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Accounting and Auditing Enforcement Releases Archive 2003
The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.
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Fourth Quarter | Third Quarter | Second Quarter | First Quarter
| Release No. |
Date |
Action
|
| Fourth Quarter |
| AAER-1936 |
Dec. 30, 2003 |
Parmalat Finanziaria S.p.A.
Release No. LR-18527 |
| AAER-1935 |
Dec. 24, 2003 |
Vivendi Universal, S.A., Jean-Marie Messier, and Guillaume Hannezo
Release No. LR-18523 |
| AAER-1934 |
Dec. 23, 2003 |
Rent-Way, Inc., et al., Jeffrey A. Conway, Matthew J. Marini, Jeffrey K. Underwood
Release No.: LR-18521 |
| AAER-1933 |
Dec. 22, 2003 |
Eddy Lynn Patterson
Release No.: LR-18519 |
| AAER-1932 |
Dec. 19, 2003 |
Canadian Imperial Bank of Commerce, Daniel Ferguson, Ian Schottlaender, and Mark Wolf
Release No.: LR-18517 |
| AAER-1930 |
Dec. 19, 2003 |
Genesco Inc.
Release No.: 34-48962 |
| AAER-1929 |
Dec. 19, 2003 |
Mary E. Crabtree
Release No.: 34-48961 |
| AAER-1928 |
Dec. 18, 2003 |
Charles D. Erwin and Michael J. McGhan; Hanover Compressor Company and William S. Goldberg
Release No.: LR-18514 |
| AAER-1927 |
Dec. 18, 2003 |
Hanover Compressor Company and William S. Goldberg
Release No.: 34-48951 |
| AAER-1926 |
Dec. 18, 2003 |
Kevin Lasky et al.
Release No.: LR-18512 |
| AAER-1925 |
Dec. 18, 2003 |
Richard Marks
Release No.: LR-18511 |
| AAER-1923 |
Dec. 12, 2003 |
Stoffer et al.
Release No.: LR-18503 |
| AAER-1922 |
Dec. 12, 2003 |
Cumulus Media Inc. et al.
Release No.: LR-18504 |
| AAER-1921 |
Dec. 11, 2003 |
Thomas D. Costello
Release No.: 34-48906 |
| AAER-1920 |
Dec. 10, 2003 |
Peter F. Kuebler, CPA
Release No.: 34-48901 |
| AAER-1919 |
Dec. 3, 2003 |
Sam Leopold, Richard R. Ross, Phillip D. Teal, James T. Montrose, Norman B. Cowgill, Jay S. Ozer, and Bradley J. Schmidt
Release No.: LR-18485 |
| AAER-1918 |
Nov. 18, 2003 |
Bernard F. Bradstreet
Release No.: LR-18469 |
| AAER-1917 |
Nov. 17, 2003 |
William J. Burke
Release No.: LR-18468 |
| AAER-1916 |
Nov. 17, 2003 |
Bruce Hill, et al.
Release No.: LR-18467 |
| AAER-1915 |
Nov. 17, 2003 |
Schick Technologies, Inc., David B. Schick and Fred Levine
Release No.: LR-18464 |
| AAER-1914 |
Nov. 17, 2003 |
Kevin J. Morrison, et al.
Release No.: LR-18463 |
| AAER-1913 |
Nov. 13, 2003 |
Axeda Systems Inc., Jason C. Liu and Stewart C. Adams
Release No.: 34-48783 |
| AAER-1912 |
Nov. 13, 2003 |
John J. Todd, Robert D. Manza and Jeffrey Weitzen
Release No.: LR-18454 |
| AAER-1911 |
Nov. 13, 2003 |
Gateway, Inc.
Release No.: 33-8338 |
| AAER-1910 |
Nov. 12, 2003 |
Rita J. McConville and Kevin M. Harris
Release No.: 34-48770 |
| AAER-1909 |
Nov. 10, 2003 |
WorldCom Inc.
