What's New on the SEC Website

September 29, 2016

This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:

ALJ Orders


Administrative Proceedings

Commission Opinions and Orders

  • Thomas C. Gonnella (Order Granting Partial Stay) (Release Nos. 33-10225, 34-78990, IA-4541, IC-32294; File No. 3-15737)

Litigation Releases

Trading Suspensions

News and Public Statements

Regulatory Actions

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

Staff Interpretations

Division of Investment Management No-Action Letters