Public Statements

Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda. To view Public Statements prior to 2012, view the Public Statements Archive.

Published date grouping	Date	Title	Speaker
Published date grouping:August 2021	Date: Aug. 5, 2021	Title: Statement on the Commission’s Action to Disregard Recently-Amended Whistleblower Rules	Speaker: Commissioner Hester M. Peirce Commissioner Elad L. Roisman
Published date grouping:August 2021	Date: Aug. 3, 2021	Title: Remarks Before the Aspen Security Forum	Speaker: Chair Gary Gensler
Published date grouping:August 2021	Date: Aug. 2, 2021	Title: Staff Statement on the Proposed Expert Market	Speaker: Division of Trading and Markets Staff
Published date grouping:August 2021	Date: Aug. 2, 2021	Title: Statement in Connection with the SEC’s Whistleblower Program	Speaker: Chair Gary Gensler
Published date grouping:August 2021	Date: Aug. 2, 2021	Title: Joint Statement on the Departure of Pete Driscoll	Speaker: Chair Gary Gensler Commissioner Hester M. Peirce Commissioner Elad L. Roisman Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw
Published date grouping:July 2021	Date: July 30, 2021	Title: Statement on FINRA Rule Regarding High-Risk Firms	Speaker: Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw
Published date grouping:July 2021	Date: July 30, 2021	Title: Statement on Investor Protection Related to Recent Developments in China	Speaker: Chair Gary Gensler
Published date grouping:July 2021	Date: July 14, 2021	Title: In the Matter of Coinschedule	Speaker: Commissioner Hester M. Peirce Commissioner Elad L. Roisman
Published date grouping:July 2021	Date: July 7, 2021	Title: Prepared Remarks Before the Asset Management Advisory Committee	Speaker: Chair Gary Gensler
Published date grouping:July 2021	Date: July 7, 2021	Title: Remarks at Asset Management Advisory Committee Meeting	Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2021	Date: July 7, 2021	Title: Remarks at Asset Management Advisory Committee Meeting	Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:July 2021	Date: July 1, 2021	Title: Statement on the IFRS Foundation’s Proposed Constitutional Amendments Relating to Sustainability Standards	Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2021	Date: June 29, 2021	Title: Statement Regarding Neovest, Inc.	Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2021	Date: June 14, 2021	Title: Moving Forward or Falling Back? Statement on Chair Gensler’s Regulatory Agenda	Speaker: Commissioner Hester M. Peirce Commissioner Elad L. Roisman
Published date grouping:June 2021	Date: June 11, 2021	Title: Prepared Remarks Before the Financial Stability Oversight Council - LIBOR	Speaker: Chair Gary Gensler
Published date grouping:June 2021	Date: June 11, 2021	Title: Prepared Remarks Before the Financial Stability Oversight Council - Money Market Funds	Speaker: Chair Gary Gensler
Published date grouping:June 2021	Date: June 10, 2021	Title: Prepared Remarks at the Meeting of SEC Investor Advisory Committee	Speaker: Chair Gary Gensler
Published date grouping:June 2021	Date: June 10, 2021	Title: Remarks at Meeting of Investor Advisory Committee	Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2021	Date: June 10, 2021	Title: Statement for Investor Advisory Committee Meeting	Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2021	Date: June 8, 2021	Title: Statement on Commencement of Appointment Process for Five Public Company Accounting Oversight Board Seats	Speaker: Chair Gary Gensler
Published date grouping:June 2021	Date: June 4, 2021	Title: Statement on The Commission’s Actions Regarding the PCAOB	Speaker: Commissioner Hester M. Peirce Commissioner Elad L. Roisman
Published date grouping:June 2021	Date: June 1, 2021	Title: Response to Chair Gensler’s and the Division of Corporation Finance’s Statements Regarding the Application of the Proxy Rules to Proxy Voting Advice	Speaker: Commissioner Hester M. Peirce Commissioner Elad L. Roisman
Published date grouping:June 2021	Date: June 1, 2021	Title: Statement on Compliance with the Commission’s 2019 Interpretation and Guidance Regarding the Applicability of the Proxy Rules to Proxy Voting Advice and Amended Rules 14a-1(1), 14a-2(b), 14a-9	Speaker: SEC Division of Corporation Finance
Published date grouping:June 2021	Date: June 1, 2021	Title: Statement on the application of the proxy rules to proxy voting advice	Speaker: Chair Gary Gensler
Published date grouping:May 2021	Date: May 27, 2021	Title: Remarks at the 40th Annual SEC Small Business Forum	Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:May 2021	Date: May 24, 2021	Title: A Toast to 40: Opening Remarks at the SEC Small Business Forum	Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:May 2021	Date: May 24, 2021	Title: 40th Annual Government-Business Forum on Small Business Capital Formation	Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2021	Date: May 17, 2021	Title: Statement on S&P Dow Jones Indices LLC	Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2021	Date: May 11, 2021	Title: Staff Statement on Funds Registered Under the Investment Company Act Investing in the Bitcoin Futures Market	Speaker: Division of Investment Management Staff
Published date grouping:April 2021	Date: April 30, 2021	Title: Prepared Remarks at SEC Small Business Capital Formation Advisory Committee Meeting	Speaker: Chair Gary Gensler
Published date grouping:April 2021	Date: April 30, 2021	Title: Remarks at Meeting of SEC Small Business Capital Formation Advisory Committee	Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2021	Date: April 30, 2021	Title: Remarks to the Small Business Capital Formation Advisory Committee	Speaker: Commissioner Allison Herren Lee
Published date grouping:April 2021	Date: April 16, 2021	Title: Staff Statement on Fully Paid Lending	Speaker: Division of Trading and Markets Staff
Published date grouping:April 2021	Date: April 14, 2021	Title: Rethinking Global ESG Metrics	Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2021	Date: April 14, 2021	Title: Statement on Senate Confirmation of Gary Gensler	Speaker: Acting Chair Allison Herren Lee Commissioner Hester M. Peirce Commissioner Elad L. Roisman Commissioner Caroline A. Crenshaw
Published date grouping:April 2021	Date: April 13, 2021	Title: Token Safe Harbor Proposal 2.0	Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2021	Date: April 12, 2021	Title: Staff Statement on Accounting and Reporting Considerations for Warrants Issued by Special Purpose Acquisition Companies (“SPACs”)	Speaker: John Coates, Acting Director, Division of Corporation Finance Paul Munter, Acting Chief Accountant
Published date grouping:April 2021	Date: April 12, 2021	Title: Statement on the Staff ESG Risk Alert	Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2021	Date: April 8, 2021	Title: SPACs, IPOs and Liability Risk under the Securities Laws	Speaker: John Coates, Acting Director, Division of Corporation Finance
Published date grouping:March 2021	Date: March 31, 2021	Title: Staff Statement on Select Issues Pertaining to Special Purpose Acquisition Companies	Speaker: Division of Corporation Finance
Published date grouping:March 2021	Date: March 31, 2021	Title: Financial Reporting and Auditing Considerations of Companies Merging with SPACs	Speaker: Paul Munter, Acting Chief Accountant
