 PAB Bankshares, Inc. and USABG Corp.
James E. Grimes,
Administrative Law Judge
File No. 3-17744
(Note: Order Instituting Proceedings, Release No. 34-79657; Finality Order, Release No. 34-80289)
1106 Jan. 25, 2017 Christopher M. Gibson
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17184
(Note: Order Instituting Proceedings, Release No. 34-77466)
1105 Jan. 23, 2017 Sen Yu International Holdings, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-17715
(Note: Order Instituting Proceedings, Release No. 34-79505; Finality Order, Release No. 34-80294)
1104 Jan. 19, 2017 Aquanatural Co., Bullet Sports International Inc. and Pearce Systems International, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17711
(Note: Order Instituting Proceedings, Release No. 34-79487; Finality Order, Release No. 34-80290)
1103 Jan. 19, 2017 Ben Franklin Retail Stores, Inc., Enrotek Corp. and Spectre Gaming, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-17721
(Note: Order Instituting Proceedings, Release No. 34-79542; Finality Order, Release No. 34-80288)
1102 Jan. 18, 2017 Odyssey Pictures Corporation, et al.
James E. Grimes,
Administrative Law Judge
File No. 3-17698
(Note: Order Instituting Proceedings, Release No. 34-79417; Finality Order, Release No. 34-80291)
1101 Jan. 5, 2017 Mars Acquisitions, Inc. and SoftNet Technology Corp.
Cameron Elliot,
Administrative Law Judge
File No. 3-17700
(Note: Order Instituting Proceedings, Release No. 34-79434); Finality Order, Release No. 34-80156)
1100 Jan. 4, 2017 All-Pro Products, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-17692
(Note: Order Instituting Proceedings, Release No. 34-79365); Finality Order, Release No. 34-80158)