ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents

Second Quarter

1374 Apr. 22, 2019 Anthony C. Zufelt
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-17907
(Note: Order Instituting Proceedings, Release No. 34-80402)
1373 Apr. 15, 2019 Hui Feng, Law Offices of Feng & Associates and P.C.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18209
(Note: Order Instituting Proceedings, Release No. 34-81711)
1372 Apr. 10, 2019 Jeffrey Gainer
James E. Grimes,
Administrative Law Judge
File No. 3-18130
(Note: Order Instituting Proceedings, Release No. 34-81461)
1371 Apr. 5, 2019 Rosalind Herman
James E. Grimes,
Administrative Law Judge
File No. 3-17828
(Note: Order Instituting Proceedings, Release No. IA-4643)

First Quarter

1370 Mar. 25, 2019 Gregory Reyftmann
Cameron Elliot,
Administrative Law Judge
File No. 3-17959
(Note: Order Instituting Proceedings, Release No. 34-80568)
1369 Mar. 18, 2019 Shervin Neman and Neman Financial, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17699
(Note: Order Instituting Proceedings, Release No. IA-4575)
1368 Mar. 18, 2019 Cellcyte Genetics Corp., China Pediatric Pharmaceuticals, Inc. and Hawker Energy, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-18141
(Note: Order Instituting Proceedings, Release No. 34-81489)
1367 Mar. 15, 2019 Gerardo E. Reyes
Cameron Elliot,
Administrative Law Judge
File No. 3-18126
(Note: Order Instituting Proceedings, Release No. 34-81458)
1366 Mar. 12, 2019 Changda International Holdings, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-17029
(Note: Order Instituting Proceedings, Release No. 34-76785)
1365 Mar. 12, 2019 Infrastructure International, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-17132
(Note: Order Instituting Proceedings, Release No. 34-77227)
1364 Mar. 8, 2019 Fern Holdings Corp., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18530
(Note: Order Instituting Proceedings, Release No. 34-83373)
1363 Mar. 7, 2019 Bluforest, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17558
(Note: Order Instituting Proceedings, Release No. 34-78891)
1362 Mar. 5, 2019 Jeffrey D. Smith, Joseph Carswell and Michael W. Fullard
Carol Fox Foelak,
Administrative Law Judge
File No. 3-18271
(Note: Order Instituting Proceedings, Release No. 34-81983)
1361 Mar. 5, 2019 African Copper Corp., Genmed Holding Corp. and Yanglin Soybean, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-16965
(Note: Order Instituting Proceedings, Release No. 34-76476)
1360 Mar. 4, 2019 Christopher M. Lee and a/k/a Rashid K. Khalfani
James E. Grimes,
Administrative Law Judge
File No. 3-18454
(Note: Order Instituting Proceedings, Release No. IA-4898)
1359 Feb. 26, 2019 Biovest International, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-17935
(Note: Order Instituting Proceedings, Release No. 34-80493)
1358 Feb. 22, 2019 Demitrios Hallas
James E. Grimes,
Administrative Law Judge
File No. 3-18229
(Note: Order Instituting Proceedings, Release No. 34-81743)
1357 Feb. 22, 2019 Lawrence E. Penn, III
James E. Grimes,
Administrative Law Judge
File No. 3-18288
(Note: Order Instituting Proceedings, Release No. IA-4811)
1356 Feb. 21, 2019 Icon Vapor, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18210
(Note: Order Instituting Proceedings, Release No. 34-81712)
1355 Feb. 21, 2019 Oriental Dragon Corp.
James E. Grimes,
Administrative Law Judge
File No. 3-18450
(Note: Order Instituting Proceedings, Release No. 34-83099)
1354 Feb. 15, 2019 Bohai Pharmaceuticals Group Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18151
(Note: Order Instituting Proceedings, Release No. 34-81527)
1353 Feb. 14, 2019 China Domestica Bio-Technology Holdings, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-17031
(Note: Order Instituting Proceedings, Release No. 34-76793)
1352 Feb. 14, 2019 E-Waste Systems, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-18107
(Note: Order Instituting Proceedings, Release No. 34-81375)
1351 Feb. 14, 2019 Capitol City Bancshares, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-17366
(Note: Order Instituting Proceedings, Release No. 34-78507)
1350 Feb. 14, 2019 Meridian Co., Ltd.
James E. Grimes,
Administrative Law Judge
File No. 3-18188
(Note: Order Instituting Proceedings, Release No. 34-81649)
1349 Feb. 12, 2019 William D. Bucci
James E. Grimes,
Administrative Law Judge
File No. 3-17888
(Note: Order Instituting Proceedings, Release No. 34-80299)
1348 Feb. 6, 2019 Andrew Stitt
James E. Grimes,
Administrative Law Judge
File No. 3-17621
(Note: Order Instituting Proceedings, Release No. 34-79067)
1347 Feb. 5, 2019 GL Capital Partners, LLC and GL Investment Services, LLC
Brenda P. Murray,
Chief Administrative Law Judge
File Nos. 3-17818 and 17819
(Note: Order Instituting Proceedings, Release No. IA-4629)
1346 Feb. 5, 2019 Brian Michael Berger
James E. Grimes,
Administrative Law Judge
File No. 3-18129
(Note: Order Instituting Proceedings, Release No. 34-81460)
1345 Feb. 4, 2019 Joseph Vitale
Cameron Elliot,
Administrative Law Judge
File No. 3-18252
(Note: Order Instituting Proceedings, Release No. 34-81875)