What's New on the SEC Website

May 27, 2016

This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:

ALJ Initial Decisions

ALJ Orders

Litigation

Administrative Proceedings

Litigation Releases

Commission Opinions and Orders

  • Douglas F. Whitman (Order Vacating Nationally Recognized Statistical Rating Organization and Municipal Advisor Bars) (Release No. IA-4405; File No. 3-15285)
  • John V. Johnson (Order Vacating Nationally Recognized Statistical Rating Organization and Municipal Advisor Bars) (Release No. IA-4404; File No. 3-16642)
  • John W. Lawton (Order Vacating Nationally Recognized Statistical Rating Organization and Municipal Advisor Bars) (Release No. IA-4402; File No. 3-14162)
  • Edgar R. Page and Pageone Financial Inc. (Opinion of the Commission) (Release Nos. IA-4400, IC-32131; File No. 3-16037)
  • Enrica Cotellessa-Pitz (Order Vacating Nationally Recognized Statistical Rating Organization and Municipal Advisor Bars) (Release Nos. 34-77946, IA-4403; File No. 3-15376)
  • Charles M. Raspa (Order Vacating Nationally Recognized Statistical Rating Organization and Municipal Advisor Bars) (Release No. 34-77945; File No. 3-15605)
  • Charles M. Vaughn (Order Vacating Nationally Recognized Statistical Rating Organization and Municipal Advisor Bars) (Release No. 34-77944; File No. 3-14949)

Regulatory Actions

Investment Company Act Deregistration Notices and Orders

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans