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Public Statements

Public Statements

 

Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.


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Date Title Speaker
Feb. 10, 2016 Statement at Open Meeting on Final Rules Regarding Application of Title VII Dealer De Minimis Requirements to Security-Based Swap Dealing Activity in the United States

Chair Mary Jo White

Feb. 10, 2016 Statement at Open Meeting on Final Rules Regarding Application of Title VII Dealer De Minimis Requirements to Security-Based Swap Dealing Activity in the United States

Commissioner Kara M. Stein

Feb. 10, 2016 Statement at Open Meeting on Final Rules Regarding Application of Title VII Dealer De Minimis Requirements to Security-Based Swap Dealing Activity in the United States

Commissioner Michael S. Piwowar

Feb. 2, 2016 Opening Remarks to the Equity Market Structure Advisory Committee Meeting

Chair Mary Jo White

Feb. 2, 2016 Opening Remarks to the Equity Market Structure Advisory Committee Meeting

Commissioner Michael S. Piwowar

Jan. 21, 2016 Opening Remarks to the Investor Advisory Committee

Chair Mary Jo White

Jan. 21, 2016 Opening Remarks to the Investor Advisory Committee

Commissioner Michael S. Piwowar

Dec. 22, 2015 Modernizing the Commission's Regulatory Structure for Transfer Agents

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Dec. 21, 2015 Commissioner Aguilar: Looking Back at The SEC’s Transformation (and a few other things)

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission [*]

Dec. 18, 2015 Statement In The Matter Of JPMorgan Chase Bank, N.A., Regarding Order Under 506(d) Of The Securities Act Of 1933 Granting A Waiver Of The Rule 506(d)(1)(iii) Disqualification Provision

Commissioner Kara M. Stein

Dec. 16, 2015 Being a Responsible Steward: Ensuring that the SEC Implements Effective Cybersecurity Protocols for its Data Gathering Efforts

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

Dec. 11, 2015 Statement at Open Meeting

Chair Mary Jo White

Dec. 11, 2015 Statement on Proposed Disclosure of Payments by Resource Extraction Issuers

Commissioner Kara M. Stein

Dec. 11, 2015 Statement on Use of Derivatives by Registered Investment Companies and Business Development Companies

Commissioner Kara M. Stein 

Dec. 11, 2015 Dissenting Statement at Open Meeting on Resource Extraction

Commissioner Michael S. Piwowar

Dec. 11, 2015 Dissenting Statement at Open Meeting on Use of Derivatives by Registered Investment Companies and Business Development Companies

Commissioner Michael S. Piwowar

Dec. 11, 2015 Statement at Open Meeting regarding Disclosure of Payments by Resource Extraction Issuers

Commissioner Luis A. Aguilar

Dec. 11, 2015 Statement at Open Meeting regarding Use of Derivatives by Registered Investment Companies and Business Development Companies

Commissioner Luis A. Aguilar

Dec. 8, 2015 Statement Regarding Repeal of Indemnification Requirement

Commissioner Michael S. Piwowar

Nov. 30, 2015 Commissioner Aguilar's (Hopefully) Helpful Tips for New SEC Commissioners

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Nov. 19, 2015 Opening Remarks to the Government-Business Forum on Small Business Capital Formation

Chair Mary Jo White

Nov. 19, 2015 Statement to the Government-Business Forum on Small Business Capital Formation

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Nov. 19, 2015 Statement to the Government-Business Forum on Small Business Capital Formation

Commissioner Kara M. Stein

Nov. 19, 2015 Statement to the Government-Business Forum on Small Business Capital Formation

Commissioner Michael S. Piwowar

Nov. 18, 2015 Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Chair Mary Jo White

Nov. 18, 2015 Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Commissioner Luis A. Aguilar

Nov. 18, 2015 Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Commissioner Michael S. Piwowar

Nov. 18, 2015 Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Commissioner Kara M. Stein

Nov. 18, 2015 Dissenting From an SEC Windfall For Lawyers

Commissioners Daniel M. Gallagher and Michael S. Piwowar 

U.S. Securities and Exchange Commission[1]