Release No.: LR-18451 |
| AAER-1908 |
Oct. 30, 2003 |
Sport-Haley, Inc., Robert G. Tomlinson, Steve S. Auger, Kenneth R. LeCrone
Release No.: LR-18437 |
| AAER-1907 |
Oct. 30, 2003 |
David W. Delainey
Release No.: LR-18435 |
| AAER-1906 |
Oct. 22, 2003 |
Victor Herman, CPA
Release No.: 34-48682 |
| AAER-1905 |
Oct. 22, 2003 |
Anne H. Long, CPA
Release No.: 34-48679 |
| AAER-1904 |
Oct. 22, 2003 |
Rodney R. Proto and Earl E. DeFrates, Bruce E. Snyder, Jr.
Release No.: LR-18422 |
| AAER-1903 |
Oct. 21, 2003 |
Gerald H. Levine and Marie A. Levine
Release No.: LR-18420 |
| AAER-1902 |
Oct. 16, 2003 |
Hatem El-Khalidi
Release No.: LR-18412 |
| AAER-1901 |
Oct. 15, 2003 |
Ronald J. Hottovy
Release No.: LR-18417 |
| AAER-1900 |
Oct. 17, 2003 |
William G. Stayduhar, CPA
Release No.: 34-48655 |
| AAER-1899 |
Oct. 17, 2003 |
Peter C. Ferraro
Release No.: 34-48654 |
| AAER-1898 |
Oct. 16, 2003 |
Arabian American Development Company and Hatem El-Khalidi
Release No.: 34-48638 |
| AAER-1897 |
Oct. 15, 2003 |
VantageMed Corporation
Release No.: 34-48629 |
| AAER-1896 |
Oct. 15, 2003 |
Dale Peterson et al.
Release No.: LR-18410 |
| AAER-1894 |
Oct. 9, 2003 |
Wesley H. Colwell
Release No.: LR-18403 |
| AAER-1893 |
Oct. 9, 2003 |
Gregory L. English
Release No.: LR-18402 |
| AAER-1892 |
Oct. 9, 2003 |
NCI Building Systems, Inc.
Release No.: 34-48608 |
| AAER-1890 |
Oct. 7, 2003 |
Jeffrey S. Schneider
Release No.: LR-18395 |
| AAER-1889 |
Oct. 6, 2003 |
Jeffrey J. Schneider, CPA
Release Nos.: 33-8300, 34-48594 |
| AAER-1891 |
Oct. 4, 2003 |
Richard P. Vatcher
Release No.: LR-18394 |
| AAER-1887 |
Oct. 2, 2003 |
Dennis A. Bakal, Susan P. Dial and William S. Cole
Release No.: LR-18388 |
| AAER-1886 |
Oct. 2, 2003 |
Sidney V. Corder, Randal J. Sage and Brian J. Yates
Release No.: LR-18387 |
| AAER-1883 |
Oct. 1, 2003 |
Greg Waring and Craig Treloar
Release No.: LR-18382 |
| AAER-1885 |
Oct. 1, 2003 |
Laurence M. Simon
Release No.: 34-48580 |
| AAER-1884 |
Oct. 1, 2003 |
Richard Fiedelman, CPA
Release No.: 34-48578 |
| Third Quarter |
| AAER-1882 |
Sep. 30, 2003 |
Timothy McCool
Release Nos.: 33-8296, 34-48575 |
| AAER-1881 |
Sep. 30, 2003 |
Scott Miller
Release No.: 34-48571 |
| AAER-1880 |
Sep. 30, 2003 |
Adam S. Richards
Release No.: 34-48570 |
| AAER-1878 |
Sep. 29, 2003 |
Loren D. Pfau
Release No.: LR-18374 |
| AAER-1879 |
Sep. 29, 2003 |
Loren D. Pfau
Release Nos.: 33-8295, 34-48559 |
| AAER-1877 |
Sep. 29, 2003 |
Sport-Haley, Inc., Robert G. Tomlinson, and Steve S. Auger
Release No.: LR-18371 |
| AAER-1876 |
Sep. 29, 2003 |
James C. Horne
Release No.: LR-18370 |
| AAER-1875 |
Sep. 26, 2003 |
Analytical Surveys, Inc.
