ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter |  Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents

Fourth Quarter

1196 Oct. 20, 2017 Cono Italiano, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18177
(Note: Order Instituting Proceedings, Release No. 34-81609)
1195 Oct. 19, 2017 Saving2Retire, LLC and Marian P. Young
James E. Grimes,
Administrative Law Judge
File No. 3-17352
(Note: Order Instituting Proceedings, Release No. IA-4457)
1194 Oct. 18, 2017 Gamzio Mobile, Inc. and Gold Hill Resources, Inc.
Jason S. Patil,
Administrative Law Judge
File No. 3-18170
(Note: Order Instituting Proceedings, Release No. 34-81577)
1193 Oct. 18, 2017 BioPharma Manufacturing Solutions Inc., CLTC Ventures Corporation (n/k/a Crane Global Energy Company and DCA Asset Management, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18148
(Note: Order Instituting Proceedings, Release No. 34-81524)
1192 Oct. 17, 2017 AV Therapeutics, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-18095
(Note: Order Instituting Proceedings, Release No. 34-81295)
1191 Oct. 17, 2017 Hall Tees, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18155
(Note: Order Instituting Proceedings, Release No. 34-81536)
1190 Oct. 17, 2017 Mackenzie Taylor Minerals, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18149
(Note: Order Instituting Proceedings, Release No. 34-81525)
1189 Oct. 13, 2017 Kun De International Holdings, Inc., New Colombia Resources, Inc. and Sutor Technology Group Limited
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18169
(Note: Order Instituting Proceedings, Release No. 34-81575)
1188 Oct. 12, 2017 Chile Mining Technologies Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-18174
(Note: Order Instituting Proceedings, Release No. 34-81589)
1187 Oct. 11, 2017 Bohai Pharmaceuticals Group Inc.
Jason S. Patil,
Administrative Law Judge
File No. 3-18151
(Note: Order Instituting Proceedings, Release No. 34-81527)
1186 Oct. 11, 2017 Century Acquisition Corp. and Eastern Acquisition Corp.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18162
(Note: Order Instituting Proceedings, Release No. 34-81551)
1185 Oct. 11, 2017 Accelerated Aquisition XVII, et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18146
(Note: Order Instituting Proceedings, Release No. 34-81522)
1184 Oct. 10, 2017 CellCyte Genetics Corp., China Pediatric Pharmaceuticals, Inc. and Hawker Energy, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18141
(Note: Order Instituting Proceedings, Release No. 34-81489)

Third Quarter

1183 Oct. 5, 2017 Circle Star Energy Corp. and Energy Holdings International, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18142
(Note: Order Instituting Proceedings, Release No. 34-81492)
1182 Sep. 27, 2017 Lynn Tilton, et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-16462
(Note: Order Instituting Proceedings, Release No. IA-4053)
1181 Sep. 21, 2017 China Du Kang Co., Ltd.
Jason S. Patil,
Administrative Law Judge
File No. 3-18106
(Note: Order Instituting Proceedings, Release No. 34-81356)
1180 Sep. 21, 2017 Axiom Oil & Gas Corp., et al.
Jason S. Patil,
Administrative Law Judge
File No. 3-18096
(Note: Order Instituting Proceedings, Release No. 34-81298)
1179 Sep. 19, 2017 BioCoral, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-16604
(Note: Order Instituting Proceedings, Release No. 34-75204)
1178 Sep. 19, 2017 Can-Cal Resources Ltd., China Fruits Corp. and Skystar Bio-Pharmaceutical Co.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18017
(Note: Order Instituting Proceedings, Release No. 34-80892)
1177 Sep. 19, 2017 American Magna Corp., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18105
(Note: Order Instituting Proceedings, Release No. 34-81335)
1176 Sep. 18, 2017 BOLDFACE Group, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18103
(Note: Order Instituting Proceedings, Release No. 34-81331)