Nov. 16, 2015 Statement on Departure from the SEC

Commissioner Luis A. Aguilar

Nov. 2, 2015 Opening Remarks at the 21st Annual International Institute for Securities Enforcement and Market Oversight

Chair Mary Jo White

Oct. 30, 2015 Statement on the Retirement of FINRA Chairman and CEO Richard Ketchum

Chair Mary Jo White

Oct. 30, 2015 Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504

Chair Mary Jo White

Oct. 30, 2015 Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504

Commissioner Luis A. Aguilar

Oct. 30, 2015 Dissenting Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504

Commissioner Michael S. Piwowar

Oct. 30, 2015 Statement at Open Meeting on Regulation Crowdfunding

Commissioner Kara M. Stein

Oct. 30, 2015 Statement at Open Meeting on Securities Act Rules 147 and 504

Commissioner Kara M. Stein

Oct. 27, 2015 Opening Remarks at the October 2015 Meeting of the Equity Market Structure Advisory Committee

Chair Mary Jo White

Oct. 27, 2015 Opening Remarks at the October 2015 Meeting of the Equity Market Structure Advisory Committee

Commissioner Luis A. Aguilar

Oct. 27, 2015 Remarks at the SEC Equity Market Structure Advisory Committee Meeting

Commissioner Michael S. Piwowar

Oct. 19, 2015 The Need for Greater Focus on the Cybersecurity Challenges Facing Small and Midsize Businesses

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Oct. 16, 2015 Statement of Investor Advocate Rick A. Fleming Regarding His First Official Recommendation to the Securities and Exchange Commission

Rick A. Fleming, Investor Advocate

Oct. 15, 2015 How Can the Markets Best Adapt to the Rapid Growth of ETFs

Commissioner Luis A. Aguilar

Oct. 15, 2015 Opening Remarks to the Investor Advisory Committee

Chair Mary Jo White

Oct. 9, 2015 Commission Statement Regarding Decision in Koch v. SEC

The Commission

Oct. 2, 2015 Statement of Commissioner Daniel M. Gallagher on His Departure from the SEC

Commissioner Daniel M. Gallagher

Oct. 2, 2015 Opinion of Commissioner Gallagher and Commissioner Piwowar, dissenting from the opinion of the Commission

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Sept. 29, 2015 The Investment Company Act and Investment Advisers Act Standing the Test of Time

Chair Mary Jo White

Sept. 25, 2015 Statement Regarding Security-Based Swap Rules

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Sept. 24, 2015 Statement on Final Judgment Entered Against BBX Capital Corporation and Alan B. Levan

Andrew Ceresney

Director, Division of Enforcement

Sept. 24, 2015 Statement on New Rulemaking Website

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Sept. 24, 2015 Announcement of New Rulemaking Database

Chair Mary Jo White

Sept. 24, 2015 Statement on Jury Verdict in Insider Trading Trial of Ralph J. Pirtle and Morando Berrettini

Andrew Ceresney

Director of Enforcement

Sept. 23, 2015 Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Chair Mary Jo White

Sept. 23, 2015 Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Commissioner Daniel M. Gallagher

Sept. 23, 2015 Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Sept. 22, 2015 Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

Chair Mary Jo White

Sept. 22, 2015 Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

Commissioner Luis A. Aguilar

Sept. 22, 2015 Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

Commissioner Daniel M. Gallagher

Sept. 22, 2015 Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

Commissioner Michael S. Piwowar

Sept. 22, 2015 Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

Commissioner Kara M. Stein 

Sept. 16, 2015 Statement on Adoption of Amendments to Remove References to Credit Ratings in Money Market Fund Rule 2a-7 and Form N-MFP

Commissioner Daniel M. Gallagher

Sept. 15, 2015 Finishing the Work of Regulating Security-Based Derivatives

Commissioner Luis A. Aguilar

Sept. 4, 2015 Statement of Commissioner Daniel M. Gallagher

Commissioner Daniel M. Gallagher

Aug. 27, 2015 Enhancing the Commission’s Waiver Process

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Aug. 13, 2015 Statement on Edward D. Jones Enforcement Action