Release No.: 34-48549 |
| AAER-1873 |
Sep. 25, 2003 |
Akorn, Inc.
Release No.: 34-48546 |
| AAER-1872 |
Sep. 25, 2003 |
Thomas C. Trauger and Michael Mullen
Release No.: 34-48543 |
| AAER-1871 |
Sep. 25, 2003 |
Oliver Flanagan
Release No.: 34-48542 |
| AAER-1869 |
Sep. 24, 2003 |
Christine B. Hoberg
Release No.: 34-48536 |
| AAER-1868 |
Sep. 23, 2003 |
Jeffrey R. Anderson and Scott H. Miller
Release No.: LR-18358 |
| AAER-1867 |
Sep. 22, 2003 |
Richard I. Berger and Bonnie K. Metz
Release No.: LR-18357 |
| AAER-1866 |
Sep. 22, 2003 |
Brian Wiegand
Release No.: 34-48513 |
| AAER-1865 |
Sep. 22, 2003 |
David Slayton
Release No.: 34-48512 |
| AAER-1864 |
Sep. 22, 2003 |
Sophia M. Kabler
Release No.: LR-18355 |
| AAER-1863 |
Sep. 16, 2003 |
Jeffrey A. Conway, CPA
Release No.: 34-48492 |
| AAER-1862 |
Sep. 11, 2003 |
Stephen D. Price
Release No.: LR-18345 |
| AAER-1861 |
Sep. 11, 2003 |
Stephen D. Price
Release No.: 34-48485 |
| AAER-1860 |
Sep. 11, 2003 |
Christine B. Hoberg
Release No.: LR-18343 |
| AAER-1859 |
Sep. 11, 2003 |
Nvidia Corporation
Release No.: 34-48480 |
| AAER-1858 |
Sep. 11, 2003 |
Brightpoint, Inc., American International Group, Inc., Phillip Bounsall, John Delaney and Timothy Harcharik
Release No.: LR-18340 |
| AAER-1857 |
Sep. 11, 2003 |
American International Group, Inc.
Release No.: 34-48477 |
| AAER-1856 |
Sep. 11, 2003 |
Louis Lucullo
Release No.: 34-48476 |
| AAER-1855 |
Sep. 11, 2003 |
Phillip Bounsall
Release No.: 34-48475 |
| AAER-1854 |
Sep. 11, 2003 |
Brightpoint, Inc.
Release Nos.: 34-48474, 33-8284 |
| AAER-1853 |
Sep. 10, 2003 |
Michael Martin and Malcolm McVay
Release No.: LR-18339 |
| AAER-1852 |
Sep. 10, 2003 |
Ben F. Glisan, Jr.
Release No.: LR-18335 |
| AAER-1851 |
Sep. 9, 2003 |
Lawrence Borowiak
Release No.:LR-18332 |
| AAER-1850 |
Sep. 8, 2003 |
Vincent Steckler
Release No.: LR-18327 |
| AAER-1849 |
Aug. 25, 2003 |
Solucorp Industries Ltd., et al.
Release No.: LR-18306 |
| AAER-1846 |
Aug. 20, 2003 |
Carroll A. Wallace, C.P.A.
Release No.: 34-48372 |
| AAER-1819A |
Aug. 18, 2003 |
John J. Canepa, C.P.A.
Release No.: 34-48224A |
| AAER-1844 |
Aug. 18, 2003 |
Rica Foods et. al.
Release No.: LR-18293 |
| AAER-1845 |
Aug. 14, 2003 |
Peregrine Systems, Inc.
