Agenda: March 9, 2017, Meeting of the Securities and Exchange Commission Investor Advisory Committee

9:00-9:30 a.m.Networking Session and Continental Breakfast
9:30-9:45 a.m.Welcome Remarks
9:45-9:50 a.m.Approval of Minutes of Previous Meeting
9:50-10:50 a.m.Discussion Regarding SEC Investor Research Initiatives, FINRA 2016 Financial Capability Study, and Academic Research on Financial Literacy
  • Gary Mottola, Research Director, FINRA Investor Education Foundation
  • Brian Scholl, Principal Economic Advisor and Senior Economist, Office of the Investor Advocate, SEC
  • Annamaria Lusardi, Academic Director, Global Financial Literacy Excellence Center (GFLEC), and Denit Trust Distinguished Scholar & Professor of Economics and Accountancy, The George Washington University School of Business
10:50-11:50 a.m.Discussion Regarding Unequal Voting Rights of Common Stock
  • David Berger, Partner, Wilson Sonsini Goodrich & Rosati
  • Ken Bertsch, Executive Director, Council of Institutional Investors
  • Jill Fisch, Perry Golkin Professor of Law, University of Pennsylvania Law School
  • Rakhi Kumar, Managing Director, Head of ESG Investments and Asset Stewardship, State Street Global Advisors
11:50-11:55 a.m.Report on Non-Public Administrative Session
11:55 a.m.Adjourn/Lunch/Non-Public Administrative Session

Panelists will speak in the order listed.