ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Additional Archives

Release No. Date Respondents

Fourth Quarter

1334 Dec. 14, 2018 KollagenX Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-18207
(Note: Order Instituting Proceedings, Release No. 34-81706)
1333 Dec. 13, 2018 GO EZ Corporation, et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-18204
(Note: Order Instituting Proceedings, Release No. 34-81694)
1332 Dec. 13, 2018 COPsync, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-18496
(Note: Order Instituting Proceedings, Release No. 34-83297)
1331 Dec. 12, 2018 Universal Bioenergy, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-18461
(Note: Order Instituting Proceedings, Release No. 34-83135)
1330 Dec. 11, 2018 New Western Energy Corp., Preferred Restaurant Brands, Inc. and Primco Management, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-18007
(Note: Order Instituting Proceedings, Release No. 34-80846)
1329 Dec. 11, 2018 Hall Tees, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18155
(Note: Order Instituting Proceedings, Release No. 34-81536)
1328 Dec. 11, 2018 David Alcorn
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18460
(Note: Order Instituting Proceedings, Release No. 34-83130)
1327 Dec. 10, 2018 BioPharma Manufacturing Solutions Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18148
(Note: Order Instituting Proceedings, Release No. 34-81524)
1326 Dec. 7, 2018 China Hefeng Rescue Equipment, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-18179
(Note: Order Instituting Proceedings, Release No. 34-81618)
1325 Dec. 6, 2018 Grey Fox Holdings Corp. (f/k/a Gray Fox Petroleum Corp.), Green Innovations Ltd. and Red Giant Entertainment, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18480
(Note: Order Instituting Proceedings, Release No. 34-83232)
1324 Dec. 6, 2018 Tintic Gold Mining Company
Cameron Elliot,
Chief Administrative Law Judge
File No. 3-18157
(Note: Order Instituting Proceedings, Release No. 34-81540)
1323 Nov. 30, 2018 Infinity Real Estate Holdings Corporation, et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18217
(Note: Order Instituting Proceedings, Release No. 34-81723)
1322 Nov. 30, 2018 dELiA*s Inc. and Global Energy, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-18037
(Note: Order Instituting Proceedings, Release No. 34-80981)
1321 Nov. 29, 2018 IMK GROUP, INC., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18203
(Note: Order Instituting Proceedings, Release No. 34-81692)
1320 Nov. 29, 2018 CNK Global, Inc. (a/k/a American Life Holding Co., Inc.)
Cameron Elliot,
Administrative Law Judge
File No. 3-18082
(Note: Order Instituting Proceedings, Release No. 34-81237)
1319 Nov. 28, 2018 GeoGlobal Resources, Inc. and USA Synthetic Fuel Corp.
Cameron Elliot,
Administrative Law Judge
File No. 3-18153
(Note: Order Instituting Proceedings, Release No. 34-81533)
1318 Nov. 28, 2018 Creator Capital Ltd.
Cameron Elliot,
Administrative Law Judge
File No. 3-18189
(Note: Order Instituting Proceedings, Release No. 34-81656)
1317 Nov. 28, 2018 China Du Kang Co., Ltd.
James E. Grimes,
Administrative Law Judge
File No. 3-18106
(Note: Order Instituting Proceedings, Release No. 34-81356)
1316 Nov. 27, 2018 Aja Cannafacturing, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18078
(Note: Order Instituting Proceedings, Release No. 34-81217)
1315 Nov. 27, 2018 Axiom Oil & Gas Corp., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18096
(Note: Order Instituting Proceedings, Release No. 34-81298)
1314 Nov. 27, 2018 Engage Eco Solutions, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18191
(Note: Order Instituting Proceedings, Release No. 34-81663)
1313 Nov. 27, 2018 Aervision Holdings, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18199
(Note: Order Instituting Proceedings, Release No. 34-81685)
1312 Nov. 27, 2018 Immunoclin Corp., Intelligent Living America, Inc. and Ivanhoe Energy, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18190
(Note: Order Instituting Proceedings, Release No. 34-81658)
1311 Nov. 26, 2018 FuelNation, Inc. and 3D Total Solutions, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-18551
(Note: Order Instituting Proceedings, Release No. 34-83487)
1310 Nov. 26, 2018 T3 Holdings, Inc. and Vortronnix Technologies, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18023
(Note: Order Instituting Proceedings, Release No. 34-80943)
1309 Nov. 26, 2018 Can-Cal Resources Ltd., China Fruits Corp. and Skystar Bio-Pharmaceutical Co.
Cameron Elliot,
Administrative Law Judge
File No. 3-18017
(Note: Order Instituting Proceedings, Release No. 34-80892)
1308 Nov. 26, 2018 Escalera Resources Co. and Force Minerals Corp.
James E. Grimes,
Administrative Law Judge
File No. 3-18550
(Note: Order Instituting Proceedings, Release No. 34-83470)
1307 Nov. 20, 2018 Hedgebrook, Jayhawk Energy, Inc. and Rubicon Financial, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18484
(Note: Order Instituting Proceedings, Release No. 34-83245)
1306 Nov. 20, 2018 Cibolan Gold Corporation, et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18077
(Note: Order Instituting Proceedings, Release No. 34-81216)
1305 Nov. 20, 2018 Gamzio Mobile, Inc. and Gold Hill Resources, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18170
(Note: Order Instituting Proceedings, Release No. 34-81577)
1304 Nov. 19, 2018 Mackenzie Taylor Minerals, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18149
(Note: Order Instituting Proceedings, Release No. 34-81525)
1303 Nov. 14, 2018 JuQun, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18193
(Note: Order Instituting Proceedings, Release No. 34-81666)
1302 Nov. 13, 2018 Development Capital Group, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-18552
(Note: Order Instituting Proceedings, Release No. 34-83488)
1301 Nov. 9, 2018 Mullan Agritech, Inc., ReliaBrand, Inc. and UBL Interactive, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18501
(Note: Order Instituting Proceedings, Release No. 34-83314)
1300 Nov. 8, 2018 BOLDFACE Group, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18103
(Note: Order Instituting Proceedings, Release No. 34-81331)
1299 Nov. 7, 2018 Cono Italiano, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-18177
(Note: Order Instituting Proceedings, Release No. 34-81609)
1298 Nov. 7, 2018 Roy Dekel
James E. Grimes,
Administrative Law Judge
File No. 3-17751
See also: Appendix
(Note: Order Instituting Proceedings, Release No. IA-4594)
1297 Nov. 7, 2018 Content Checked Holdings, Inc., E.Digital Corp. and Liberty Coal Energy Corp.
Cameron Elliot,
Administrative Law Judge
File No. 3-18475
(Note: Order Instituting Proceedings, Release No. 34-83189)
1296 Nov. 7, 2018 Energy Edge Technologies Corp., Focus Gold Corp. and New York Sub Co.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18038
(Note: Order Instituting Proceedings, Release No. 34-80984)
1295 Nov. 7, 2018 AFN, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17743
(Note: Order Instituting Proceedings, Release No. 34-79656)
1294 Nov. 7, 2018 Aurios Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18092
(Note: Order Instituting Proceedings, Release No. 34-81283)
1293 Nov. 7, 2018 Radiant Oil & Gas, Inc., Tungsten Corp. and Well Power, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-18507
(Note: Order Instituting Proceedings, Release No. 34-83329)
1292 Nov. 7, 2018 IN Media Corporation, et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18206
(Note: Order Instituting Proceedings, Release No. 34-81704)
1291 Nov. 7, 2018 American Magna Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-18105
(Note: Order Instituting Proceedings, Release No. 34-81335)
1290 Nov. 6, 2018 Hydrogen Future Corporation, et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18220
(Note: Order Instituting Proceedings, Release No. 34-81728)
1289 Nov. 6, 2018 Solaris Power Cells, Inc., Stragenics, Inc. and Ultimate Rack Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18489
(Note: Order Instituting Proceedings, Release No. 34-83262)
1288 Nov. 6, 2018 American-Swiss Capital, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18156
(Note: Order Instituting Proceedings, Release No. 34-81535)
1287 Nov. 6, 2018 Guardian 8 Holdings, et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-18221
(Note: Order Instituting Proceedings, Release No. 34-81731)
1286 Nov. 6, 2018 Kung Fu Dragon Group Limited
Cameron Elliot,
Administrative Law Judge
File No. 3-18091
(Note: Order Instituting Proceedings, Release No. 34-81281)
1285 Nov. 5, 2018 Sonora Resources Corp.
Cameron Elliot,
Administrative Law Judge
File No. 3-18485
(Note: Order Instituting Proceedings, Release No. 34-83249)
1284 Nov. 5, 2018 Cardinal Resources, Inc. and Stationdigital Corp.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18004
(Note: Order Instituting Proceedings, Release No. 34-80829)