Release No.: LR-18290 |
| AAER-1843 |
Aug. 14, 2003 |
Gary L. Atnip C.P.A.
Release No.: 34-48341 |
| AAER-1842 |
Aug. 14, 2003 |
Peter Bromberg, C.P.A.
Release No.: 34-48337 |
| AAER-1840 |
Aug. 13, 2003 |
Steven L. Hunt, Esq.
Release No.: 34-48330 |
| AAER-1839 |
Aug. 12, 2003 |
Richard P. Scalzo, CPA
Release No.: 34-48328 |
| AAER-1838 |
Aug. 12, 2003 |
Jean-Paul Bolduc, Brian J. Smith, C.P.A., Richard N. Sukenik, C.P.A., Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, C.P.A.
Release No.: 34-48326 |
| AAER-1837 |
Aug. 12, 2003 |
Jean-Paul Bolduc, Brian J. Smith, C.P.A., Richard N. Sukenik, C.P.A., Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, C.P.A.
Release No.: 34-48325 |
| AAER-1836 |
Aug. 12, 2003 |
Morris Weissman
Release No.: LR-18283 |
| AAER-1835 |
Aug. 8, 2003 |
Warren Martin, CPA
Release No.: 34-48311 |
| AAER-1834 |
Aug. 7, 2003 |
WorldCom, Inc.
Release No.: LR-18277 |
| AAER-1833 |
Aug. 7, 2003 |
David Andrew Hilton and Stephen Scott Lowber
Release No.: LR-18276 |
| AAER-1832 |
Aug. 7, 2003 |
Cutter & Buck Inc.
Release No.: 34-48296 |
| AAER-1831 |
Aug. 6, 2003 |
Oliver Hilsenrath and David S. Klarman
Release No.: LR-18275 |
| AAER-1829 |
Aug. 5, 2003 |
SRI/Surgical Express, Inc., Wayne R. Peterson, and James T. Boosales
Release No.: 34-48282 |
| AAER-1828 |
Aug. 5, 2003 |
Alexander H. Edwards, III
Release No.: LR-18271 |
| AAER-1827 |
Jul. 30, 2003 |
David S. Pearl, Esq.
Release No.: 34-48257 |
| AAER-1826 |
Jul. 30, 2003 |
Richardson, et al.
Release No.: LR-18263 |
| AAER-1825 |
Jul. 29, 2003 |
Jay P. Gilbertson, C.P.A.
Release No.: 34-48248 |
| AAER-1824 |
Jul. 29, 2003 |
Philip L. Pascale, C.P.A.
Release No.: 34-48247 |
| AAER-1823 |
Jul. 29, 2003 |
Michael J. Marrie, CPA and Brian L. Berry, CPA
Release No.: 34-48246 |
| AAER-1821 |
Jul. 28, 2003 |
Citigroup, Inc.
Release No.: 34-48230 |
| AAER-1820 |
Jul. 28, 2003 |
J.P. Morgan Chase & Co.
Release No.: LR-18252 |
| AAER-1819 |
Jul. 24, 2003 |
John J. Canepa, CPA
Release No.: 34-48224 |
| AAER-1818 |
Jul. 22, 2003 |
Jay Gilbertson, Albert Bergonzi and Dominick Derosa
Release No.: LR-18242 |
| AAER-1817 |
Jul. 23, 2003 |
RSA Security, Inc.
Release No.: 34-48214 |
| AAER-1816 |
Jul. 22, 2003 |
Rent-Way, Inc., et al.
Release No.: LR-18241 |
| AAER-1815 |
Jul. 17, 2003 |
Arsin Corporation and Danis Yadegar-Mooshiabadi
Release No.: 34-48192 |
| AAER-1814 |
Jul. 16, 2003 |
Xaibe, Inc. and Lowell Nicholas
Release No.: 34-48182 |
| AAER-1813 |
Jul. 7, 2003 |
Carnegie International Corporation, et al.
