Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar
Commissioner Robert J. Jackson, Jr.
Commissioner Hester M. Peirce
Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda. To view Public Statements prior to 2012, view the Public Statements Archive.
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Published date grouping
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Date
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Title
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Speaker
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|---|---|---|---|
| Published date grouping:April 2018 | Date: | Title: Statement at the Open Meeting on Standards of Conduct for Investment Professionals |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:April 2018 | Date: | Title: Overview of the Standards of Conduct for Investment Professionals Rulemaking Package |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:April 2018 | Date: | Title: Statement on Proposals Relating to Regulation Best Interest, Form CRS, Restrictions on the Use of Certain Names or Titles, and Commission Interpretation Regarding the Standard of Conduct for Investment Advisers |
Speaker:
Commissioner Kara M. Stein
|
| Published date grouping:April 2018 | Date: | Title: Statement at Open Meeting on Form CRS, Proposed Regulation Best Interest and Notice of Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers (Proposed Rule) |
Speaker:
Commissioner Michael S. Piwowar
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| Published date grouping:April 2018 | Date: | Title: Proposed Rulemakings and Interpretations Relating to Retail Investor Relationships with Investment Professionals |
Speaker:
Commissioner Robert J. Jackson Jr.
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| Published date grouping:April 2018 | Date: | Title: Statement at the Open Meeting on Standards of Conduct for Investment Professionals |
Speaker:
Commissioner Hester M. Peirce
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| Published date grouping:April 2018 | Date: | Title: Letter of Commissioners Piwowar and Peirce on Regulation A Offering Amount Limitation |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:April 2018 | Date: | Title: Opening Remarks at the Second Meeting of the Fixed Income Market Structure Advisory Committee |
Speaker:
Chairman Jay Clayton |
| Published date grouping:April 2018 | Date: | Title: Statement on Passing of Enforcement Division Associate Director Scott W. Friestad |
Speaker:
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| Published date grouping:March 2018 | Date: | Title: Statement on the Proposed Transaction Fee Pilot for NMS Stocks |
Speaker:
Chairman Jay Clayton |
| Published date grouping:March 2018 | Date: | Title: Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information |
Speaker:
Chairman Jay Clayton |
| Published date grouping:March 2018 | Date: | Title: Statement on Proposed Rule to Conduct a Transaction Fee Pilot in NMS stocks |
Speaker:
Commissioner Michael S. Piwowar
|
| Published date grouping:March 2018 | Date: | Title: Statement at Open Meeting on Investment Company Liquidity Disclosure |
Speaker:
Commissioner Michael S. Piwowar
|
| Published date grouping:March 2018 | Date: | Title: Statement on the Proposed Transaction Fee Pilot for NMS Stocks |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:March 2018 | Date: | Title: Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:March 2018 | Date: | Title: Statement on the Proposed Transaction Fee Pilot for NMS Stocks |
Speaker:
Commissioner Robert J. Jackson, Jr. |
| Published date grouping:March 2018 | Date: | Title: Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information |
Speaker:
Commissioner Robert J. Jackson, Jr. |
| Published date grouping:March 2018 | Date: | Title: Statement at Open Meeting on Transaction Fee Pilot Proposal |
Speaker:
Commissioner Hester M. Peirce
|
| Published date grouping:March 2018 | Date: | Title: Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information |
Speaker:
Commissioner Hester M. Peirce |
| Published date grouping:March 2018 | Date: | Title: Remarks to the SEC Investor Advisory Committee |
Speaker:
SEC Chairman Jay Clayton |
| Published date grouping:March 2018 | Date: | Title: Remarks at the SEC’s Investor Advisory Committee Meeting |
Speaker:
Commissioner Kara M. Stein
|
| Published date grouping:March 2018 | Date: | Title: Statement on Potentially Unlawful Online Platforms for Trading Digital Assets |
Speaker:
Divisions of Enforcement and Trading and Markets |
| Published date grouping:February 2018 | Date: | Title: Statement on Cybersecurity Interpretive Guidance |
Speaker:
SEC Chairman Jay Clayton |
| Published date grouping:February 2018 | Date: | Title: Statement on Commission Statement and Guidance on Public Company Cybersecurity Disclosures |
Speaker:
Commissioner Robert J. Jackson Jr.
