ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
| Date Sort descending | Respondents |
|---|---|
|
Release No.
AP-6949
File Number:
3-20828
|
|
|
Release No.
AP-6948
File Number:
3-20828
|
|
|
Release No.
AP-6947
File Number:
3-22307
|
|
|
Release No.
AP-6946
File Number:
3-20828
|
|
|
Release No.
AP-6945
File Number:
3-20828
|
|
|
Release No.
AP-6944
File Number:
3-20828
|
|
|
Release No.
AP-6943
File Number:
3-22307
|
|
|
Release No.
AP-6942
File Number:
3-20828
|
|
|
Release No.
AP-6941
File Number:
3-20828
|
|
|
Release No.
AP-6940
File Number:
3-20828
|
|
|
Release No.
AP-6939
File Number:
3-20828
|
|
|
Release No.
AP-6938
File Number:
3-22307
|
|
|
Release No.
AP-6937
File Number:
3-20828
|
|
|
Release No.
AP-6936
File Number:
3-20828
|
|
|
Release No.
AP-6935
File Number:
3-19787
|
|
|
Release No.
AP-6934
File Number:
3-20828
|
|
|
Release No.
AP-6933
File Number:
3-22307, 3-22308
|
|
|
Release No.
AP-6932
File Number:
3-19787
|
|
|
Release No.
AP-6931
File Number:
3-22307, 3-22308
|
|
|
Release No.
AP-6930
File Number:
3-22307, 3-22308
|
|
|
Release No.
AP-6929
File Number:
3-20828
|
|
|
Release No.
AP-6928
File Number:
3-20828
|
|
|
Release No.
AP-6927
File Number:
3-20828
|
|
|
Release No.
AP-6926
File Number:
3-22307, 3-22308
|
|
|
Release No.
AP-6925
File Number:
3-20828
|
|
|
Release No.
AP-6924
File Number:
3-20828
|
|
|
Release No.
AP-6923
File Number:
3-22307, 3-22308
|
|
|
Release No.
AP-6922
File Number:
3-22307, 3-22308
|
|
|
Release No.
AP-6921
File Number:
3-20828
|
|
|
Release No.
AP-6920
File Number:
3-19787
|
|
|
Release No.
AP-6919
File Number:
3-22308
|
|
|
Release No.
AP-6918
File Number:
3-22307
|
|
|
Release No.
AP-6917
File Number:
3-22308
|
|
|
Release No.
AP-6916
File Number:
3-22307
|
|
|
Release No.
AP-6915
File Number:
3-19787
|
|
|
Release No.
AP-6914
File Number:
3-19787
|
|
|
Release No.
AP-6913
File Number:
3-20828
|
|
|
Release No.
AP-6912
File Number:
3-20828
|
|
|
Release No.
AP-6911
File Number:
3-20828
|
|
|
Release No.
AP-6910
File Number:
3-20828
|
|
|
Release No.
AP-6909
File Number:
3-21241
|
|
|
Release No.
AP-6908
File Number:
3-21243
|
|
|
Release No.
AP-6907
File Number:
3-20801
|
|
|
Release No.
AP-6906
File Number:
3-17228
|
|
|
Release No.
AP-6905
File Number:
3-20898
|
|
|
Release No.
AP-6904
File Number:
3-21243
|
|
|
Release No.
AP-6903
File Number:
3-20898
|
|
|
Release No.
AP-6902
File Number:
3-21243
|
|
|
Release No.
AP-6901
File Number:
3-20801
|
|
|
Release No.
AP-6900
File Number:
3-20801
|
|
|
Release No.
AP-6899
File Number:
3-21241
|
|
|
Release No.
AP-6898
File Number:
3-21243
|
|
|
Release No.
AP-6897
File Number:
3-21243
|
|
|
Release No.
AP-6896
File Number:
3-21243
|
|
|
Release No.
AP-6895
File Number:
3-21241
|
|
|
Release No.
AP-6894
File Number:
3-17228
|
|
|
Release No.
AP-6893
File Number:
3-21243
|
|
|
Release No.
AP-6892
File Number:
3-20801
|
|
|
Release No.
AP-6891
File Number:
3-21241
|
|
|
Release No.
AP-6890
File Number:
3-21032
|
|
|
Release No.
AP-6889
File Number:
3-21241
|
|
|
Release No.
AP-6888
File Number:
3-20531
|
|
|
Release No.
AP-6887
File Number:
3-21241
|
|
|
Release No.
AP-6886
File Number:
3-21243
|
|
|
Release No.
AP-6885
File Number:
3-21032
|
|
|
Release No.
AP-6884
File Number:
3-21243
|
|
|
Release No.
AP-6882
File Number:
3-21243
|
|
|
Release No.
AP-6883
File Number:
3-20898
|
|
|
Release No.
AP-6880
File Number:
3-21241
|
|
|
Release No.
AP-6881
File Number:
3-21243
|
|
|
Release No.
AP-6879
File Number:
3-20801
|
|
|
Release No.
AP-6878
File Number:
3-20531
|
|
|
Release No.
AP-6877
File Number:
3-20801
|
|
|
Release No.
AP-6876
File Number:
3-20801
|
|
|
Release No.
AP-6875
File Number:
3-20801
|
|
|
Release No.
AP-6874
File Number:
3-18483
|
|
|
Release No.
AP-6873
File Number:
3-20531
|
|
|
Release No.
AP-6872
File Number:
3-21032
|
|
|
Release No.
AP-6871
File Number:
3-21032
|
|
|
Release No.
AP-6870
File Number:
3-21032
|
|
|
Release No.
AP-6869
File Number:
3-20801
|
|
|
Release No.
AP-6868
File Number:
3-21032
|
|
|
Release No.
AP-6867
File Number:
3-21032
|
|
|
Release No.
AP-6865
File Number:
3-18483
|
|
|
Release No.
AP-6866
File Number:
3-20898
|
|
|
Release No.
AP-6864
File Number:
3-20531
|
|
|
Release No.
AP-6863
File Number:
3-20801
|
|
|
Release No.
AP-6862
File Number:
3-20898
|
|
|
Release No.
AP-6861
File Number:
3-20801
|
|
|
Release No.
AP-6860
File Number:
3-20801
|
|
|
Release No.
AP-6859
File Number:
3-18483
|
|
|
Release No.
AP-6858
File Number:
3-20898
|
|
|
Release No.
AP-6857
File Number:
3-20801
|
|
|
Release No.
AP-6856
File Number:
3-20801
|
|
|
Release No.
AP-6855
File Number:
3-20898
|
|
|
Release No.
AP-6854
File Number:
3-20898
|
|
|
Release No.
AP-6853
File Number:
3-20801
|
|
|
Release No.
AP-6852
File Number:
3-20801
|
|
|
Release No.
AP-6850
File Number:
3-20801
|
|
|
Release No.
AP-6851
File Number:
3-20801
|