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Speeches

Speeches

 

Speeches by the Chair, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Speeches prior to 2012, view the Speeches Archive.


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Date Title Speaker
April 21, 2015 Remarks at University of South Carolina and UNC-Charlotte 4th Annual Fixed Income Conference

Commissioner Michael S. Piwowar

April 15, 2015 Remarks at the Harvard Law School Symposium on Building the Financial System of the 21st Century: An Agenda for Europe and the United States

Commissioner Daniel M. Gallagher

April 14, 2015 The Dominance of Data and the Need for New Tools: Remarks at the SIFMA Operations Conference

Commissioner Kara M. Stein

April 14, 2015 The Importance of Smart Regulation

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

April 14, 2015 Regulators Working Together to Serve Investors

Commissioner Luis A. Aguilar

April 10, 2015 Bank Regulators at the Gates: The Misguided Quest for Prudential Regulation of Asset Managers: Remarks at the 2015 Virginia Law and Business Review Symposium

Commissioner Daniel M. Gallagher

March 27, 2015 Grading the Commission’s Record on Capital Formation: A+, D, or Incomplete?

Commissioner Daniel M. Gallagher

March 26, 2015 International Cooperation in a New Data-Driven World

Commissioner Kara M. Stein

March 24, 2015 The Benefits of Structured Data for Investors

Rick A. Fleming
Investor Advocate

March 20, 2015 Preparing for the Regulatory Challenges of the 21st Century

Commissioner Luis A. Aguilar

March 19, 2015 A Few Observations on Shareholders in 2015

Chair Mary Jo White

March 16, 2015 Remarks at the 2015 Mutual Funds and Investment Management Conference

Commissioner Michael S. Piwowar

March 13, 2015 Remarks at the University of Notre Dame, Mendoza College of Business, Center for the Study of Financial Regulation

Commissioner Michael S. Piwowar

March 12, 2015 Understanding Disqualifications, Exemptions and Waivers Under the Federal Securities Laws

Chair Mary Jo White

March 10, 2015 A Watched Pot Never Boils: the Need for SEC Supervision of Fixed Income Liquidity, Market Structure, and Pension Accounting

Commissioner Daniel M. Gallagher

March 6, 2015 Remarks to 2015 IAA Compliance Conference

Dave Grim, Acting Director, Division of Investment Management

March 5, 2015 Supporting Innovation Through the Commission’s Mission to Facilitate Capital Formation

Commissioner Kara M. Stein

March 5, 2015 Remarks to PLI Investment Management Institute 2015

Dave Grim, Acting Director, Division of Investment Management

March 3, 2015 Remarks at CBI's Pharmaceutical Compliance Congress
Andrew Ceresney
Director, Division of Enforcement
Feb. 26, 2015 Conflicts, Conflicts Everywhere – Remarks to the IA Watch 17th Annual IA Compliance Conference: The Full 360 View

Julie M. Riewe, Co-Chief, Asset Management Unit, Division of Enforcement

Feb. 25, 2015 Insights into the SEC’s Risk Assessment Programs

Mark J. Flannery, Chief Economist and Director, Division of Economic and Risk Analysis

Feb. 25, 2015 Remarks at SIFMA's 2015 Anti-Money Laundering & Financial Crimes Conference

Andrew Ceresney

Feb. 20, 2015 Remarks at the “SEC Speaks” Conference 2015: A Fair, Orderly, and Efficient SEC

Commissioner Michael S. Piwowar

Feb. 20, 2015 Remarks at the “SEC Speaks” Conference

Commissioner Kara M. Stein

Feb. 20, 2015 Remarks at The SEC Speaks in 2015

Commissioner Daniel M. Gallagher

Feb. 20, 2015 Setting Forth Goals for 2015: Address to Practising Law Institute’s SEC Speaks in 2015 Program

