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ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Second Quarter | First Quarter 

Additional Archives

Release No. Date Respondents
Second Quarter
588 Apr. 14, 2014 George Foreman Enterprises, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15781
(Note: Order Instituting Proceedings, Release No. 34-71682)
587 Apr. 14, 2014 Network Dealer Services Holding Corp., Nextfit, Inc., Rocky Mountain Minerals, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15806
(Note: Order Instituting Proceedings, Release No. 34-71755)
586 Apr. 11, 2014 China Shen Zhou Mining & Resources, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15813
(Note: Order Instituting Proceedings, Release No. 34-71803)
585 Apr. 8, 2014 IVI Communications, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15805
(Note: Order Instituting Proceedings, Release No. 34-71753)
584 Apr. 2, 2014 Newnan Coweta Bancshares, Inc., Proper Power and Energy Inc., Uvumobile, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15780
(Note: Order Instituting Proceedings, Release No. 34-71680)
583 Apr. 1, 2014 Dante Demiro
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15711
(Note: Order Instituting Proceedings, Release No. 34-71459)
First Quarter
582 Mar. 27, 2014 Eric T. Burns
Cameron Elliot,
Administrative Law Judge
File No. 3-15468
(Note: Order Instituting Proceedings, Release No. 34-70368)
581 Mar. 21, 2014 Ads in Motion, Inc., Premier Beverage Group Corp. Pulmo Biotech, Inc., Trimedia Entertainment Group, Inc., and Zanett, Inc
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15758
(Note: Order Instituting Proceedings, Release No. 34-71581)
580 Mar. 20, 2014 La Paz Mining Corp. (File No. 3-15715), Stone Boat Mining Corp. (File No. 3-15716), Goldstream Mining Inc. (File No. 3-15717), Chum Mining Group Inc. (File No. 3-15718), Eclipse Resources Inc.(File No. 3-15719), PRWC Energy Inc. (File No. 3-15720), Tuba City Gold Corp.(File No. 3-15721), Braxton Resources Inc. (File No. 3-15722), Clearpoint Resources Inc. (File No. 3-15723), Gold Camp Explorations Inc. (File No. 3-15724), Canyon Minerals Inc. (File No. 3-15725), Gaspard Mining Inc. (File No. 3-15726), Jewel Explorations Inc.(File No. 3-15727), Coronation Mining Corp. (File No. 3-15728), Bonanza Resources Corp. (File No. 3-15729), CBL Resources Inc. (File No. 3-15730), Kingman River Resources Inc. (File No. 3-15731), Lost Hills Mining Inc. (File No. 3-15732), Seaview Resources Inc. (File No. 3-15733), Yuma Resources Inc. (File No. 3-15734)
Brenda P. Murray,
Chief Administrative Law Judge
(Note: Order Instituting Proceedings, La Paz Mining Corp., Release No. 33-9523, Stone Boat Mining Corp., Release No. 33-9524, Goldstream Mining Inc., Release No. 33-9525, Chum Mining Group Inc., Release No. 33-9526, Eclipse Resources Inc., Release No. 33-9527, PRWC Energy Inc., Release No. 33-9528, Tuba City Gold Corp., Release No. 33-9529, Braxton Resources Inc., Release No. 33-9530, Clearpoint Resources Inc., Release No. 33-9531, Gold Camp Explorations Inc., Release No. 33-9532, Canyon Minerals Inc., Release No. 33-9533, Gaspard Mining Inc., Release No. 33-9534, Jewel Explorations Inc., Release No. 33-9535, Coronation Mining Corp., Release No. 33-9536, Bonanza Resources Corp., Release No. 33-9537, CBL Resources Inc., Release No. 33-9538, Kingman River Resources Inc., Release No. 33-9539, Lost Hills Mining Inc., Release No. 33-9540, Seaview Resources Inc., Release No. 33-9541, Yuma Resources Inc., Release No. 33-9542)
579 Mar. 20, 2014 Environmental Energy Services, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15669
(Note: Order Instituting Proceedings, Release No. 34-71241)
578 Mar. 19, 2014 Advanced Pipe Fitting Technologies Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15686
(Note: Order Instituting Proceedings, Release No. 34-71384)
577 Mar. 19, 2014 Power Air Corporation, Wescorp Energy, Inc., and World Ventures, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15678
(Note: Order Instituting Proceedings, Release No. 34-71306)
576 Mar. 18, 2014 The Enlightened Gourmet, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15650
(Note: Order Instituting Proceedings, Release No. 34-71115)
575 Mar. 14, 2014 Alan Smith
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15443
(Note: Order Instituting Proceedings, Release No. 34-70267)
574 Mar. 12, 2014 Stephen Shea
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15236
(Note: Order Instituting Proceedings, Release No. 34-69095)
573 Mar. 12, 2014 Stephen E. Gagnon
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15579
(Note: Order Instituting Proceedings, Release No. IA-3697)
572 Mar. 11, 2014 North China Horticulture, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-15457
(Note: Order Instituting Proceedings, Release No. 34-70333)
571 Mar. 11, 2014 Tweeter Home Entertainment Group, Inc., (a/k/a TWTR, Inc.), Ultitek, Ltd., Utix Group, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15757
(Note: Order Instituting Proceedings, Release No. 34-71579)
570 Mar. 10, 2014 Gary A. Collyard
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15448
(Note: Order Instituting Proceedings, Release No. 34-70300)
569 Feb. 26, 2014 Lawrence Maxwell McCoy
Cameron Elliot,
Administrative Law Judge
File No. 3-15538
(Note: Order Instituting Proceedings, Release No. 34-70571; Finality Order, Release No. 34-71922)
