SEC Webcasts
(Other Than Open Meetings)
The Commission conducts a variety of roundtables, forums, summits, and other public meetings, most of which are available as webcasts. The dates and topics of these events are announced ahead of time on Upcoming Events. See also live and archived webcasts of Commission Open Meetings.
Webcast Links and Software
Viewing SEC live and archived webcasts requires the free Adobe Flash Player. If this is not already installed for your browser, the player can be downloaded from the following link:
Upcoming Events
To be announced.
Archived Webcast Events
2017 | 2016 | 2015 | 2014 | 2013 | 2012
2017 Events
Investor Advisory Committee Meeting
Thursday, June 22, 2017- Notice of Meeting
- Sunshine Act Notice
- Agenda
- Remarks by Scott Kupor
- Slides by Jeffrey M. Solomon
- Report by EY
- Article by Elisabeth de Fontenay
- Remarks by John C. Coffee, Jr.
- Outline by Jim Brau
- Investor Advisory Committee
- Webcast Archive
Compliance Outreach Program Seminar for Investment Company and Investment Adviser Senior Officers (Chicago Seminar)
Tuesday, June 13, 2017SEC-NYU Dialogue on Securities Markets: Reviving the U.S. IPO Market
Wednesday, May 10, 2017Advisory Committee on Small and Emerging Companies
Wednesday, May 10, 2017- Notice of Meeting
- Sunshine Act Notice
- Agenda and Press Release
- Presentation: J. Bradford Eichler - Why Have We Seen a Slowdown in IPOS and What Could Drive an Increase?
- Presentation: Robert L. Malin
- Finders - Draft Recommendation
- Secondary Market Liquidity in Reg A - Draft Recommendation
- Advisory Committee on Small and Emerging Companies
- Webcast Archive
Equity Market Structure Advisory Committee
Wednesday, April 5, 2017- Notice of Meeting
- Sunshine Act Notice
- Agenda
- Equity Market Structure Advisory Committee
- Webcast Archive
Securities and Exchange Commission Evidence Summit
Friday, March 10, 2017Investor Advisory Committee Meeting
Thursday, March 9, 2017- Notice of Meeting
- Sunshine Act Notice
- Agenda
- Webcast Archive
- Presentations
SEC-NYU Dialogue on Securities Markets – Securities Crowdfunding in the U.S.
Tuesday, February 28, 2017Advisory Committee on Small and Emerging Companies
Wednesday, February 15, 2017- Notice of Meeting
- Sunshine Act Notice
- Agenda
- Presentations:
- DRAFT Recommendation on Corporate Board Diversity
- Advisory Committee on Small and Emerging Companies
- Webcast Archive
2016 Events
Investor Advisory Committee
Thursday, December 8, 2016Advisory Committee on Small and Emerging Companies Telephone Meeting
Wednesday, December 7, 2016, 11:00 a.m. ET- Notice of Meeting
- Agenda
- Presentation by Mark Walsh on Small Business Administration Outreach
- Draft recommendation on Board Diversity
- Press Release
- Advisory Committee on Small and Emerging Companies
- Webcast Archive
Equity Market Structure Advisory Committee
Tuesday, November 29, 2016- Notice of Meeting
- Sunshine Act Notice
- Equity Market Structure Advisory Committee
- Agenda
- Webcast Archive
SEC Government-Business Forum on Small Business Capital Formation
Thursday, November 17, 2016- Sunshine Act Notice
- Agenda
- Press Release
- Government-Business Forum on Small Business Capital Formation
- Webcast Archive
Fintech Forum
Monday, November 14, 2016- Sunshine Act Notice
- Press Release
- Fintech Forum
- Webcast Archives: Part 1 | Part 2
2016 Compliance Outreach Program for Municipal Advisors
Thursday, November 10, 2016Advisory Committee on Small and Emerging Companies
Wednesday, October 5, 2016- Notice of Meeting
- Sunshine Act Notice
- Agenda
- Presentation: Advancing Exemplary Board Leadership
- Webcast Archive
- Advisory Committee on Small and Emerging Companies
Equity Market Structure Advisory Committee
Tuesday, August 2, 2016Advisory Committee on Small and Emerging Companies
Tuesday, July 19, 2016- Notice of Meeting
- Sunshine Act Notice
- Agenda
- Draft Recommendation on the Accredited Investor Definition
- Presentation: Regulation A Secondary Trading by Daniel Zinn
- Presentation: Elio Motors
- Webcast Archive
