ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

 First Quarter

Additional Archives

Release No. Date Respondents

First Quarter

1354 Feb. 15, 2019 Bohai Pharmaceuticals Group Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18151
(Note: Order Instituting Proceedings, Release No. 34-81527)
1353 Feb. 14, 2019 China Domestica Bio-Technology Holdings, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-17031
(Note: Order Instituting Proceedings, Release No. 34-76793)
1352 Feb. 14, 2019 E-Waste Systems, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18107
(Note: Order Instituting Proceedings, Release No. 34-81375)
1351 Feb. 14, 2019 Capitol City Bancshares, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17366
(Note: Order Instituting Proceedings, Release No. 34-78507)
1350 Feb. 14, 2019 Meridian Co., Ltd.
James E. Grimes,
Administrative Law Judge
File No. 3-18188
(Note: Order Instituting Proceedings, Release No. 34-81649)
1349 Feb. 12, 2019 William D. Bucci
James E. Grimes,
Administrative Law Judge
File No. 3-17888
(Note: Order Instituting Proceedings, Release No. 34-80299)
1348 Feb. 6, 2019 Andrew Stitt
James E. Grimes,
Administrative Law Judge
File No. 3-17621
(Note: Order Instituting Proceedings, Release No. 34-79067)
1347 Feb. 5, 2019 GL Capital Partners, LLC and GL Investment Services, LLC
Brenda P. Murray,
Chief Administrative Law Judge
File Nos. 3-17818 and 17819
(Note: Order Instituting Proceedings, Release No. IA-4629)
1346 Feb. 5, 2019 Brian Michael Berger
James E. Grimes,
Administrative Law Judge
File No. 3-18129
(Note: Order Instituting Proceedings, Release No. 34-81460)
1345 Feb. 4, 2019 Joseph Vitale
Cameron Elliot,
Administrative Law Judge
File No. 3-18252
(Note: Order Instituting Proceedings, Release No. 34-81875)