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Upcoming Events

 
 
 

Upcoming Events


This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change.

All times appearing below are listed in Eastern Time unless otherwise noted.

SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.

SEC closed meetings are not open to the public.

March 2015

Wednesday, March 4, 2015

9:30 a.m.
Location: SEC Headquarters
Contact: Julie Davis, acsecquery@sec.gov

Thursday, March 5, 2015

2:00 p.m.
Closed Meeting
Location: SEC Headquarters
Contact: Office of the Secretary, (202) 551-5400

Public Appearances by Officials

All public appearances by officials are open to media unless otherwise noted.

March 2015

Monday, March 2, 2015

2:45 p.m.
Eric Bustillo, Director, Miami Regional Office, will be a panelist at the Alpha Hedge East Conference. His panel will focus on understanding and avoiding insider trading.
Location: PGA Resort and Spa, 400 Avenue of the Champions, Palm Beach Gardens, Fla.
Contact: Matt Gessel, 212-224-3024,mgessel@euromoneyny.com

Tuesday, March 3, 2015

12:05 p.m.
Andrew Ceresney, Director, Division of Enforcement, will speak at the Annual Pharmaceutical Compliance Congress. He will discuss FCPA and disclosure issues relevant to the pharmaceutical industry.
Location: The Ritz Carlton, 1150 22nd St., N.W., Washington, D.C.
Contact: Kelly Rose, 339-298-2121

Wednesday, March 4, 2015

8:30 p.m. (5:30 p.m. PT)
Jina Choi, Director, San Francisco Regional Office, will be a panelist at Saint Mary’s College of California’s “An Interview with Women in Federal Public Service.”
Location: Saint Mary’s College of California, Soda Activity Center, Moraga Room, 1928 Saint Mary's Road, Moraga, Calif.
Contact: Michael McAlpin, 925-631-4222, mdm5@stmarys-ca.edu

Thursday, March 5, 2015

9 a.m.
Andrew Ceresney, Director, Division of Enforcement, will testify before the House Committee on Financial Services’ Subcommittee on Capital Markets and Government Sponsored Enterprises on the “Oversight of the SEC’s Division of Enforcement.”
Location: Rayburn House Office Building, Room 2167, Washington, D.C.
Contact: David Popp, 202-226-2467
7 p.m. (4 p.m. PT)
The Silicon Valley Initiative: Emerging Regulatory Issues in Private Equity, Venture Capital and Capital Formation
  • Co-Hosted by the SEC’s San Francisco Regional Office and Stanford University’s Rock Center for Corporate Governance. Registration Details
  • Speakers include SEC Commissioner Kara Stein, SEC National Exam Program Director Andrew Bowden, SEC Corporation Finance Director Keith Higgins
Location: Stanford Law School, 559 Nathan Abbott Way, Stanford, Calif.
Contact: SEC Office of Public Affairs, 202-551-4120

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer@SEC.gov or call 202-551-4158.

ANY HEARING OR PREHEARING CONFERENCE SCHEDULED IN WASHINGTON, D.C., IS POSTPONED WHEN GOVERNMENT OFFICES IN WASHINGTON ARE CLOSED. 

March 2015

Thursday, March 12, 2015

10:00 a.m. EDT
Administrative Law Judge Carol Fox Foelak will hold a hearing in the matter of Kelly Black-White, Administrative Proceeding File No. 3-16143
Location: SEC Headquarters, Hearing Room 2, 100 F Street NE, Washington, DC 20549
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, March 16 – Friday, March 27, 2015

9:30 a.m. EDT
Administrative Law Judge Carol Fox Foelak will hold a hearing in the matter of Paul Edward “Ed” Lloyd, Jr., CPA, Administrative Proceeding File No. 3-16182
Location: Courthouse for Mecklenburg County, District 26, 832 East Fourth Street (Courtroom 6350 on the 6th Floor), Charlotte, North Carolina
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, March 23 - Friday, March 27, 2015

9:30 a.m. EDT
Chief Administrative Law Judge Brenda P. Murray will hold a hearing in the matter of Khaled A. Eldaher, Administrative Proceeding File No. 3-16326
Location: SEC Headquarters, 100 F Street, N.E., Hearing Room 2, Washington, DC 20549
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, March 30-Friday April 3, 2015

9:30 a.m. PDT
Chief Administrative Law Judge Brenda P. Murray will hold a hearing in the matter of Total Wealth Management, Inc., et al. (as to Total Wealth Management, Inc. and Jacob Keith Cooper) Administrative Proceeding File No. 3-15842
Location: U.S. District Court, 312 N. Spring Street, Courtroom 24, Los Angeles, CA
Contact: Office of Administrative Law Judges, 202-551-6030

Last modified: March 2, 2015