1283 Nov. 5, 2018 Hydrophi Technologies Group, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18208
(Note: Order Instituting Proceedings, Release No. 34-81707)
1282 Nov. 5, 2018 Baltia Air Lines, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18472
(Note: Order Instituting Proceedings, Release No. 34-83184)
1281 Nov. 5, 2018 Altovida Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18104
(Note: Order Instituting Proceedings, Release No. 34-81333)
1280 Nov. 2, 2018 Hampshire Group, Limited, United Mortgage Trust, Inc. and Zoom Companies, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18201
(Note: Order Instituting Proceedings, Release No. 34-81688)
1279 Nov. 2, 2018 Energy Edge Technologies Corp., Focus Gold Corp. and New York Sub Co.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18038
(Note: Order Instituting Proceedings, Release No. 34-80984)
1278 Nov. 1, 2018 Accelerated Aquisition XVII, et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-18146
(Note: Order Instituting Proceedings, Release No. 34-81522)
1277 Nov. 1, 2018 Century Acquisition Corp. and Eastern Acquisition Corp.
James E. Grimes,
Administrative Law Judge
File No. 3-18162
(Note: Order Instituting Proceedings, Release No. 34-81551)
1276 Oct. 30, 2018 Marilynjean Interactive Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-18445
(Note: Order Instituting Proceedings, Release No. 34-83087)
1275 Oct. 30, 2018 Apptigo International, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18493
(Note: Order Instituting Proceedings, Release No. 34-83285)
1274 Oct. 30, 2018 Mass Hysteria Entertainment Company, Inc., Stark Naked Bobbers and TOA Holdings, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-18506
(Note: Order Instituting Proceedings, Release No. 34-83327)
1273 Oct. 26, 2018 Experience Art, et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18173
(Note: Order Instituting Proceedings, Release No. 34-81587)
1272 Oct. 26, 2018 Atomic Paintball, Inc., North American Oil & Gas Corp. and Velatel Global Communications, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17991
(Note: Order Instituting Proceedings, Release No. 34-80703)
1271 Oct. 26, 2018 Affirmative Insurance Holdings, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18378
(Note: Order Instituting Proceedings, Release No. 34-82762)
1270 Oct. 26, 2018 Green Parts International, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18497
(Note: Order Instituting Proceedings, Release No. 34-83299)
1269 Oct. 25, 2018 Kun De International Holdings, Inc., New Colombia Resources, Inc. and Sutor Technology Group Limited
James E. Grimes,
Administrative Law Judge
File No. 3-18169
(Note: Order Instituting Proceedings, Release No. 34-81575)
1268 Oct. 25, 2018 Circle Star Energy Corp. and Energy Holdings International, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-18142
(Note: Order Instituting Proceedings, Release No. 34-81492)
1267 Oct. 25, 2018 Attitude Drinks Incorporated, et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18079
(Note: Order Instituting Proceedings, Release No. 34-81219)
1266 Oct. 24, 2018 AV Therapeutics, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18095
(Note: Order Instituting Proceedings, Release No. 34-81295; Finality Order, Release No. 34-84803)
1265 Oct. 24, 2018 Evolucia, Inc., Legend International Holdings, Inc. and OSL Holdings, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18014
(Note: Order Instituting Proceedings, Release No. 34-80880)
1264 Oct. 24, 2018 Dearborn Bancorp, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18223
(Note: Order Instituting Proceedings, Release No. 34-81735; Finality Order, Release No. 34-84802)
1263 Oct. 24, 2018 Medicus Homecare Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18081
(Note: Order Instituting Proceedings, Release No. 34-81235; Finality Order, Release No. 34-84801)
1262 Oct. 24, 2018 A.C Simmonds, et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17999
(Note: Order Instituting Proceedings, Release No. 34-80765)
1261 Oct. 15, 2018 James A. Winkelmann, Sr. and Blue Ocean Portfolios, LLC
Jason S. Patil,
Administrative Law Judge
File No. 3-17253
(Note: Order Instituting Proceedings, Release No. 33-10080)
1260 Oct. 15, 2018 RD Legal Capital, LLC, and Roni Dersovitz
Jason S. Patil,
Administrative Law Judge
File No. 3-17342
(Note: Order Instituting Proceedings, Release No. 33-10111); Finality Order, Release No. 34-84793)
See also Appedix A

