| 9:30-10:00 a.m. | Networking Session and Continental Breakfast |
| 10:00-10:35 a.m. | Welcome Remarks |
| 10:35-10:40 a.m. | Approval of Minutes of Previous Meeting |
| 10:40-10:45 a.m. | Nominations for Open Officer Positions |
| 10:45-12:15 p.m. | Discussion Regarding Capital Formation, Smaller Companies, and the Declining Number of Initial Public Offerings
- Jim Brau, Joel C. Peterson Professor of Finance, Marriott School, Brigham Young University
- Elisabeth de Fontenay, Associate Professor, Duke University School of Law
- Jackie Kelley, Americas IPO Markets Leader, E&Y
- Scott Kupor, Managing Partner, Andreesen Horowitz (by videoconference)
- Jeffrey M. Solomon, President of Cowen Inc. and Chief Executive Officer of Cowen and Company
|
| 12:15-1:15 p.m. |
Lunch/Non-Public Administrative Session |
| 1:15-1:20 p.m. | Announcement of Election Results for Open Officer Positions on the Investor Advisory Committee |
| 1:20-2:35 p.m. | Overview of Certain Provisions of the Financial CHOICE Act of 2017 Relating to the SEC
- Joseph Brady, Executive Director, North American Securities Administrators Association ("NASAA")
- John C. Coffee Jr., Adolf A. Berle Professor of Law and Director of the Center on Corporate Governance, Columbia Law School
- Paul G. Mahoney, David and Mary Harrison Distinguished Professor, University of Virginia School of Law
|
| 2:35 p.m. | Adjourn |