Published date grouping:March 2021	Date: March 31, 2021	Title: Opening Remarks at the Diversifying Opportunity in Venture Capital Series	Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:March 2021	Date: March 19, 2021	Title: Remarks at Asset Management Advisory Committee Meeting	Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:March 2021	Date: March 19, 2021	Title: Remarks at Asset Management Advisory Committee Meeting	Speaker: Commissioner Hester M. Peirce
Published date grouping:March 2021	Date: March 19, 2021	Title: Remarks at the March 19, 2021 Meeting of the Asset Management Advisory Committee	Speaker: Sarah ten Siethoff, Acting Director, Division of Investment Management
Published date grouping:March 2021	Date: March 15, 2021	Title: Public Input Welcomed on Climate Change Disclosures	Speaker: Acting Chair Allison Herren Lee
Published date grouping:March 2021	Date: March 11, 2021	Title: Statement on Fixed Income Trading and Investment Company Act Rule 17a-7	Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2021	Date: March 11, 2021	Title: Staff Statement on Investment Company Cross Trading	Speaker: Division of Investment Management Staff
Published date grouping:March 2021	Date: March 11, 2021	Title: ESG Disclosure – Keeping Pace with Developments Affecting Investors, Public Companies and the Capital Markets	Speaker: John Coates, Acting Director, Division of Corporation Finance
Published date grouping:March 2021	Date: March 11, 2021	Title: Remarks at Investor Advisory Committee Meeting	Speaker: Commissioner Hester M. Peirce
Published date grouping:March 2021	Date: March 4, 2021	Title: Enhancing Focus on the SEC’s Enhanced Climate Change Efforts	Speaker: Commissioner Hester M. Peirce Commissioner Elad L. Roisman
Published date grouping:February 2021	Date: Feb. 24, 2021	Title: Statement on the Review of Climate-Related Disclosure	Speaker: Acting Chair Allison Herren Lee
Published date grouping:February 2021	Date: Feb. 16, 2021	Title: Joint Statement on the Departure of Sagar Teotia	Speaker: Acting Chair Allison Herren Lee Commissioner Hester M. Peirce Commissioner Elad L. Roisman Commissioner Caroline A. Crenshaw
Published date grouping:February 2021	Date: Feb. 12, 2021	Title: Statement of Commissioners Hester M. Peirce and Elad L. Roisman on Contingent Settlement Offers	Speaker: Commissioner Hester M. Peirce Commissioner Elad L. Roisman
Published date grouping:February 2021	Date: Feb. 11, 2021	Title: Statement of Acting Chair Allison Herren Lee on Contingent Settlement Offers	Speaker: Acting Chair Allison Herren Lee
Published date grouping:February 2021	Date: Feb. 9, 2021	Title: Statement of Acting Chair Allison Herren Lee on Empowering Enforcement to Better Protect Investors	Speaker: Acting Chair Allison Herren Lee
Published date grouping:February 2021	Date: Feb. 2, 2021	Title: Statement on Director Dalia Blass Departing from the Division of Investment Management	Speaker: Commissioner Elad L. Roisman
Published date grouping:January 2021	Date: Jan. 29, 2021	Title: Remarks at Meeting of SEC Small Business Capital Formation Advisory Committee	Speaker: Commissioner Hester M. Peirce
Published date grouping:January 2021	Date: Jan. 29, 2021	Title: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee	Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:January 2021	Date: Jan. 29, 2021	Title: Statement of Acting Chair Lee and Commissioners Peirce, Roisman, and Crenshaw Regarding Recent Market Volatility	Speaker: Acting Chair Allison Herren Lee Commissioner Hester M. Peirce Commissioner Elad L. Roisman Commissioner Caroline A. Crenshaw
Published date grouping:January 2021	Date: Jan. 27, 2021	Title: Joint Statement Regarding Ongoing Market Volatility	Speaker: Acting Chair Allison Herren Lee Pete Driscoll, Director, Division of Examinations Christian Sabella, Acting Director, Division of Trading and Markets
Published date grouping:January 2021	Date: Jan. 27, 2021	Title: EC Adopts Equivalence Decision With Respect to SEC Regulatory Framework for Central Counterparties	Speaker: Acting Chair Allison Herren Lee
Published date grouping:January 2021	Date: Jan. 22, 2021	Title: Statement on Federal Reserve Board’s Proposed Collection of U.S. Treasury Transaction Data	Speaker: Commissioner Elad L. Roisman
Published date grouping:January 2021	Date: Jan. 21, 2021	Title: Statement on Designation of Commissioner Lee as Acting Chairman	Speaker: Commissioner Hester M. Peirce Commissioner Elad L. Roisman Commissioner Caroline A. Crenshaw
Published date grouping:January 2021	Date: Jan. 19, 2021	Title: UK ICO Provides Clarity Regarding Transfers of Personal Data to the SEC	Speaker: Acting Chairman Elad L. Roisman
Published date grouping:January 2021	Date: Jan. 15, 2021	Title: Statement on FINRA’s Corporate Bond New Issue Reference Data Proposal	Speaker: Acting Chairman Elad L. Roisman
Published date grouping:January 2021	Date: Jan. 15, 2021	Title: Concurrence in the Matter of Wireline, Inc.	Speaker: Commissioner Hester M. Peirce
Published date grouping:January 2021	Date: Jan. 15, 2021	Title: Statement on Chief Economist S.P. Kothari Concluding His Tenure at SEC	Speaker: Acting Chairman Elad L. Roisman
Published date grouping:January 2021	Date: Jan. 15, 2021	Title: Statement on SEC General Counsel Bob Stebbins Concluding His Tenure	Speaker: Acting Chairman Elad L. Roisman
Published date grouping:January 2021	Date: Jan. 7, 2021	Title: Statement on Proposed 2011 Fraud-Detection Program and Related 2012 Opinion of the DOJ Office of Legal Counsel	Speaker: Acting Chairman Elad L. Roisman Commissioner Hester M. Peirce Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw
Published date grouping:December 2020	Date: Dec. 30, 2020	Title: Farewell Statement of Stephanie Avakian, Director of the Division of Enforcement	Speaker: Stephanie Avakian, Director, Division of Enforcement
Published date grouping:December 2020	Date: Dec. 29, 2020	Title: Commission Statement on the Passing of Jacob Stillman	Speaker: Commissioner Hester M. Peirce Acting Chairman Elad L. Roisman Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw
Published date grouping:December 2020	Date: Dec. 28, 2020	Title: Statement on the Departure of Chairman Jay Clayton	Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020	Date: Dec. 28, 2020	Title: Statement on Designation of Commissioner Roisman as Acting Chairman	Speaker: Commissioner Hester M. Peirce Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw
Published date grouping:December 2020	Date: Dec. 23, 2020	Title: Staff Statement Regarding Nasdaq Rule Proposal	Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:December 2020	Date: Dec. 23, 2020	Title: Statement on the Tenure of SEC Chairman Jay Clayton	Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020	Date: Dec. 23, 2020	Title: Statement of SEC Chairman Jay Clayton Regarding the Conclusion of His Tenure	Speaker: Jay Clayton, Chairman
Published date grouping:December 2020	Date: Dec. 23, 2020	Title: Staff Statement on the President’s Working Group Report on Money Market Funds	Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:December 2020	Date: Dec. 23, 2020	Title: Statement on Primary Direct Listings	Speaker: Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw
Published date grouping:December 2020	Date: Dec. 22, 2020	Title: Statement on the Proposed Amendment to Rule 144	Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020	Date: Dec. 22, 2020	Title: Statement on NYSE Primary Direct Listing Proposal	Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020	Date: Dec. 22, 2020	Title: Statement on the Investment Adviser Marketing Final Rule	Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020	Date: Dec. 22, 2020	Title: Statement on the New Marketing Rule for Investment Advisers	Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020	Date: Dec. 22, 2020	Title: Investment Adviser Marketing - Past Proposals are Not Necessarily Indicative of Future Adoptions	Speaker: Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw
Published date grouping:December 2020	Date: Dec. 21, 2020	Title: Statement on the Fixed Income Market Structure Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:December 2020	Date: Dec. 21, 2020	Title: Statement on Recent and Upcoming Regulation Best Interest Examinations from the SEC Division of Examinations	Speaker: Division of Examinations Staff
Published date grouping:December 2020	Date: Dec. 18, 2020	Title: Statement after the Enactment of the Holding Foreign Companies Accountable Act	Speaker: Chairman Jay Clayton
Published date grouping:December 2020	Date: Dec. 17, 2020	Title: Statement on the Renaming of the Office of Compliance Inspections and Examinations to the Division of Examinations	Speaker: Chairman Jay Clayton Commissioner Hester M. Peirce Commissioner Elad L. Roisman Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw
Published date grouping:December 2020	Date: Dec. 16, 2020	Title: Consolidated Audit Trail: Focus on Effective Implementation Puts CAT on Track	Speaker: Chairman Jay Clayton
Published date grouping:December 2020	Date: Dec. 16, 2020	Title: Statement on Adoption of Resource Extraction Disclosure Rules	Speaker: Chairman Jay Clayton
Published date grouping:December 2020	Date: Dec. 16, 2020	Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers	Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020	Date: Dec. 16, 2020	Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers	Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020	Date: Dec. 16, 2020	Title: Statement on Rules Governing the Disclosure of Payments by Resource Extraction Issuers	Speaker: Commissioner Allison Herren Lee
Published date grouping:December 2020	Date: Dec. 16, 2020	Title: Statement on Resource Extraction	Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:December 2020	Date: Dec. 14, 2020	Title: Statement of Dissent from the Commission’s Order Approving the Financial Industry Regulatory Authority’s Proposed Rule Change, as Modified by Amendment No. 1, to Address Brokers with a Significant History of Misconduct	Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020	Date: Dec. 11, 2020	Title: Statement on the Departure of Director Stephanie Avakian	Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020	Date: Dec. 9, 2020	Title: Statement on Adoption of Market Data Infrastructure Rules under Regulation NMS	Speaker: Chairman Jay Clayton
Published date grouping:December 2020	Date: Dec. 9, 2020	Title: Market Data Infrastructure: Open Meeting Statement	Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020	Date: Dec. 9, 2020	Title: Statement at Open Commission Meeting to Adopt Market Data Infrastructure Rules under Regulation NMS	Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020	Date: Dec. 9, 2020	Title: Roadwork Ahead: Upgrading Market Data Infrastructure	Speaker: Commissioner Allison Herren Lee
Published date grouping:December 2020	Date: Dec. 9, 2020	Title: Statement on Market Data Infrastructure	Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:December 2020	Date: Dec. 8, 2020	Title: Statement on Bob Stebbins Concluding His Tenure at SEC	Speaker: Chairman Jay Clayton
Published date grouping:December 2020	Date: Dec. 4, 2020	Title: Statement on the Departure of Bill Hinman	Speaker: Chairman Jay Clayton Commissioner Hester M. Peirce Commissioner Elad L. Roisman Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw
Published date grouping:December 2020	Date: Dec. 3, 2020	Title: Statement at FSOC Open Meeting	Speaker: Chairman Jay Clayton
Published date grouping:December 2020	Date: Dec. 3, 2020	Title: Statement on Good Faith Determinations of Fair Value under the Investment Company Act of 1940 Final Rule	Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020	Date: Dec. 3, 2020	Title: Remarks at Meeting of SEC Investor Advisory Committee	Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020	Date: Dec. 1, 2020	Title: Opening Remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:December 2020	Date: Dec. 1, 2020	Title: Opening remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee	Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020	Date: Dec. 1, 2020	Title: Statement at the Meeting of the Asset Management Advisory Committee	Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020	Date: Dec. 1, 2020	Title: Remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee	Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:November 2020	Date: Nov. 30, 2020	Title: Statement on Developments Related to the LIBOR Transition	Speaker: Chairman Jay Clayton
Published date grouping:November 2020	Date: Nov. 24, 2020	Title: Statement on Third Meeting with Audit Firm Representatives Regarding Audit Quality in Emerging Markets and Recent Developments	Speaker: SEC Chairman Jay Clayton SEC Chief Accountant Sagar Teotia PCAOB Chairman William D. Duhnke III
Published date grouping:November 2020	Date: Nov. 24, 2020	Title: Statement on Proposed Temporary Rules to Include Certain “Platform Workers” in Compensatory Offerings under Rule 701 and Form S-8	Speaker: Commissioner Hester M. Peirce Commissioner Elad L. Roisman
Published date grouping:November 2020	Date: Nov. 24, 2020	Title: Joint Statement on the Proposal to Facilitate Non-Cash Compensation for Certain Gig Workers	Speaker: Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw
Published date grouping:November 2020	Date: Nov. 19, 2020	Title: Joint Statement on Amendments to Regulation S-K: Management’s Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information	Speaker: Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw
Published date grouping:November 2020	Date: Nov. 16, 2020	Title: Statement on Departure of Chairman Jay Clayton	Speaker: Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw
Published date grouping:November 2020	Date: Nov. 16, 2020	Title: Statement on Recent Enforcement Matters Involving “VIX-Related” and Other Complex Exchange Traded Products (ETPs) from the SEC Office of Compliance Inspections and Examinations	Speaker: Office of Compliance Inspections and Examinations Staff
Published date grouping:November 2020	Date: Nov. 13, 2020	Title: Statement of Commissioners Hester M. Peirce and Elad L. Roisman - Andeavor LLC	Speaker: Commissioner Hester M. Peirce Commissioner Elad L. Roisman
Published date grouping:November 2020	Date: Nov. 12, 2020	Title: Statement on Staff Bulletin Related to Risks Associated with Offshore Omnibus Accounts Transacting in “Penny Stocks” and other Low-Priced U.S. Securities	Speaker: Chairman Jay Clayton
Published date grouping:November 2020	Date: Nov. 9, 2020	Title: Staff Statement on WY Division of Banking’s “NAL on Custody of Digital Assets and Qualified Custodian Status”	Speaker: Division of Investment Management Staff in Consultation with FinHub Staff
