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Comments on: Advisory Committee on Small and Emerging Companies

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Date Sort descending	Letter Type	Commenter Name
Sept. 12, 2017	Public Comment	William Michael Cunningham, Creative Investment Research
Feb. 16, 2017	Public Comment	Darrell Starr-Jude
Feb. 16, 2017	Public Comment	Darrell Starr-Jude
Feb. 15, 2017	Public Comment	Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Jan. 26, 2017	Public Comment	David J. Quackenbush
Oct. 1, 2016	Public Comment	Gene Massey, CEO, MediaShares, Los Angeles, California
July 17, 2016	Public Comment	Chris J. DiIorio, Castle Pines, Colorado
July 17, 2016	Public Comment	Christopher J. DiIorio, Castle Pines, Colorado
July 17, 2016	Public Comment	Christopher J. DiIorio, Castle Pines, Colorado
May 17, 2016	Public Comment	John Doe
May 17, 2016	Public Comment	John Doe
May 17, 2016	Public Comment	Karl T. Muth, J.D., M.B.A., M.Phil., Ph.D., Lecturer in Economics, Organizational Behavior, Public Policy, and Statistics, Northwestern University
Feb. 24, 2016	Public Comment	William Michael Cunningham, Economist, Washington, District of Columbia
Jan. 18, 2016	Public Comment	Samuel S. Guzik, Securities Lawyer, Guzik and Associates, Los Angeles, California
Sept. 23, 2015	Public Comment	Keith Paul Bishop
Sept. 23, 2015	Public Comment	Robert Dickson
Sept. 3, 2015	Public Comment	Jordan Sliz
June 1, 2015	Public Comment	Stanley Keller
May 5, 2015	Public Comment	Rory O'Kane, Chairman of the Board, and James Toes, President & CEO, Security Traders Association
April 23, 2015	Public Comment	Del D. Voss, Portland, Oregon
March 3, 2015	Public Comment	David Benway, CEO, Verinvest Corporation, Wayne, Pennsylvania
March 3, 2015	Public Comment	M. Scott
March 2, 2015	Public Comment	Kiran Lingam, General Counsel, SeedInvest, New York, New York
Feb. 28, 2015	Public Comment	Utopian Shift LLC
Dec. 17, 2014	Public Comment	Rishi Palriwala, Boston, Massachusetts
Dec. 14, 2014	Public Comment	Roger Q. Doctor
Dec. 12, 2014	Public Comment	David N. Feldman, Esq., Richardson & Patel, New York, New York
Sept. 15, 2013	Public Comment	T.W. Kennedy, Founder, Regulated Funding Portal Industry Association
Sept. 11, 2013	Public Comment	American Bar Association Private Placement Broker Task Force
April 30, 2013	Public Comment	Tom Carter, Chairman of the Board, and Jim Toes, President & CEO, Security Traders Association

Last Reviewed or Updated: Dec. 18, 2025

File Number

265-27

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