Artificial Intelligence (AI) at the SEC

To support the responsible use of AI at the SEC, we have designated a senior leader to serve as the agency’s Chief Artificial Intelligence Officer (CAIO).

The CAIO, in coordination with appropriate agency officials, is responsible for promoting AI innovation, adoption, and governance. The CAIO is also responsible for implementing applicable AI guidance issued by the Office of Management and Budget (OMB).

The SEC has prepared the following documents in accordance with applicable law and OMB AI guidance.

AI Compliance Plan

The AI Compliance Plan discusses the SEC’s approach for achieving consistency with OMB AI guidance.

• 2024 AI Compliance Plan

AI Use Case Inventory

The AI Use Case Inventory is a repository of the SEC’s AI use cases.

2024 AI Use Cases

• AI Use Case Inventory for 2024 (.csv)
• Reporting on AI Use Cases Not Subject to Being Individually Inventoried for 2024