1175 Sep. 12, 2017 CNK Global, Inc. (a/k/a American Life Holding Co., Inc.)
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18082
(Note: Order Instituting Proceedings, Release No. 34-81237)
1174 Sep. 11, 2017 Cibolan Gold Corporation, et al.
James E. Grimes,
Administrative Law Judge
File Nos. 3-18077, 3-
(Note: Order Instituting Proceedings, Release No. 34-81216)
1173 Sep. 11, 2017 Altovida Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-18104
(Note: Order Instituting Proceedings, Release No. 34-81333)
1172 Sep. 11, 2017 China Greenstar Corporation, et al.
James E. Grimes,
Administrative Law Judge
File No. 3-18097
(Note: Order Instituting Proceedings, Release No. 34-81300)
1171 Sep. 7, 2017 Attitude Drinks Incorporated, et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18079
(Note: Order Instituting Proceedings, Release No. 34-81219)
1170 Sep. 7, 2017 Medicus Homecare Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-18081
(Note: Order Instituting Proceedings, Release No. 34-81235)
1169 Sep. 5, 2017 Kung Fu Dragon Group Limited
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18091
(Note: Order Instituting Proceedings, Release No. 34-81281)
1168 Sep. 5, 2017 Aurios, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18092
(Note: Order Instituting Proceedings, Release No. 34-81283)
1167 Aug. 29, 2017 Barbara Duka
James E. Grimes,
Administrative Law Judge
File No. 3-16349
(Note: Order Instituting Proceedings, Release No. 33-9706)
See also: Addendum
1166 Aug. 29, 2017 dELiA*s Inc. and Global Energy, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18037
(Note: Order Instituting Proceedings, Release No. 34-80981)
1165 Aug. 28, 2017 Aja Cannafacturing, Inc., et al.
Jason S. Patil,
Administrative Law Judge
File No. 3-18078
(Note: Order Instituting Proceedings, Release No. 34-81217)
1164 Aug. 23, 2017 T3 Holdings, Inc. and Vortronnix Technologies, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-18023
(Note: Order Instituting Proceedings, Release No. 34-80943)
1163 Aug. 21, 2017 OTC Global Partners, LLC and Raimundo Dias
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17676
(Note: Order Instituting Proceedings, Release No. 33-10254)
1162 Aug. 16, 2017 Energy Edge Technologies Corp., Focus Gold Corp. and New York Sub Co.
Cameron Elliot,
Administrative Law Judge
File No. 3-18038
(Note: Order Instituting Proceedings, Release No. 34-80984)
1161 Aug. 16, 2017 Donald F. ("Jay") Lathen, et al.
Jason S. Patil,
Administrative Law Judge
File Nos. 3-17387, 3-
(Note: Order Instituting Proceedings, Release No. 33-10120)
1160 Aug. 11, 2017 James P. Griffin
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17848
(Note: Order Instituting Proceedings, Release No. 34-80054)
1159 Aug. 7, 2017 Ibex Advanced Mortgage Technology, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-18047
(Note: Order Instituting Proceedings, Release No. 34-81026)
1158 Aug. 4, 2017 Warren D. Nadel
Cameron Elliot,
Administrative Law Judge
File No. 3-17883
(Note: Order Instituting Proceedings, Release No. 34-80263)
1157 Jul. 28, 2017 Roy Dekel
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17751
(Note: Order Instituting Proceedings, Release No. IA-4594)
1156 Jul. 26, 2017 New Western Energy Corp., Preferred Restaurant Brands, Inc. and Primco Management, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18007
(Note: Order Instituting Proceedings, Release No. 34-80846); Finality Order, Release No. 34-81897)
1155 Jul. 26, 2017 Canso Enterprises Ltd., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File Nos. 3-17984, 3-17989, 3-17985, 3-17986, 3-17987, 3-17988, 3-17989
(Note: Order Instituting Proceedings: Release No. 33-10358, Release No. 33-10359, Release No. 33-10360, Release No. 33-10361, Release No. 33-10362, Release No. 33-10363); Finality Order, Release No. 33-10427)
1154 Jul. 14, 2017 A.C. Simmonds, et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-17999
(Note: Order Instituting Proceedings, Release No. 34-80765; Finality Order, Release No. 34-81832)
1153 Jul. 11, 2017 Evolucia, Inc., Legend International Holdings, Inc. and OSL Holdings, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-18014
(Note: Order Instituting Proceedings, Release No. 34-80880; Finality Order, Release No. 34-81833)
1152 Jul. 6, 2017 Axesstel, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17941
(Note: Order Instituting Proceedings, Release No. 34-80519; Finality Order, Release No. 34-81831)