Commissioner Luis A. Aguilar

Feb. 20, 2015 Effective Disclosure for the 21st Century Investor

Rick A. Fleming, Investor Advocate

Feb. 20, 2015 Chairman’s Address at SEC Speaks 2015

Chair Mary Jo White

Feb. 13, 2015 Why is the SEC Wavering on Waivers? Remarks at the 37th Annual Conference on Securities Regulation and Business Law

Commissioner Daniel M. Gallagher

Feb. 12, 2015 Opening Remarks on SEC Investor Education and Advocacy to Military Service Men and Women at Ft. Hood

Commissioner Daniel M. Gallagher

Feb. 10, 2015 Rule 14a-8: Conflicting Proposals, Conflicting Views

Keith F. Higgins, Director, Division of Corporation Finance

Feb. 9, 2015 The Volcker Rule: Observations on Systemic Resiliency, Competition, and Implementation

Commissioner Kara M. Stein

Feb. 5, 2015 Advocating for Investors Saving for Retirement

Commissioner Luis A. Aguilar

Feb. 5, 2015 Protecting Elderly Investors from Financial Exploitation: Questions to Consider

Rick A. Fleming, Investor Advocate

Jan. 13, 2015 Can the U.S. Be an International Financial Center?

Commissioner Daniel M. Gallagher

Jan. 3, 2015 Public Service: An Obligation and Opportunity for Lawyers

Chair Mary Jo White

Dec. 11, 2014 Enhancing Risk Monitoring and Regulatory Safeguards for the Asset Management Industry

Chair Mary Jo White

Dec. 10, 2014 Remarks to the ICI 2014 Securities Law Developments Conference

Norm Champ
Director, Division of Investment Management

Dec. 8, 2014 Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments

T. Kirk Crews
Professional Accounting Fellow, Office of the Chief Accountant

Dec. 8, 2014 Remarks Before the 2014 AICPA National Conference on Current SEC and PCAOB Developments — Audit Policy and Current Auditing, Independence, and Internal Control Matters

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant

Dec. 8, 2014 Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments

Christopher F. Rogers

Professional Accounting Fellow, Office of the Chief Accountant

Dec. 8, 2014 Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments

Kevin M. Stout

Senior Associate Chief Accountant, Office of the Chief Accountant

Dec. 8, 2014 Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments

Carlton E. Tartar

Associate Chief Accountant, Office of the Chief Accountant

Dec. 8, 2014 Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments

Steve Mack
Professional Accounting Fellow, Office of the Chief Accountant

Dec. 8, 2014 Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments

Dan Murdock

Deputy Chief Accountant, Office of the Chief Accountant

Dec. 8, 2014 Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant

Dec. 8, 2014 Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments

Hillary H. Salo

Professional Accounting Fellow, Office of the Chief Accountant

Dec. 8, 2014 Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments

James Schnurr

Chief Accountant, Office of the Chief Accountant

Dec. 4, 2014 Remarks Before the Consumer Federation of America’s 27th Annual Financial Services Conference

Commissioner Kara M. Stein

Nov. 21, 2014 Keynote Address at Columbia Law School Conference on Current Issues in Securities Regulation: The ‘Hot’ Topics

Commissioner Kara M. Stein

Nov. 21, 2014 Remarks to the American Bar Association's Business Law Section Fall Meeting

Andrew Ceresney
Director, SEC Division of Enforcement

Nov. 19, 2014 Remarks at 31st International Conference on the Foreign Corrupt Practices Act

Andrew Ceresney
Director, SEC Division of Enforcement

Nov. 13, 2014 Remarks at the 15th Annual "Live from the SEC" Conference

Commissioner Kara M. Stein

Nov. 13, 2014 Remarks to the ALI CLE 2014 Conference on Life Insurance Company Products

Norm Champ

Director, Division of Investment Management, U.S. Securities and Exchange Commission