- Advisory Committee on Small and Emerging Companies
Investor Advisory Committee
Thursday, July 14, 2016Equity Market Structure Advisory Committee
Public Telephone Meeting
Friday, July 8, 2016
- Notice of Meeting
- Sunshine Act Notice
- Agenda
- Equity Market Structure Advisory Committee
- Webcast Archive
Advisory Committee on Small and Emerging Companies Meeting
Wednesday, May 18, 2016- Notice of Meeting
- Sunshine Act Notice
- Agenda
- Advisory Committee on Small and Emerging Companies
- Webcast Archive
Equity Market Structure Advisory Committee
Tuesday, April 26, 2016- Notice of Meeting
- Sunshine Act Notice
- Agenda
- Equity Market Structure Advisory Committee
- Webcast Archive
Compliance Outreach Program National Seminar
Tuesday, April 19, 2016Investor Advisory Committee Meeting
Thursday, April 14, 2016Advisory Committee on Small and Emerging Companies Meeting
Thursday, February 25, 2016- Notice of Meeting
- Sunshine Act Notice
- Agenda
- Advisory Committee on Small and Emerging Companies
- Webcast Archive
Compliance Outreach Program for Municipal Advisors 2016
Wednesday, February 3, 2016- Agenda
- Speaker Biographies
- Resource List
- Compliance Outreach Program for Municipal Advisors
- Webcast Archive
Equity Market Structure Advisory Committee
Tuesday, February 2, 2016- Notice of Meeting
- Sunshine Act Notice
- Agenda
- Equity Market Structure Advisory Committee
- Webcast Archive
Investor Advisory Committee Meeting
Thursday, January 21, 20162015 Events
SEC Government-Business Forum on Small Business Capital Formation
Thursday, November 19, 2015- Sunshine Act Notice
- Agenda
- Forum Program
- Discussion and Panelist Materials
- Government-Business Forum on Small Business Capital Formation
- Webcast Archive
Equity Market Structure Advisory Committee Meeting
Tuesday, October 27, 2015- Sunshine Act Notice
- Meeting Notice
- Agenda
- Equity Market Structure Advisory Committee
- Webcast Archive
Investor Advisory Committee Meeting
Thursday, October 15, 201575th Anniversary: Investment Company Act and the Investment Advisers Act
Tuesday, September 29, 2015Equity Market Structure Advisory Committee Meeting
Thursday, September 24, 2015, 10:00 a.m. EDTThe meeting has been postponed. Updated information will be posted once a new meeting date is confirmed.
Advisory Committee on Small and Emerging Companies Meeting
Wednesday, September 23, 2015- Notice of Meeting
- Sunshine Act Notice
- Advisory Committee on Small and Emerging Companies
- Webcast Archive
Investor Advisory Committee Quarterly Meeting
Thursday, July 16, 2015Advisory Committee on Small and Emerging Companies Telephone Meeting
Wednesday, July 15, 2015- Disclosure Effectiveness Discussion Outline
- Finders and other Intermediaries in Small Business Capital-Raising Transactions Discussion Topics
- Advisory Committee on Small and Emerging Companies
- Webcast Archive
2015 National Compliance Outreach Program for Broker-Dealers
Tuesday, July 14, 2015- Agenda
- Press Release
- The 2015 National Compliance Outreach Program for Broker-Dealer
- Webcast Archive
Advisory Committee on Small and Emerging Companies
Wednesday, June 3, 2015- Agenda
- Notice of Meeting
- Sunshine Act Notice
- Advisory Committee on Small and Emerging Companies
- Webcast Archive
Equity Market Structure Advisory Committee Meeting
Wednesday, May 13, 2015- Meeting Notice
- Sunshine Act Meeting Notice
- Agenda
- Equity Market Structure Advisory Committee Spotlight Page
- Webcast Archive
Investor Advisory Committee
Thursday, April 9, 2015Advisory Committee on Small and Emerging Companies
Wednesday, March 4, 2015- Agenda
- Notice of Meeting
- Sunshine Act Notice
- Advisory Committee on Small and Emerging Companies
- Webcast Archive
Proxy Voting Roundtable
Thursday, February 19, 2015- Agenda and Panelists
- Notice of Meeting
- Sunshine Act Notice
- Proxy Voting Roundtable
- Webcast Archive
- Unofficial Transcript
Advisory Committee on Small and Emerging Companies
Tuesday, February 17, 2015To be rescheduled due to the closure of federal offices in Washington, DC on February 17.
