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Speeches

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Speeches by the Chair, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Speeches prior to 2012, view the Speeches Archive.

 
Date Title Speaker
March 2015
March 27, 2015 Grading the Commission’s Record on Capital Formation: A+, D, or Incomplete?

Commissioner Daniel M. Gallagher

March 26, 2015 International Cooperation in a New Data-Driven World

Commissioner Kara M. Stein

March 24, 2015 The Benefits of Structured Data for Investors

Rick A. Fleming
Investor Advocate

March 20, 2015 Preparing for the Regulatory Challenges of the 21st Century

Commissioner Luis A. Aguilar

March 19, 2015 A Few Observations on Shareholders in 2015

Chair Mary Jo White

March 16, 2015 Remarks at the 2015 Mutual Funds and Investment Management Conference

Commissioner Michael S. Piwowar

March 13, 2015 Remarks at the University of Notre Dame, Mendoza College of Business, Center for the Study of Financial Regulation

Commissioner Michael S. Piwowar

March 12, 2015 Understanding Disqualifications, Exemptions and Waivers Under the Federal Securities Laws

Chair Mary Jo White

March 10, 2015 A Watched Pot Never Boils: the Need for SEC Supervision of Fixed Income Liquidity, Market Structure, and Pension Accounting

Commissioner Daniel M. Gallagher

March 6, 2015 Remarks to 2015 IAA Compliance Conference

Dave Grim, Acting Director, Division of Investment Management

March 5, 2015 Supporting Innovation Through the Commission’s Mission to Facilitate Capital Formation

Commissioner Kara M. Stein

March 5, 2015 Remarks to PLI Investment Management Institute 2015

Dave Grim, Acting Director, Division of Investment Management

March 3, 2015 Remarks at CBI's Pharmaceutical Compliance Congress
Andrew Ceresney
Director, Division of Enforcement
February 2015
Feb. 26, 2015 Conflicts, Conflicts Everywhere – Remarks to the IA Watch 17th Annual IA Compliance Conference: The Full 360 View

Julie M. Riewe, Co-Chief, Asset Management Unit, Division of Enforcement

Feb. 25, 2015 Insights into the SEC’s Risk Assessment Programs

Mark J. Flannery, Chief Economist and Director, Division of Economic and Risk Analysis

Feb. 25, 2015 Remarks at SIFMA's 2015 Anti-Money Laundering & Financial Crimes Conference

Andrew Ceresney

Feb. 20, 2015 Remarks at the “SEC Speaks” Conference 2015: A Fair, Orderly, and Efficient SEC

Commissioner Michael S. Piwowar

Feb. 20, 2015 Remarks at the “SEC Speaks” Conference

Commissioner Kara M. Stein

Feb. 20, 2015 Remarks at The SEC Speaks in 2015

Commissioner Daniel M. Gallagher

Feb. 20, 2015 Setting Forth Goals for 2015: Address to Practising Law Institute’s SEC Speaks in 2015 Program

Commissioner Luis A. Aguilar

Feb. 20, 2015 Effective Disclosure for the 21st Century Investor

Rick A. Fleming, Investor Advocate

Feb. 20, 2015 Chairman’s Address at SEC Speaks 2015

Chair Mary Jo White

Feb. 13, 2015 Why is the SEC Wavering on Waivers? Remarks at the 37th Annual Conference on Securities Regulation and Business Law

Commissioner Daniel M. Gallagher

Feb. 12, 2015 Opening Remarks on SEC Investor Education and Advocacy to Military Service Men and Women at Ft. Hood

Commissioner Daniel M. Gallagher

Feb. 10, 2015 Rule 14a-8: Conflicting Proposals, Conflicting Views

Keith F. Higgins, Director, Division of Corporation Finance

Feb. 9, 2015 The Volcker Rule: Observations on Systemic Resiliency, Competition, and Implementation

Commissioner Kara M. Stein

Feb. 5, 2015 Advocating for Investors Saving for Retirement

Commissioner Luis A. Aguilar

Feb. 5, 2015 Protecting Elderly Investors from Financial Exploitation: Questions to Consider

Rick A. Fleming, Investor Advocate

January 2015
Jan. 13, 2015 Can the U.S. Be an International Financial Center?