Oct. 29, 2014 Remarks to the SIFMA Complex Products Forum

Norm Champ, Director, Division of Investment Management

Oct. 24, 2014 The Importance of the SEC’s Rulemaking Agenda — You Are What You Prioritize:
Remarks at the 47th Annual Securities Regulation Seminar of the Los Angeles County Bar Association

Commissioner Daniel M. Gallagher

Oct. 24, 2014 Remarks before Los Angeles County Bar Association 47th Annual Securities Regulation Seminar

Commissioner Kara M. Stein

Oct. 16, 2014 The Securities and Exchange Commission — The Next 80 Years: The 15th Annual A.A. Sommer Jr. Lecture on Corporate, Securities and Financial Law

Commissioner Daniel M. Gallagher

Oct. 14, 2014 Remarks to the Securities Enforcement Forum 2014

Commissioner Michael S. Piwowar

Oct. 3, 2014 Shaping Company Disclosure: Remarks before the George A. Leet Business Law Conference

Keith F. Higgins
Director, Division of Corporation Finance

Oct. 1, 2014 The Challenge of Coverage, Accountability and Deterrence in Global Enforcement

Chair Mary Jo White

Sept. 30, 2014 Remarks at the National Association of Plan Advisors D.C. Fly-In Forum

Commissioner Michael S. Piwowar

Sept. 30, 2014 The Commission’s Production and Use of Structured Data

Mark J. Flannery

Chief Economist and Director

Sept. 17, 2014 Whatever Happened to Promoting Small Business Capital Formation?

Commissioner Daniel M. Gallagher

Sept. 17, 2014 Collaboration, Cooperation and Oversight

Chair Mary Jo White

Sept. 16, 2014 Remarks at the 2014 SRO Outreach Conference

Commissioner Daniel M. Gallagher

Sept. 16, 2014 Remarks to the Georgetown University Center for Financial Markets and Policy Conference on Financial Markets Quality

Commissioner Daniel M. Gallagher

Sept. 16, 2014 Completing the Journey: Women as Directors of Public Companies

Chair Mary Jo White

Sept. 11, 2014 Remarks to the Practising Law Institute, Hedge Fund Management Seminar 2014

Norm Champ

Director, Division of Investment Management

U.S. Securities and Exchange Commission

Aug. 19, 2014 The Case for User Fees

Rick A. Fleming

Investor Advocate

Aug. 1, 2014 Remarks at the 2014 Municipal Finance Conference presented by The Bond Buyer and Brandeis International Business School

Commissioner Michael S. Piwowar

July 15, 2014 Remarks at AEI Conference on Financial Stability

Commissioner Michael S. Piwowar

July 1, 2014 Remarks to the 2014 Insured Retirement Institute Government, Legal & Regulatory Conference

Norm Champ

Director, Division of Investment Management

U.S. Securities and Exchange Commission

June 30, 2014 Remarks to the Practising Law Institute, Private Equity Forum

Norm Champ

Director, Division of Investment Management

June 27, 2014 Evaluating Pension Fund Investments Through The Lens Of Good Corporate Governance

Commissioner Luis A. Aguilar

June 23, 2014 A Few Things Directors Should Know About the SEC

Chair Mary Jo White

June 20, 2014 Intermediation in the Modern Securities Markets: Putting Technology and Competition to Work for Investors

Chair Mary Jo White

June 12, 2014 Remarks Before the Peterson Institute of International Economics

Commissioner Kara M. Stein

June 10, 2014 Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus

Commissioner Luis A. Aguilar

June 5, 2014 Remarks at SEC Historical Society 2014 Annual Meeting: On the 80th Anniversary of the SEC

Commissioner Daniel M. Gallagher

June 5, 2014 Enhancing Our Equity Market Structure

Chair Mary Jo White

May 29, 2014 Remarks before FINRA's Division of Market Regulation

Commissioner Kara M. Stein

May 29, 2014 Remarks at Municipal Securities Rulemaking Board’s 1st Annual Municipal Securities Regulator Summit

Commissioner Daniel M. Gallagher

May 28, 2014 Presentation to the PCAOB Forum on Auditing Smaller Broker-Dealers

Kevin M. Stout

Senior Associate Chief Accountant

May 20, 2014 Keynote Address at Compliance Week 2014

Andrew Ceresney

Director of the Division of Enforcement

May 20, 2014 Remarks at the Financial Accounting Foundation Trustees Dinner

Chair Mary Jo White

May 19, 2014 Three Key Pressure Points in the Current Enforcement Environment

Chair Mary Jo White

May 19, 2014 Keynote Address at Compliance Week 2014

Commissioner Kara M. Stein

May 16, 2014 Remarks to the First Annual Conference on the Regulation of Financial Markets

Commissioner Michael S. Piwowar

May 12, 2014 Introductory Remarks at The Evolving Role of Compliance in the Securities Industry Presentation

Commissioner Daniel M. Gallagher

May 9, 2014 Remarks at the 46th Annual Rocky Mountain Securities Conference

Commissioner Daniel M. Gallagher

May 8, 2014 Remarks to the Council of Institutional Investors

Commissioner Kara M. Stein

May 6, 2014 Spreading Sunshine in Private Equity

Andrew J. Bowden, Director, Office of Compliance Inspections and Examinations

April 21, 2014 Looking at Corporate Governance from the Investor’s Perspective

Commissioner Luis A. Aguilar

April 16, 2014 Closing Remarks at the SEC's 24th Annual International Institute for Market Development

Commissioner Daniel M. Gallagher

April 15, 2014 What Drives the Complexity and Speed of our Markets?

Gregg E. Berman

Associate Director, Office of Analytics and Research
Division of Trading and Markets
U.S. Securities and Exchange Commission

April 15, 2014 The Future of Capital Formation

Craig M. Lewis, Chief Economist and Director of the Division of Economic and Risk Analysis

April 11, 2014 Disclosure Effectiveness: Remarks Before the American Bar Association Business Law Section Spring Meeting

Keith F. Higgins

Director, Division of Corporation Finance

April 8, 2014 Remarks before The North American Securities Administrators Association 2014 Public Policy Conference

Commissioner Kara M. Stein

April 8, 2014 NASAA and the SEC: Presenting a United Front to Protect Investors

Commissioner Luis A. Aguilar

Currently only the first 100 results are displayed. To view more results please select a filter.
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Last Updated

Date: April 21, 2015

Title: Remarks at University of South Carolina and UNC-Charlotte 4th Annual Fixed Income Conference

Speaker

Commissioner Michael S. Piwowar

Date: April 14, 2015

Title: The Dominance of Data and the Need for New Tools: Remarks at the SIFMA Operations Conference

Speaker

Commissioner Kara M. Stein

Date: April 14, 2015

Title: The Importance of Smart Regulation

Speaker

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Date: April 14, 2015

Title: Regulators Working Together to Serve Investors

Speaker

Commissioner Luis A. Aguilar

Date: March 27, 2015

Title: Grading the Commission’s Record on Capital Formation: A+, D, or Incomplete?

Speaker

Commissioner Daniel M. Gallagher

Date: March 26, 2015

Title: International Cooperation in a New Data-Driven World

Speaker

Commissioner Kara M. Stein

Date: March 24, 2015

Title: The Benefits of Structured Data for Investors

Speaker

Rick A. Fleming
Investor Advocate

Date: March 20, 2015

Title: Preparing for the Regulatory Challenges of the 21st Century

Speaker

Commissioner Luis A. Aguilar

Date: March 19, 2015

Title: A Few Observations on Shareholders in 2015

Speaker

Chair Mary Jo White

Date: March 16, 2015

Title: Remarks at the 2015 Mutual Funds and Investment Management Conference

Speaker

Commissioner Michael S. Piwowar

Date: March 6, 2015

Title: Remarks to 2015 IAA Compliance Conference

Speaker

Dave Grim, Acting Director, Division of Investment Management

Date: March 5, 2015

Title: Supporting Innovation Through the Commission’s Mission to Facilitate Capital Formation

