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Accounting and Auditing Enforcement Releases Archive 2002
The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.
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Fourth Quarter | Third Quarter | Second Quarter | First Quarter
| Release No. |
Date |
Action
|
| Fourth Quarter |
|
AAER-1696 |
Dec. 23, 2002
|
Robert A. Putnam
Release Nos.: 33-8172, 34-47083 |
|
AAER-1695 |
Dec. 19, 2002
|
U.S. Technologies Inc. and C. Gregory Earls
Release No.: LR-17904 |
|
AAER-1694 |
Dec. 17, 2002
|
Ira A. Gerard and Karen S. Harris
Release No.: LR-17898 |
|
AAER-1692 |
Dec. 16, 2002
|
Ira A. Gerard and Karen S. Harris
Release No.: 33-8163, 34-47001 |
|
AAER-1691 |
Dec. 16, 2002
|
Mercator Software, Inc.
Release No.: 34-47000 |
|
AAER-1690 |
Dec. 12, 2002
|
Safety-Kleen Corp., Kenneth W. Winger, Paul R. Humphreys, William D. Ridings, and Thomas W. Ritter, Jr.; Susan Moore
Release No.: LR-17891 |
|
AAER-1689 |
Dec. 12, 2002
|
Susan Moore
Release No.: 34-46988 |
|
AAER-1688 |
Dec. 10, 2002
|
Syncor International Corporation
Release No.: LR-17887 |
|
AAER-1687 |
Dec. 10, 2002
|
Syncor International Corporation
Release No.: 34-46979 |
|
AAER-1686 |
Dec. 6, 2002
|
Betty L. Vinson, CPA
Release Nos.: 34-46964, 33-8158 |
|
AAER-1685 |
Dec. 6, 2002
|
David F. Meyers
Release Nos.: 34-46963, 33-8157 |
|
AAER-1684 |
Dec. 6, 2002
|
Buford Yates, Jr.
Release Nos.: 34-46962, 33-8156 |
|
AAER-1683 |
Dec. 6, 2002
|
Betty L. Vinson and Troy M. Normand
Release No.: LR-17883 |
|
AAER-1682 |
Dec. 6, 2002
|
Arthur L. Toll, Bruce B. Edmondson, Gerald Levinson and Elliot S. Fisher
Release No.: LR-17880 |
|
AAER-1681 |
Dec. 6, 2002
|
Elliot S. Fisher, Esq.
Release No.: 34-46954 |
|
AAER-1680 |
Dec. 6, 2002
|
Bruce B. Edmonson, CPA
Release No.: 34-46953 |
|
AAER-1679 |
Dec. 2, 2002
|
Ralph K. Ungermann, Alan J. McMillan, and James O. Mitchell
Release No.: LR-17869 |
|
AAER-1678 |
Nov. 26, 2002
|
WorldCom, Inc.
Release No.: LR-17866 |
|
AAER-1677 |
Nov. 26, 2002
|
First Virtual Communications, Inc.
Release No.: 34-46909 |
|
AAER-1676 |
Nov. 26, 2002
|
Michael Sullivan, CPA
Release No.: 34-46908 |
|
AAER-1675 |
Nov. 26, 2002
|
Anicom, Inc.
Release No.: 34-46907 |
|
AAER-1674 |
Nov. 25, 2002
|
800America.com, Inc., et al
Release No.: LR-17863 |
|
AAER-1673A |
Nov. 25, 2002
|
Ilse Cappel
Release No.: LR-17859A |
|
AAER-1670
|
Nov. 21, 2002
|
James A. Fitzhenry
Release No.: 34-46870 |
|
AAER-1672 |
Nov. 21, 2002
|
BDO International, Minas Ioannou and Christakis Ioannou
Release No.: 34-46880 |
|
AAER-1671 |
Nov. 21, 2002
|
Phillip E. White
Release No.: LR-17855 |
|
AAER-1670 |
Nov. 21, 2002
|
James A. Fitzhenry
Release No.: 34-46870 |
|
AAER-1669 |
Nov. 20, 2002
|
TenFold Corporation, et al.
