ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents

Second Quarter

1254 Jun. 18, 2018 Baltia Air Lines, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18472
(Note: Order Instituting Proceedings, Release No. 34-83184)
1253 May 31, 2018 Mark Megalli
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18250
(Note: Order Instituting Proceedings, Release No. 34-81861)
1252 May 30, 2018 Marilynjean Interactive Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18445
(Note: Order Instituting Proceedings, Release No. 34-83087)
1251 May 14, 2018 Gary C. Snisky
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17645
(Note: Order Instituting Proceedings, Release No. 34-79169)
1250 Apr. 18, 2018 Retirement Surety LLC, et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-18061
(Note: Order Instituting Proceedings, Release No. 33-10386)
1249 Apr. 17, 2018 Rosalind Herman
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17828
(Note: Order Instituting Proceedings, Release No. IA-4643)
1248 Apr. 5, 2018 Gerardo E. Reyes
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18126
(Note: Order Instituting Proceedings, Release No. 34-81458)
1247 Apr. 3, 2018 Affirmative Insurance Holdings, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-18378
(Note: Order Instituting Proceedings, Release No. 34-82762)

First Quarter

1246 Mar. 23, 2018 Patric Ken Baccam a/k/a Khanh Sengpraseuth
James E. Grimes,
Administrative Law Judge
File No. 3-18276
(Note: Order Instituting Proceedings, Release No. 34-82030)
1245 Mar. 19, 2018 Canwealth Minerals Corp., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18353
(Note: Order Instituting Proceedings, Release No. 34-82610)
1244 Mar. 16, 2018 California Mines Corp., Cindisue Mining Corp. and Dune Energy, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18360
(Note: Order Instituting Proceedings, Release No. 34-82639)
1243 Mar. 12, 2018 Joseph Vitale
Jason S. Patil,
Administrative Law Judge
File No. 3-18252
(Note: Order Instituting Proceedings, Release No. 34-81875)
1242 Mar. 12, 2018 Hui Feng, Law Offices of Feng & Associates and P.C.
Cameron Elliot,
Administrative Law Judge
File No. 3-18209
(Note: Order Instituting Proceedings, Release No. 34-81711)
1241 Mar. 7, 2018 Altona Resources, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18339
(Note: Order Instituting Proceedings, Release No. 34-82527); Finality Order, Release No. 34-83374)
1240 Mar. 6, 2018 Blacksands Petroleum, Inc., et al.
Jason S. Patil,
Administrative Law Judge
File No. 3-18333
(Note: Order Instituting Proceedings, Release No. 34-82463); Finality Order, Release No. 34-83375)
1239 Mar. 1, 2018 Anthony C. Zufelt
James E. Grimes,
Administrative Law Judge
File No. 3-17907
(Note: Order Instituting Proceedings, Release No. 34-80402; Finality Order, Release No. 34-83277)
1238 Feb. 27, 2018 Demitrios Hallas
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18229
(Note: Order Instituting Proceedings, Release No. 34-81743; Finality Order, Release No. 34-83284)
1237 Feb. 26, 2018 Abakan, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18327
(Note: Order Instituting Proceedings, Release No. 34-82419; Finality Order, Release No. 34-83261)
1236 Feb. 22, 2018 American Nano Silicon Technologies, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18326
(Note: Order Instituting Proceedings, Release No. 34-82412; Finality Order, Release No. 34-83283)
1235 Feb. 21, 2018 China Precision Steel, Inc. and Golden River Resources Corp.
Jason S. Patil,
Administrative Law Judge
File No. 3-18152
(Note: Order Instituting Proceedings, Release No. 34-81529; Finality Order, Release No. 34-83260)
1234 Feb. 21, 2018 Ambicom Holdings, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18336
(Note: Order Instituting Proceedings, Release No. 34-82507; Finality Order, Release No. 34-83287)
1233 Feb. 6, 2018 Gregory Reyftmann
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17959
(Note: Order Instituting Proceedings, Release No. 34-80568; Finality Order, Release No. 34-83259)
1232 Feb. 2, 2018 Abakan, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18327
(Note: Order Instituting Proceedings, Release No. 34-82419; Finality Order, Release No. 34-83266)
1231 Jan. 30, 2018 Andrew Stitt
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17621
(Note: Order Instituting Proceedings, Release No. 34-79067; Finality Order, Release No. 34-83258)
1230 Jan. 29, 2018 Prospect Ventures, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-17945
(Note: Order Instituting Proceedings, Release No. 34-80532; Finality Order, Release No. 34-83288)