ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Third Quarter |  Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents

Third Quarter

1162 Aug. 16, 2017 Energy Edge Technologies Corp., Focus Gold Corp. and New York Sub Co.
Cameron Elliot,
Administrative Law Judge
File No. 3-18038
(Note: Order Instituting Proceedings, Release No. 34-80984)
1161 Aug. 16, 2017 Donald F. ("Jay") Lathen, et al.
Jason S. Patil,
Administrative Law Judge
File Nos. 3-17387, 3-
(Note: Order Instituting Proceedings, Release No. 33-10120)
1160 Aug. 11, 2017 James P. Griffin
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17848
(Note: Order Instituting Proceedings, Release No. 34-80054)
1159 Aug. 7, 2017 Ibex Advanced Mortgage Technology, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-18047
(Note: Order Instituting Proceedings, Release No. 34-81026)
1158 Aug. 4, 2017 Warren D. Nadel
Cameron Elliot,
Administrative Law Judge
File No. 3-17883
(Note: Order Instituting Proceedings, Release No. 34-80263)
1157 Jul. 28, 2017 Roy Dekel
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17751
(Note: Order Instituting Proceedings, Release No. IA-4594)
1156 Jul. 26, 2017 New Western Energy Corp., Preferred Restaurant Brands, Inc. and Primco Management, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18007
(Note: Order Instituting Proceedings, Release No. 34-80846)
1155 Jul. 26, 2017 Canso Enterprises Ltd., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File Nos. 3-17984, 3-17989, 3-17985, 3-17986, 3-17987, 3-17988, 3-17989
(Note: Order Instituting Proceedings: Release No. 33-10358, Release No. 33-10359, Release No. 33-10360, Release No. 33-10361, Release No. 33-10362, Release No. 33-10363)
1154 Jul. 14, 2017 A.C. Simmonds, et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-17999
(Note: Order Instituting Proceedings, Release No. 34-80765)
1153 Jul. 11, 2017 Evolucia, Inc., Legend International Holdings, Inc. and OSL Holdings, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-18014
(Note: Order Instituting Proceedings, Release No. 34-80880)
1152 Jul. 6, 2017 Axesstel, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17941
(Note: Order Instituting Proceedings, Release No. 34-80519)
1151 Jul. 5, 2017 Cardinal Resources, Inc. and StationDigital Corp.
Cameron Elliot,
Administrative Law Judge
File No. 3-18004
(Note: Order Instituting Proceedings, Release No. 34-80829)

