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Accounting and Auditing Enforcement Releases Archive 1999
The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.
This 1999 AAER archive only indexes releases with AAER numbers through October 18, 1999 (AAER-1190). You can still locate AAER materials on our web site prior to this via the SEC search engine (advanced menu).
- Use the following phrase in the "This exact phrase" text box (without the quotes): "Accounting and Auditing Enforcement Release No."
- Select the "Litigation" category only
- Adjust the date range
- Under "Options," sort on "Date (Latest First)" and adjust the results per page if appropriate to your search.
The SEC's website was established September 28, 1995. To obtain AAER-numbered releases issued before that date, see How to Request Public Documents.
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1999
| Release No. |
Date |
Action
|
| AAER-1213 |
Dec. 13, 1999 |
Solucorp Industries Ltd., Joseph S. Kemprowski, Peter R. Mantia, James G. Spartz, Robert Kuhn, Victor Herman, Arle Pierro and W. Bryan Fair
Release No.: LR-16388 |
| AAER-1212 |
Dec. 14, 1999 |
Jose E. Rivera, CPA
Release No.: 34-42229 |
| AAER-1211 |
Dec. 3, 1999 |
Paul Thomas Fink, CPA
Release Nos.: 34-42199, 33-7782 |
| AAER-1210 |
Nov. 19, 1999 |
Michael J. Hooper, CPA
Release No.: 34-42157 |
| AAER-1209 |
Nov. 16, 1999 |
Accelr8 Technology Corporation, et. al.
Release No.: LR-16354 |
| AAER-1208 |
Nov. 15, 1999 |
The Cronos Group
Release Nos.: 34-42139, 33-7771 |
| AAER-1206 |
Nov. 10, 1999 |
J. Hottovy, Jimmy Duckworth and Joseph I. Morris
Release No.: LR-16351 |
| AAER-1205 |
Nov. 10, 1999 |
Jimmy L. Duckworth, CPA
Release No.: 34-42124 |
| AAER-1203 |
Nov. 03, 1999 |
S. Jay Goldinger, Charles S. Strauch and Charles W. McBrayer
Release No.: LR-16347 |
| AAER-1202 |
Nov. 04, 1999 |
Jean-Paul Bolduc, Brian J. Smith, CPA., Richard N. Sukenik, CPA, Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA
Release No.: 34-42096 |
| AAER-1201 |
Nov. 05, 1999 |
Jethro J. Barlow, CPA, Alan K. Burton, J. Edwards Cox, Robert G. Weeks, David A. Hwsterman and Kenneth L. Weeks
Release No.: 34-42109 |
| AAER-1200 |
Nov. 01, 1999 |
William R. Hebel
Release No.: 34-42082 |
| AAER-1199 |
Nov. 01, 1999 |
Jeffrey L. Harfest
Release No.: 34-42080 |
| AAER-1198 |
Nov. 01, 1999 |
Joseph E. Muehl
Release No.: 34-42079 |
| AAER-1197 |
Oct. 28, 1999 |
ABS Industries, Inc., et al.
Release No.: LR-16344 |
| AAER-1196 |
Oct. 21, 1999 |
Stephen J. Kesh, CPA
Release No.: 34-42047 |
| AAER-1195 |
Oct. 21, 1999 |
Rick W. Gossett, CPA
Release No.: 34-42046 |
| AAER-1194 |
Oct. 21, 1999 |
Lee R. Fontaine, CPA
Release No.: 34-42045 |
| AAER-1193 |
Oct. 19, 1999 |
Albert Glenn Yesner, CPA
Release No.: 34-42030 |
| AAER-1192 |
Oct. 19, 1999 |
David E. Stevenson
Release Nos.: 34-42031, 33-7755 |
| AAER-1191 |
Oct. 18, 1999 |
Jerry M. Walker, CPA
Release No.: 34-42022 |
| AAER-1190 |
Oct. 18, 1999 |
Thor Industries, Inc.
Release No.: 34-42021 |
http://www.sec.gov/divisions/enforce/friactions/friactions1999.shtml
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