Commissioners Luis A. Aguilar, Daniel M. Gallagher, Kara M. Stein and Michael S. Piwowar

Aug. 11, 2015 Remarks at a Press Conference Announcing Enforcement Charges Involving an International Hacking Trading Scheme

Chair Mary Jo White

Aug. 10, 2015 Statement on the Importance of Clarity in Commission Orders

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Aug. 7, 2015 Additional Dissenting Comments on Pay Ratio Disclosure

Commissioner Michael S. Piwowar

Aug. 5, 2015 Statement at Open Meeting on Security-based Swap Rules Under Title VII and on Pay Ratio Disclosure Rule

Chair Mary Jo White

Aug. 5, 2015 Statement at Open Meeting on Pay Ratio Disclosure

Commissioner Luis A. Aguilar

Aug. 5, 2015 Dissenting Statement at Open Meeting on Pay Ratio Disclosure

Commissioner Daniel M. Gallagher

Aug. 5, 2015 Dissenting Statement at Open Meeting on Pay Ratio Disclosure

Commissioner Michael S. Piwowar

Aug. 5, 2015 Statement at Open Meeting on Pay Ratio Disclosure

Commissioner Kara M. Stein

Aug. 5, 2015 Statement at Open Meeting on Registration Requirements for SBS Entities

Commissioner Luis A. Aguilar

Aug. 5, 2015 Statement at Open Meeting on Registration Requirements for SBS Entities

Commissioner Daniel M. Gallagher

Aug. 5, 2015 Statement at Open Meeting on Registration Requirements for SBS Entities

Commissioner Michael S. Piwowar

Aug. 5, 2015 Statement at Open Meeting on Registration Requirements for SBS Entities

Commissioner Kara M. Stein

July 22, 2015 Statement on Decision of the D.C. Circuit on Retroactive Collateral Bars

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

July 22, 2015 Comment Letter on the Department of Labor Proposed Rule on Conflicts of Interest and Fiduciary Duty

Commissioner Daniel M. Gallagher

July 16, 2015 Statement on the Anniversary of the Dodd-Frank Act

Chair Mary Jo White

July 16, 2015 The Benefits of Shortening the Securities Settlement Cycle

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

July 14, 2015 Ere Misery Made Me Wise — The Need to Revisit the Regulatory Framework of the U.S. Treasury Market

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[2]

July 8, 2015 Statement on NYSE

Chair Mary Jo White

July 1, 2015 Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Chair Mary Jo White

July 1, 2015 Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Commissioner Luis A. Aguilar

July 1, 2015 Dissenting Statement at an Open Meeting On Dodd-Frank Act “Clawback” Provision

Commissioner Daniel M. Gallagher

July 1, 2015 Dissenting Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Commissioner Michael S. Piwowar

July 1, 2015 Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Commissioner Kara M. Stein

June 29, 2015 The Role of Chief Compliance Officers Must be Supported

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

June 29, 2015 Statement Regarding Proposals to Shorten the Trade Settlement Cycle

Commissioner Michael S. Piwowar and Commissioner Kara M. Stein

June 18, 2015 Statement on Recent SEC Settlements Charging Chief Compliance Officers With Violations of Investment Advisers Act Rule 206(4)-7

Commissioner Daniel M. Gallagher

June 11, 2015 Statement of Support for the Need to Modernize the Commission’s Transfer Agent Rules

Commissioner Michael S. Piwowar and Commissioner Kara M. Stein

June 11, 2015 Statement Regarding the Need to Modernize the Commission’s Transfer Agent Rules

Commissioner Luis A. Aguilar and Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission[*]

June 9, 2015 Dissenting Statement on the Final Interagency Policy Statement:
Failing to Advance Diversity and Inclusion

