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Questions and Complaints

May 12, 2017

NOTICE DURING GOVERNMENT SHUTDOWN

Due to the ongoing federal government shutdown, the SEC is currently operating in accordance with the agency's plan for operating during a shutdown. The SEC has staff available to respond to emergency situations involving market integrity and investor protection, including law enforcement. In addition, our plan calls for the continuing operation of certain Commission systems, including the online Tips, Complaints, and Referrals (TCR) System. During the federal government shutdown, the public may continue to submit tips, complaints, or referrals reporting suspected securities fraud or wrongdoing to the Commission through the online TCR System and submissions will be reviewed for appropriate action.

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