|
| Published date grouping:February 2018 | Date: | Title: Statement on Commission Statement and Guidance on Public Company Cybersecurity Disclosures |
Speaker:
Commissioner Kara M. Stein
|
| Published date grouping:February 2018 | Date: | Title: Joint Statement: Thank You Jacob "Jake" Stillman |
Speaker:
Chairman Jay Clayton |
| Published date grouping:January 2018 | Date: | Title: Statement by SEC Chairman Jay Clayton and CFTC Chairman J. Christopher Giancarlo: Regulators are Looking at Cryptocurrency |
Speaker:
SEC Chairman Jay Clayton CFTC Chairman J. Christopher Giancarlo |
| Published date grouping:January 2018 | Date: | Title: Statement on Charges Against Former KPMG and PCAOB Personnel |
Speaker:
Chairman Jay Clayton |
| Published date grouping:January 2018 | Date: | Title: Joint Statement by SEC and CFTC Enforcement Directors Regarding Virtual Currency Enforcement Actions |
Speaker:
SEC Co-Enforcement Directors Stephanie Avakian and Steven Peikin and CFTC Enforcement Director James McDonald |
| Published date grouping:January 2018 | Date: | Title: Opening Remarks at the Inaugural Meeting of the Fixed Income Market Structure Advisory Committee |
Speaker:
Chairman Jay Clayton |
| Published date grouping:January 2018 | Date: | Title: Remarks to the Fixed Income Market Structure Advisory Committee |
Speaker:
Commissioner Kara M. Stein
|
| Published date grouping:January 2018 | Date: | Title: Remarks at the Inaugural Meeting of the Fixed Income Market Structure Advisory Committee |
Speaker:
Commissioner Michael S. Piwowar
|
| Published date grouping:January 2018 | Date: | Title: Statement on NASAA’s Message to Investors about ICOs |
Speaker:
Chairman Jay Clayton |
| Published date grouping:January 2018 | Date: | Title: Statement on PCAOB Board Member Changes |
Speaker:
Chairman Jay Clayton |
| Published date grouping:December 2017 | Date: | Title: Statement on Senate Confirmation of Hester Peirce and Robert J. Jackson, Jr. |
Speaker:
Chairman Jay Clayton |
| Published date grouping:December 2017 | Date: | Title: Statement on the Tax Cuts and Jobs Act |
Speaker:
Chairman Jay Clayton |
| Published date grouping:December 2017 | Date: | Title: Jury Finds Technology Company Founder Liable for Misleading Investors About Energy-Efficient Computer Servers |
Speaker:
Stephanie Avakian, Co-Director, SEC Division of Enforcement |
| Published date grouping:December 2017 | Date: | Title: Statement on Appointment of New PCAOB Board Members |
Speaker:
Chairman Jay Clayton |
| Published date grouping:December 2017 | Date: | Title: Statement on Cryptocurrencies and Initial Coin Offerings |
Speaker:
SEC Chairman Jay Clayton |
| Published date grouping:December 2017 | Date: | Title: Statement From Enforcement Division Co-Directors on Jury Verdict in Financial Fraud Case |
Speaker:
Stephanie Avakian, Co-Director, SEC Division of Enforcement |
| Published date grouping:December 2017 | Date: | Title: Remarks to the SEC Investor Advisory Committee |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:November 2017 | Date: | Title: Remarks to the Annual Government-Business Forum on Small Business Capital Formation |
Speaker:
Chairman Jay Clayton |
| Published date grouping:November 2017 | Date: | Title: 2017 Government–Business Forum on Small Business Capital Formation Opening Remarks |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:November 2017 | Date: | Title: Remarks to the SEC Government-Business Forum on Small Business Capital Formation |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:November 2017 | Date: | Title: Statement on Status of the Consolidated Audit Trail |
Speaker:
Chairman Jay Clayton |
| Published date grouping:November 2017 | Date: | Title: Statement on Passing of Former SEC Commissioner Isaac Hunt |
Speaker:
Chairman Jay Clayton |
| Published date grouping:November 2017 | Date: | Title: SEC Statement Urging Caution Around Celebrity Backed ICOs |
Speaker:
SEC Division of Enforcement and |
| Published date grouping:October 2017 | Date: | Title: Statement on the Staff’s No-Action Relief Regarding MiFID II |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:October 2017 | Date: | Title: Statement on SEC Approval of the PCAOB’s New Auditor’s Reporting Standard |
Speaker:
Chairman Jay Clayton |
