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SEC Spotlight

 

Equity Market Structure Advisory Committee

Investor Advisory Committee header
“Enhancing our equity market structure is a top priority. As we continue to make progress in this important area, the committee’s experience and diverse viewpoint will provide valuable insight as we work together to further strengthen our overall market structure.”
                                                          
 — Mary Jo White, Chair, SEC
 
 

Committee Members


Matthew Andresen
Headlands Technologies LLC
Reginald Browne
Cantor Fitzgerald & Co.
Kevin Cronin
Invesco Ltd.
Brad Katsuyama
IEX Group Inc.
Ted Kaufman
Duke University Law School and former U.S. Senator from Delaware
Richard Ketchum
Former Chairman and CEO FINRA
Manisha Kimmel
Thomson Reuters
Mehmet Kinak
T. Rowe Price Group
Andrew Lo
MIT and AlphaSimplex Group
Joseph Mecane
Barclays PLC
Jamil Nazarali
Citadel Securities, LLC
Eric Noll
Convergex Group
Maureen O'Hara
Cornell University
Joe Ratterman
BATS Global Markets, Inc.
Nancy Smith
AARP Inc.
Chester Spatt
Carnegie Mellon University
Gary Stone
Bloomberg Tradebook LLC

Recommendations of the Equity Market Structure Advisory Committee


Recommendations Regarding Enhanced Industry Participation in Certain SRO Regulatory Matters

Recommendation for an Access Fee Pilot

 

 

Webcast

November 29, 2016

Equity Market Structure Advisory Committee

Meeting is over; an archive version will be available shortly.

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News

 

Meetings 


November 29, 2016

Meeting Notice

Sunshine Act Notice

Agenda

Subcommittee Recommendations for Committee Consideration:

Market Quality Subcommittee Recommendation

Customer Issues Subcommittee Recommendation

 

Public Comments

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Modified: Nov. 29, 2016