Second Quarter

1150 Jun. 29, 2017 Biovest International, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17935
(Note: Order Instituting Proceedings, Release No. 34-80493)
1149 Jun. 20, 2017 GL Capital Partners, LLC and GL Investment Services, LLC
James E. Grimes,
Administrative Law Judge
File No. 3-17818 and 3-17819
(Note: Order Instituting Proceedings, Release No. IA-4629 and IA-4630)
1148 Jun. 20, 2017 Atomic Paintball, Inc., North American Oil & Gas Corp. and Velatel Global Communications, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-17991
(Note: Order Instituting Proceedings, Release No. 34-80703)
1147 Jun. 20, 2017 John Austin Gibson, Jr.
James E. Grimes,
Administrative Law Judge
File No. 3-17856
(Note: Order Instituting Proceedings, Release No. 34-80095)
1146 Jun. 20, 2017 Ciralight Global, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17977
(Note: Order Instituting Proceedings, Release No. 34-80633)
1145 Jun. 19, 2017 Digital Brand Media & Marketing Group, Inc. and Intellicell Biosciences, Inc.
Jason S. Patil,
Administrative Law Judge
File No. 3-17990
(Note: Order Instituting Proceedings, Release No. 34-80701)
1144 Jun. 14, 2017 William D. Bucci
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17888
(Note: Order Instituting Proceedings, Release No. 34-80299)
1143 Jun. 14, 2017 Biovest International, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17935
(Note: Order Instituting Proceedings, Release No. 34-80493)
1142 Jun. 13, 2017 Tod A. Ditommaso, Esq.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17550
(Note: Order Instituting Proceedings, Release No. 33-10215)
1141 May 26, 2017 Hans Peter Black and Interinvest Corporation, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-17811
(Note: Order Instituting Proceedings, Release No. IA-4624)
1140 May 22, 2017 James Y. Lee
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17686
(Note: Order Instituting Proceedings, Release No. IA-4571)
1139 May 17, 2017 Solar Shore One, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17928
(Note: Order Instituting Proceedings, Release No. 34-80446)
1138 May 17, 2017 International Building Concepts Ltd. (n/k/a Home Builders International, et al.
James E. Grimes,
Administrative Law Judge
File No. 3-17897
(Note: Order Instituting Proceedings, Release No. 34-80365)
1137 May 16, 2017 Real Hip-Hop Network, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17894
(Note: Order Instituting Proceedings, Release No. 34-80344; Finality Order, Release No. 34-81241)
1136 May 16, 2017 GCA I Acquisition Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-17868
(Note: Order Instituting Proceedings, Release No. 34-80174; Finality Order, Release No. 34-81242)
1135 May 12, 2017 GCA I Acquisition Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-17868
(Note: Order Instituting Proceedings, Release No. 34-80174)
1134 May 11, 2017 Cirtran Corp., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17865
(Note: Order Instituting Proceedings, Release No. 34-80145)
1133 May 10, 2017 Shallbetter Industries, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17882
(Note: Order Instituting Proceedings, Release No. 34-80261; Finality Order, Release No. 34-81243)
1132 May 9, 2017 Go Ez Corporation, Arc Lifestyle Group Inc. and Nova Smart Solutions Inc.
Cameron Elliot,
Administrative Law Judge
File Nos. 3-17861, 3-17862, 3-17863
(Note: Order Instituting Proceedings, Release No. 33-10313; Finality Order, Release No. 34-10400)
1131 May 9, 2017 Prestige Financial Corp., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17859
(Note: Order Instituting Proceedings, Release No. 34-80112; Finality Order, Release No. 34-81125)
1130 May 8, 2017 Med-X, Inc.
Jason S. Patil,
Administrative Law Judge
File No. 3-17551
(Note: Order Instituting Proceedings, Release No. 33-10216)
1129 May 2, 2017 Jason B. Smith
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17749
(Note: Order Instituting Proceedings, Release No. 34-79694; Finality Order, Release No. 34-81168)
1128 Apr. 27, 2017 Sidewinder Explorations Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17858
(Note: Order Instituting Proceedings, Release No. 34-80111; Finality Order, Release No. 34-81126)
1127 Apr. 27, 2017 China Biopharma, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-17886
(Note: Order Instituting Proceedings, Release No. 34-80293; Finality Order, Release No. 34-81127)
1126 Apr. 21, 2017 Sean P. Finn and M. Dwyer LLC
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17693
(Note: Order Instituting Proceedings, Release No. 34-79367)
1125 Apr. 20, 2017 Bay City Transfer Agency, Registrar, Inc. and Nitin M. Amersey
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17405
(Note: Order Instituting Proceedings, Release No. 34-78608; Finality Order, Release No. 34-80948)
1124 Apr. 19, 2017 Curtis A. Peterson
Jason S. Patil,
Administrative Law Judge
File No. 3-17393
(Note: Order Instituting Proceedings, Release No. 34-78639; Finality Order, Release No. 34-80950)
1123 Apr. 18, 2017 Charles L. Hill, Jr.
James E. Grimes,
Administrative Law Judge
File No. 3-16383
(Note: Order Instituting Proceedings, Release No. 34-74249); Finality Order, Release No. 34-80953)
1122 Apr. 14, 2017 Cirtran Corp., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17865
(Note: Order Instituting Proceedings, Release No. 34-80145); Finality Order, Release No. 34-81006)
1121 Apr. 5, 2017 Hydrocarb Energy Corp.
Jason S. Patil,
Administrative Law Judge
File No. 3-17850
(Note: Order Instituting Proceedings, Release No. 34-80058); Finality Order, Release No. 34-81004)
1120 Apr. 3, 2017 Myriad Entertainment & Resorts, Inc., National Real Estate Limited Partnership VI and Paradise Communications Services, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-17860
(Note: Order Instituting Proceedings, Release No. 34-80113); Finality Order, Release No. 34-81005)