Speaker

Commissioner Kara M. Stein

Date: March 5, 2015

Title: Remarks to PLI Investment Management Institute 2015

Speaker

Dave Grim, Acting Director, Division of Investment Management

Date: March 3, 2015

Title: Remarks at CBI's Pharmaceutical Compliance Congress

Speaker

Andrew Ceresney
Director, Division of Enforcement

Date: Feb. 26, 2015

Title: Conflicts, Conflicts Everywhere – Remarks to the IA Watch 17th Annual IA Compliance Conference: The Full 360 View

Speaker

Julie M. Riewe, Co-Chief, Asset Management Unit, Division of Enforcement

Date: Feb. 25, 2015

Title: Insights into the SEC’s Risk Assessment Programs

Speaker

Mark J. Flannery, Chief Economist and Director, Division of Economic and Risk Analysis

Date: Feb. 25, 2015

Title: Remarks at SIFMA's 2015 Anti-Money Laundering & Financial Crimes Conference

Speaker

Andrew Ceresney

Date: Feb. 20, 2015

Title: Remarks at the “SEC Speaks” Conference 2015: A Fair, Orderly, and Efficient SEC

Speaker

Commissioner Michael S. Piwowar

Date: Feb. 20, 2015

Title: Remarks at the “SEC Speaks” Conference

Speaker

Commissioner Kara M. Stein

Date: Feb. 20, 2015

Title: Remarks at The SEC Speaks in 2015

Speaker

Commissioner Daniel M. Gallagher

Date: Feb. 20, 2015

Title: Setting Forth Goals for 2015: Address to Practising Law Institute’s SEC Speaks in 2015 Program

Speaker

Commissioner Luis A. Aguilar

Date: Feb. 20, 2015

Title: Effective Disclosure for the 21st Century Investor

Speaker

Rick A. Fleming, Investor Advocate

Date: Feb. 20, 2015

Title: Chairman’s Address at SEC Speaks 2015

Speaker

Chair Mary Jo White

Date: Feb. 12, 2015

Title: Opening Remarks on SEC Investor Education and Advocacy to Military Service Men and Women at Ft. Hood

Speaker

Commissioner Daniel M. Gallagher

Date: Feb. 10, 2015

Title: Rule 14a-8: Conflicting Proposals, Conflicting Views

Speaker

Keith F. Higgins, Director, Division of Corporation Finance

Date: Feb. 9, 2015

Title: The Volcker Rule: Observations on Systemic Resiliency, Competition, and Implementation

Speaker

Commissioner Kara M. Stein

Date: Feb. 5, 2015

Title: Advocating for Investors Saving for Retirement

Speaker

Commissioner Luis A. Aguilar

Date: Feb. 5, 2015

Title: Protecting Elderly Investors from Financial Exploitation: Questions to Consider

Speaker

Rick A. Fleming, Investor Advocate

Date: Jan. 13, 2015

Title: Can the U.S. Be an International Financial Center?

Speaker

Commissioner Daniel M. Gallagher

Date: Jan. 3, 2015

Title: Public Service: An Obligation and Opportunity for Lawyers

Speaker

Chair Mary Jo White

Date: Dec. 11, 2014

Title: Enhancing Risk Monitoring and Regulatory Safeguards for the Asset Management Industry

Speaker

Chair Mary Jo White

Date: Dec. 10, 2014

Title: Remarks to the ICI 2014 Securities Law Developments Conference

Speaker

Norm Champ
Director, Division of Investment Management

Date: Dec. 8, 2014

Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

T. Kirk Crews
Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 8, 2014

Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Christopher F. Rogers

Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 8, 2014

Title: Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments

Speaker

Kevin M. Stout

Senior Associate Chief Accountant, Office of the Chief Accountant

Date: Dec. 8, 2014

Title: Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments

Speaker

Carlton E. Tartar

Associate Chief Accountant, Office of the Chief Accountant

Date: Dec. 8, 2014

Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Steve Mack
Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 8, 2014