Release No.: LR-17852 |
|
AAER-1668 |
Nov. 18, 2002
|
Ed Johnson and Merl Holdings, Inc.com
Release No.: LR-17846 |
|
AAER-1667 |
Nov. 18, 2002
|
Michael G. Horsey, CPA, Michael D. Watson, CPA, and Sallie D. Feldman, CPA
Release No.: 34-46845 |
|
AAER-1666 |
Nov. 15, 2002
|
Larry Ohms
Release No.: LR-17843 |
|
AAER-1665 |
Nov. 15, 2002
|
David F. Myers and Buford Yates, Jr.
Release No.: LR-17842 |
|
AAER-1664 |
Nov. 14, 2002
|
Adelphia Communications Corporation, John J. Rigas, Timothy J. Rigas, Michael J. Rigas, James P. Rigas, James R. Brown, and Michael C. Mulcahey
Release No.: LR-17837 |
|
AAER-1663 |
Nov. 14, 2002
|
Albert Dunlap et al.
Release No.: LR-17836 |
|
AAER-1662 |
Nov. 13, 2002
|
800America.com, Inc., et al
Release No.: LR-17835 |
|
AAER-1661 |
Nov. 13, 2002
|
Ernst & Young
Release Nos.: 33-8146, 34-46821 |
|
AAER-1660 |
Nov. 12, 2002
|
Stephen R. Becker, CPA
Release No.: 34-46813 |
|
AAER-1659 |
Nov. 1, 2002
|
Frederick W. Kolling III, CPA
Release No.: 34-46777 |
|
AAER-1658 |
Nov. 1, 2002
|
WorldCom, Inc.
Release No.: LR-17829 |
|
AAER-1657 |
Nov. 1, 2002
|
Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis
Release No.: LR-17824 |
|
AAER-1656 |
Oct. 30, 2002
|
Larry Ohms
Release No.: LR-17816 |
|
AAER-1655 |
Oct. 30, 2002
|
Stephen R. Becker
Release No.: LR-17815 |
|
AAER-1654 |
Oct. 23, 2002
|
Ernst & Young, LLP
Release No.: 34-46710 |
|
AAER-1653 |
Oct. 21, 2002
|
Paul Skulsky, et al.
Release No.: LR-17794 |
|
AAER-1651 |
Oct. 16, 2002
|
G. Matthias Heinzelmann, III
Release No.: LR-17788 |
|
AAER-1650 |
Oct. 10, 2002
|
Betty L. Vinson and Troy M. Normand
Release No.: LR-17783 |
|
AAER-1649 |
Oct. 10, 2002
|
J. Mark Samper, CPA
Release No.: 34-46634 |
|
AAER-1648 |
Oct. 10, 2002
|
Lernout & Hauspie Speech Products, N.V.
Release No.: LR-17782 |
|
AAER-1647 |
Oct. 9, 2002
|
Las Vegas Entertainment Network, Inc., Joseph A. Corazzi, Carl A. Sambus,and Jay I. Goldberg
Release No.: LR-17779 |
|
AAER-1646 |
Oct. 9, 2002
|
Jean-Paul Bolduc, Brian J. Smith, C.P.A., Richard N. Sukenik, C.P.A., Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, C.P.A
Release No.: 34-46627 |
|
AAER-1645 |
Oct. 8, 2002
|
Joseph J. Shew, CPA
Release No.: 34-46623 |
|
AAER-1644 |
Oct. 8, 2002
|
John Giesecke Jr., CPA
Release No.: 34-46622 |
|
AAER-1643 |
Oct. 8, 2002
|
A.C.L.N., Ltd.; Abderrazak "Aldo" Labiad; Joseph J.H. Bisschops; Alex de Ridder; Pearlrose Holdings International S.A.; Emerald Sea Marine, Inc.; Scott Investments S.A.; BDO International (Cyprus); Minas Ioannou; and Christakis Ioannou (Defendants); and Scandinavian Car Carriers A/S; Pandora Shipping, S.A.; Sergui, Ltd.; Westbound Development Corp.; Maverick Commercial, Inc.; and DCC Limited (Relief Defendants)
Release No.: LR-17776 |
| AAER-1642 |
Oct. 7, 2002 |
Buford Yates, Jr.