1151 Jul. 5, 2017 Cardinal Resources, Inc. and StationDigital Corp.
Cameron Elliot,
Administrative Law Judge
File No. 3-18004
(Note: Order Instituting Proceedings, Release No. 34-80829; Finality Order, Release No. 34-81834)

Second Quarter

1150 Jun. 29, 2017 Biovest International, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17935
(Note: Order Instituting Proceedings, Release No. 34-80493; Finality Order, Release No. 34-81811)
1149 Jun. 20, 2017 GL Capital Partners, LLC and GL Investment Services, LLC
James E. Grimes,
Administrative Law Judge
File No. 3-17818 and 3-17819
(Note: Order Instituting Proceedings, Release No. IA-4629 and IA-4630; Finality Order, Release No. IA-4786)
1148 Jun. 20, 2017 Atomic Paintball, Inc., North American Oil & Gas Corp. and VelaTel Global Communications, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-17991
(Note: Order Instituting Proceedings, Release No. 34-80703; Finality Order, Release No. 34-81812)
1147 Jun. 20, 2017 John Austin Gibson, Jr.
James E. Grimes,
Administrative Law Judge
File No. 3-17856
(Note: Order Instituting Proceedings, Release No. 34-80095; Finality Order, Release No. 34-81808)
1146 Jun. 20, 2017 Ciralight Global, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17977
(Note: Order Instituting Proceedings, Release No. 34-80633; Finality Order, Release No. 34-81813)
1145 Jun. 19, 2017 Digital Brand Media & Marketing Group, Inc. and Intellicell Biosciences, Inc.
Jason S. Patil,
Administrative Law Judge
File No. 3-17990
(Note: Order Instituting Proceedings, Release No. 34-80701; Finality Order, Release No. 34-81809)
1144 Jun. 14, 2017 William D. Bucci
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17888
(Note: Order Instituting Proceedings, Release No. 34-80299; Finality Order, Release No. 34-81800)
1143 Jun. 14, 2017 Biovest International, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17935
(Note: Order Instituting Proceedings, Release No. 34-80493; Finality Order, Release No. 34-81563)
1142 Jun. 13, 2017 Tod A. Ditommaso, Esq.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17550
(Note: Order Instituting Proceedings, Release No. 33-10215; Finality Order, Release No. 33-10423)
1141 May 26, 2017 Hans Peter Black and Interinvest Corporation, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-17811
(Note: Order Instituting Proceedings, Release No. IA-4624; Finality Order, Release No. IA-4759)
1140 May 22, 2017 James Y. Lee
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17686
(Note: Order Instituting Proceedings, Release No. IA-4571; Finality Order, Release No. IA-4760)
1139 May 17, 2017 Solar Shore One, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17928
(Note: Order Instituting Proceedings, Release No. 34-80446; Finality Order, Release No. 34-81508)
1138 May 17, 2017 International Building Concepts Ltd. (n/k/a Home Builders International, et al.
James E. Grimes,
Administrative Law Judge
File No. 3-17897
(Note: Order Instituting Proceedings, Release No. 34-80365; Finality Order, Release No. 34-81509)
1137 May 16, 2017 Real Hip-Hop Network, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17894
(Note: Order Instituting Proceedings, Release No. 34-80344; Finality Order, Release No. 34-81241)
1136 May 16, 2017 GCA I Acquisition Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-17868
(Note: Order Instituting Proceedings, Release No. 34-80174; Finality Order, Release No. 34-81242)
1135 May 12, 2017 GCA I Acquisition Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-17868
(Note: Order Instituting Proceedings, Release No. 34-80174); Finality Order, Release No. 34-81234)
1134 May 11, 2017 Cirtran Corp., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17865
(Note: Order Instituting Proceedings, Release No. 34-80145; Finality Order, Release No. 34-81553)
1133 May 10, 2017 Shallbetter Industries, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17882
(Note: Order Instituting Proceedings, Release No. 34-80261; Finality Order, Release No. 34-81243)
