Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:November 2018 Date: Title: Statement on Digital Asset Securities Issuance and Trading Speaker:

Division of Corporation Finance, Division of Investment Management, and Division of Trading and Markets

Published date grouping:November 2018 Date: Title: Statement at the SEC Staff Roundtable on the Proxy Process Speaker: Chairman Jay Clayton
Published date grouping:November 2018 Date: Title: Opening Remarks at the 2018 SEC Staff Roundtable on the Proxy Process Speaker: Commissioner Kara M. Stein
Published date grouping:November 2018 Date: Title: Statement at Proxy Process Roundtable Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2018 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2018 Date: Title: Statement on Enhancing Order Handling Disclosures Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2018 Date: Title: Opening Statement at the October 2018 Fixed Income Market Structure Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Remarks at Fixed Income Market Structure Advisory Committee Meeting Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Opening Statement at the SEC Staff Roundtable on Market Data and Market Access Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2018 Date: Title: Statement at the Roundtable on Market Data and Market Access Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Remarks at Roundtable on Market Data and Market Access Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Statement on Market Data Fees and Market Structure Speaker:

Chairman Jay Clayton[1]

Published date grouping:October 2018 Date: Title: Joint Statement on the Application of SIFMA for Review of Action Taken by NYSE Arca, Inc., and NASDAQ Stock Market LLC Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Opening Statement at the SEC Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Statement on Re-Opening Comment Period for Capital/Margin/Segregation for Security-Based Swap Dealers Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:October 2018 Date: Title: Statement on Re-Opening the Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Statement on Commission Action Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers Speaker: Commissioner Kara M. Stein
Published date grouping:October 2018 Date: Title: Statement at Open Meeting on Re-Opening Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2018 Date: Title: Statement Regarding Agreed Settlements With Elon Musk and Tesla Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Opening Remarks at the SEC Staff Roundtable on Regulatory Approaches to Combating Retail Investor Fraud Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Statement on Order of Suspension of Trading of Certain Bitcoin/Ether Tracking Certificates Speaker:

Division of Trading and Markets and Division of Corporation Finance

Published date grouping:September 2018 Date: Title: Statement on Shareholder Voting Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:September 2018 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Statement Regarding Staff Proxy Advisory Letters Speaker:

Investment Management

Published date grouping:September 2018 Date: Title: Statement Regarding SEC Staff Views Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Statement on the Expiration of the Tick Size Pilot Speaker:

Division of Economic and Risk Analysis and Division of Trading and Markets

Published date grouping:September 2018 Date: Title: Statement on Senate Confirmation of Elad L. Roisman Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce

Published date grouping:August 2018 Date: Title: Statement on Status of the Consolidated Audit Trail Speaker:

Brett Redfearn, Director, SEC Division of Trading and Markets

Published date grouping:August 2018 Date: Title: Statement on Investor Roundtables Regarding Standards of Conduct for Investment Professionals Rulemaking Speaker: Chairman Jay Clayton
Published date grouping:August 2018 Date: Title: Statement on Investing in America for the Long Term Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Statement Regarding Treasury's Report on Nonbank Financials, Fintech, and Innovation Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Statement Announcing SEC Staff Roundtable on the Proxy Process Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Dissent of Commissioner Hester M. Peirce to Release No. 34-83723; File No. SR-BatsBZX-2016-30 Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018 Date: Title: Statement on Proposed Amendments to the Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize A Registrant’s Securities (Rule 3-10 and Rule 3-16 of Regulation S-X) Speaker: Commissioner Kara M. Stein
Published date grouping:July 2018 Date: Title: Opening Statement at the SEC Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Statement of Commissioner Robert J. Jackson, Jr. Final Rules Regarding Regulation ATS (Alternative Trading Systems) Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:July 2018 Date: Title: Statement at Open Meeting on NMS Stock Alternative Trading Systems Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018 Date: Title: Statement on Amendment to Securities Act Rule 701(e) and Concept Release on Potential Revisions to Securities Act Rule 701 and Securities Act Form S-8 Speaker: Commissioner Kara M. Stein
Published date grouping:July 2018 Date: Title: Statement on Adoption of Rules to Increase the Operational Transparency of Alternative Trading Systems (ATS) Speaker: Commissioner Kara M. Stein
Published date grouping:July 2018 Date: Title: Statement at Open Meeting on Rule 701 Amendment and Concept Release Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018 Date: Title: Statement at Fixed Income Market Structure Advisory Committee Meeting Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to Smaller Reporting Company Definition Speaker:

Commissioner Hester M. Peirce

Published date grouping:June 2018 Date: Title: Statement on Final Rule of Inline XBRL Filing of Tagged Data Speaker:

Commissioner Hester M. Peirce

Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Exchange-Traded Funds Speaker:

Commissioner Hester M. Peirce

Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to the Commission’s Whistleblower Program Rules Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018 Date: Title: Statement on Final Rules Regarding Smaller Reporting Companies Speaker:

Commissioner Robert J. Jackson, Jr.

Published date grouping:June 2018 Date: Title: Statement on Proposed Rules Regarding SEC Whistleblower Program Speaker:

Commissioner Robert J. Jackson, Jr.