Release No.: LR-17771 |
| AAER-1641 |
Oct. 7, 2002 |
System Software Associates, Inc., Roger Covey and Joseph Skadra
Release No.: LR-17770 |
| AAER-1640 |
Oct. 2, 2002 |
Andrew S. Fastow
Release No.: LR-17762 |
|
AAER-1639 |
Oct. 1, 2002
|
Kenneth Stringer III, J. Mark Samper, William N. Martin, and Steven R. Eagleburger
Release No.: LR-17760 |
|
AAER-1638 |
Oct. 1, 2002
|
Arthur A. Goodwin, William J. Burke and Christopher P. Whalen
Release No.: LR-17758 |
| Third Quarter |
|
AAER-1637 |
Sep. 30, 2002
|
FLIR Systems, Inc.
Release Nos.: 33-8135, 34-46537 |
|
AAER-1635 |
Sep. 26, 2002
|
David F. Myers
Release No.: LR-17753 |
|
AAER-1634 |
Sep. 26, 2002
|
Barry M. Budilov and Raymond J. Green
Release No.: LR-17752 |
|
AAER-1633 |
Sep. 26, 2002
|
William P. Trainor, Vincent D. Celentano, Medical Diagnostic Products, Inc. (f/k/a Novatek International, Inc.), Karen Losordo, Diane M. Trainor, Daniel J. Trainor, Geraldine Trainor and Mary N. Celentano
Release No.: LR-17746 |
|
AAER-1632 |
Sep. 25, 2002
|
Dynegy Inc.
Release Nos.: LR-17744, 34-46537 |
|
AAER-1631 |
Sep. 24, 2002
|
Dynegy Inc.
Release No.: 33-8134 |
|
AAER-1630 |
Sep. 24, 2002
|
Asthma Disease Management, Inc., George H. Young, Richard A. Manini, Richard B. Anderson, and Colleen Erin Kelly Bishop
Release No.: LR-17739 |
|
AAER-1629 |
Sep. 19, 2002
|
Motorcar Parts and Accessories, Inc. and Peter Bromberg
Release No.: LR-17736 |
|
AAER-1628 |
Sep. 18, 2002
|
Stephen L. Holden, Scott Skooglund, Kuldershan S. Padda, and Stephan C. Beal
Release No.: LR-17734 |
|
AAER-1627 |
Sep. 12, 2002
|
Dennis Kozlowski, Mark H. Swartz and Mark A. Belnick
Release No.: LR-17722 |
|
AAER-1626 |
Sep. 11, 2002
|
Donne Corporation, Sherman S. Smith, Shawn Smith, and Bruce Anderson
Release No.: LR-17719 |
|
AAER-1625 |
Sep. 6, 2002
|
Yervant David Lepejian
Release No.: LR-17716 |
|
AAER-1624 |
Sep. 4, 2002
|
Buettner et al.
Release No.: LR-17708 |
|
AAER-1623 |
Sep. 4, 2002
|
Albert Dunlap et al.
Release No.: LR-17710 |
|
AAER-1622 |
Aug. 30, 2002
|
SCB Computer Technology, Inc.
Release No.: 34-46445 |
|
AAER-1621 |
Aug. 30, 2002
|
James Murphy, Robert Lockwood and Gilboa Peretz
Release No.: LR-17705 |
|
AAER-1620 |
Aug. 30, 2002
|
James Murphy, CPA
Release No.: 34-46442 |
|
AAER-1619 |
Aug. 27, 2002
|
William H. Rinehart, Jonathan A. Beck, and Kevin P. Clark
Release No.: LR-17701 |
|
AAER-1617 |
Aug. 21, 2002
|
Michael J. Kopper
Release No.: LR-17692 |
|
AAER-1616 |
Aug. 16, 2002
|
Kevin J. Morrison, et al.