1132 May 9, 2017 Go Ez Corporation, Arc Lifestyle Group Inc. and Nova Smart Solutions Inc.
Cameron Elliot,
Administrative Law Judge
File Nos. 3-17861, 3-17862, 3-17863
(Note: Order Instituting Proceedings, Release No. 33-10313; Finality Order, Release No. 34-10400)
1131 May 9, 2017 Prestige Financial Corp., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17859
(Note: Order Instituting Proceedings, Release No. 34-80112; Finality Order, Release No. 34-81125)
1130 May 8, 2017 Med-X, Inc.
Jason S. Patil,
Administrative Law Judge
File No. 3-17551
(Note: Order Instituting Proceedings, Release No. 33-10216); Finality Order, Release No.33-10408)
1129 May 2, 2017 Jason B. Smith
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17749
(Note: Order Instituting Proceedings, Release No. 34-79694; Finality Order, Release No. 34-81168)
1128 Apr. 27, 2017 Sidewinder Explorations Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17858
(Note: Order Instituting Proceedings, Release No. 34-80111; Finality Order, Release No. 34-81126)
1127 Apr. 27, 2017 China Biopharma, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-17886
(Note: Order Instituting Proceedings, Release No. 34-80293; Finality Order, Release No. 34-81127)
1126 Apr. 21, 2017 Sean P. Finn and M. Dwyer LLC
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17693
(Note: Order Instituting Proceedings, Release No. 34-79367)
1125 Apr. 20, 2017 Bay City Transfer Agency, Registrar, Inc. and Nitin M. Amersey
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17405
(Note: Order Instituting Proceedings, Release No. 34-78608; Finality Order, Release No. 34-80948)
1124 Apr. 19, 2017 Curtis A. Peterson
Jason S. Patil,
Administrative Law Judge
File No. 3-17393
(Note: Order Instituting Proceedings, Release No. 34-78639; Finality Order, Release No. 34-80950)
1123 Apr. 18, 2017 Charles L. Hill, Jr.
James E. Grimes,
Administrative Law Judge
File No. 3-16383
(Note: Order Instituting Proceedings, Release No. 34-74249); Finality Order, Release No. 34-80953)
1122 Apr. 14, 2017 Cirtran Corp., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17865
(Note: Order Instituting Proceedings, Release No. 34-80145); Finality Order, Release No. 34-81006)
1121 Apr. 5, 2017 Hydrocarb Energy Corp.
Jason S. Patil,
Administrative Law Judge
File No. 3-17850
(Note: Order Instituting Proceedings, Release No. 34-80058); Finality Order, Release No. 34-81004)
1120 Apr. 3, 2017 Myriad Entertainment & Resorts, Inc., National Real Estate Limited Partnership VI and Paradise Communications Services, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-17860
(Note: Order Instituting Proceedings, Release No. 34-80113); Finality Order, Release No. 34-81005)

First Quarter

