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Comments on:
Advisory Committee on Small and Emerging Companies
[File No. 265-27]
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(Click here for meetings with SEC officials)
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| Sep. 12, 2017 | William Michael Cunningham, Creative Investment Research |
| Feb. 16, 2017 | Darrell Starr-Jude |
| Feb. 16, 2017 | Darrell Starr-Jude |
| Feb. 15, 2017 | Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Jan. 26, 2017 | David J. Quackenbush |
| Oct. 1, 2016 | Gene Massey, CEO, MediaShares, Los Angeles, California |
| Jul. 17, 2016 | Christopher J. DiIorio, Castle Pines, Colorado |
| Jul. 17, 2016 | Christopher J. DiIorio, Castle Pines, Colorado |
| Jul. 17, 2016 | Chris J. DiIorio, Castle Pines, Colorado |
| May 17, 2016 | Karl T. Muth, J.D., M.B.A., M.Phil., Ph.D., Lecturer in Economics, Organizational Behavior, Public Policy, and Statistics, Northwestern University |
| May 17, 2016 | John Doe |
| May 17, 2016 | John Doe |
| Feb. 24, 2016 | William Michael Cunningham, Economist, Washington, District of Columbia |
| Jan. 18, 2016 | Samuel S. Guzik, Securities Lawyer, Guzik and Associates, Los Angeles, California |
| Sep. 23, 2015 | Robert Dickson |
| Sep. 23, 2015 | Keith Paul Bishop |
| Sep. 3, 2015 | Jordan Sliz |
| Jun. 1, 2015 | Stanley Keller |
| May 5, 2015 | Rory O'Kane, Chairman of the Board, and James Toes, President & CEO, Security Traders Association |
| Apr. 23, 2015 | Del D. Voss, Portland, Oregon |
| Mar. 3, 2015 | M. Scott |
| Mar. 3, 2015 | David Benway, CEO, Verinvest Corporation, Wayne, Pennsylvania |
| Mar. 2, 2015 | Kiran Lingam, General Counsel, SeedInvest, New York, New York |
| Feb. 28, 2015 | Utopian Shift LLC |
| Dec. 17, 2014 | Rishi Palriwala, Boston, Massachusetts |
| Dec. 14, 2014 | Roger Q. Doctor |
| Dec. 12, 2014 | David N. Feldman, Esq., Richardson & Patel, New York, New York |
| Sep. 15, 2013 | T.W. Kennedy, Founder, Regulated Funding Portal Industry Association |
| Sep. 11, 2013 | American Bar Association Private Placement Broker Task Force |
| Apr. 30, 2013 | Tom Carter, Chairman of the Board, and Jim Toes, President & CEO, Security Traders Association |
| Apr. 22, 2013 | Sean M. Schmid, COO, Longview Capital Management, Wilmington, Delaware |
| Apr. 22, 2013 | James R. Maronick, CFO, Solitario Exploration & Royalty Corp., Wheat Ridge, Colorado |
| Apr. 22, 2013 | T. W. Kennedy, B.E., Regulated Funding Portal Industry Assoc., Seal Beach, California |
| Feb. 1, 2013 | R. Cromwell Coulson, CEO, OTC Markets Group Inc., New York, New York |
| Jan. 29, 2013 | Tony J. Gagliano, New York, New York |
| Jan. 23, 2013 | William Michael Cunningham, Creative Investment Research |
| Jan. 10, 2013 | William Michael Cunningham, Social Investing Advisor, Washington, District of Columbia |
| Jun. 8, 2012 | James Fehrenbach, Managing Director and Head of Equity Institutional Sales, and Bradford Pleimann, Managing Director and Head of Equity Trading, Piper Jaffray & Co. |
| Jun. 8, 2012 | Phil Johnston, Partner, Head of Equities, ThinkEquity LLC |
| Jun. 4, 2012 | Jeffrey Solomon, Chief Executive Officer, Cowen and Company, LLC |
| Jun. 4, 2012 | Martin A. Hewitt, on behalf of the ABA Private Placement Broker Task Force |
| May 21, 2012 | Paul Schott Stevens, President and CEO, Investment Company Institute, Washington, District of Columbia |
| Mar. 12, 2012 | Scott Medling, Medling, Santa Cruz, California |
| Jan. 31, 2012 | Stephen D. Stull, Fort Worth, Texas |
| Jan. 26, 2012 | Craig S. Harlamert, Owner of Relaxco, North Judson, Indiana |
| Jan. 26, 2012 | Mike Nelson, NY, New York |
| Jan. 11, 2012 | Edwin Miller |
| Jan. 9, 2012 | Mike Liles, Jr. |
| Jan. 7, 2012 | Gene Massey, CEO/entrepreneur of small startup company, Los Angeles, California |
| Jan. 4, 2012 | R. Cromwell Coulson, President and CEO, OTC Markets Group Inc. |
| Jan. 4, 2012 | Mike Liles, Jr. |
| Jan. 4, 2012 | David R. Burton, General Counsel, National Small Business Association |
| Nov. 11, 2011 | Michael A. Williams, Founder, Tennessee Local Stock Exchange, Memphis, Tennessee |
| Oct. 27, 2011 | Frank Knapp, Jr., President & CEO, The South Carolina Small Business Chamber of Commerce |
| Oct. 26, 2011 | Pat LaVecchia, Managing Partner, LaVecchia Capital, Darien, Connecticut |
| Oct. 26, 2011 | Paul Dorfman, New York, New York |
| Oct. 26, 2011 | Sally Prescott |
| Oct. 25, 2011 | Bonnie Brown, CPA, Chief Financial Officer, Tecogen |
| Oct. 18, 2011 | Damon D. Testaverde, Manager, Investment Banking Department, Network 1 Financial Securities |
| Oct. 18, 2011 | Arthur de Joya, CPA, De Joya Griffith Company, LLC, Henderson, Nevada |
| Sep. 15, 2011 | Scott Schwartz |
| Sep. 14, 2011 | James B. Parsons, Parsons/Burnett/Bjordahl/Hume, LLP, Bellevue, Washington |
| Sep. 14, 2011 | Timothy J. Kruse, Business Broker, Verona, Wisconsin |
| Sep. 14, 2011 | Jon A. Faulkner, CFO, The Dixie Group, Inc., Dalton, Georgia |
| Sep. 13, 2011 | Patricia A. Thornton, CPA, Washington, District of Columbia |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Mar. 7, 2012 | Memorandum from the Office of Commissioner Aguilar regarding a March 6, 2012, meeting with representatives of National Small Business Association |
http://www.sec.gov/comments/265-27/265-27.shtml
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