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

June 3, 2015 Crazy Quilt Chart of Regulation

Commissioner Daniel M. Gallagher

June 3, 2015 Opening Remarks of SEC Chair Mary Jo White before the SEC Advisory Committee on Small and Emerging Companies

Chair Mary Jo White

May 21, 2015 Dissenting Statement Regarding Certain Waivers Granted by the Commission for Certain Entities Pleading Guilty to Criminal Charges Involving Manipulation of Foreign Exchange Rates

Commissioner Kara M. Stein

May 20, 2015 Remarks at the 2015 SEC Memorial Day Tribute and Presentation of the John P. Wheeler, III, Veterans Charity Award

Chair Mary Jo White

May 20, 2015 Remarks at Veterans Committee Program: Wrapping Up Panelist Tribute to John P. Wheeler, III and Introducing the 2015 Winner of the John P. Wheeler Veterans Charity Award

Commissioner Daniel M. Gallagher

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Date: Feb. 2, 2016

Title: Opening Remarks to the Equity Market Structure Advisory Committee Meeting

Speaker

Chair Mary Jo White

Date: Feb. 2, 2016

Title: Opening Remarks to the Equity Market Structure Advisory Committee Meeting

Speaker

Commissioner Michael S. Piwowar

Date: Jan. 21, 2016

Title: Opening Remarks to the Investor Advisory Committee

Speaker

Chair Mary Jo White

Date: Jan. 21, 2016

Title: Opening Remarks to the Investor Advisory Committee

Speaker

Commissioner Michael S. Piwowar

Date: Dec. 22, 2015

Title: Modernizing the Commission's Regulatory Structure for Transfer Agents

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: Dec. 21, 2015

Title: Commissioner Aguilar: Looking Back at The SEC’s Transformation (and a few other things)

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission [*]

Date: Dec. 16, 2015

Title: Being a Responsible Steward: Ensuring that the SEC Implements Effective Cybersecurity Protocols for its Data Gathering Efforts

Speaker

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

Date: Dec. 11, 2015

Title: Statement at Open Meeting

Speaker

Chair Mary Jo White

Date: Dec. 11, 2015

Title: Statement on Proposed Disclosure of Payments by Resource Extraction Issuers

Speaker

Commissioner Kara M. Stein

Date: Dec. 11, 2015

Title: Dissenting Statement at Open Meeting on Resource Extraction

Speaker

Commissioner Michael S. Piwowar

Date: Dec. 11, 2015

Title: Statement at Open Meeting regarding Disclosure of Payments by Resource Extraction Issuers

Speaker

Commissioner Luis A. Aguilar

Date: Dec. 8, 2015

Title: Statement Regarding Repeal of Indemnification Requirement

Speaker

Commissioner Michael S. Piwowar

Date: Nov. 30, 2015

Title: Commissioner Aguilar's (Hopefully) Helpful Tips for New SEC Commissioners

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Date: Nov. 19, 2015

Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation

Speaker

Chair Mary Jo White

Date: Nov. 19, 2015

Title: Statement to the Government-Business Forum on Small Business Capital Formation

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Date: Nov. 19, 2015

Title: Statement to the Government-Business Forum on Small Business Capital Formation

Speaker

Commissioner Kara M. Stein

Date: Nov. 19, 2015

Title: Statement to the Government-Business Forum on Small Business Capital Formation

Speaker

Commissioner Michael S. Piwowar

Date: Nov. 18, 2015

Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Speaker

Chair Mary Jo White

Date: Nov. 18, 2015

Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Speaker

Commissioner Luis A. Aguilar

Date: Nov. 18, 2015

Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Speaker

Commissioner Michael S. Piwowar

Date: Nov. 18, 2015

Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Speaker

Commissioner Kara M. Stein

Date: Nov. 18, 2015

Title: Dissenting From an SEC Windfall For Lawyers

Speaker

Commissioners Daniel M. Gallagher and Michael S. Piwowar 

U.S. Securities and Exchange Commission[1]