Investor Advisory Committee
Thursday, February 12, 20152014 Events
Advisory Committee on Small and Emerging Companies
Wednesday, December 17, 2014- Meeting Notice
- Sunshine Act Notice
- SEC Announces Agenda for Meeting of the Advisory Committee on Small and Emerging Companies
- SEC Announces Next Meeting of the Advisory Committee on Small and Emerging Companies
- Advisory Committee on Small and Emerging Companies
- Transcript (pdf) (text)
- Webcast Archive
SEC Government-Business Forum on Small Business Capital Formation
Thursday, November 20, 2014- Agenda
- Program
- Slide Presentations
- Sunshine Act Notice
- Government-Business Forum on Small Business Capital Formation
- Webcast Archive
Compliance Outreach Program for Municipal Advisors
November 3, 2014Investor Advisory Committee
Thursday, October 9, 2014Investor Advisory Committee
Thursday, July 10, 2014Investor Advisory Committee
Thursday, April 10, 2014Cybersecurity Roundtable
Wednesday, March 26, 2014,Investor Advisory Committee
Friday, January 31, 2014, 10:00 a.m. - 4:00 p.m.Compliance Outreach Program National Seminar 2014
Thursday, January 30, 2014- Agenda
- Speaker Biographies
- Press Release
- Compliance Outreach Program for Investment Advisers and Investment Companies
- Webcast Archives
2013 Events
Proxy Advisory Services Roundtable
Thursday, December 5, 2013- Roundtable Notice
- Sunshine Act Notice
- Agenda
- Participants
- Proxy Advisory Services Roundtable Spotlight Page
- Webcast Archives
Dodd-Frank Investor Advisory Committee
Friday, November 22, 2013- Notice of Meeting (Press Release, Nov. 14, 2013)
- Agenda
- Investor Advisory Committee Spotlight Page
- Webcast Archives
Annual Government-Business Forum on Small Business Capital Formation
Thursday, November 21, 2013- SEC Announces Agenda and Panelists for Small Business Forum (Press Release, Nov. 14, 2013)
- SEC Announces Date for Annual Government-Business Forum on Small Business Capital Formation (Press Release, Oct. 3, 2013)
- Small Business Website
- Webcast Archives
News Conference to Announce Launch of Market Structure Data and Analysis Website
Wednesday, October 9, 2013Federal Women's Leadership Summit
Monday, September 23, 2013Advisory Committee on Small and Emerging Companies Meeting
Tuesday, September 17, 2013Investor Advisory Committee
Thursday, July 25, 2013Credit Ratings Roundtable
Tuesday, May 14, 2013- Sunshine Act Notice
- Press Release 2013-71 (includes agenda)
- Press Release 2013-27
- Notice of Meeting
- Credit Ratings Roundtable Spotlight page
- Webcast Archives
Advisory Committee on Small and Emerging Companies
Wednesday, May 1, 2013Fixed Income Roundtable
Tuesday, April 16, 2013- Sunshine Act Notice
- Fixed Income Markets
- Agenda
- Press Release 2013-48
- Press Release 2013-29
- Webcast Archives
Dodd-Frank Investor Advisory Committee
Thursday, April 11, 2013National Compliance Outreach Program for Broker-Dealers
Tuesday, April 9, 2013Decimalization Roundtable
Tuesday, February 5, 2013- Press Release (includes agenda and participant bios)
- Notice of Meeting
- Sunshine Act Notice
- Webcast Archives
Advisory Committee on Small and Emerging Companies
Friday, February 1, 2013Investor Advisory Committee
Friday, January 18, 20132012 Events
Government-Business Forum on Small Business Capital Formation
Thursday, November 15, 2012- Agenda
- Sunshine Act Notice
- Press Release 2012-221 (includes agenda)
- Press Release 2011-216
- Government-Business Forum on Small Business Capital Formation, Overview
- Webcast Archives
Technology and Trading Roundtable
Tuesday, October 2, 2012- Press Release 2012-202 (Panelists)
- Press Release 2012-182 (Agenda)
- Panelist Bios
- Notice of Roundtable
- Sunshine Act Notice
- Transcript
- Webcast Archives
Investor Advisory Committee
Friday, September 28, 2012- Agenda
- Meeting Notice
- Sunshine Act Notice
- Investor Advisory Committee Spotlight page
- Webcast Archives
Investor Advisory Committee
June 12, 2012- Press Release Announcing Investor Advisory Committee Members
- Sunshine Act Meeting Notice
- Notice of Meeting
- Agenda
- Webcast Archives
Advisory Committee on Small and Emerging Companies
Friday, June 8, 2012- Sunshine Act Meeting Notice
- Notice of Meeting
- Comments Received — File No. 265-27
- Press Release and Agenda
- Background Materials
- Webcast Archives
- Transcript of Meeting
Advisory Committee on Small and Emerging Companies
Wednesday, February 1, 2012- Press Release 2012-19
- Notice of Meeting
- Agenda
- Advisory Committee on Small and Emerging Companies Information Page
- Draft Recommendations
- Background Materials
- Webcast Archives
- Transcript of Meeting
Compliance Outreach Program National Seminar
Tuesday, January 31, 2012- Agenda
- Compliance Outreach Program National Seminar 2012
- Compliance Outreach Program for Investment Advisers and Investment Companies
- Slide Presentation by Erozan Kurtas
- Webcast Archives
Advisory Committee on Small and Emerging Companies
Friday, January 6, 2012 (Audio)- Sunshine Act Notice
- Notice of Meeting
- Agenda
- Press Release
- Advisory Committee on Small and Emerging Companies
- Webcast Archive
Quick Links
- Open Meetings
- Webcast Archives (2002-2011)