Commissioner Daniel M. Gallagher

Jan. 3, 2015 Public Service: An Obligation and Opportunity for Lawyers

Chair Mary Jo White

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Last Updated

Date: March 27, 2015

Title: Grading the Commission’s Record on Capital Formation: A+, D, or Incomplete?

Speaker

Commissioner Daniel M. Gallagher

Date: March 26, 2015

Title: International Cooperation in a New Data-Driven World

Speaker

Commissioner Kara M. Stein

Date: March 24, 2015

Title: The Benefits of Structured Data for Investors

Speaker

Rick A. Fleming
Investor Advocate

Date: March 20, 2015

Title: Preparing for the Regulatory Challenges of the 21st Century

Speaker

Commissioner Luis A. Aguilar

Date: March 19, 2015

Title: A Few Observations on Shareholders in 2015

Speaker

Chair Mary Jo White

Date: March 16, 2015

Title: Remarks at the 2015 Mutual Funds and Investment Management Conference

Speaker

Commissioner Michael S. Piwowar

Date: March 6, 2015

Title: Remarks to 2015 IAA Compliance Conference

Speaker

Dave Grim, Acting Director, Division of Investment Management

Date: March 5, 2015

Title: Supporting Innovation Through the Commission’s Mission to Facilitate Capital Formation

Speaker

Commissioner Kara M. Stein

Date: March 5, 2015

Title: Remarks to PLI Investment Management Institute 2015

Speaker

Dave Grim, Acting Director, Division of Investment Management

Date: March 3, 2015

Title: Remarks at CBI's Pharmaceutical Compliance Congress

Speaker

Andrew Ceresney
Director, Division of Enforcement

Date: Feb. 26, 2015

Title: Conflicts, Conflicts Everywhere – Remarks to the IA Watch 17th Annual IA Compliance Conference: The Full 360 View

Speaker

Julie M. Riewe, Co-Chief, Asset Management Unit, Division of Enforcement

Date: Feb. 25, 2015

Title: Insights into the SEC’s Risk Assessment Programs

Speaker

Mark J. Flannery, Chief Economist and Director, Division of Economic and Risk Analysis

Date: Feb. 20, 2015

Title: Remarks at the “SEC Speaks” Conference 2015: A Fair, Orderly, and Efficient SEC

Speaker

Commissioner Michael S. Piwowar

Date: Feb. 20, 2015

Title: Remarks at the “SEC Speaks” Conference

Speaker

Commissioner Kara M. Stein

Date: Feb. 20, 2015

Title: Remarks at The SEC Speaks in 2015

Speaker

Commissioner Daniel M. Gallagher

Date: Feb. 20, 2015

Title: Effective Disclosure for the 21st Century Investor

Speaker

Rick A. Fleming, Investor Advocate

Date: Feb. 20, 2015

Title: Chairman’s Address at SEC Speaks 2015

Speaker

Chair Mary Jo White

Date: Feb. 12, 2015

Title: Opening Remarks on SEC Investor Education and Advocacy to Military Service Men and Women at Ft. Hood

Speaker

Commissioner Daniel M. Gallagher

Date: Feb. 10, 2015

Title: Rule 14a-8: Conflicting Proposals, Conflicting Views

Speaker

Keith F. Higgins, Director, Division of Corporation Finance

Date: Feb. 9, 2015

Title: The Volcker Rule: Observations on Systemic Resiliency, Competition, and Implementation

Speaker

Commissioner Kara M. Stein

Date: Feb. 5, 2015

Title: Advocating for Investors Saving for Retirement

Speaker

Commissioner Luis A. Aguilar

Date: Feb. 5, 2015

Title: Protecting Elderly Investors from Financial Exploitation: Questions to Consider

Speaker

Rick A. Fleming, Investor Advocate

Date: Jan. 13, 2015

Title: Can the U.S. Be an International Financial Center?

Speaker

Commissioner Daniel M. Gallagher

Date: Jan. 3, 2015

Title: Public Service: An Obligation and Opportunity for Lawyers

Speaker

Chair Mary Jo White