Commission Opinions and Adjudicatory Orders

The list below provides links to opinions and orders issued by the Commission adjudicating either appeals from initial ALJ decisions or disciplinary or adverse action taken by self-regulatory organizations (such as FINRA) or motions in connection with these proceedings.

First Quarter

Additional Archives

Release No. Date Respondents
First Quarter
34-85364 Mar. 19, 2019 Global Digital Solutions, Inc. (Order Granting Motion to Dismiss)
34-85352 Mar. 18, 2019 Ceelox, Inc., et al. (Order)
34-85339 Mar. 18, 2019 Trevor Michael Saliba and Arthur Mansourian (Order Scheduling Briefs)
34-85336 Mar. 15, 2019 Appian, Inc., et al. (Order to Show Cause)
34-85335 Mar. 15, 2019 Cynthia C. Reinhart, CPA (Order Extending Time to Issue Decision)
34-85334 Mar. 15, 2019 Scrap China Corp., et al. (Order to Show Cause)
34-85331 Mar. 15, 2019 Be Industries, Inc., et al. (Order to Show Cause)
34-85329 Mar. 15, 2019 Golden Claw Ventures, Inc., et al. (Order to Show Cause)
34-85333 Mar. 15, 2019 MaryJane Group, Inc., Omega Commercial Finance Corp. and Redpoint Bio Corp. (Order to Show Cause)
34-85332 Mar. 15, 2019 Cybergy Holdings, Inc, et al. (Order to Show Cause)
34-85324 Mar. 14, 2019 Petrosonic Energy, Inc., PSM Holdings, Inc. and Rackwise, Inc. (Order to Show Cause)
34-85327 Mar. 14, 2019 Allan Michael Roth (Order Denying Respondent's Motion to Postpone Filng Answer Indefinitely)
34-85325 Mar. 14, 2019 Ceelox, Inc., et al. (Order to Show Cause)
34-85326 Mar. 14, 2019 Anpulo Food Development, Inc., et al. (Order to Show Cause)
34-85321 Mar. 14, 2019 Daniel Joseph Touizer (Order Denying Respondent's Motion to Stay and Granting Respondent's Request to File Handwritten Submissions)
34-85323 Mar. 14, 2019 Genesys Id, et al. (Order to Show Cause)
34-85310 Mar. 13, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA (Notice Regarding Correspondence)
34-85299 Mar. 13, 2019 Gepco, Ltd., et al. (Opinion of the Commission)
34-85284 Mar. 11, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA. (Order)
34-85281 Mar. 11, 2019 Meyers Associates, L.P. (Order Extending Time to Issue Decision)
34-85270 Mar. 7, 2019 Colorado Goldfields, Inc., Lyfe Communications, Inc. and Revolutions Medical Corporation (Order to Show Cause)
34-85269 Mar. 7, 2019 American Sands Energy Corp., Next Fuel, Inc. and Tumbleweed Holdings (a/k/a Digital Creative Development Corporation) (Order to Show Cause)
34-85268 Mar. 7, 2019 Entourage Mining Ltd., et al. (Order to Show Cause)
34-85263 Mar. 7, 2019 Gopi Krishna Vungarala (Order Extending Time in Which to File Briefs)
34-85258 Mar. 6, 2019 American Petro-Hunter, Inc. and Prospect Global Resources, Inc. (Order to Show Cause)
34-85256 Mar. 6, 2019 Bahamas concierge, Inc., eMONEco, Inc., and Titanium Healthcare, Inc. (Order to Show Cause)
34-85255 Mar. 6, 2019 Coupon Express, Inc., et al. (Order to Show Cause)
34-85259 Mar. 6, 2019 GSM Group, Inc. (f/k/a/ Northam Acquisition Corp.) (Order to Show Cause)
34-85257 Mar. 6, 2019 Gregory Acosta (Order Requesting Additional Briefing)
34-85250 Mar. 5, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA (Notice Regarding Correspondence)
34-85245 Mar. 4, 2019 Alpine Securities Corporation (Order Directing Additional Written Submissions)
34-85243 Mar. 4, 2019 Golden Global Corp. and Power Efficiency Corporation (Order Discharging Order to Show Cause and Directing Prehearing Conference)
34-85238 Mar. 1, 2019 Dakota Securities International, Inc. (Opinion of the Commission)
34-85237 Mar. 1, 2019 Joseph S. Amundsen, CPA, Michael T. Remus, CPA and Michael Remus CPA. (Order)
34-85231 Mar. 1, 2019 Keith Patrick Sequeira (Opinion of the Commission)
34-85216 Feb. 27, 2019 Marques Andrew Jones (Order Granting Motion to Withdraw Application for Review)
34-85214 Feb. 27, 2019 China Ginseng Holdings, Inc., Hongli Clean Energy Technologies Corp. and Tianyin Pharmaceuticals Co., Inc. (Order Regarding Service)
34-85202 Feb. 26, 2019 First Liberty Power Corp., et al. (Order to Show Cause)
