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U.S. Securities and Exchange Commission

SEC Advisory Committee on Small and Emerging Companies

Committee Meeting
June 8, 2012

Background Materials Provided to Members

  1. The Jumpstart Our Business Startups Act   http://www.gpo.gov/fdsys/pkg/BILLS-112hr3606enr/pdf/BILLS-112hr3606enr.pdf
  2. Frequently Asked Questions and Other Staff Guidance on the JOBS Act
    1. Division update regarding submission of draft registration statements for confidential review under the JOBS Act and non-public review under the Division’s policy for certain foreign private issuers, May 11, 2012
    2. Instructions for Submitting Draft Registration Statements for Confidential/Non-public Review, May 11, 2012 
    3. Frequently Asked Questions About Crowdfunding Intermediaries, May 7, 2012 
    4. Frequently Asked Questions of General Applicability on Title I of the JOBS Act
    5.  Information Regarding the Use of the Crowdfunding Exemption in the JOBS Act, April 23, 2012 
    6. Frequently Asked Questions on Changes to the Requirements for Exchange Act Registration and Deregistration, April 11, 2012 
    7. Frequently Asked Questions on Confidential Submission Process for Emerging Growth Companies, April 10, 2012
  3.  David Weild and Edward Kim, Why are IPOs in the ICU?  http://www.grantthorton.com/staticfiles/GTCom/files/GT%20Thinking/IPO%20white%20paper/Why%20are%20IPOs%20in%20the%20ICU_11_19.pdf
  4. David Weild and Edward Kim, Market structure is causing the IPO crisis - and more (June 2010) http://www.gt.com/staticfiles//GTCom/Public%20companies%20and%20capital%20markets/Files/IPO%20crisis%20-%20June%202010%20-%20FINAL.pdf
  5. David Weild and Edward Kim, A wake up call for America (November 2009)  http://www.gt.com/staticfiles/GTCom/Public%20companies%20and%20capital%20markets/gt_wakeup_call_.pdf
  6. John M. Griffin, Jeffrey H. Harris, Selim Topaloglu, Why are IPO investors net buyers through lead underwriters?, Journal of Financial Economics 85 (2007) 518-551
  7. International Stock Exchange Executives Emeriti Inc., Orlando Declaration 2012, Capital Market Reforms needed to facilitate Job Creation and Economic Growth (May 2012)
  8. Grant Thornton LLP, The JOBS Act — next steps for success (May 2012)




Modified: 06/19/2012