Date: Nov. 16, 2015

Title: Statement on Departure from the SEC

Speaker

Commissioner Luis A. Aguilar

Date: Oct. 30, 2015

Title: Statement on the Retirement of FINRA Chairman and CEO Richard Ketchum

Speaker

Chair Mary Jo White

Date: Oct. 30, 2015

Title: Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504

Speaker

Commissioner Luis A. Aguilar

Date: Oct. 30, 2015

Title: Dissenting Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504

Speaker

Commissioner Michael S. Piwowar

Date: Oct. 30, 2015

Title: Statement at Open Meeting on Regulation Crowdfunding

Speaker

Commissioner Kara M. Stein

Date: Oct. 30, 2015

Title: Statement at Open Meeting on Securities Act Rules 147 and 504

Speaker

Commissioner Kara M. Stein

Date: Oct. 27, 2015

Title: Opening Remarks at the October 2015 Meeting of the Equity Market Structure Advisory Committee

Speaker

Commissioner Luis A. Aguilar

Date: Oct. 27, 2015

Title: Remarks at the SEC Equity Market Structure Advisory Committee Meeting

Speaker

Commissioner Michael S. Piwowar

Date: Oct. 19, 2015

Title: The Need for Greater Focus on the Cybersecurity Challenges Facing Small and Midsize Businesses

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: Oct. 15, 2015

Title: How Can the Markets Best Adapt to the Rapid Growth of ETFs

Speaker

Commissioner Luis A. Aguilar

Date: Oct. 15, 2015

Title: Opening Remarks to the Investor Advisory Committee

Speaker

Chair Mary Jo White

Date: Oct. 9, 2015

Title: Commission Statement Regarding Decision in Koch v. SEC

Speaker

The Commission

Date: Oct. 2, 2015

Title: Statement of Commissioner Daniel M. Gallagher on His Departure from the SEC

Speaker

Commissioner Daniel M. Gallagher

Date: Oct. 2, 2015

Title: Opinion of Commissioner Gallagher and Commissioner Piwowar, dissenting from the opinion of the Commission

Speaker

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Date: Sept. 29, 2015

Title: The Investment Company Act and Investment Advisers Act Standing the Test of Time

Speaker

Chair Mary Jo White

Date: Sept. 25, 2015

Title: Statement Regarding Security-Based Swap Rules

Speaker

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Date: Sept. 24, 2015

Title: Statement on Final Judgment Entered Against BBX Capital Corporation and Alan B. Levan

Speaker

Andrew Ceresney

Director, Division of Enforcement

Date: Sept. 24, 2015

Title: Statement on New Rulemaking Website

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: Sept. 24, 2015

Title: Announcement of New Rulemaking Database

Speaker

Chair Mary Jo White

Date: Sept. 24, 2015

Title: Statement on Jury Verdict in Insider Trading Trial of Ralph J. Pirtle and Morando Berrettini

Speaker

Andrew Ceresney

Director of Enforcement

Date: Sept. 23, 2015

Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Speaker

Chair Mary Jo White

Date: Sept. 23, 2015

Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Speaker

Commissioner Daniel M. Gallagher

Date: Sept. 23, 2015

Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: Sept. 22, 2015

Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

Speaker

Chair Mary Jo White

Date: Sept. 22, 2015

Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

Speaker

Commissioner Luis A. Aguilar

Date: Sept. 22, 2015

Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

Speaker

Commissioner Daniel M. Gallagher

Date: Sept. 22, 2015

Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

Speaker

Commissioner Michael S. Piwowar

Date: Sept. 22, 2015

Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

Speaker

Commissioner Kara M. Stein 

Date: Sept. 15, 2015

Title: Finishing the Work of Regulating Security-Based Derivatives

Speaker

Commissioner Luis A. Aguilar

Date: Sept. 4, 2015

Title: Statement of Commissioner Daniel M. Gallagher

Speaker

Commissioner Daniel M. Gallagher

Date: Aug. 27, 2015

Title: Enhancing the Commission’s Waiver Process

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Date: Aug. 13, 2015

Title: Statement on Edward D. Jones Enforcement Action

Speaker

Commissioners Luis A. Aguilar, Daniel M. Gallagher, Kara M. Stein and Michael S. Piwowar