Release No.: LR-18229 |
| AAER-1811 |
Jul. 7, 2003 |
WorldCom Inc.
Release No.: LR-18219 |
| AAER-1810 |
Jul. 2, 2003 |
WorldCom Inc.
Release No.: LR-18210 |
| Second Quarter |
| AAER-1808 |
Jun. 30, 2003 |
Peregrine Systems, Inc.
Release No.: LR-18205 |
| AAER-1807 |
Jun. 25, 2003 |
Robert C. Cloyd
Release No.: 34-48085 |
| AAER-1806 |
Jun. 25, 2003 |
Peter J. Webb
Release No.: LR-18201 |
| AAER-1805 |
Jun. 20, 2003 |
Henry C. Yuen and Elsie M. Leung
Release No.: LR-18199 |
| AAER-1804 |
Jun. 19, 2003 |
Alexander Ajemian, et al.
Release No.: LR-18195 |
| AAER-1803 |
Jun. 19, 2003 |
Robert Korkuc
Release No.: LR-18194 |
| AAER-1802 |
Jun. 16, 2003 |
Steven S. Spitzer
Release No.: LR-18191 |
| AAER-1801 |
Jun. 12, 2003 |
Terry W. Davis
Release No.: LR-18189 |
| AAER-1800 |
Jun. 12, 2003 |
Gene S. Foster, Jamie Olis and Helen C. Sharkey
Release No.: LR-18188 |
| AAER-1799 |
Jun. 6, 2003 |
Arthur A. Goodwin and William J. Burke
Release No.: LR-18180 |
| AAER-1798 |
Jun. 6, 2003 |
Debra D. Valice
Release No.: 34-47997 |
| AAER-1796 |
Jun. 5, 2003 |
Paul A. Allaire, G. Richard Thoman, Barry D. Romeril, Philip D. Fishbach, Daniel S. Marchibroda and Gregory B. Tayler
Release No.: LR-18174 |
| AAER-1795 |
Jun. 4, 2003 |
Kenneth Wilchfort, CPA
Release No.: 34-47981 |
| AAER-1794 |
Jun. 4, 2003 |
Marc Rabinowitz, CPA
Release No.: 34-47979 |
| AAER-1793 |
Jun. 4, 2003 |
Ramiro M. Fernandez-Moris, Daniel S. Lezak, and Ramiro Rafael ("Ray") Fernandez
Release No.: LR-18171 |
| AAER-1792 |
Jun. 4, 2003 |
Charles W. McCall
Release No.: LR-18170 |
|
AAER-1791 |
May 30, 2003 |
Umesh Malhotra, Paul Chopra, and David Manigaul
Release No.: LR-18162 |
|
AAER-1790 |
May 30, 2003 |
Umesh Malhotra
Release No.: 34-47947 |
|
AAER-1789 |
May 22, 2003 |
David R. Behanna, CPA
Release No.: 34-47907 |
|
AAER-1788 |
May 22, 2003 |
Philip G. Hirsch, CPA
Release No.: 34-47901 |
|
AAER-1787 |
May 22, 2003 |
PricewaterhouseCoopers LLP
Release No.: 34-47900 |
|
AAER-1786 |
May 21, 2003 |
Minuteman International, Inc., Gregory J. Rau, Thomas J. Nolan, and David L. Markison
Release No.: 34-47894 |
|
AAER-1785 |
May 19, 2003 |
WorldCom Inc.
Release No.: LR-18147 |
|
AAER-1784 |
May 16, 2003 |
Stephen L. Holden, Scott P. Skooglund, Kuldershan S. Padda, and Stephan C. Beal
Release No.: LR-18142 |
|
AAER-1783 |
May 15, 2003 |
Adam Gilburne
Release No.: LR-18139 |
|
AAER-1782 |
May 14, 2003 |
Zimmerman Sign Company and Jeffrey P. Johnson, CPA
Release No.: 34-47860 |
|
AAER-1781 |
May 14, 2003 |
Gary L. Monroe, William J. Rauwerkink, John R. Messinger and Robert T. Bassman
Release No.: LR-18136 |
|
AAER-1780 |
May 12, 2003 |
Reliant Resources, Inc. and Reliant Energy, Inc.
Release Nos.: 33-8232, 34-47828 |
|
AAER-1779 |
May 12, 2003 |
Keith Pietila, et al.
Release No.: LR-18131 |
|
AAER-1778 |
May 8, 2003 |
Eagle Building Technologies, Inc. and Anthony Damato
Release No.: LR-18127 |
|
AAER-1777 |
May 7, 2003 |
Andrx Corp.
Release No.: LR-18126 |
|
AAER-1776 |
May 7, 2003 |
Eddy L. Patterson
Release No.: LR-18125 |
|
AAER-1775 |
May 7, 2003 |
Nesco, Inc.
Release No.: 34-47808 |
|
AAER-1774 |
May 6, 2003 |
Michael R. Drogin, CPA
Release No.: 34-47804 |
|
AAER-1773 |
May 6, 2003 |
Andrx Corporation and Scott Lodin
Release No.: 34-47803 |
|
AAER-1772 |
May 6, 2003 |
Timothy E. Nolan
Release No.: 34-47802 |
|
AAER-1771 |
May 1, 2003 |
Kevin A. Howard, Michael W. Krautz, Kenneth D. Rice, Joseph Hirko, Kevin P. Hannon, Rex T. Shelby, and F. Scott Yeager
Release No.: LR-18122 |
|
AAER-1770 |
Apr. 30, 2003 |
Candie's, Inc.
Release Nos.: 33-8228, 34-47772 |
|
AAER-1769 |
Apr. 30, 2003 |
David M. Golden
Release Nos.: 33-8227, 34-47771 |
|
AAER-1768 |
Apr. 30, 2003 |
Maryann Brown
Release Nos.: 33-8226, 34-47770 |
|
AAER-1767 |
Apr. 30, 2003 |
Neil R. Cole
Release No.: 34-47769 |
|
AAER-1766 |
Apr. 30, 2003 |
Lawrence O'Shaughnessy, Gary H. Klein, Gary K. Levi and Mark Tucker
Release No.: LR-18120 |
|
AAER-1764 |
Apr. 24, 2003 |
Michael Marchese
Release No.: 34-47732 |
|
AAER-1763 |
Apr. 24, 2003 |
Brian Adley et al.
Release No.: LR-18104 |
|
AAER-1762 |
Apr. 24, 2003 |
David Decker, CPA and Theodore Fricke, CPA
Release No.: 34-47731 |
|
AAER-1760 |
Apr. 23, 2003 |
MaxWorldwide, Inc., f.k.a. L90, Inc.
Release No.: 34-47727 |
|
AAER-1759 |
Apr. 16, 2003 |
Matthew C. Gless
Release No.: LR-18093 |
|
AAER-1758 |
Apr. 14, 2003 |
Ed Johnson and Merl Holdings, Inc.com
Release No.: LR-18085 |
|
AAER-1757 |
Apr. 4, 2003 |
Joshua C. Cantor
Release No.: LR-18081 |
|
AAER-1756 |
Apr. 9, 2003 |
Patrick O. Wheeler
Release No.: LR-18078 |
|
AAER-1755 |
Apr. 8, 2003 |
Benjamin Rogatinsky and Reuven Rogatinsky
Release No.: LR-18076 |
|
AAER-1754 |
Apr. 7, 2003 |
Harrison Securities, Inc., Frederick C. Blumer and Nebrissa Song
Release No.: 34-47641 |
|
AAER-1752 |
Apr. 4, 2003 |
Kenneth K. Livesay, Angela C. Ayers, Kay Morgan, Cathy C. Edwards and Virginia B. Valentine
Release No.: LR-18070 |
|
AAER-1751 |
Apr. 4, 2003 |
Christopher F. Crawford
Release No.: 34-47633 |
|
AAER-1750 |
Apr. 1, 2003 |
William T. Owens and Weston L. Smith
Release No.: LR-18059 |
|
AAER-1749 |
Apr. 1, 2003 |
Emery Harris
Release No.: LR-18060 |
|
AAER-1747 |
Apr. 1, 2003 |
Thomas & Betts Corporation, et al.