Published date grouping:November 2020	Date: Nov. 9, 2020	Title: Remarks: Small Business Capital Formation Advisory Committee Meeting	Speaker: Chairman Jay Clayton
Published date grouping:November 2020	Date: Nov. 9, 2020	Title: Remarks at Meeting of the SEC Small Business Capital Formation Advisory Committee, Proposed Conditional Exemption for Finders; COVID-19 Updates and Discussion	Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2020	Date: Nov. 5, 2020	Title: Remarks at the November 5, 2020 Meeting of the Asset Management Advisory Committee	Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:November 2020	Date: Nov. 5, 2020	Title: Opening remarks at the November 5, 2020 Meeting of the Asset Management Advisory Committee	Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2020	Date: Nov. 5, 2020	Title: Opening Remarks at the November 5, 2020 Special Meeting of the Asset Management Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:November 2020	Date: Nov. 2, 2020	Title: Statement on Harmonizing, Simplifying and Improving the Exempt Offering Framework; Benefits to Small and Medium-Sized Business and Their Investors	Speaker: Chairman Jay Clayton
Published date grouping:November 2020	Date: Nov. 2, 2020	Title: Statement at Open Meeting on Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets	Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2020	Date: Nov. 2, 2020	Title: Statement at Open Meeting on Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets	Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2020	Date: Nov. 2, 2020	Title: Statement on Amendments to the Exempt Offering Framework	Speaker: Commissioner Allison Herren Lee
Published date grouping:November 2020	Date: Nov. 2, 2020	Title: Statement on Harmonization of Securities Offering Exemptions	Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:October 2020	Date: Oct. 28, 2020	Title: Modernizing the Regulatory Framework for Funds’ Use of Derivatives	Speaker: Chairman Jay Clayton
Published date grouping:October 2020	Date: Oct. 28, 2020	Title: Opening Statement on Use of Derivatives by Registered Investment Companies and Business Development Companies	Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2020	Date: Oct. 28, 2020	Title: Statement on Regulation of Funds' Use of Derivatives	Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2020	Date: Oct. 28, 2020	Title: Statement on the Final Rule on Funds' Use of Derivatives	Speaker: Commissioner Allison Herren Lee
Published date grouping:October 2020	Date: Oct. 28, 2020	Title: Statement on Funds' Use of Derivatives	Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:October 2020	Date: Oct. 28, 2020	Title: Joint Statement Regarding Complex Financial Products and Retail Investors	Speaker: Chairman Jay Clayton; Dalia Blass, Director, Division of Investment Management; William Hinman, Director, Division of Corporation Finance; Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2020	Date: Oct. 27, 2020	Title: Statement on Tenure of William Hinman as Director of the Division of Corporation Finance	Speaker: Chairman Jay Clayton
Published date grouping:October 2020	Date: Oct. 26, 2020	Title: Statement at the SEC’s Staff Roundtable on Regulation Best Interest and Form CRS	Speaker: Chairman Jay Clayton
Published date grouping:October 2020	Date: Oct. 23, 2020	Title: Joint Statement on No-Action Relief for Non-Compliance with the Customer Protection Rule	Speaker: Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw
Published date grouping:October 2020	Date: Oct. 23, 2020	Title: Statement Regarding Tradenet Capital Markets Ltd.	Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2020	Date: Oct. 22, 2020	Title: Statement at the IDC Conference and Governing Council meeting	Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:October 2020	Date: Oct. 22, 2020	Title: Joint Open Meeting with CFTC - Customer Margin Rules for Security Futures and Request for Comment on Uncleared Swaps and Non-cleared Security-based Swaps	Speaker: Chairman Jay Clayton
Published date grouping:October 2020	Date: Oct. 22, 2020	Title: CFTC-SEC Joint Meeting	Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2020	Date: Oct. 16, 2020	Title: Promoting an Effective Auditor Independence Framework	Speaker: Chairman Jay Clayton
Published date grouping:October 2020	Date: Oct. 16, 2020	Title: Who Watches the Watchers?* Joint Statement on Auditor Independence Amendments	Speaker: Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw
Published date grouping:October 2020	Date: Oct. 16, 2020	Title: Statement on Order Approving a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections	Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2020	Date: Oct. 8, 2020	Title: Joint Statement Regarding New FAQs for Form CRS [1]	Speaker: Chairman Jay Clayton Dalia Blass, Director, Division of Investment Management Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2020	Date: Oct. 7, 2020	Title: Open Meeting on Proposed Finders Exemption – Providing Regulatory Clarity to Benefit Small Businesses	Speaker: Chairman Jay Clayton
Published date grouping:October 2020	Date: Oct. 7, 2020	Title: Statement at Open Meeting on Proposed Exemptive Order for Certain Activities of Finders	Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2020	Date: Oct. 7, 2020	Title: Statement at Open Meeting Considering a Proposed Exemptive Order for Finders	Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2020	Date: Oct. 7, 2020	Title: Regulating in the Dark: What We Don’t Know About Finders Can Hurt Us	Speaker: Commissioner Allison Herren Lee
Published date grouping:October 2020	Date: Oct. 7, 2020	Title: Statement on Proposed Exemptive Relief for Finders	Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:October 2020	Date: Oct. 5, 2020	Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:October 2020	Date: Oct. 2, 2020	Title: Statement of Commissioner Hester M. Peirce - Great Plains Trust Company	Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2020	Date: Sept. 28, 2020	Title: Statement on Measures to Enhance the Fixed Income Markets	Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020	Date: Sept. 24, 2020	Title: Remarks at the Meeting of the Investor Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Modernizing the Shareholder Proposal Framework for the Benefit of All Shareholders	Speaker: Chairman Jay Clayton
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Statement on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8	Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Statement at Open Meeting on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8	Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Statement on the Amendments to Rule 14a-8	Speaker: Commissioner Allison Herren Lee
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Statement on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8	Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Strengthening our Whistleblower Program	Speaker: Chairman Jay Clayton