1119 Mar. 23, 2017 Infeed Medica Corp.
James E. Grimes,
Administrative Law Judge
File No. 3-17814
(Note: Order Instituting Proceedings, Release No. 33-10294; Finality Order, Release No. 33-10364)
1118 Mar. 23, 2017 Brian C. Rose
Cameron Elliot,
Administrative Law Judge
File No. 3-17747
(Note: Order Instituting Proceedings, Release No. 34-79692; Finality Order, Release No. 34-80773)
1117 Mar. 21, 2017 Joe Lawler
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17650
(Note: Order Instituting Proceedings, Release No. 34-79186)
1116 Mar. 20, 2017 James A. Winkelmann, Sr. and Blue Ocean Portfolios, LLC
Jason S. Patil,
Administrative Law Judge
File No. 3-17253
(Note: Order Instituting Proceedings, Release No. 33-10080; Order Granting Leave to Adduce Additional Evidence, Release No. 33-10370)
1115 Mar. 17, 2017 AVT, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17821
(Note: Order Instituting Proceedings, Release No. 34-79941; Finality Order, Release No. 34-80951)
1114 Mar. 7, 2017 David S. Hall, P.C. d/b/a the Hall Group CPAs, David S. Hall, CPA, Michelle L. Helterbran Cochran, CPA, and Susan A. Cisneros
Cameron Elliot,
Administrative Law Judge
File No. 3-17228
(Note: Order Instituting Proceedings, Release No. 34-77718; Finality Order, Release No. 34-80949)
1113 Mar. 6, 2017 Odyssey Pictures Corporation, et al.
James E. Grimes,
Administrative Law Judge
File No. 3-17698
(Note: Order Instituting Proceedings, Release No. 34-79417); Finality Order, Release No. 34-80589)
1112 Mar. 3, 2017 Fibercorp International, Inc., Hygenics Pharmaceuticals, Inc. and Investors Trust, Inc
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17822
(Note: Order Instituting Proceedings, Release No. 34-79943); Finality Order, Release No. 34-80588)
1111 Mar. 1, 2017 Delverton Resorts International Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-17820
(Note: Order Instituting Proceedings, Release No. 34-79939); Finality Order, Release No. 34-80587)
1110 Mar. 1, 2017 Middlebury Securities, LLC and Gregory Osborn
Cameron Elliot,
Administrative Law Judge
File Nos. 3-16227 and 3-16229
(Note: Orders Instituting Proceedings, Release Nos. 33-9674 and 33-9672; Finality Order, Release No. 33-10353)
1109 Feb. 14, 2017 AFN, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-17743
(Note: Order Instituting Proceedings, Release No. 34-79656)
1108 Feb. 9, 2017 The Registration Statements of Flaster Corporation, et al.
Brenda P. Murray,
Administrative Law Judge
File Nos. 3-17664, 3-17665, 3-17666, 3-17667
(Note: Orders Instituting Proceedings, Release Nos. 33-10245, 33-10246, 33-10247, 33-10248); Finality Order, Release No. 33-10348)
1107 Feb. 6, 2017 PAB Bankshares, Inc. and USABG Corp.
James E. Grimes,
Administrative Law Judge
File No. 3-17744
(Note: Order Instituting Proceedings, Release No. 34-79657; Finality Order, Release No. 34-80289)
1106 Jan. 25, 2017 Christopher M. Gibson
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17184
(Note: Order Instituting Proceedings, Release No. 34-77466)
1105 Jan. 23, 2017 Sen Yu International Holdings, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-17715
(Note: Order Instituting Proceedings, Release No. 34-79505; Finality Order, Release No. 34-80294)
1104 Jan. 19, 2017 Aquanatural Co., Bullet Sports International Inc. and Pearce Systems International, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17711
(Note: Order Instituting Proceedings, Release No. 34-79487; Finality Order, Release No. 34-80290)
1103 Jan. 19, 2017 Ben Franklin Retail Stores, Inc., Enrotek Corp. and Spectre Gaming, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-17721
(Note: Order Instituting Proceedings, Release No. 34-79542; Finality Order, Release No. 34-80288)
1102 Jan. 18, 2017 Odyssey Pictures Corporation, et al.
James E. Grimes,
Administrative Law Judge
File No. 3-17698
(Note: Order Instituting Proceedings, Release No. 34-79417; Finality Order, Release No. 34-80291)
1101 Jan. 5, 2017 Mars Acquisitions, Inc. and SoftNet Technology Corp.
Cameron Elliot,
Administrative Law Judge
File No. 3-17700
(Note: Order Instituting Proceedings, Release No. 34-79434); Finality Order, Release No. 34-80156)
1100 Jan. 4, 2017 All-Pro Products, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-17692
(Note: Order Instituting Proceedings, Release No. 34-79365); Finality Order, Release No. 34-80158)