Accounting and Auditing Enforcement
The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.
| Date Sort descending | Respondents | 
|---|---|
| 
    Release No.
    34-96529, AAER-4368
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| 
    Release No.
    34-96349, AAER-4367
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| 
    Release No.
    34-96347, AAER-4366
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| 
    Release No.
    34-96325, AAER-4365
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| 
    Release No.
    33-11133, 34-96299, AAER-4364
   | |
| 
    Release No.
    34-96235, AAER-4363
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| 
    Release No.
    34-96224, AAER-4362
   | |
| 
    Release No.
    33-11129, 34-96193, AAER-4360
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-96196, AAER-4361
   | |
| 
    Release No.
    34-96153, AAER-4359
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    33-11123, 34-96137, AAER-4357
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| 
    Release No.
    33-11124, 34-96138, AAER-4358
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| 
    Release No.
    33-11122, 34-96126, AAER-4355
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| 
    Release No.
    34-96127, AAER-4356
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| 
    Release No.
    34-96071, AAER-4354
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| 
    Release No.
    LR-25549, AAER-4352
   | |
| 
    Release No.
    34-95980, AAER-4353
   | |
| 
    Release No.
    LR-25543, AAER-4351
   
    See Also: 
    
    
     SEC Complaint
  
   | |
| 
    Release No.
    34-95952, AAER-4348
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| 
    Release No.
    34-95949, AAER-4347
   | |
| 
    Release No.
    33-11111, 34-95947, AAER-4345
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| 
    Release No.
    34-95948, AAER-4346
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| 
    Release No.
    34-95959, AAER-4350
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-95958, AAER-4349
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-95943, AAER-4343
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    33-11110, 34-95944, AAER-4344
   | |
| 
    Release No.
    34-95938, AAER-4342
   | |
| 
    Release No.
    LR-25517, AAER-4341
   
    See Also: 
    
    
     SEC Complaint
  
   | |
| 
    Release No.
    34-95887, AAER-4339
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    33-11107, 34-95889, AAER-4340
   | |
| 
    Release No.
    34-95884, AAER-4338
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-95856, AAER-4337
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| 
    Release No.
    34-95852, AAER-4336
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| 
    Release No.
    34-95833, AAER-4335
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-95767, AAER-4334
   | |
| 
    Release No.
    33-11099, 34-95744, AAER-4333
   | |
| 
    Release No.
    IA-6107, AAER-4332
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    LR-25497, AAER-4331
   
    See Also: 
    
    
     SEC Complaint
  
   | |
| 
    Release No.
    34-95663, AAER-4330
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    33-11096, 34-95612, AAER-4329
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    LR-25484, AAER-4328
   
    See Also: 
    
    
     SEC Complaint
  
   | |
| 
    Release No.
    34-95611, AAER-4327
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| 
    Release No.
    34-95609, AAER-4325
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| 
    Release No.
    34-95610, AAER-4326
   | |
| 
    Release No.
    34-95589, AAER-4323
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-95593, AAER-4324
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    LR-25471, AAER-4322
   
    See Also: 
    
    
     SEC Complaint
  
   | |
| 
    Release No.
    33-11092, 34-95505, AAER-4321
   | |
| 
    Release No.
    34-95451, AAER-4320
   | |
| 
    Release No.
    LR-25463, AAER-4319
   
    See Also: 
    
    
    Complaint
  
, 
    
    Administrative Proceedings Release
  
   | |
| 
    Release No.
    33-11088, 34-95415, AAER-4318
   
    See Also: 
    
    
    Complaint
  
   | |
| 
    Release No.
    34-95413, AAER-4317
   | |
| 
    Release No.
    34-95224, AAER-4316
   | |
| 
    Release No.
    34-95223, AAER-4315
   | |
| 
    Release No.
    34-95193, AAER-4314
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-95167, AAER-4313
   | |
| 
    Release No.
    34-95076, AAER-4312
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-95067, AAER-4310
   | |
| 
    Release No.
    34-95071, AAER-4311
   | |
| 
    Release No.
    34-95066, AAER-4309
   | |
| 
    Release No.
    34-95055, AAER-4308
   | |
| 
    Release No.
    34-95053, AAER-4306
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| 
    Release No.
    34-95051, AAER-4304
   | |
| 
    Release No.
    34-95049, AAER-4302
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| 
    Release No.
    34-95054, AAER-4307
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| 
    Release No.
    34-95052, AAER-4305
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| 
    Release No.
    34-95050, AAER-4303
   | |
| 
    Release No.
    34-94976, AAER-4301
   | |
| 
    Release No.
    34-94906, AAER-4300
   | |
| 
    Release No.
    34-94858, AAER-4299
   | |
| 
    Release No.
    34-94854, AAER-4298
   | |
| 
    Release No.
    34-94786, AAER-4297
   | |
| 
    Release No.
    34-94757, AAER-4295
   | |
| 
    Release No.
    33-11052, 34-94742, AAER-4294
   | |
| 
    Release No.
    LR-25364, AAER-4293
   
    See Also: 
    
    
    Administrative Proceedings Release
  
   | |
| 
    Release No.
    34-94714, AAER-4292
   
    See Also: 
    
    
     Litigation Release
  
   | |
| 
    Release No.
    34-94570, IA-5989, AAER-4291
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-94493, AAER-4290
   | |
| 
    Release No.
    34-94426, AAER-4289
   | |
| 
    Release No.
    34-94410, AAER-4288
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-94318, AAER-4287
   | |
| 
    Release No.
    33-11033, 34-94295, AAER-4284
   | |
| 
    Release No.
    33-11034, 34-94296, AAER-4285
   | |
| 
    Release No.
    33-11032, 34-94294, AAER-4283
   | |
| 
    Release No.
    34-94266, IA-5968, AAER-4282
   | |
| 
    Release No.
    34-94160, AAER-4281
   | |
| 
    Release No.
    34-94108, AAER-4280
   | |
| 
    Release No.
    34-94099, AAER-4279
   | 
 
         
          