Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:September 2017 Date: Title: Update on the Search and Selection Process for Public Company Accounting Oversight Board’s Next Members Speaker:

Chairman Jay Clayton

Published date grouping:September 2017 Date: Title: Statement on Cybersecurity Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2017 Date: Title: Statement on Cybersecurity Speaker:

Chairman Jay Clayton

Published date grouping:September 2017 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2017 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Chairman Jay Clayton

Published date grouping:September 2017 Date: Title: SEC Launches Nationwide Search to Hire Agency’s First-Ever “Advocate for Small Business Capital Formation” Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar

Published date grouping:August 2017 Date: Title: James R. Doty, Chairman of the Public Company Accounting Oversight Board, Agrees To Remain in Place for Search and Transition Period for New Board Members Speaker:

Chairman Jay Clayton

Published date grouping:August 2017 Date: Title: Statement of Chairman Jay Clayton and Commissioners Kara M. Stein and Michael S. Piwowar on passing of former SEC Chairman Harold M. Williams Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar

Published date grouping:July 2017 Date: Title: Opening Remarks at the National Compliance Outreach Program for Broker-Dealers Speaker:

Chairman Jay Clayton

Published date grouping:July 2017 Date: Title: Statement by the Divisions of Corporation Finance and Enforcement on the Report of Investigation on The DAO Speaker:

Divisions of Corporation Finance and Enforcement

Published date grouping:July 2017 Date: Title: Comment Letter in Response to the Department of Labor’s “Request for Information Regarding the Fiduciary Rule and Prohibited Transaction Exemptions” Speaker:

Commissioner Michael S. Piwowar

Published date grouping:June 2017 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker:

Chairman Jay Clayton

Published date grouping:June 2017 Date: Title: Public Comments from Retail Investors and Other Interested Parties on Standards of Conduct for Investment Advisers and Broker-Dealers Speaker:

Chairman Jay Clayton

Published date grouping:May 2017 Date: Title: Statement on Leon Cooperman Settling Insider Trading Charges Speaker:

Stephanie Avakian, Acting Enforcement Division Director

Published date grouping:May 2017 Date: Title: Opening Remarks Before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Chairman Jay Clayton

Published date grouping:May 2017 Date: Title: Remarks Before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Kara Stein

Published date grouping:April 2017 Date: Title: Statement of Acting Chairman Piwowar on the Court of Appeals Decision on the Conflict Minerals Rule Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:April 2017 Date: Title: Updated Statement on the Effect of the Court of Appeals Decision on the Conflict Minerals Rule Speaker:

SEC Division of Corporation Finance

Published date grouping:April 2017 Date: Title: Opening Remarks at the April 2017 Meeting of the Equity Market Structure Advisory Committee Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:April 2017 Date: Title: Remarks at the Meeting of the Equity Market Structure Advisory Committee Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2017 Date: Title: Statement at Open Meeting: Amendment to Shorten the Trade Settlement Cycle Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:March 2017 Date: Title: Statement at Open Meeting: Amendment to Shorten the Trade Settlement Cycle Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2017 Date: Title: Remarks at Office of the Investor Advocate’s Evidence Summit Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2017 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:March 2017 Date: Title: Remarks at the SEC’s Investor Advisory Committee Meeting Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2017 Date: Title: Opening Statement on Proposed Amendment to Rule 15c2-12 Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:March 2017 Date: Title: Opening Statement on Inline XBRL Filing of Tagged Data Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:March 2017 Date: Title: Opening Statement on Hyperlinks and HTML Adopting Release Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:March 2017 Date: Title: Opening Statement on Request for Comment on Possible Revisions to Statistical and Other Disclosures Affecting Registrants in the Financial Services Industry Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:March 2017 Date: Title: Statement at Open Meeting: Proposed Amendments to Exchange Act Rule 15c2-12 Speaker:

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

Published date grouping:March 2017 Date: Title: Statement at Open Meeting: Exhibit Hyperlinks and HTML Format Speaker:

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

Published date grouping:March 2017 Date: Title: Statement at Open Meeting: Inline XBRL Filing of Tagged Data Speaker:

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

Published date grouping:March 2017 Date: Title: Statement at Open Meeting: Request for Comment on Possible Changes to Industry Guide 3 Speaker:

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

Published date grouping:February 2017 Date: Title: SEC-NYU Dialogue on Securities Market Regulation: U.S. Securities-Based Crowdfunding - Welcoming Remarks Speaker:

Acting Chairman Michael Piwowar

Published date grouping:February 2017 Date: Title: SEC-NYU Dialogue on Securities Market Regulation: U.S. Securities-Based Crowdfunding - Closing Remarks Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2017 Date: Title: Commission Statement Regarding Decision in Bartko v. SEC Speaker:

The Commission

Published date grouping:February 2017 Date: Title: Statement on Jury's Verdict in Trial of Christopher J. Hall Speaker:

Stephanie Avakian

Acting Director, Division of Enforcement

Published date grouping:February 2017 Date: Title: Remarks of SEC Acting Chairman Michael Piwowar at the Signing of the Memorandum of Understanding between the Commission and NASAA Speaker:

Acting Chairman Michael Piwowar

Published date grouping:February 2017 Date: Title: Opening Remarks of SEC Acting Chairman Michael Piwowar before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Acting Chairman Michael S. Piwowar 

Published date grouping:February 2017 Date: Title: Remarks of Commissioner Kara Stein before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Kara Stein

Published date grouping:February 2017 Date: Title: Reconsideration of Pay Ratio Rule Implementation Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:January 2017 Date: Title: Reconsideration of Conflict Minerals Rule Implementation Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:January 2017 Date: Title: A U.S. Imperative: High-Quality, Globally Accepted Accounting Standards Speaker:

Chair Mary Jo White

Published date grouping:December 2016 Date: Title: Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017 Speaker:

Chair Mary Jo White

Published date grouping:December 2016 Date: Title: Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017 Speaker:

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

Published date grouping:December 2016 Date: Title: Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017 Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2016 Date: Title: Opening Remarks at the Equity Market Structure Advisory Committee Meeting Speaker:

Chair Mary Jo White

Published date grouping:November 2016 Date: Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation Speaker:

Chair Mary Jo White

Published date grouping:November 2016 Date: Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2016 Date: Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2016 Date: Title: Statement on the Work of the Financial Stability Oversight Council’s Hedge Fund Working Group Speaker:

Chair Mary Jo White

Published date grouping:November 2016 Date: Title: Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan Speaker:

Chair Mary Jo White

Published date grouping:November 2016 Date: Title: Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2016 Date: Title: Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2016 Date: Title: Statement on Jury’s Verdict in Insider Trading Case Against Pharmaceutical Executive and Friend Speaker:

Andrew Ceresney
Director, Division of Enforcement

Published date grouping:November 2016 Date: Title: Opening Remarks at the Fintech Forum Speaker:

Chair Mary Jo White

Published date grouping:November 2016 Date: Title: Statement at Financial Technology Forum Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2016 Date: Title: Remarks at the PCAOB Investor Advisory Group Meeting Speaker:

Chair Mary Jo White

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Universal Proxy System and Exemptions to Facilitate Intrastate and Regional Securities Offerings Speaker:

Chair Mary Jo White

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Universal Proxy System Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Exemptions to Facilitate Intrastate and Regional Securities Offerings Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2016 Date: Title: Dissenting Statement at Open Meeting: Universal Proxy System Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Adoption of Updated Rules regarding Intrastate Offerings and Small Business Capital Formation Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Modernizing and Enhancing Investment Company and Investment Adviser Reporting Speaker:

Chair Mary Jo White

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Adoption of Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Adoption of Investment Company Reporting Modernization Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Investment Company Liquidity Risk Management Programs, Investment Company Swing Pricing, and Investment Company Reporting Modernization Releases Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2016 Date: Title: Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Chair Mary Jo White

Published date grouping:September 2016 Date: Title: Statement at Open Meeting: Covered Clearing Agencies and Shortening the Settlement Cycle Speaker:

Chair Mary Jo White

Published date grouping:September 2016 Date: Title: Statement on the Proposed Rule Amendment to Shorten the Transaction Settlement Cycle Speaker:

Commissioner Kara M. Stein

Published date grouping:September 2016 Date: Title: Statement at Open Meeting: Shortening the Settlement Cycle Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2016 Date: Title: Statement at Open Meeting: Adoption of Clearing Agency Standards and Proposal of Amendments to Clearing Agency Definitions Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2016 Date: Title: Statement at Open Meeting: Adoption of Rule on Standards for Covered Clearing Agencies and Proposal on Amendments to Related Definitions Speaker:

Commissioner Kara M. Stein

Published date grouping:September 2016 Date: Title: Statement Regarding Publication of List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2016 Date: Title: Statement on Jury’s Verdict in Trial of the City of Miami and Michael Boudreaux Speaker:

Andrew Ceresney
Director, Division of Enforcement

Published date grouping:August 2016 Date: Title: Opinion of Commissioner Piwowar, concurring in part and dissenting in part from the opinion of the Commission Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2016 Date: Title: Opinion of Commissioner Piwowar, concurring in part and dissenting in part from the opinion of the Commission Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2016 Date: Title: Opening Remarks at the Equity Market Structure Advisory Committee Meeting Speaker:

Chair Mary Jo White

Published date grouping:August 2016 Date: Title: Remarks at the Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Chair Mary Jo White

Published date grouping:July 2016 Date: Title: Opening Remarks to the Investor Advisory Committee Speaker:

Chair Mary Jo White

Published date grouping:July 2016 Date: Title: Statement at Meeting of the Investor Advisory Committee Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement at Open Meeting on Regulation SBSR, the Disclosure of Order Handling Information, and Disclosure Update and Simplification Speaker:

Chair Mary Jo White

Published date grouping:July 2016 Date: Title: Statement at Open Meeting Regarding Amendments to Regulation SBSR - Reporting and Dissemination of Security-Based Swap Information Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement at Open Meeting on Disclosure of Order Handling Information Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement at Open Meeting on Disclosure Update and Simplification Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement on Adoption of Rule on Reporting and Dissemination of Security-Based Swap Information Speaker:

Commissioner Kara M. Stein

Published date grouping:July 2016 Date: Title: Statement on Amendments to Disclosure of Order Handling Information Speaker:

Commissioner Kara M. Stein

Published date grouping:July 2016 Date: Title: Statement on the Disclosure Update and Simplification Proposing Release Speaker:

Commissioner Kara M. Stein

Published date grouping:July 2016 Date: Title: Statement Regarding the Delay in Proposing to Shorten the Trade Settlement Cycle Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement on Passing of Former SEC Commissioner Irving M. Pollack Speaker:

Chair Mary Jo White

Published date grouping:June 2016 Date: Title: Statement from Chair Mary Jo White on U.S. Equity Markets Speaker:

Chair Mary Jo White

Published date grouping:June 2016 Date: Title: Mary Jo White Statement on FINRA's Appointment of Robert Cook as CEO Speaker:
Chair Mary Jo White
Published date grouping:June 2016 Date: Title: Opening Remarks at the Investor Advisory Committee Meeting Speaker:
Chair Mary Jo White
Published date grouping:June 2016 Date: Title: Remarks at the Meeting of the SEC Investor Advisory Committee Speaker:

Commissioner Michael S. Piwowar

Published date grouping:May 2016 Date: Title: Statement at News Conference Announcing Insider Trading Case Involving Sports Gambler and Board Member Speaker:
Andrew Ceresney
Director, Division of Enforcement 
Published date grouping:May 2016 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:
Chair Mary Jo White
Published date grouping:May 2016 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2016 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2016 Date: Title: SEC Enforcement Director Statement on Jury Finding That CEO Defrauded Investors Speaker:

Andrew Ceresney
Director, SEC Division of Enforcement

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