Title: Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments

Speaker

Dan Murdock

Deputy Chief Accountant, Office of the Chief Accountant

Date: Dec. 8, 2014

Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant

Date: Dec. 8, 2014

Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Hillary H. Salo

Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 8, 2014

Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

James Schnurr

Chief Accountant, Office of the Chief Accountant

Date: Nov. 21, 2014

Title: Remarks to the American Bar Association's Business Law Section Fall Meeting

Speaker

Andrew Ceresney
Director, SEC Division of Enforcement

Date: Nov. 19, 2014

Title: Remarks at 31st International Conference on the Foreign Corrupt Practices Act

Speaker

Andrew Ceresney
Director, SEC Division of Enforcement

Date: Nov. 13, 2014

Title: Remarks at the 15th Annual "Live from the SEC" Conference

Speaker

Commissioner Kara M. Stein

Date: Nov. 13, 2014

Title: Remarks to the ALI CLE 2014 Conference on Life Insurance Company Products

Speaker

Norm Champ

Director, Division of Investment Management, U.S. Securities and Exchange Commission

Date: Oct. 29, 2014

Title: Remarks to the SIFMA Complex Products Forum

Speaker

Norm Champ, Director, Division of Investment Management

Date: Oct. 24, 2014

Title: Remarks before Los Angeles County Bar Association 47th Annual Securities Regulation Seminar

Speaker

Commissioner Kara M. Stein

Date: Oct. 14, 2014

Title: Remarks to the Securities Enforcement Forum 2014

Speaker

Commissioner Michael S. Piwowar

Date: Oct. 3, 2014

Title: Shaping Company Disclosure: Remarks before the George A. Leet Business Law Conference

Speaker

Keith F. Higgins
Director, Division of Corporation Finance

Date: Oct. 1, 2014

Title: The Challenge of Coverage, Accountability and Deterrence in Global Enforcement

Speaker

Chair Mary Jo White

Date: Sept. 30, 2014

Title: Remarks at the National Association of Plan Advisors D.C. Fly-In Forum

Speaker

Commissioner Michael S. Piwowar

Date: Sept. 30, 2014

Title: The Commission’s Production and Use of Structured Data

Speaker

Mark J. Flannery

Chief Economist and Director

Date: Sept. 17, 2014

Title: Whatever Happened to Promoting Small Business Capital Formation?

Speaker

Commissioner Daniel M. Gallagher

Date: Sept. 17, 2014

Title: Collaboration, Cooperation and Oversight

Speaker

Chair Mary Jo White

Date: Sept. 16, 2014

Title: Remarks at the 2014 SRO Outreach Conference

Speaker

Commissioner Daniel M. Gallagher

Date: Sept. 16, 2014

Title: Completing the Journey: Women as Directors of Public Companies

Speaker

Chair Mary Jo White

Date: Sept. 11, 2014

Title: Remarks to the Practising Law Institute, Hedge Fund Management Seminar 2014

Speaker

Norm Champ

Director, Division of Investment Management

U.S. Securities and Exchange Commission

Date: Aug. 19, 2014

Title: The Case for User Fees

Speaker

Rick A. Fleming

Investor Advocate

Date: July 15, 2014

Title: Remarks at AEI Conference on Financial Stability

Speaker

Commissioner Michael S. Piwowar

Date: July 1, 2014

Title: Remarks to the 2014 Insured Retirement Institute Government, Legal & Regulatory Conference

Speaker

Norm Champ

Director, Division of Investment Management

U.S. Securities and Exchange Commission

Date: June 30, 2014

Title: Remarks to the Practising Law Institute, Private Equity Forum

Speaker

Norm Champ

Director, Division of Investment Management

Date: June 27, 2014

Title: Evaluating Pension Fund Investments Through The Lens Of Good Corporate Governance