Date: Aug. 10, 2015

Title: Statement on the Importance of Clarity in Commission Orders

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Date: Aug. 7, 2015

Title: Additional Dissenting Comments on Pay Ratio Disclosure

Speaker

Commissioner Michael S. Piwowar

Date: Aug. 5, 2015

Title: Statement at Open Meeting on Pay Ratio Disclosure

Speaker

Commissioner Luis A. Aguilar

Date: Aug. 5, 2015

Title: Dissenting Statement at Open Meeting on Pay Ratio Disclosure

Speaker

Commissioner Daniel M. Gallagher

Date: Aug. 5, 2015

Title: Dissenting Statement at Open Meeting on Pay Ratio Disclosure

Speaker

Commissioner Michael S. Piwowar

Date: Aug. 5, 2015

Title: Statement at Open Meeting on Pay Ratio Disclosure

Speaker

Commissioner Kara M. Stein

Date: Aug. 5, 2015

Title: Statement at Open Meeting on Registration Requirements for SBS Entities

Speaker

Commissioner Luis A. Aguilar

Date: Aug. 5, 2015

Title: Statement at Open Meeting on Registration Requirements for SBS Entities

Speaker

Commissioner Daniel M. Gallagher

Date: Aug. 5, 2015

Title: Statement at Open Meeting on Registration Requirements for SBS Entities

Speaker

Commissioner Michael S. Piwowar

Date: Aug. 5, 2015

Title: Statement at Open Meeting on Registration Requirements for SBS Entities

Speaker

Commissioner Kara M. Stein

Date: July 22, 2015

Title: Statement on Decision of the D.C. Circuit on Retroactive Collateral Bars

Speaker

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Date: July 22, 2015

Title: Comment Letter on the Department of Labor Proposed Rule on Conflicts of Interest and Fiduciary Duty

Speaker

Commissioner Daniel M. Gallagher

Date: July 16, 2015

Title: Statement on the Anniversary of the Dodd-Frank Act

Speaker

Chair Mary Jo White

Date: July 16, 2015

Title: The Benefits of Shortening the Securities Settlement Cycle

Speaker

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

Date: July 14, 2015

Title: Ere Misery Made Me Wise — The Need to Revisit the Regulatory Framework of the U.S. Treasury Market

Speaker

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[2]

Date: July 8, 2015

Title: Statement on NYSE

Speaker

Chair Mary Jo White

Date: July 1, 2015

Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Speaker

Chair Mary Jo White

Date: July 1, 2015

Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Speaker

Commissioner Luis A. Aguilar

Date: July 1, 2015

Title: Dissenting Statement at an Open Meeting On Dodd-Frank Act “Clawback” Provision

Speaker

Commissioner Daniel M. Gallagher

Date: July 1, 2015

Title: Dissenting Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Speaker

Commissioner Michael S. Piwowar

Date: July 1, 2015

Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Speaker

Commissioner Kara M. Stein

Date: June 29, 2015

Title: The Role of Chief Compliance Officers Must be Supported

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Date: June 29, 2015

Title: Statement Regarding Proposals to Shorten the Trade Settlement Cycle

Speaker

Commissioner Michael S. Piwowar and Commissioner Kara M. Stein

Date: June 11, 2015

Title: Statement of Support for the Need to Modernize the Commission’s Transfer Agent Rules

Speaker

Commissioner Michael S. Piwowar and Commissioner Kara M. Stein

Date: June 11, 2015

Title: Statement Regarding the Need to Modernize the Commission’s Transfer Agent Rules

Speaker

Commissioner Luis A. Aguilar and Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission[*]

Date: June 9, 2015

Title: Dissenting Statement on the Final Interagency Policy Statement:
Failing to Advance Diversity and Inclusion

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Date: June 3, 2015

Title: Crazy Quilt Chart of Regulation

Speaker

Commissioner Daniel M. Gallagher

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