Release No.: LR-17686 |
|
AAER-1615 |
Aug. 16, 2002
|
Kurt D. Saliger, CPA
Release No.: 33-8122 |
|
AAER-1614 |
Aug. 9, 2002
|
Vari-L Company, Inc., David G. Sherman, Jon L. Clark, and Sarah E. Hume
Release No.: LR-17671 |
|
AAER-1613 |
Aug. 8, 2002
|
Richard F. Rubin, et al.
Release No.: LR-17667 |
|
AAER-1612 |
Aug. 8, 2002
|
Edward T. Creevy
Release No.: 34-46322 |
|
AAER-1611 |
Aug. 7, 2002
|
Gary Stephen Joiner, Grant W. Peck, Dean Frederick Sessions, and Mark Allen Disalvo
Release No.: LR-17665 |
|
AAER-1610 |
Aug. 5, 2002
|
Church Extension of the Church of God, Inc., United Management Services, Inc., James Perry Grubbs and Shearon Louis Jackson
Release No.: LR-17656 |
|
AAER-1609 |
Aug. 1, 2002
|
Horton & Company and Edward C. Horton
Release No.: 34-46295 |
|
AAER-1608 |
Aug. 1, 2002
|
Gas and Oil Technologies, Inc., Ingrid Aliet-Gass and Glen Morinaka, CPA
Release Nos.: 33-8118, 34-46302 |
|
AAER-1607 |
Aug. 1, 2002
|
Douglas A. Murphy, David G. Kay and Lawrence H. Theriot
Release No.: LR-17651 |
|
AAER-1606 |
July 31, 2002
|
Roys Poyiadjis and Lycourgos Kyprianou and AremisSoft Corp. et al.
Release No.: LR-17641 |
|
AAER-1605 |
Aug. 1, 2002
| John R. Boyd, and Christopher Curbello
Release No.: LR-17648 |
|
AAER-1604 |
Aug. 1, 2002
|
Richard P. Bellinger, Jack P. Bates and Stephen S. Winslett
Release No.: 34-46291 |
|
AAER-1603 |
Aug. 1, 2002
|
David Friend, CPA
Release No.: 34-46290 |
|
AAER-1602 |
July 29, 2002
|
Eric C. Brown
Release No.: 34-46273 |
| AAER-1601 |
July 25, 2002 |
Oxford Health Plans, Inc., Andrew B. Cassidy and Brendan R. Shanahan
Release No.: 34-46254 |
| AAER-1600 |
July 25, 2002 |
Oxford Health Plans, Inc.
Release No.: LR-17631 |
| AAER-1599 |
July 24, 2002 |
Adelphia Communications Corporation, John J. Rigas, Timothy J. Rigas, Michael J. Rigas, James P. Rigas, James R. Brown, and Michael C. Mulcahey
Release No.: LR-17627 |
| AAER-1598 |
July 22, 2002 |
Church Extension of the Church of God, Inc., United Management Services, Inc., James Perry Grubbs and Shearon Louis Jackson
Release No.: LR-17623 |
| AAER-1597 |
July 18, 2002 |
The PNC Financial Services Group, Inc.
Release Nos.: 33-8112, 34-46225 |
| AAER-1596 |
July 17, 2002 |
PricewaterhouseCoopers LLP and PricewaterhouseCoopers Securities LLC
Release No.: 34-46216 |
| AAER-1595 |
July 17, 2002 |
Avon Products, Inc.
Release No.: 34-46215 |
| AAER-1594 |
July 15, 2002 |
Jean-Paul Bolduc, Brian J. Smith, CPA, Richard N. Sukenik, CPA, Philip J.
Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA
Release No.: 34-46206 |
| AAER-1593 |
July 15, 2002 |
Jean-Paul Bolduc, Brian J. Smith, CPA, Richard N. Sukenik, CPA, Philip J.
Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA
Release No.: 34-46205 |
| AAER-1592 |
July 12, 2002 |
Intelliquis International, Inc., Mark W. Tippets, David A. Jones and Kevin E. Orton
Release No.: LR-17611 |
| AAER-1590 |
July 9, 2002 |
Glen P. Duffy, CPA
Release No.: 34-46175 |
| AAER-1589 |
July 9, 2002 |
Gregory D. Norton, CPA
Release No.: 34-46174 |
| AAER-1588 |
July 9, 2002 |
Thomas F. Wraback, CPA
Release No.: 34-46172 |
| AAER-1587 |
July 2, 2002 |
Peter D. Stewart, C.A., John L. Harbor, C.A., and David Chopping, C.A.,
Release No.: 34-46157 |
| Second Quarter |
| AAER-1586 |
Jun. 28, 2002 |
WorldCom, Inc.
Release No.: LR-17594 |
| AAER-1585 |
Jun. 27, 2002 |
WorldCom, Inc.
Release No.: LR-17588 |
| AAER-1584 |
Jun. 27, 2002 |
Moret Ernst & Young Accountants, n/k/a Ernst & Young Accountants
Release No.: 34-46130 |
| AAER-1583 |
Jun. 26, 2002 |
John N. Brincat, Sr. and Bradley Vallem
Release No.: LR-17586 |
| AAER-1582 |
Jun. 21, 2002 |
Bruce Hill, et al., Richard P. Vatcher
Release No.: LR-17578 |
| AAER-1581 |
Jun. 21, 2002 |
Martin L. Grass, Frank M. Bergonzi and Franklin C. Brown
Release No.: LR-17577 |
| AAER-1580 |
Jun. 21, 2002 |
Timothy J. Noonan
Release No.: 34-46100 |
| AAER-1579 |
Jun. 21, 2002 |
Rite Aid Corporation
Release No.: 34-46099 |
| AAER-1578 |
Jun. 12, 2002 |
Paul Skulsky, et al.
Release No.: LR-17558 |
| AAER-1577 |
Jun. 14, 2002 |
John Daws, Thomas Butler and Mark Folit
Release No.: LR-17564 |
| AAER-1576 |
Jun. 12, 2002 |
Patrick O. Wheeler, Steven S. Gallers, and Robert L. Carberry
Release No.: LR-17561 |
| AAER-1575 |
Jun. 11, 2002 |
Aura Systems, Inc., et al., Gerald S. Papazian
Release No.: LR-17557 |
| AAER-1574 |
Jun. 10, 2002 |
Brian E. Bergeron and Amazon.com, Inc.
Release No.: LR-17550 |
| AAER-1573 |
Jun. 10, 2002 |
Ashford.com, Inc., Kenneth E. Kurtzman, Brian E. Bergeron and Amazon.com, Inc.