Speaker

Commissioner Luis A. Aguilar

Date: June 23, 2014

Title: A Few Things Directors Should Know About the SEC

Speaker

Chair Mary Jo White

Date: June 12, 2014

Title: Remarks Before the Peterson Institute of International Economics

Speaker

Commissioner Kara M. Stein

Date: June 10, 2014

Title: Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus

Speaker

Commissioner Luis A. Aguilar

Date: June 5, 2014

Title: Remarks at SEC Historical Society 2014 Annual Meeting: On the 80th Anniversary of the SEC

Speaker

Commissioner Daniel M. Gallagher

Date: June 5, 2014

Title: Enhancing Our Equity Market Structure

Speaker

Chair Mary Jo White

Date: May 29, 2014

Title: Remarks before FINRA's Division of Market Regulation

Speaker

Commissioner Kara M. Stein

Date: May 29, 2014

Title: Remarks at Municipal Securities Rulemaking Board’s 1st Annual Municipal Securities Regulator Summit

Speaker

Commissioner Daniel M. Gallagher

Date: May 28, 2014

Title: Presentation to the PCAOB Forum on Auditing Smaller Broker-Dealers

Speaker

Kevin M. Stout

Senior Associate Chief Accountant

Date: May 20, 2014

Title: Keynote Address at Compliance Week 2014

Speaker

Andrew Ceresney

Director of the Division of Enforcement

Date: May 20, 2014

Title: Remarks at the Financial Accounting Foundation Trustees Dinner

Speaker

Chair Mary Jo White

Date: May 19, 2014

Title: Three Key Pressure Points in the Current Enforcement Environment

Speaker

Chair Mary Jo White

Date: May 19, 2014

Title: Keynote Address at Compliance Week 2014

Speaker

Commissioner Kara M. Stein

Date: May 16, 2014

Title: Remarks to the First Annual Conference on the Regulation of Financial Markets

Speaker

Commissioner Michael S. Piwowar

Date: May 12, 2014

Title: Introductory Remarks at The Evolving Role of Compliance in the Securities Industry Presentation

Speaker

Commissioner Daniel M. Gallagher

Date: May 9, 2014

Title: Remarks at the 46th Annual Rocky Mountain Securities Conference

Speaker

Commissioner Daniel M. Gallagher

Date: May 8, 2014

Title: Remarks to the Council of Institutional Investors

Speaker

Commissioner Kara M. Stein

Date: May 6, 2014

Title: Spreading Sunshine in Private Equity

Speaker

Andrew J. Bowden, Director, Office of Compliance Inspections and Examinations

Date: April 21, 2014

Title: Looking at Corporate Governance from the Investor’s Perspective

Speaker

Commissioner Luis A. Aguilar

Date: April 16, 2014

Title: Closing Remarks at the SEC's 24th Annual International Institute for Market Development

Speaker

Commissioner Daniel M. Gallagher

Date: April 15, 2014

Title: What Drives the Complexity and Speed of our Markets?

Speaker

Gregg E. Berman

Associate Director, Office of Analytics and Research
Division of Trading and Markets
U.S. Securities and Exchange Commission

Date: April 15, 2014

Title: The Future of Capital Formation

Speaker

Craig M. Lewis, Chief Economist and Director of the Division of Economic and Risk Analysis

Date: April 11, 2014

Title: Disclosure Effectiveness: Remarks Before the American Bar Association Business Law Section Spring Meeting

Speaker

Keith F. Higgins

Director, Division of Corporation Finance

Date: April 8, 2014

Title: NASAA and the SEC: Presenting a United Front to Protect Investors

Speaker

Commissioner Luis A. Aguilar

Currently only the first 100 results are displayed. To view more results please select a filter.