Release No.: LR-18058 |
| First Quarter |
|
AAER-1746 |
Mar. 25, 2003 |
J.P. Bolduc, Brian J. Smith, CPA, Richard N. Sukenik, CPA, Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA
Release No.: 34-47597 |
|
AAER-1745 |
Mar. 25, 2003 |
Robert Asti
Release No.: LR-18050 |
|
AAER-1744 |
Mar. 20, 2003 |
HealthSouth Corporation and Richard M. Scrushy
Release No.: LR-18044 |
|
AAER-1743 |
Mar. 19, 2003 |
John R. Boyd, and Christopher Curbello
Release No.: LR-18042 |
|
AAER-1742 |
Mar. 17, 2003 |
Merrill Lynch & Co., Inc., Daniel H. Bayly, Thomas W. Davis, Robert S. Furst and Schuyler M. Tilney
Release No.: LR-18038 |
|
AAER-1741 |
Mar. 17, 2003 |
Carl E. Putnam, et al.
Release No.: LR-18037 |
|
AAER-1739 |
Mar. 12, 2003 |
U.S. Technologies, Inc. and C. Gregory Earls
Release No.: LR-18031 |
|
AAER-1738 |
Mar. 12, 2003 |
Kevin A. Howard and Michael W. Krautz
Release No.: LR-18030 |
|
AAER-1737 |
Mar. 7, 2003 |
Spiegel, Inc.
Release No.: LR-18020 |
|
AAER-1736 |
Mar. 10, 2003 |
A. Robert Mancuso, Ronald R. Lanchoney, and Shamir A. Ally
Release No.: LR-18025 |
|
AAER-1735 |
Mar. 10, 2003 |
American Tissue, Inc., Medhi Gabayzadeh, Edward Stein and John Lorenz
Release No.: LR-18022 |
|
AAER-1734 |
Mar. 7, 2003 |
Barbara L. Berry, CPA
Release No.: 34-47474 |
|
AAER-1733 |
Mar. 7, 2003 |
W. Dale McGhie, CPA
Release No.: 34-47473 |
|
AAER-1732 |
Mar. 6, 2003 |
A. Robert Mancuso, Ronald R. Lanchoney, and Shamir A. Ally
Release No.: LR-18017 |
|
AAER-1731 |
Mar. 6, 2003 |
Acrodyne Communications, Inc.
Release No.: 34-47454 |
|
AAER-1730 |
Mar. 4, 2003 |
Lernout & Hauspie Speech Products, N.V.
Release No.: 34-47442 |
|
AAER-1729 |
Mar. 4, 2003 |
Lernout & Hauspie Speech Products, N.V.
Release No.: LR-18014 |
|
AAER-1728 |
Mar. 4, 2003 |
Kerry Kirby
Release No.: 34-47440 |
|
AAER-1727 |
Mar. 4, 2003 |
Truserv Corporation
Release No.: 34-47439 |
|
AAER-1726 |
Feb. 28, 2003 |
Joel M. Arnold, William L. Eveleth, Grant Graham, Thomas W. Hall, Douglas K. Hutchins, Bryan K. Treadway, John M. Walker, and Richard L. Weston
Release No.: LR-17996 |
|
AAER-1725 |
Feb. 28, 2003 |
Jeffrey M. Kalina, CPA
Release No.: 34-47427 |
|
AAER-1724 |
Feb. 27, 2003 |
J.P. Bolduc, Brian J. Smith, CPA., Richard N. Sukenik, CPA., Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA.
