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Upcoming Events

This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change.

All times appearing below are listed in Eastern Time unless otherwise noted.

SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.

SEC closed meetings are not open to the public.

May 2015

Thursday, May 28, 2015

2:00 p.m.
Closed Meeting
Location: SEC Headquarters
Contact: Office of the Secretary, (202) 551-5400

Public Appearances by Officials

All public appearances by officials are open to media unless otherwise noted.

May 2015

Friday, May 29, 2015

9:15 a.m. ET
Paul Leder, Director, Office of International Affairs, will be a panelist at PLI’s Global Capital Markets and the U.S. Securities Laws 2015 program. His panel will discuss the SEC’s international regulatory agenda, the state of capital markets in a global environment, and the role of the G20 and FSB in financial regulation.
Location: Pennsylvania Bar Institute's Professional Development Conference Center, Heinz 57 Center, 339 Sixth Ave., 7th Floor, Pittsburgh
Contact: media@pli.edu

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer@SEC.gov or call 202-551-4158.

ANY HEARING OR PREHEARING CONFERENCE SCHEDULED IN WASHINGTON, D.C., IS POSTPONED WHEN GOVERNMENT OFFICES IN WASHINGTON ARE CLOSED. 

Monday, May 11-Friday May 22, 2015

9:30 a.m. EDT
Administrative Law Judge Jason S. Patil will hold a hearing in the matter of Reliance Financial Advisors, LLC, et al., and Scott M. Stephan, Administrative Proceeding File Nos. 3-16311 and 3-16312
Location: Thurgood Marshall U.S. Courthouse, 40 Foley Square, Room 1505, New York, New York 10007
Contact: Office of Administrative Law Judges, 202-551-6030

Wednesday, May 27-Friday, June 5, 2015

9:30 a.m. MDT
Administrative Law Judge James E. Grimes will hold a hearing in the matter of John Briner, Esq., et al. (as to John Briner, Esq. and Diane Dalmy, Esq.), Administrative Proceeding File No. 3-16339
Location: Courtroom Two, Byron White U.S. Courthouse, 1823 Stout Street, Denver, Colorado
Contact: Office of Administrative Law Judges, 202-551-6030

Tuesday, May 26-Friday, May 29, 2015

9:30 a.m. CDT
Chief Administrative Law Judge Brenda P. Murray will hold a hearing in the matter of Edgar Lee Giovannetti, Administrative Proceeding File No. 3-16344
Location: U.S. Tax Court, Courtroom 1006, Federal Building, 167 North Main Street, Memphis, Tennessee
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, June 1-Friday, June 5, 2015 (Postponed Indefinitely)

9:30 a.m. MST
Administrative Law Judge Cameron Elliot will hold a hearing in the matter of Paul J. Pollack and Montgomery Street Research, LLC, Administrative Proceeding File No. 3-16316
Location: Sandra Day O’Connor Federal Courthouse, 401 West Washington Street, Tax Courtroom 406, Phoenix, Arizona
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, June 8–Tuesday June 9, 2015

9:30 a.m. EDT
Administrative Law Judge Cameron Elliot will hold a hearing in the matter of Thrasos Tommy Petrou, Administrative Proceeding File No. 3-16217
Location: Jacob K. Javits Building, 26 Federal Plaza, Room 238, New York, New York
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, June 15–Friday, June 19, 2015

9:30 a.m. EDT
Administrative Law Judge James E. Grimes will hold a hearing in the matter of Charles L. Hill, Jr., Administrative Proceeding File No. 3-16383
Location: Richard B. Russell Federal Building & Courthouse, 75 Spring Street, S.W., Tax Courtroom 1136, Atlanta, GA
Contact: Office of Administrative Law Judges, 202-551-6030

Modified: May 21, 2015