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Amendments to the Commission's Whistleblower Program Rules	Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Statement on the Commission’s New and Improved Whistleblower Program Rules	Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: June Bug vs. Hurricane:* Whistleblowers Fight Tremendous Odds and Deserve Better	Speaker: Commissioner Allison Herren Lee
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Statement of Commissioner Caroline Crenshaw on Whistleblower Program Rule Amendments	Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:September 2020	Date: Sept. 21, 2020	Title: SEC FinHub Staff Statement on OCC Interpretation	Speaker: SEC FinHub Staff
Published date grouping:September 2020	Date: Sept. 18, 2020	Title: Commission Statement on the Passing of Justice Ruth Bader Ginsburg	Speaker: Chairman Jay Clayton Commissioner Hester M. Peirce Commissioner Elad L. Roisman Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw
Published date grouping:September 2020	Date: Sept. 16, 2020	Title: Statement on the Adoption of Amendments to Exchange Act Rule 15c2-11	Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2020	Date: Sept. 16, 2020	Title: Statement on Commission Action to Enhance Investor Protections in the OTC Market	Speaker: Chairman Jay Clayton
Published date grouping:September 2020	Date: Sept. 16, 2020	Title: Statement at the SEC Regulation Think-In 2020 Conference	Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:September 2020	Date: Sept. 16, 2020	Title: Statement on Adoption of Amendments to Rule 15c2-11	Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020	Date: Sept. 16, 2020	Title: Statement at the Meeting of the Asset Management Advisory Committee	Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020	Date: Sept. 16, 2020	Title: Opening Remarks at the September 16, 2020 Meeting of the Asset Management Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:September 2020	Date: Sept. 16, 2020	Title: Remarks at the September 16, 2020 Meeting of the Asset Management Advisory Committee	Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:September 2020	Date: Sept. 15, 2020	Title: Statement on SEC Settlement Charging Token Issuer with Violation of Registration Provisions of the Securities Act of 1933	Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2020	Date: Aug. 26, 2020	Title: Modernizing the Framework for Business, Legal Proceedings and Risk Factor Disclosures	Speaker: Chairman Jay Clayton
Published date grouping:August 2020	Date: Aug. 26, 2020	Title: Statement at Open Meeting on Modernization of Regulation S-K 101, 103, and 105	Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2020	Date: Aug. 26, 2020	Title: Opening Remarks at the Open Commission Meeting to Adopt Amendments to Items 101, 103, and 105 of Regulation S-K	Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2020	Date: Aug. 26, 2020	Title: Regulation S-K and ESG Disclosures: An Unsustainable Silence	Speaker: Commissioner Allison Herren Lee
Published date grouping:August 2020	Date: Aug. 26, 2020	Title: Statement on the “Modernization” of Regulation S-K Items 101, 103, and 105	Speaker: Commissioner Caroline Crenshaw
Published date grouping:August 2020	Date: Aug. 26, 2020	Title: Statement on Modernization of the Accredited Investor Definition	Speaker: Chairman Jay Clayton
Published date grouping:August 2020	Date: Aug. 26, 2020	Title: Statement on Amending the “Accredited Investor” Definition	Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2020	Date: Aug. 26, 2020	Title: Commissioner Roisman Statement on Amending the “Accredited Investor” Definition	Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2020	Date: Aug. 26, 2020	Title: Joint Statement on the Failure to Modernize the Accredited Investor Definition	Speaker: Commissioners Allison Herren Lee and Caroline Crenshaw
Published date grouping:August 2020	Date: Aug. 21, 2020	Title: Update on the Consolidated Audit Trail: Data Security and Implementation Progress	Speaker: Chairman Jay Clayton Brett Redfearn, Director, Division of Trading and Markets Manisha Kimmel, Senior Policy Advisor, Regulatory Reporting
Published date grouping:August 2020	Date: Aug. 21, 2020	Title: Statement on Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail to Enhance Data Security	Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2020	Date: Aug. 10, 2020	Title: Statement on SEC Response to the Report of the President’s Working Group on Financial Markets	Speaker: Chairman Jay Clayton William Hinman, Director, Division of Corporation Finance Dalia Blass, Director, Division of Investment Management Brett Redfearn, Director, Division of Trading and Markets Raquel Fox, Director, Office of International Affairs Sagar Teotia, Chief Accountant
Published date grouping:August 2020	Date: Aug. 6, 2020	Title: Statement on Senate Confirmations of Hester M. Peirce and Caroline A. Crenshaw	Speaker: Chairman Jay Clayton Commissioner Elad L. Roisman Commissioner Allison Herren Lee
Published date grouping:August 2020	Date: Aug. 5, 2020	Title: Transparency for our Investors and at the Commission	Speaker: Chairman Jay Clayton
Published date grouping:August 2020	Date: Aug. 5, 2020	Title: Statement at Open Meeting on Publication of Procedures for Nominating Candidates for Appointment to the Investor Advisory Committee	Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2020	Date: Aug. 5, 2020	Title: Statement on Publication on the Commission’s Website of Procedures for Nominating Candidates for Appointment to the Investor Advisory Committee	Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2020	Date: Aug. 5, 2020	Title: Statement on the Investor Advisory Committee Nominating Process	Speaker: Commissioner Allison Herren Lee
Published date grouping:August 2020	Date: Aug. 5, 2020	Title: Statement on Tailored Shareholder Reports	Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2020	Date: Aug. 5, 2020	Title: Statement on Proposal to Improve Information Available to Fund Investors	Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2020	Date: Aug. 5, 2020	Title: Statement on Proposed Summary Shareholder Report	Speaker: Commissioner Allison Herren Lee
Published date grouping:August 2020	Date: Aug. 4, 2020	Title: Opening Remarks: Small Business Capital Formation Advisory Committee Meeting	Speaker: Chairman Jay Clayton
Published date grouping:August 2020	Date: Aug. 4, 2020	Title: Opening Remarks at the Small Business Capital Formation Advisory Committee Meeting	Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2020	Date: Aug. 4, 2020	Title: Remarks at Meeting of the SEC Small Business Capital Formation Advisory Committee	Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2020	Date: Aug. 4, 2020	Title: Remarks to the Small Business Capital Formation Advisory Committee	Speaker: Commissioner Allison Herren Lee
Published date grouping:July 2020	Date: July 28, 2020	Title: Statement Regarding SEC Ongoing Efforts to Protect Teachers’ Retirement Savings	Speaker: Chairman Jay Clayton
Published date grouping:July 2020	Date: July 27, 2020	Title: Statement by the Staff Standards of Conduct Implementation Committee Regarding New Form CRS Disclosures	Speaker: Staff Standards of Conduct Implementation Committee
Published date grouping:July 2020	Date: July 22, 2020	Title: Proxy Voting—Reaffirming and Modernizing the Core Principles of Fiduciary Duty and Transparency to Provide for Better Alignment of Interest Between Main Street Investors and the Market Professionals Who Invest and Vote on Their Behalf	Speaker: Chairman Jay Clayton
Published date grouping:July 2020	Date: July 22, 2020	Title: Open Meeting to Adopt Amendments to the Proxy Solicitation Rules	Speaker: Commissioner Elad L. Roisman
Published date grouping:July 2020	Date: July 22, 2020	Title: Statement at Open Meeting on Exemptions from the Proxy Rules for Proxy Voting Advice and Supplement to Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers	Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2020	Date: July 22, 2020	Title: Paying More For Less: Higher Costs for Shareholders, Less Accountability for Management	Speaker: Commissioner Allison Herren Lee
Published date grouping:July 2020	Date: July 16, 2020	Title: Remarks at the Special Meeting of the Asset Management Advisory Committee	Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2020	Date: July 16, 2020	Title: Statement at the Meeting of the Asset Management Advisory Committee	Speaker: Commissioner Elad L. Roisman
Published date grouping:July 2020	Date: July 16, 2020	Title: Remarks at the Special Meeting of the Asset Management Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:July 2020	Date: July 16, 2020	Title: Opening Remarks at the Meeting of the Asset Management Advisory Committee	Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:July 2020	Date: July 15, 2020	Title: Credit Ratings, Procyclicality and Related Financial Stability Issues: Select Observations	Speaker: COVID-19 Market Monitoring Group*
Published date grouping:July 2020	Date: July 14, 2020	Title: Remarks to the Financial Stability Oversight Council	Speaker: Chairman Jay Clayton
Published date grouping:July 2020	Date: July 10, 2020	Title: Statement on the Proposal to Substantially Reduce 13F Reporting	Speaker: Commissioner Allison Herren Lee
Published date grouping:July 2020	Date: July 9, 2020	Title: Statement at the SEC’s Emerging Markets Roundtable	Speaker: Chairman Jay Clayton
Published date grouping:July 2020	Date: July 9, 2020	Title: Remarks at the Emerging Markets Roundtable	Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2020	Date: July 9, 2020	Title: Opening Remarks at the Emerging Markets Roundtable	Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2020	Date: June 29, 2020	Title: Statement on the Department of Labor’s Investment Advice Proposal	Speaker: Chairman Jay Clayton
Published date grouping:June 2020	Date: June 26, 2020	Title: An Update on the Commission’s Targeted Regulatory Relief to Assist Market Participants Affected by COVID-19 and Ensure the Orderly Function of our Markets	Speaker: Chairman Jay Clayton William Hinman, Director, Division of Corporation Finance Dalia Blass, Director, Division of Investment Management Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:June 2020	Date: June 25, 2020	Title: Statement on Amendments to the Volcker Rule “Covered Fund” Provisions	Speaker: Commissioner Hester M. Peirce Commissioner Elad L. Roisman
Published date grouping:June 2020	Date: June 25, 2020	Title: Statement of Commissioner Allison Herren Lee on the Final Rules Continuing the Repeal of Volcker	Speaker: Commissioner Allison Herren Lee
Published date grouping:June 2020	Date: June 24, 2020	Title: Statement on Commencement of Appointment Process for the 2020-2025 PCAOB Board Seat	Speaker: Sagar Teotia, Chief Accountant
Published date grouping:June 2020	Date: June 23, 2020	Title: Statement on the Continued Importance of High-Quality Financial Reporting for Investors in Light of COVID-19	Speaker: Sagar Teotia, Chief Accountant
Published date grouping:June 2020	Date: June 18, 2020	Title: Remarks to the Annual Government-Business Forum on Small Business Capital Formation	Speaker: Chairman Jay Clayton
Published date grouping:June 2020	Date: June 18, 2020	Title: Remarks at the Virtual Small Business Forum	Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2020	Date: June 18, 2020	Title: Remarks at the Annual Government-Business Forum on Small Business Capital Formation	Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2020	Date: June 18, 2020	Title: Remarks at the 39th Annual Government-Business Forum on Small Business Capital Formation	Speaker: Commissioner Allison Herren Lee
Published date grouping:June 2020	Date: June 18, 2020	Title: Welcome Remarks at the SEC’s 39th Annual Small Business Forum	Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:June 2020	Date: June 17, 2020	Title: Statement on the Passing of Martin P. Dunn	Speaker: William H. Hinman, Director, Division of Corporation Finance Shelley E. Parratt, Deputy Director, Division of Corporation Finance
Published date grouping:June 2020	Date: June 16, 2020	Title: Remarks at the 2020 Municipal Securities Disclosure Conference	Speaker: Chairman Jay Clayton
Published date grouping:June 2020	Date: June 16, 2020	Title: Introductory Remarks: Municipal Securities Disclosure Conference	Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2020	Date: June 16, 2020	Title: Opening Remarks at Spotlight on Transparency: A Discussion of Secondary Market Municipal Securities Disclosure Practices	Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2020	Date: June 16, 2020	Title: Opening Remarks at 2020 Municipal Securities Disclosure Conference	Speaker: Rebecca Olsen, Director, Office of Municipal Securities
Published date grouping:June 2020	Date: June 15, 2020	Title: Confirmation of June 30 Compliance Date for Regulation Best Interest and Form CRS	Speaker: Chairman Jay Clayton
Published date grouping:June 2020	Date: June 15, 2020	Title: Statement on the Tenure of Andrew Olmem	Speaker: Chairman Jay Clayton
Published date grouping:June 2020	Date: June 1, 2020	Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:June 2020	Date: June 1, 2020	Title: Opening Remarks at the June 2020 FIMSAC Meeting	Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2020	Date: June 1, 2020	Title: Opening Remarks at the Meeting of the Fixed Income Market Structure Advisory Committee	Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2020	Date: May 27, 2020	Title: Investment Company Act Section 18(i)	Speaker: Chairman Jay Clayton
Published date grouping:May 2020	Date: May 27, 2020	Title: Remarks at Meeting of the Asset Management Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:May 2020	Date: May 27, 2020	Title: Opening Remarks at the Meeting of the Asset Management Advisory Committee	Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:May 2020	Date: May 21, 2020	Title: Statement on Financial Disclosures About Acquired and Disposed Businesses	Speaker: Commissioner Allison Herren Lee
Published date grouping:May 2020	Date: May 21, 2020	Title: Remarks at Meeting of the Investor Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:May 2020	Date: May 21, 2020	Title: Remarks at Meeting of the SEC Investor Advisory Committee	Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2020	Date: May 21, 2020	Title: Statement on the Tenure of Comptroller Joseph Otting	Speaker: Chairman Jay Clayton
Published date grouping:May 2020	Date: May 15, 2020	Title: Statement of Hester M. Peirce in Response to Release No. 34-88890; File No. S7-13-19	Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2020	Date: May 13, 2020	Title: COVID-19 Market Monitoring Group — Update and Current Efforts	Speaker: Chairman Jay Clayton S.P. Kothari, Chief Economist and Director, Division of Economic and Risk Analysis