| Published date grouping:October 2017 | Date: | Title: Statement on PCAOB’s New Auditor’s Reporting Standard |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:October 2017 | Date: | Title: Statement on Adoption of Auditor’s Reporting Model |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:October 2017 | Date: | Title: Remarks to the SEC Investor Advisory Committee |
Speaker:
Chairman Jay Clayton |
| Published date grouping:October 2017 | Date: | Title: Remarks at the SEC’s Investor Advisory Committee Meeting |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:October 2017 | Date: | Title: Statement at Open Meeting: Proposal to Modernize and Simplify Disclosure Requirements |
Speaker:
Chairman Jay Clayton |
| Published date grouping:October 2017 | Date: | Title: Statement of Commissioner Piwowar at Open Meeting Regarding FAST Act Modernization and Simplification of Regulation S-K |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:October 2017 | Date: | Title: Statement on Proposal of FAST Act Modernization and Simplification of Regulation S-K |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:October 2017 | Date: | Title: Statement on Jury's Verdict in Trial of Howard Present |
Speaker:
Stephanie Avakian, Co-Director, Division of Enforcement Steven Peikin, Co-Director, Division of Enforcement |
| Published date grouping:September 2017 | Date: | Title: Update on the Search and Selection Process for Public Company Accounting Oversight Board’s Next Members |
Speaker:
Chairman Jay Clayton |
| Published date grouping:September 2017 | Date: | Title: Statement on Cybersecurity |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:September 2017 | Date: | Title: Statement on Cybersecurity |
Speaker:
Chairman Jay Clayton |
| Published date grouping:September 2017 | Date: | Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:September 2017 | Date: | Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Chairman Jay Clayton |
| Published date grouping:September 2017 | Date: | Title: SEC Launches Nationwide Search to Hire Agency’s First-Ever “Advocate for Small Business Capital Formation” |
Speaker:
Chairman Jay Clayton |
| Published date grouping:August 2017 | Date: | Title: James R. Doty, Chairman of the Public Company Accounting Oversight Board, Agrees To Remain in Place for Search and Transition Period for New Board Members |
Speaker:
Chairman Jay Clayton |
| Published date grouping:August 2017 | Date: | Title: Statement of Chairman Jay Clayton and Commissioners Kara M. Stein and Michael S. Piwowar on passing of former SEC Chairman Harold M. Williams |
Speaker:
Chairman Jay Clayton |
| Published date grouping:July 2017 | Date: | Title: Opening Remarks at the National Compliance Outreach Program for Broker-Dealers |
Speaker:
Chairman Jay Clayton |
| Published date grouping:July 2017 | Date: | Title: Statement by the Divisions of Corporation Finance and Enforcement on the Report of Investigation on The DAO |
Speaker:
Divisions of Corporation Finance and Enforcement |
| Published date grouping:July 2017 | Date: | Title: Comment Letter in Response to the Department of Labor’s “Request for Information Regarding the Fiduciary Rule and Prohibited Transaction Exemptions” |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:June 2017 | Date: | Title: Remarks to the SEC Investor Advisory Committee |
Speaker:
Chairman Jay Clayton |
| Published date grouping:June 2017 | Date: | Title: Public Comments from Retail Investors and Other Interested Parties on Standards of Conduct for Investment Advisers and Broker-Dealers |
Speaker:
Chairman Jay Clayton |
| Published date grouping:May 2017 | Date: | Title: Statement on Leon Cooperman Settling Insider Trading Charges |
Speaker:
Stephanie Avakian, Acting Enforcement Division Director |
| Published date grouping:May 2017 | Date: | Title: Opening Remarks Before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Chairman Jay Clayton |
| Published date grouping:May 2017 | Date: | Title: Remarks Before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Commissioner Kara Stein |
| Published date grouping:April 2017 | Date: | Title: Statement of Acting Chairman Piwowar on the Court of Appeals Decision on the Conflict Minerals Rule |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:April 2017 | Date: | Title: Updated Statement on the Effect of the Court of Appeals Decision on the Conflict Minerals Rule |