568 Feb. 21, 2014 Corbin Jones
Cameron Elliot,
Administrative Law Judge
File No. 3-15558
(Note: Order Instituting Proceedings, Release No. 34-70646; Finality Order, Release No. 34-71877)
567 Feb. 20, 2014 Timothy J. Geidel
Cameron Elliot,
Administrative Law Judge
File No. 3-15556
(Note: Order Instituting Proceedings, Release No. 34-70642; Finality Order, Release No. 34-71876)
566 Feb. 20, 2014 Timothy M. McGinn and David L. Smith
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15461
(Note: Order Instituting Proceedings, Release No. 34-70341; Finality Order, Release No. 34-71865)
565 Feb. 11, 2014 Jinhao Motor Company
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15685
(Note: Order Instituting Proceedings, Release No. 34-71382); Finality Order, Release No. 34-71801)
564 Feb. 11, 2014 China Metallic Resources, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15665
(Note: Order Instituting Proceedings, Release No. 34-71234); Finality Order, Release No. 34-71800)
563 Feb. 10, 2014 GBS Com-Tech Corp., Gentia Software PLC, Glengarry Holdings, Ltd., Global Telesystems, Inc., Golden Health Holdings, Inc., Golden Vista International, Inc., and Goolu, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-15410
(Note: Order Instituting Proceedings, Release No. 34-70594); Finality Order, Release No. 34-71788)
562 Feb. 10, 2014 Todd Newman
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15581
(Note: Order Instituting Proceedings, Release No. IA-3699); Finality Order, Release No. 34-71787)
561 Feb. 7, 2014 Matech Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15670
(Note: Order Instituting Proceedings, Release No. 34-71243); Finality Order, Release No. 34-71772)
560 Feb. 6, 2014 Aden Solutions Inc., Lumonall, Inc., Smart Comm International Ltd., Tissera, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15677
(Note: Order Instituting Proceedings, Release No. 34-71304); Finality Order, Release No. 34-71763)
559 Jan. 30, 2014 China Dongfang Healthcare Group, Inc., China Golf Group, Inc., Oma Enterprises Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15655
(Note: Order Instituting Proceedings, Release No. 34-71135); Finality Order, Release No. 34-71710)
558 Jan. 30, 2014 Alan Ferraro
Cameron Elliot,
Administrative Law Judge
File No. 3-15527
(Note: Order Instituting Proceedings, Release No. 34-70534; Finality Order, Release No. 34-71708)
557 Jan. 30, 2014 John Moraitis
Cameron Elliot,
Administrative Law Judge
File No. 3-15510
(Note: Order Instituting Proceedings Release No. 34-70452; Finality Order, Release No. 34-71707)
556 Jan. 30, 2014 Hausmann-Alain Banet
Cameron Elliot,
Administrative Law Judge
File No. 3-15445
(Note: Order Instituting Proceedings, Release No. IA-3657; Finality Order, Release No. 34-71709)
555 Jan. 28, 2014 Asia Health & Beauty Treasure, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15666
(Note: Order Instituting Proceedings, Release No. 34-71235; Finality Order, Release No. 34-71693)
554 Jan. 27, 2014 CompuSonics Video Corporation
Cameron Elliot,
Administrative Law Judge
File No. 3-15657
(Note: Order Instituting Proceedings, Release No. 34-71151; Finality Order, Release No. 34-71679)
553 Jan. 22, 2014 BDO China Dahua CPA Co., Ltd.; Ernst & Young Hua Ming LLP; KPMG Huazhen (Special General Partnership); Deloitte Touche Tohmatsu Certified Public Accountants Ltd.; PricewaterhouseCoopers Zhong Tian CPAs Limited
Cameron Elliot,
Administrative Law Judge
File Nos. 3-14872 and 3-15116
(Note: Orders Instituting Proceedings, Release Nos. 34-68335 and 34-66948)
552 Jan. 13, 2014 Bank of Florida Corp., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15656
(Note: Order Instituting Proceedings, Release No. 34-71136; Finality Order, Release No. 34-71604)
551 Jan. 13, 2014 Left Behind Games, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-15522
(Note: Order Instituting Proceedings, Release No. 34-70494; Finality Order, Release No. 34-71603)
550 Jan. 10, 2014 Actavision Ventures, Inc., American Resources Group, Inc., Audioscience, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15302
(Note: Order Instituting Proceedings, Release No. 34-69459; Finality Order, Release No. 34-71602)
549 Jan. 10, 2014 Bank of Florida Corp., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15656
(Note: Order Instituting Proceedings, Release No. 34-71136; Finality Order, Release No. 34-71604)
548 Jan. 8, 2014 Community Alliance, Inc., Defi Global, Inc., Easy Energy, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15632
(Note: Order Instituting Proceedings, Release No. 34-70973; Finality Order, Release No. 34-71582)
547 Jan. 6, 2014 Catch By Gene, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 15633
(Note: Order Instituting Proceedings, Release No. 34-70975; Finality Order, Release No. 34-71567)
546 Jan. 3, 2014 Golden Elephant Glass Technology, Inc., and Pacific Alliance Corp.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15649
(Note: Order Instituting Proceedings, Release No. 34-71113; Finality Order, Release No. 34-71551)
545 Jan. 3, 2014 China Cablecom Holdings Ltd. (n/k/a China Cablecom Ltd.)
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15453
(Note: Order Instituting Proceedings, Release No. 34-70323; Finality Order, Release No. 34-71552)

 

http://www.sec.gov/alj/aljdec.shtml


Modified: 04/14/2014