Published date grouping:May 2020	Date: May 8, 2020	Title: Remarks at Meeting of the SEC Small Business Capital Formation Advisory Committee	Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2020	Date: May 6, 2020	Title: Statement at Open Meeting on Order to Modernize the Governance Structure of National Market System Plans for Equity Market Data	Speaker: Chairman Jay Clayton
Published date grouping:May 2020	Date: May 6, 2020	Title: Statement on Equity Market Data Governance Reforms	Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2020	Date: May 6, 2020	Title: Statement at Open Meeting Considering Commission Order Addressing Equity Market Data Plans	Speaker: Commissioner Elad L. Roisman
Published date grouping:May 2020	Date: May 6, 2020	Title: Statement on Final Order Directing the Creation of a New Plan for Consolidated Equity Market Data	Speaker: Commissioner Allison Herren Lee
Published date grouping:May 2020	Date: May 4, 2020	Title: Statement Announcing SEC Staff Roundtable on Emerging Markets	Speaker: Chairman Jay Clayton
Published date grouping:May 2020	Date: May 4, 2020	Title: The Importance of Disclosure for our Municipal Markets	Speaker: Chairman Jay Clayton Rebecca Olsen, Director, Office of Municipal Securities
Published date grouping:May 2020	Date: May 4, 2020	Title: Remarks at Special Meeting of the Investor Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:May 2020	Date: May 4, 2020	Title: Remarks at Meeting of the SEC Investor Advisory Committee	Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2020	Date: April 28, 2020	Title: Statement on the Tenure of CFTC Commissioner Brian Quintenz	Speaker: Chairman Jay Clayton
Published date grouping:April 2020	Date: April 21, 2020	Title: Statement on Good Faith Determinations of Fair Value under the Investment Company Act of 1940 Proposal	Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2020	Date: April 21, 2020	Title: Emerging Market Investments Entail Significant Disclosure, Financial Reporting and Other Risks; Remedies are Limited	Speaker: SEC Chairman Jay Clayton PCAOB Chairman William D. Duhnke III SEC Chief Accountant Sagar Teotia SEC Division of Corporation Finance Director William Hinman SEC Division of Investment Management Director Dalia Blass
Published date grouping:April 2020	Date: April 8, 2020	Title: The Importance of Disclosure – For Investors, Markets and Our Fight Against COVID-19	Speaker: Chairman Jay Clayton William Hinman, Director, Division of Corporation Finance
Published date grouping:April 2020	Date: April 8, 2020	Title: Statement at Open Meeting on Securities Offering Reform for Business Development Companies and Closed-End Investment Companies	Speaker: Chairman Jay Clayton
Published date grouping:April 2020	Date: April 8, 2020	Title: Statement on Securities Offering Reform for Closed-End Investment Companies	Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2020	Date: April 8, 2020	Title: Rulemaking in the Time of COVID-19	Speaker: Commissioner Elad L. Roisman
Published date grouping:April 2020	Date: April 8, 2020	Title: Statement on the Adoption of Changes to the Offering Rules for Closed-End Funds and Business Development Companies	Speaker: Commissioner Allison Herren Lee
Published date grouping:April 2020	Date: April 3, 2020	Title: Regulatory Priorities and COVID-19	Speaker: Commissioner Allison Herren Lee
Published date grouping:April 2020	Date: April 3, 2020	Title: Statement on the Importance of High-Quality Financial Reporting in Light of the Significant Impacts of COVID-19	Speaker: Sagar Teotia, Chief Accountant
Published date grouping:April 2020	Date: April 2, 2020	Title: Remarks at Special Meeting of the Investor Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:April 2020	Date: April 2, 2020	Title: Remarks at Special Meeting of the Small Business Capital Formation Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:April 2020	Date: April 2, 2020	Title: Remarks at Special Meeting of the SEC Small Business Capital Formation Advisory Committee	Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2020	Date: April 2, 2020	Title: Investors Remain Front of Mind at the SEC: Approach to Allocation of Resources, Oversight and Rulemaking; Implementation of Regulation Best Interest and Form CRS	Speaker: Chairman Jay Clayton
Published date grouping:March 2020	Date: March 26, 2020	Title: Statement at FSOC Open Meeting	Speaker: Chairman Jay Clayton
Published date grouping:March 2020	Date: March 24, 2020	Title: The Deep and Essential Connections Among Markets, Businesses, and Workers and the Importance of Maintaining those Connections in our Fight Against COVID-19	Speaker: Chairman Jay Clayton
Published date grouping:March 2020	Date: March 24, 2020	Title: Statement on the Passing of Judge Stanley Sporkin	Speaker: Chairman Jay Clayton
Published date grouping:March 2020	Date: March 24, 2020	Title: Statement on the Passing of Judge Stanley Sporkin	Speaker: Stephanie Avakian, Director, Division of Enforcement Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:March 2020	Date: March 23, 2020	Title: Statement from Stephanie Avakian and Steven Peikin, Co-Directors of the SEC’s Division of Enforcement, Regarding Market Integrity	Speaker: Stephanie Avakian, Director, Division of Enforcement Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:March 2020	Date: March 20, 2020	Title: Statement on the SEC’s Coronavirus Response Efforts – Facilitating the Continued Orderly Operation of Our Capital Markets Consistent with Health and Safety Directives and Other Measures	Speaker: Chairman Jay Clayton
Published date grouping:March 2020	Date: March 17, 2020	Title: Update on Consolidated Audit Trail; Temporary COVID-19 Staff No-Action Letter; Reducing Cybersecurity Risks	Speaker: Chairman Jay Clayton
Published date grouping:March 2020	Date: March 12, 2020	Title: Statement on Amendments to Reduce Unnecessary Burdens on Smaller Issuers by More Appropriately Tailoring the Accelerated and Large Accelerated Filer Definitions	Speaker: Chairman Jay Clayton
Published date grouping:March 2020	Date: March 12, 2020	Title: Statement on Amendments to Reduce Unnecessary Burdens on Smaller Issuers by More Appropriately Tailoring the Accelerated and Large Accelerated Filer Definitions	Speaker: Commissioner Hester M. Peirce
Published date grouping:March 2020	Date: March 12, 2020	Title: Statement on the Rollback of Auditor Attestation Requirements	Speaker: Commissioner Allison Herren Lee
Published date grouping:March 2020	Date: March 4, 2020	Title: Statement on Harmonizing, Simplifying and Improving the Exempt Offering Framework	Speaker: Chairman Jay Clayton
Published date grouping:March 2020	Date: March 4, 2020	Title: Statement on Proposed Amendments for Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets	Speaker: Commissioner Hester M. Peirce
Published date grouping:March 2020	Date: March 4, 2020	Title: Statement on the Harmonization Proposal	Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2020	Date: March 4, 2020	Title: Statement on Proposed Amendments to the Exempt Offering Framework	Speaker: Commissioner Allison Herren Lee
Published date grouping:March 2020	Date: March 2, 2020	Title: Statement on Amendments to Registered Debt Disclosure Rules	Speaker: Commissioner Allison Herren Lee