First Quarter

1119 Mar. 23, 2017 Infeed Medica Corp.
James E. Grimes,
Administrative Law Judge
File No. 3-17814
(Note: Order Instituting Proceedings, Release No. 33-10294; Finality Order, Release No. 33-10364)
1118 Mar. 23, 2017 Brian C. Rose
Cameron Elliot,
Administrative Law Judge
File No. 3-17747
(Note: Order Instituting Proceedings, Release No. 34-79692; Finality Order, Release No. 34-80773)
1117 Mar. 21, 2017 Joe Lawler
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17650
(Note: Order Instituting Proceedings, Release No. 34-79186)
1116 Mar. 20, 2017 James A. Winkelmann, Sr. and Blue Ocean Portfolios, LLC
Jason S. Patil,
Administrative Law Judge
File No. 3-17253
(Note: Order Instituting Proceedings, Release No. 33-10080; Order Granting Leave to Adduce Additional Evidence, Release No. 33-10370)
1115 Mar. 17, 2017 AVT, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17821
(Note: Order Instituting Proceedings, Release No. 34-79941; Finality Order, Release No. 34-80951)
1114 Mar. 7, 2017 David S. Hall, P.C. d/b/a the Hall Group CPAs, David S. Hall, CPA, Michelle L. Helterbran Cochran, CPA, and Susan A. Cisneros
Cameron Elliot,
Administrative Law Judge
File No. 3-17228
(Note: Order Instituting Proceedings, Release No. 34-77718; Finality Order, Release No. 34-80949)
1113 Mar. 6, 2017 Odyssey Pictures Corporation, et al.
James E. Grimes,
Administrative Law Judge
File No. 3-17698
(Note: Order Instituting Proceedings, Release No. 34-79417); Finality Order, Release No. 34-80589)
1112 Mar. 3, 2017 Fibercorp International, Inc., Hygenics Pharmaceuticals, Inc. and Investors Trust, Inc
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17822
(Note: Order Instituting Proceedings, Release No. 34-79943); Finality Order, Release No. 34-80588)
1111 Mar. 1, 2017 Delverton Resorts International Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-17820
(Note: Order Instituting Proceedings, Release No. 34-79939); Finality Order, Release No. 34-80587)
1110 Mar. 1, 2017 Middlebury Securities, LLC and Gregory Osborn
Cameron Elliot,
Administrative Law Judge
File Nos. 3-16227 and 3-16229
(Note: Orders Instituting Proceedings, Release Nos. 33-9674 and 33-9672); Finality Order, Release No. 33-10353)
1109 Feb. 14, 2017 AFN, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-17743
(Note: Order Instituting Proceedings, Release No. 34-79656)
1108 Feb. 9, 2017 The Registration Statements of Flaster Corporation, et al.
Brenda P. Murray,
Administrative Law Judge
File Nos. 3-17664, 3-17665, 3-17666, 3-17667
(Note: Orders Instituting Proceedings, Release Nos. 33-10245, 33-10246, 33-10247, 33-10248); Finality Order, Release No. 33-10348)
1107 Feb. 6, 2017 PAB Bankshares, Inc. and USABG Corp.
James E. Grimes,
Administrative Law Judge
File No. 3-17744
(Note: Order Instituting Proceedings, Release No. 34-79657; Finality Order, Release No. 34-80289)
1106 Jan. 25, 2017 Christopher M. Gibson
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17184
(Note: Order Instituting Proceedings, Release No. 34-77466)
1105 Jan. 23, 2017 Sen Yu International Holdings, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-17715
(Note: Order Instituting Proceedings, Release No. 34-79505; Finality Order, Release No. 34-80294)
1104 Jan. 19, 2017 Aquanatural Co., Bullet Sports International Inc. and Pearce Systems International, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17711
(Note: Order Instituting Proceedings, Release No. 34-79487; Finality Order, Release No. 34-80290)
1103 Jan. 19, 2017 Ben Franklin Retail Stores, Inc., Enrotek Corp. and Spectre Gaming, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-17721
(Note: Order Instituting Proceedings, Release No. 34-79542; Finality Order, Release No. 34-80288)
1102 Jan. 18, 2017 Odyssey Pictures Corporation, et al.
James E. Grimes,
Administrative Law Judge
File No. 3-17698
(Note: Order Instituting Proceedings, Release No. 34-79417; Finality Order, Release No. 34-80291)
1101 Jan. 5, 2017 Mars Acquisitions, Inc. and SoftNet Technology Corp.
Cameron Elliot,
Administrative Law Judge
File No. 3-17700
(Note: Order Instituting Proceedings, Release No. 34-79434); Finality Order, Release No. 34-80156)
1100 Jan. 4, 2017 All-Pro Products, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-17692
(Note: Order Instituting Proceedings, Release No. 34-79365); Finality Order, Release No. 34-80158)