Release No.: 34-46052 |
| AAER-1572 |
Jun. 7, 2002 |
Gerald S. Papazian
Release Nos.: 33-81054 and 34-46048 |
| AAER-1571 |
Jun. 7, 2002 |
Korea Data Systems USA, Inc., Lap Shun (John) Hui, and Bun (Ben) Wong
Release Nos.: 33-8104 and 34-46047 |
| AAER-1570 |
Jun. 6, 2002 |
Madera International, Inc., Ramiro M. Fernandez-Moris, and Daniel S. Lezak
Release No.: LR-17546 |
| AAER-1569 |
Jun. 5, 2002 |
John F. Mortell, Thomas F. Wraback, William S. Edwards, Gregory D. Norton, Glenn P. Duffy, Jerry W. Ross and Gerald T. Barry
Release No.: LR-17542 |
| AAER-1568 |
Jun. 5, 2002 |
John K. Bradley
Release No.: 34-46035 |
| AAER-1567 |
Jun. 5, 2002 |
James E. Slayton, CPA
Release Nos.: 34-46034, 33-8103 |
| AAER-1566 |
Jun. 5, 2002 |
James E. Slayton, CPA
Release No.: 34-46033 |
| AAER-1565 |
Jun. 5, 2002 |
Katrina Krug, CPA
Release No.: 34-46031 |
| AAER-1564 |
Jun. 5, 2002 |
Advanced Technical Products, Inc., James S. Carter and Garrett L. Dominy
Release No.: 34-46030 |
| AAER-1563 |
Jun. 3, 2002 |
Microsoft Corporation
Release No.: 34-46017 |
| AAER-1562 |
May 30, 2002 |
James Murphy
Release No.: LR-17538 |
| AAER-1561 |
May 21, 2002 |
David Malmstedt and Mark Huetteman
Release No.: LR-17524 |
| AAER-1560 |
May 20, 2002 |
Alan K. Anderson
Release No.: LR-17521 |
| AAER-1559 |
May 20, 2002 |
Reza Mikailli, Gary F. Pado and Unify Corporation
Release No.: LR-17522 |
| AAER-1558 |
May 20, 2002 |
Ernst & Young LLP
Release No.: 34-45964 |
| AAER-1557 |
May 20, 2002 |
Legato Systems, Inc. and Stephen Wise
Release No.: 34-45962 |
| AAER-1556 |
May 16, 2002 |
Dennis M. Gaito, CPA
Release No.: 34-45941 |
| AAER-1555 |
May 14, 2002 |
Edison Schools, Inc.
Release No.: 34-45925 |
| AAER-1554 |
May 6, 2002 |
Carl E. Putnam, Donald C. Welchko, John P. Figurelli, Daryl T. Spinell, Ronald M. Bandyk, and Renee L. LeVault
Release No.: LR-17504 |
| AAER-1553 |
May 6, 2002 |
Anicom, Inc.
Release No.: 34-45880 |
| AAER-1552 |
May 1, 2002 |
Michael A. Kolberg and Dale E. Huizenga
Release No.: 34-45853 |
| AAER-1551 |
May 1, 2002 |
Serologicals Corporation, Inc.
Release No.: 34-45852 |
| AAER-1550 |
Apr. 25, 2002 |
Surety Capital Corporation
Release No.: 34-45826 |
| AAER-1549 |
Apr. 25, 2002 |
G. Matthias Heinzelmann, III
Release No.: LR-17491 |
| AAER-1548 |
Apr. 24, 2002 |
Kenneth W. Haver, CPA
Release No.: LR-17489 |
| AAER-1547 |
Apr. 24, 2002 |
Kenneth W. Haver, CPA
Release No.: 34-45814 |
| AAER-1546 |
Apr. 23, 2002 |
Patrick Quinlan, Lee Wells, Keith Pietila, Alexander Ajemian, John O'Leary, Cheryl Swain and Kevin Lasky
Release No.: LR-17484 |
| AAER-1545 |
Apr. 22, 2002 |
Michael R. Drogin, CPA
Release No.: 34-45797 |
| AAER-1544 |
Apr. 22, 2002 |
Byron Robert Lerner
Release No.: LR-17481 |
| AAER-1543 |
Apr. 22, 2002 |
Teltran International Group, Ltd.