34-85199 Feb. 26, 2019 Colorstars Group, et al. (Order to Show Cause)
34-85198 Feb. 26, 2019 Ami James Brands, Inc., et al. (Order to Show Cause)
34-85197 Feb. 26, 2019 United Development Funding III, L.P., United Development Funding IV and United Development Funding Income Fund V (Order Setting Briefing Schedule)
34-85196 Feb. 25, 2019 China Ginseng Holdings, Inc., Hongli Clean Energy Technologies Corp. and Tianyin Pharmaceuticals Co., Inc. (Order to Show Cause)
34-85195 Feb. 25, 2019 Ampal-American Israel Corporation, Robertson Global Health Solutions Corporation and Sanguine Corporation (Order to Show Cause)
34-85194 Feb. 25, 2019 Swissinso Holding, Inc., Sydys Corporation and Unifiedonline, Inc. (Order to Show Cause)
34-85192 Feb. 25, 2019 Epic Stores Corp., et al. (Order to Show Cause)
34-85171 Feb. 21, 2019 David Pruitt, CPA (Order Denying Motion to Amend the Order Instituting Proceedings)
33-10609 Feb. 21, 2019 John Thomas Capital Management Group LLC, d/b/a Patriot 28 LLC; and George R. Jarkesy, Jr. (Order Regarding Further Proceedings)
Other Release Nos.: 34-85172, IA-5116, IC-33382
34-85150 Feb. 15, 2019 Ceelox, Inc., et al. (Order Setting Briefing Schedule)
33-10606 Feb. 15, 2019 Bennett Group Financial Services, LLC and Dawn J. Bennett (Order)
Other Release Nos.: 34-85151, IA-5113, IC-33376
34-85120 Feb. 13, 2019 Jennifer F. Wolf, CPA (Order Granting Second Joint Motion to Stay)
34-85104 Feb. 11, 2019 William H. Murphy & Co., Inc. and William H. Murphy (Order Extending Time for Filing Briefs)
34-85087 Feb. 8, 2019 Dakota Securities International, Inc. (Order Extending Time to Issue Decision)
34-85086 Feb. 8, 2019 Keith P. Sequeira (Order Extending Time to Issue Decision)
34-85085 Feb. 8, 2019 Thaddeus J. North (Order Extending Time to Issue Decision)
34-85084 Feb. 8, 2019 John M.E. Saad (Order Extending Time to Issue Decision)
34-85070 Feb. 6, 2019 Montbriar, Inc., Soul Delicious3 Corp. and Universal Holdings & Consulting, Inc. (Order to Show Cause)
34-85069 Feb. 6, 2019 MedPro Safety Products, Inc., et al. (Order to Show Cause)
34-85068 Feb. 6, 2019 AFS Holdings, Inc. and Midas Real Estate Ventures, Inc. (Order to Show Cause)
34-85067 Feb. 6, 2019 Ournett Holdings, Inc., Unigene Laboratories, Inc. and Vicon Fiber Optics Corp. (Order to Show Cause)
34-85066 Feb. 6, 2019 Geo Reserve Corp., I Sites, Inc. and T.A.G. Acquisitions, Ltd. (Order to Show Cause)
34-85054 Feb. 5, 2019 Stonewall Financial, Ltd., et al. (Order to Show Cause)
34-85061 Feb. 5, 2019 Munro Developments, Inc., et al. (Order to Show Cause)
34-85058 Feb. 5, 2019 AFH ACQUISITION VI, Inc., et al. (Order to Show Cause)
34-85060 Feb. 5, 2019 Aquarius Cannabis, et al. (Order to Show Cause)
34-85059 Feb. 5, 2019 American Natural Energy Corp., Centurytouch Ltd. and Kaeland Resources Corporation (Order to Show Cause)
34-85055 Feb. 5, 2019 Position Inc., Test Case Acquisition, Inc. and Tidal Wave Holding, Inc. (Order to Show Cause)
34-85051 Feb. 4, 2019 Merrimac Corporate Securities, Inc. and Robert G. Nash (Order Extending Time to Issue Decision)
34-85050 Feb. 4, 2019 Kimberly Springsteen-Abbott (Order Extending Time to Issue Decision)
34-85048 Feb. 4, 2019 Falcontarget, Inc., Grand Monarch Holdings, Inc. and Oicco Acquisition III, Inc. (Order to Show Cause)
34-85045 Feb. 4, 2019 Eco-Trade Corp., Ltwc Corporation and Onyx Service & Solutions, Inc. (Order to Show Cause)
34-85043 Feb. 4, 2019 Royal B.Y. Investment Management LLC, et al. (Order to Show Cause)
34-85041 Feb. 1, 2019 Golden Pig Ventures, Inc., et al. (Order to Show Cause)
34-85040 Feb. 1, 2019 CPI Corp., et al. (Order to Show Cause)
33-10603 Jan. 30, 2019 Pending Administrative Proceedings (Order)
Other Release Nos.: 34-85007, IA-5103, IC-33361
34-85006 Jan. 30, 2019 Kurt Charles Jackson (Order Scheduling Briefs)
34-85001 Jan. 29, 2019 Cynthia C. Reinhart, CPA (Order Extending Time to Issue Decision)
33-10602 Jan. 16, 2019 Pending Administrative Proceedings (Order)
Other Release Nos.: 34-84986, IA-5101, IC-33344