Release No.: 34-47416 |
|
AAER-1723 |
Feb. 27, 2003 |
Glen Andrew Folck
Release No.: LR-18002 |
|
AAER-1722 |
Feb. 26, 2003 |
Enterasys Networks, Inc. and Aprisma Management Technologies, Inc.
Release No.: 34-47405 |
|
AAER-1721 |
Feb. 26, 2003 |
Glen Andrew Folck
Release Nos.: 33-8196, 34-47404 |
|
AAER-1720 |
Feb. 26, 2003 |
Enio A. Montini, Jr. and Joseph A. Hofmeister
Release No.: LR-18000 |
|
AAER-1719 |
Feb. 13, 2003 |
G. Matthias Heinzelmann, III
Release No.: LR-17984 |
|
AAER-1718 |
Feb. 11, 2003 |
Umesh Malhotra, Paul Chopra, and David Manigault
Release No.: LR-17979 |
|
AAER-1717 |
Feb. 13, 2003 |
Gas & Oil Technologies, Inc. and Ingrid Aliet-Gass
Release No.: 33-8192 |
|
AAER-1716 |
Feb. 13, 2003 |
Glen Morinaka, CPA
Release No.: 33-8191 |
|
AAER-1715 |
Feb. 10, 2003 |
Christopher F. Crawford and Todd F. Katz; Richard C. Tyrer; Donald F. Marcus; Harry P. Adler
Release No.: LR-17978 |
|
AAER-1714 |
Feb. 10, 2003 |
Harry P. Adler
Release No.: 34-47341 |
|
AAER-1713 |
Feb. 10, 2003 |
Richard C. Tyrer
Release No.: 34-47340 |
|
AAER-1712 |
Feb. 10, 2003 | Donald F. Marcus
Release No.: 34-47339 |
|
AAER-1711 |
Feb. 4, 2003 |
Church Extension of the Church of God, Inc., United Management Services, Inc., James Perry Grubbs and Shearon Louis Jackson
Release No.: LR-17966 |
|
AAER-1709 |
Jan. 29, 2003 |
KPMG LLP, Joseph T. Boyle, Michael A. Conway, Anthony P. Dolanski and Ronald A. Safran
Release No.: LR-17954 |
|
AAER-1708 |
Jan. 28, 2003 |
Scott E. Edwards, CPA
Release No.: 34-47268 |
|
AAER-1707 |
Jan. 27, 2003 |
Albert Dunlap, et al.
Release No.: LR-17952 |
|
AAER-1706 |
Jan. 27, 2003 |
Phillip E. Harlow, CPA
Release No.: 34-47261 |
|
AAER-1705 |
Jan. 27, 2003 |
Robert J. Gluck
Release No.: 34-47260 |
|
AAER-1704 |
Jan. 27, 2003 |
Solucorp Industries Ltd., et al.
Release No.: LR-17951 |
|
AAER-1703 |
Jan. 27, 2003 |
Glenn R. Ohlhauser, C.A.
Release No.: 34-47256 |
|
AAER-1700 |
Jan. 13, 2003 |
John J. Canepa, CPA
Release No.: 34-47168 |
|
AAER-1699 |
Jan. 13, 2003 |
Anika Therapeutics, Inc., J. Melville Engle and Sean F. Moran
Release No.: 34-47167 |
|
AAER-1698 |
Jan. 9, 2003 |
Jeffrey Kalina
Release No.: LR-17924 |
|
AAER-1697 |
Jan. 7, 2003 |
Ramiro M. Fernandez-Moris, Daniel S. Lezak, and Ramiro Rafael ("Ray") Fernandez
Release No.: LR-17916 |
http://www.sec.gov/divisions/enforce/friactions/friactions2003.shtml
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