Third Quarter

1259 Aug. 30, 2018 Donald F. ("Jay") Lathen, Jr., Eden Arc Capital Management, LLC and Eden Arc Capital Advisors, LLC
Jason S. Patil,
Administrative Law Judge
File No. 3-17387
(Note: Order Instituting Proceedings, Release Nos. 33-10120, 34-78572, IA-4485, IC-32214)

Second Quarter

1258 Jun. 20, 2018 Lawrence E. Penn, III
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18288
(Note: Order Instituting Proceedings, Release Nos. IA-4811, 34-78572, IA-4485, IC-32214)
1257 Jun. 19, 2018 Content Checked Holdings, Inc., e.Digital Corp. and Liberty Coal Energy Corp.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18475
(Note: Order Instituting Proceedings, Release No. 34-83189)
1256 Jun. 19, 2018 Jeffrey D. Smith, Joseph Carswell and Michael W. Fullard
Cameron Elliot,
Administrative Law Judge
File No. 3-18271
(Note: Order Instituting Proceedings, Release No. 34-81983)
1255 Jun. 19, 2018 Hedgebrook, Jayhawk Energy, Inc. and Rubicon Financial, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-18484
(Note: Order Instituting Proceedings, Release No. 34-83245)
1254 Jun. 18, 2018 Baltia Air Lines, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18472
(Note: Order Instituting Proceedings, Release No. 34-83184)
1253 May 31, 2018 Mark Megalli
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18250
(Note: Order Instituting Proceedings, Release No. 34-81861)
1252 May 30, 2018 Marilynjean Interactive Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18445
(Note: Order Instituting Proceedings, Release No. 34-83087)
1251 May 14, 2018 Gary C. Snisky
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17645
(Note: Order Instituting Proceedings, Release No. 34-79169)
1250 Apr. 18, 2018 Retirement Surety LLC, et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-18061
(Note: Order Instituting Proceedings, Release No. 33-10386)
1249 Apr. 17, 2018 Rosalind Herman
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17828
(Note: Order Instituting Proceedings, Release No. IA-4643)
1248 Apr. 5, 2018 Gerardo E. Reyes
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18126
(Note: Order Instituting Proceedings, Release No. 34-81458)
1247 Apr. 3, 2018 Affirmative Insurance Holdings, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-18378
(Note: Order Instituting Proceedings, Release No. 34-82762)

First Quarter

1246 Mar. 23, 2018 Patric Ken Baccam a/k/a Khanh Sengpraseuth
James E. Grimes,
Administrative Law Judge
File No. 3-18276
(Note: Order Instituting Proceedings, Release No. 34-82030)
1245 Mar. 19, 2018 Canwealth Minerals Corp., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18353
(Note: Order Instituting Proceedings, Release No. 34-82610; Finality Order, Release No. 34-83472)
1244 Mar. 16, 2018 California Mines Corp., Cindisue Mining Corp. and Dune Energy, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18360
(Note: Order Instituting Proceedings, Release No. 34-82639; Finality Order, Release No. 34-83473)
1243 Mar. 12, 2018 Joseph Vitale
Jason S. Patil,
Administrative Law Judge
File No. 3-18252
(Note: Order Instituting Proceedings, Release No. 34-81875)
1242 Mar. 12, 2018 Hui Feng, Law Offices of Feng & Associates and P.C.
Cameron Elliot,
Administrative Law Judge
File No. 3-18209
(Note: Order Instituting Proceedings, Release No. 34-81711)
1241 Mar. 7, 2018 Altona Resources, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18339
(Note: Order Instituting Proceedings, Release No. 34-82527; Finality Order, Release No. 34-83374)
1240 Mar. 6, 2018 Blacksands Petroleum, Inc., et al.
Jason S. Patil,
Administrative Law Judge
File No. 3-18333
(Note: Order Instituting Proceedings, Release No. 34-82463; Finality Order, Release No. 34-83375)
1239 Mar. 1, 2018 Anthony C. Zufelt
James E. Grimes,
Administrative Law Judge
File No. 3-17907
(Note: Order Instituting Proceedings, Release No. 34-80402; Finality Order, Release No. 34-83277)
1238 Feb. 27, 2018 Demitrios Hallas
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18229
(Note: Order Instituting Proceedings, Release No. 34-81743; Finality Order, Release No. 34-83284)
1237 Feb. 26, 2018 Abakan, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18327
(Note: Order Instituting Proceedings, Release No. 34-82419; Finality Order, Release No. 34-83261)
1236 Feb. 22, 2018 American Nano Silicon Technologies, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18326
(Note: Order Instituting Proceedings, Release No. 34-82412; Finality Order, Release No. 34-83283)
1235 Feb. 21, 2018 China Precision Steel, Inc. and Golden River Resources Corp.
Jason S. Patil,
Administrative Law Judge
File No. 3-18152
(Note: Order Instituting Proceedings, Release No. 34-81529; Finality Order, Release No. 34-83260)
1234 Feb. 21, 2018 Ambicom Holdings, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18336
(Note: Order Instituting Proceedings, Release No. 34-82507; Finality Order, Release No. 34-83287)
1233 Feb. 6, 2018 Gregory Reyftmann
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17959
(Note: Order Instituting Proceedings, Release No. 34-80568; Finality Order, Release No. 34-83259)
1232 Feb. 2, 2018 Abakan, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18327
(Note: Order Instituting Proceedings, Release No. 34-82419; Finality Order, Release No. 34-83266)
1231 Jan. 30, 2018 Andrew Stitt
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17621
(Note: Order Instituting Proceedings, Release No. 34-79067; Finality Order, Release No. 34-83258)
1230 Jan. 29, 2018 Prospect Ventures, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-17945
(Note: Order Instituting Proceedings, Release No. 34-80532; Finality Order, Release No. 34-83288)