Speaker:
SEC Division of Corporation Finance |
| Published date grouping:April 2017 | Date: | Title: Opening Remarks at the April 2017 Meeting of the Equity Market Structure Advisory Committee |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:April 2017 | Date: | Title: Remarks at the Meeting of the Equity Market Structure Advisory Committee |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:March 2017 | Date: | Title: Statement at Open Meeting: Amendment to Shorten the Trade Settlement Cycle |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:March 2017 | Date: | Title: Statement at Open Meeting: Amendment to Shorten the Trade Settlement Cycle |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:March 2017 | Date: | Title: Remarks at Office of the Investor Advocate’s Evidence Summit |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:March 2017 | Date: | Title: Remarks to the SEC Investor Advisory Committee |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:March 2017 | Date: | Title: Remarks at the SEC’s Investor Advisory Committee Meeting |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:March 2017 | Date: | Title: Opening Statement on Proposed Amendment to Rule 15c2-12 |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:March 2017 | Date: | Title: Opening Statement on Inline XBRL Filing of Tagged Data |
Speaker:
Acting Chairman Michael S. Piwowar
|
| Published date grouping:March 2017 | Date: | Title: Opening Statement on Hyperlinks and HTML Adopting Release |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:March 2017 | Date: | Title: Opening Statement on Request for Comment on Possible Revisions to Statistical and Other Disclosures Affecting Registrants in the Financial Services Industry |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:March 2017 | Date: | Title: Statement at Open Meeting: Proposed Amendments to Exchange Act Rule 15c2-12 |
Speaker:
Commissioner Kara M. Stein U.S. Securities and Exchange Commission |
| Published date grouping:March 2017 | Date: | Title: Statement at Open Meeting: Exhibit Hyperlinks and HTML Format |
Speaker:
Commissioner Kara M. Stein U.S. Securities and Exchange Commission |
| Published date grouping:March 2017 | Date: | Title: Statement at Open Meeting: Inline XBRL Filing of Tagged Data |
Speaker:
Commissioner Kara M. Stein U.S. Securities and Exchange Commission |
| Published date grouping:March 2017 | Date: | Title: Statement at Open Meeting: Request for Comment on Possible Changes to Industry Guide 3 |
Speaker:
Commissioner Kara M. Stein U.S. Securities and Exchange Commission |
| Published date grouping:February 2017 | Date: | Title: SEC-NYU Dialogue on Securities Market Regulation: U.S. Securities-Based Crowdfunding - Welcoming Remarks |
Speaker:
Acting Chairman Michael Piwowar |
| Published date grouping:February 2017 | Date: | Title: SEC-NYU Dialogue on Securities Market Regulation: U.S. Securities-Based Crowdfunding - Closing Remarks |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:February 2017 | Date: | Title: Commission Statement Regarding Decision in Bartko v. SEC |
Speaker:
The Commission |
| Published date grouping:February 2017 | Date: | Title: Statement on Jury's Verdict in Trial of Christopher J. Hall |
Speaker:
Stephanie Avakian |
| Published date grouping:February 2017 | Date: | Title: Remarks of SEC Acting Chairman Michael Piwowar at the Signing of the Memorandum of Understanding between the Commission and NASAA |
Speaker:
Acting Chairman Michael Piwowar |
| Published date grouping:February 2017 | Date: | Title: Opening Remarks of SEC Acting Chairman Michael Piwowar before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:February 2017 | Date: | Title: Remarks of Commissioner Kara Stein before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Commissioner Kara Stein |
| Published date grouping:February 2017 | Date: | Title: Reconsideration of Pay Ratio Rule Implementation |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:January 2017 | Date: | Title: Reconsideration of Conflict Minerals Rule Implementation |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:January 2017 | Date: | Title: A U.S. Imperative: High-Quality, Globally Accepted Accounting Standards |
Speaker:
Chair Mary Jo White |
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