Release Nos.: 33-8093 and 34-45796 |
| AAER-1542 |
Apr. 11, 2002 |
Xerox Corporation
Release No.: LR-17465 |
| AAER-1541 |
Apr. 3, 2002 |
J. Donald Nichols, Jeb L. Hughes, and C. Sheldon Whittelsey
Release No.: LR-17456 |
| AAER-1540 |
Apr. 4, 2002 |
Miko Leung (a/k/a Leung Ming Kang) and Sit Wa Weung
Release No.: LR-17458 |
| AAER-1539 |
Apr. 2, 2002 |
David A. Thatcher
Release No.: 34-45683 |
| First Quarter |
| AAER-1538 |
Mar. 28, 2002 |
Leonard J. Guida; Les B. Strauss
Release No.: LR-17448 |
| AAER-1537 |
Mar. 28, 2002 |
David T. Dodge
Release No.: 34-45666 |
| AAER-1536 |
Mar. 28, 2002 |
PictureTel Corp. and Les B. Strauss
Release No.: 34-45665 |
| AAER-1535 |
Mar. 27, 2002 |
Dale Peterson, et al.
Release No.: LR-17439 |
| AAER-1534 |
Mar. 27, 2002 |
Signal Technology Corporation
Release No.: 34-45655 |
| AAER-1533 |
Mar. 27, 2002 |
Kimberly-Clark Corporation and John W. Donehower
Release No.: 34-45653 |
| AAER-1532 |
Mar. 26, 2002 |
Dean L. Buntrock, Phillip B. Rooney, James E. Koenig, Thomas C. Hau, Herbert A. Getz, and Bruce D. Tobecksen
Release No.: LR-17435 |
| AAER-1531 |
Mar. 21, 2002 |
Harold J. Macsata
Release No.: LR-17426 |
| AAER-1530 |
Mar. 21, 2002 |
Uri Evan, Joseph S. Cohen, and Frederick J. Horowitz
Release No.: 34-45615 |
| AAER-1529 |
Mar. 21, 2002 |
Daniel Parker
Release No.: 34-45614 |
| AAER-1528 |
Mar. 21, 2002 |
Harlan Schier
Release No.: 34-45613 |
| AAER-1527 |
Mar. 21, 2002 |
Frank Valdez
Release No.: 34-45612 |
| AAER-1526 |
Mar. 21, 2002 |
Keith Spero
Release No.: 34-45611 |
| AAER-1525 |
Mar. 20, 2002 |
Lisa M. Beuche, CPA
Release No.: 34-45596 |
| AAER-1524 |
Mar. 18, 2002 |
Elaine A. Decker, CPA
Release No.: 34-45588 |
| AAER-1523 |
Mar. 18, 2002 |
David Held, CPA
Release No.: 34-45587 |
| AAER-1522 |
Mar. 18, 2002 |
Timothy S. Heyerdahl, CPA
Release No.: 34-45586 |
| AAER-1521 |
Mar. 13, 2002 |
John P. Gallo; Lawrence N. Zitto; Donald J. MacPhee
Release No.: LR-17410 |
| AAER-1520 |
Mar. 12, 2002 |
IGI, Inc.
Release No.: 34-45553 |
| AAER-1519 |
Mar. 12, 2002 |
Donald J. MacPhee
Release No.: 34-45552 |
| AAER-1518 |
Mar. 12, 2002 |
William A. Dickson and Stephen P. Collins
Release No.: 34-45551 |
| AAER-1517 |
Mar. 12, 2002 |
Frederick W. Kolling, III, CPA
Release No.: 34-45550 |
| AAER-1516 |
Mar. 12, 2002 |
Paul Skulsky, et al.