Published date grouping:June 2018 Date: Title: Statement on Investment Company Liquidity Disclosure Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018 Date: Title: Statement on Proposed Amendments to the Commission’s Whistleblower Program Rules Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on the Proposed Rule 6c-11 under the Investment Company Act of 1940 Governing Exchange-Traded Funds Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement on Adoption of Amendments to Investment Company Liquidity Disclosure Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement on Final Rule of Inline XBRL Filing of Tagged Data Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Investment Company Liquidity Disclosure Adopting Release Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Exchange-Traded Funds Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Inline XBRL Filing of Tagged Data Speaker:

Chairman Jay Clayton

Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Investment Company Liquidity Disclosure Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Opening Statement at Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to the Commission’s Whistleblower Program Rules Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to Smaller Reporting Company Definition Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement of Commissioner Robert J. Jackson, Jr. on Proposed Rules Regarding Exchange Traded Funds (ETFs) Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018 Date: Title: Statement on Amendments to Smaller Reporting Company Definition Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement of Commissioner Piwowar at Open Meeting Regarding Amendments to the Commission’s Whistleblower Program Rules Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Investment Company Liquidity Disclosure (Final Rule) Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Exchange-Traded Funds (Proposed Rule) Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement of Commissioner Piwowar at Open Meeting Regarding Amendments to Smaller Reporting Company Definition Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement of Commissioner Piwowar at Open Meeting Regarding Inline XBRL Filing of Tagged Data Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement on Retirement of Justice Kennedy Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Remarks at the SEC’s Investor Advisory Committee Meeting Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement on Investment Company Disclosure Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018 Date: Title: Opening Remarks to the Elder Justice Coordinating Council Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Inter-Agency Proposal for Amendments to the Volcker Rule Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to the Volcker Rule Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018 Date: Title: Statement on Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Proposed Amendments to the Volcker Rule Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018 Date: Title: Statement on Investment Company Design, Delivery and Disclosures Rulemaking Package Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Optional Internet Availability of Investment Company Shareholder Reports Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018 Date: Title: Statement on Investment Company Rule 30e-3, Enabling Optional Internet Availability of Shareholder Reports Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement on Final Rule on the Optional Internet Availability of Investment Company Shareholder Reports, Request for Comment on the Investor Experience, and Request for Comment on Intermediary Fees Speaker: Commissioner Kara M. Stein
Published date grouping:May 2018 Date: Title: Statement on NASAA’s Announcement of Enforcement Sweep Targeting Fraudulent ICOs and Crypto-asset Investment Products Speaker: Chairman Jay Clayton
Published date grouping:May 2018 Date: Title: Statement on Commissioner Michael S. Piwowar Speaker: Chairman Jay Clayton
Published date grouping:May 2018 Date: Title: Statement of Commissioner Michael S. Piwowar Speaker: Commissioner Michael S. Piwowar
Published date grouping:April 2018 Date: Title: Statement on Public Engagement Regarding Standards of Conduct for Investment Professionals Rulemaking Speaker: Chairman Jay Clayton
Published date grouping:April 2018 Date: Title: Overview of the Standards of Conduct for Investment Professionals Rulemaking Package Speaker: Chairman Jay Clayton
Published date grouping:April 2018 Date: Title: Statement at the Open Meeting on Standards of Conduct for Investment Professionals Speaker: Chairman Jay Clayton
Published date grouping:April 2018 Date: Title: Statement on Proposals Relating to Regulation Best Interest, Form CRS, Restrictions on the Use of Certain Names or Titles, and Commission Interpretation Regarding the Standard of Conduct for Investment Advisers Speaker: Commissioner Kara M. Stein
Published date grouping:April 2018 Date: Title: Statement at Open Meeting on Form CRS, Proposed Regulation Best Interest and Notice of Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers (Proposed Rule) Speaker: Commissioner Michael S. Piwowar
Published date grouping:April 2018 Date: Title: Proposed Rulemakings Relating to Investment Adviser / Broker Dealer (IABD) Standards of Conduct Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:April 2018 Date: Title: Statement at the Open Meeting on Standards of Conduct for Investment Professionals Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2018 Date: Title: Letter of Commissioners Piwowar and Peirce on Regulation A Offering Amount Limitation Speaker:

Commissioner Michael S. Piwowar
Commissioner Hester M. Peirce

Published date grouping:April 2018 Date: Title: Opening Remarks at the Second Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:April 2018 Date: Title: Statement on Passing of Enforcement Division Associate Director Scott W. Friestad Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar
Commissioner Robert J. Jackson, Jr.
Commissioner Hester M. Peirce

Published date grouping:March 2018 Date: Title: Statement on the Proposed Transaction Fee Pilot for NMS Stocks Speaker: Chairman Jay Clayton
Published date grouping:March 2018 Date: Title: Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information Speaker: Chairman Jay Clayton
Published date grouping:March 2018 Date: Title: Statement at Open Meeting on Investment Company Liquidity Disclosure Speaker: Commissioner Michael S. Piwowar
Published date grouping:March 2018 Date: Title: Statement on Proposed Rule to Conduct a Transaction Fee Pilot in NMS stocks Speaker: Commissioner Michael S. Piwowar
Published date grouping:March 2018 Date: Title: Statement on the Proposed Transaction Fee Pilot for NMS Stocks Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2018 Date: Title: Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2018 Date: Title: Statement on the Proposed Transaction Fee Pilot for NMS Stocks Speaker:

Commissioner Robert J. Jackson, Jr. 

Published date grouping:March 2018 Date: Title: Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information Speaker:

Commissioner Robert J. Jackson, Jr.

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