Release No.: LR-17407 |
| AAER-1515 |
Mar. 6, 2002 |
Jon Jeffrey King, et al.;
American Telephone + Data, Inc., William Posnett Lynas, III, Janeen Huxhurst-Lynas, and Daniel W. Kratochvil
Release No.: LR-17398 |
| AAER-1514 |
Mar. 6, 2002 |
Raece Richardson, David McKenzie, Cameron Gorges, and Freestar Technologies
Release No.: LR-17397 |
| AAER-1513 |
Mar. 6, 2002 |
James E. Slayton, CPA
Release Nos.: 33-8067 and 34-45509 |
| AAER-1512 |
Mar. 5, 2002 |
Kenneth W. Haver
Release No.: LR-17394 |
| AAER-1511 |
Mar. 5, 2002 |
Telxon Corporation, Gary L. Grand, and James G. Cleveland
Release No.: 34-45507 |
| AAER-1510 |
Mar. 5, 2002 |
Kevin R. Andersen, CPA
Release No.: 34-45502 |
| AAER-1509 |
Mar. 1, 2002 |
Eagle Building Technologies, Inc. and Anthony Damato
Release No.: LR-17389 |
| AAER-1508 |
Feb. 20, 2002 |
J. Donald Nichols, Jeb L. Hughes, and C. Sheldon Whittelsey, IV
Release No.: LR-17366 |
| AAER-1507 |
Feb. 20, 2002 |
JDN Realty Corporation
Release No.: 34-45458 |
| AAER-1506 |
Feb. 14, 2002 |
International Thoroughbred Breeders, Inc., and Nunzio DeSantis
Release No.: LR-17361 |
| AAER-1505 |
Feb. 13, 2002 |
William H. Warner and Robert J. Quigley
Release No.: 34-45441 |
| AAER-1504 |
Feb. 5, 2002 |
David A. Thatcher and Timothy J. Ganley
Release No.: LR-17353 |
| AAER-1503 |
Feb. 5, 2002 |
Critical Path, Inc.
Release No.: 34-45393 |
| AAER-1502 |
Jan. 30, 2002 |
Patrick O. Wheeler, Steven S. Gallers, Robert L. Carberry
Release No.: LR-17346 |
| AAER-1501 |
Jan. 30, 2002 |
Cyberguard Corporation, William D. Murray, Tommy D. Steele
Release No.: 34-45362 |
| AAER-1500 |
Jan. 16, 2002 |
Thomas W. Lambach
Release No.: LR-17319 |
| AAER-1499 |
Jan. 16, 2002 |
Trump Hotels & Casino Resorts, Inc.
Release No.: 34-45287 |
| AAER-1498 |
Jan. 15, 2002 |
Nelson Barber
Release No.: LR-17314 |
| AAER-1497 |
Jan. 15, 2002 |
William P. Trainor, Vincent D. Celentano, Medical Diagnostic Products, Inc. (f/k/a Novatek International, Inc., Karen Losordo, Diane M. Trainor, Daniel J. Trainor, Geraldine Trainor and Mary N. Celentano
Release No.: LR-17313 |
| AAER-1496 |
Jan. 15, 2002 |
Nelson Barber, CPA
Release No.: 34-45280 |
| AAER-1495 |
Jan. 15, 2002 |
BellSouth Corporation
Release No.: LR-17310 |
| AAER-1494 |
Jan. 15, 2002 |
BellSouth Corporation
Release No.: 34-45279 |
| AAER-1493 |
Jan. 14, 2002 |
Michael A. Porter
Release No.: LR-17309 |
| AAER-1492 |
Jan. 14, 2002 |
R. Bruce Acacio
Release No.: LR-17308 |
| AAER-1491 |
Jan. 14, 2002 |
KPMG LLP
Release Nos.: 34-45272 and IC-25360 |
| AAER-1489 |
Jan. 8, 2002 |
David C. Guenthner and Jay M. Samuelson
Release No.: LR-17297 |
| AAER-1488 |
Jan. 7, 2002 |
James E. Slayton
Release No.: 34-45245 |
| AAER-1487 |
Jan. 7, 2002 |
Carol Conway Dewees
Release No.: 34-45243 |
| AAER-1486 |
Jan. 7, 2002 |
California Software Corporation
Release Nos.: 33-8053 and 34-45242 |
| AAER-1485 |
Jan. 3, 2002 |
Financial Asset Management, Inc., James B. Rader and Debra L. Kennedy
Release Nos.: 33-8052, 34-45224 and IA-2007 |
| AAER-1484 |
Jan. 2, 2002 |
R. Bruce Acacio
Release No.: LR-17292 |
http://www.sec.gov/divisions/enforce/friactions/friactions2002.shtml
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