Published date grouping:February 2020	Date: Feb. 26, 2020	Title: Dissenting Statement of Hester M. Peirce in Response to Release No. 34-88284; File No. SR-NYSEArca-2019-39	Speaker: Commissioner Hester M. Peirce
Published date grouping:February 2020	Date: Feb. 19, 2020	Title: Statement on Continued Dialogue with Audit Firm Representatives on Audit Quality in China and Other Emerging Markets; Coronavirus — Reporting Considerations and Potential Relief	Speaker: SEC Chairman Jay Clayton SEC Division of Corporation Finance Director Bill Hinman SEC Chief Accountant Sagar Teotia PCAOB Chairman William D. Duhnke III
Published date grouping:February 2020	Date: Feb. 17, 2020	Title: Commission Statement on the Passing of Former Chairman David S. Ruder	Speaker: Chairman Jay Clayton Commissioner Hester M. Peirce Commissioner Elad L. Roisman Commissioner Allison Herren Lee
Published date grouping:February 2020	Date: Feb. 14, 2020	Title: Statement of Commissioner Robert J. Jackson, Jr. on His Tenure as an SEC Commissioner	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:February 2020	Date: Feb. 14, 2020	Title: Statement on Proposed Updates to the National Market System for the Collection, Consolidation, and Dissemination of Information With Respect to Quotations for and Transactions in National Market System Stocks	Speaker: Commissioner Hester M. Peirce
Published date grouping:February 2020	Date: Feb. 14, 2020	Title: Statement on Proposed Updates to the National Market System for the Collection, Consolidation, and Dissemination of Information With Respect to Quotations for and Transactions in National Market System Stock	Speaker: Commissioner Elad L. Roisman
Published date grouping:February 2020	Date: Feb. 14, 2020	Title: Statement on Proposed Rule on Market Data Infrastructure	Speaker: Commissioner Allison Herren Lee
Published date grouping:January 2020	Date: Jan. 30, 2020	Title: Statement on Proposed Amendments to Modernize and Enhance Financial Disclosures; Other Ongoing Disclosure Modernization Initiatives; Impact of the Coronavirus; Environmental and Climate-Related Disclosure	Speaker: Chairman Jay Clayton
Published date grouping:January 2020	Date: Jan. 30, 2020	Title: Statement on Proposed Amendments to Modernize and Enhance Financial Disclosures	Speaker: Commissioner Hester M. Peirce
Published date grouping:January 2020	Date: Jan. 30, 2020	Title: “Modernizing” Regulation S-K: Ignoring the Elephant in the Room	Speaker: Commissioner Allison Herren Lee
Published date grouping:January 2020	Date: Jan. 30, 2020	Title: Statement on Proposed Amendments to the Volcker Rule	Speaker: Chairman Jay Clayton
Published date grouping:January 2020	Date: Jan. 30, 2020	Title: Statement on Proposed Amendments to the Volcker Rule “Covered Fund” Provisions	Speaker: Commissioners Elad L. Roisman and Hester M. Peirce
Published date grouping:January 2020	Date: Jan. 30, 2020	Title: Statement of Commissioner Allison Herren Lee on the Continued Repeal of the Volcker Rule	Speaker: Commissioner Allison Herren Lee
Published date grouping:January 2020	Date: Jan. 16, 2020	Title: Statement on Commissioner Robert J. Jackson, Jr.	Speaker: Chairman Jay Clayton
Published date grouping:January 2020	Date: Jan. 14, 2020	Title: Remarks at the Inaugural Meeting of the Asset Management Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:January 2020	Date: Jan. 14, 2020	Title: Opening remarks at the the Inaugural Meeting of the Asset Management Advisory Committee	Speaker: Commissioner Hester M. Peirce
Published date grouping:January 2020	Date: Jan. 14, 2020	Title: Statement at the Inaugural Meeting of the Asset Management Advisory Committee	Speaker: Commissioner Elad L. Roisman
Published date grouping:January 2020	Date: Jan. 14, 2020	Title: Statement at Inaugural Meeting of the Asset Management Advisory Committee	Speaker: Commissioner Allison Herren Lee
Published date grouping:January 2020	Date: Jan. 14, 2020	Title: Opening Statement: Inaugural Meeting of the Asset Management Advisory Committee	Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:January 2020	Date: Jan. 8, 2020	Title: Statement at Open Meeting on Proposed Order to Modernize the Governance Structure of National Market System Plans for Equity Market Data	Speaker: Chairman Jay Clayton
Published date grouping:January 2020	Date: Jan. 8, 2020	Title: Statement on Reforming Stock Exchange Governance	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:January 2020	Date: Jan. 8, 2020	Title: Notice of Proposed Order Regarding the Creation of a New Consolidated Market Data Plan for Equity Market Data	Speaker: Commissioner Hester M. Peirce
Published date grouping:January 2020	Date: Jan. 8, 2020	Title: Statement at the Open Meeting Considering a Proposed Commission Order Addressing Equity Market Data Plans	Speaker: Commissioner Elad L. Roisman
Published date grouping:January 2020	Date: Jan. 8, 2020	Title: Statement on Proposed Order for Creation of a New Consolidated Market Data Plan for Equity Market Data	Speaker: Commissioner Allison Herren Lee
Published date grouping:January 2020	Date: Jan. 7, 2020	Title: Statement on Senate Confirmation of Jovita Carranza as Administrator of the Small Business Administration	Speaker: Chairman Jay Clayton
Published date grouping:December 2019	Date: Dec. 30, 2019	Title: Statement on Role of Audit Committees in Financial Reporting and Key Reminders Regarding Oversight Responsibilities	Speaker: Chairman Jay Clayton William Hinman, Director, Division of Corporation Finance Sagar Teotia, Chief Accountant
Published date grouping:December 2019	Date: Dec. 20, 2019	Title: Statement on Selection of Andrew Bailey to Succeed Mark Carney as Governor of the Bank of England	Speaker: Chairman Jay Clayton
Published date grouping:December 2019	Date: Dec. 19, 2019	Title: Statement on Appointment of New Chair and Five New Members of the Financial Accounting Foundation Board of Trustees, and Appointment of Next Chair of the Financial Accounting Standards Board	Speaker: Chairman Jay Clayton Commissioner Robert J. Jackson Jr. Commissioner Hester M. Peirce Commissioner Elad L. Roisman Commissioner Allison Herren Lee
Published date grouping:December 2019	Date: Dec. 18, 2019	Title: Statement of Chairman Jay Clayton at Open Meeting	Speaker: Chairman Jay Clayton
Published date grouping:December 2019	Date: Dec. 18, 2019	Title: Statement at Open Meeting on Commission Actions Relating to Implementation of Title VII of the Dodd-Frank Act	Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2019	Date: Dec. 18, 2019	Title: Statement at Open Meeting on Commission Actions Relating to Implementation of Title VII of the Dodd-Frank Act	Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2019	Date: Dec. 18, 2019	Title: Statement on Adoption of and Changes to Security-Based Swap Rules	Speaker: Commissioner Allison Herren Lee
Published date grouping:December 2019	Date: Dec. 18, 2019	Title: Statement on Proposed Disclosure of Issuer Payments Related To Extraction of Natural Resources	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:December 2019	Date: Dec. 18, 2019	Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers	Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2019	Date: Dec. 18, 2019	Title: Statement at Open Meeting on Resource Extraction	Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2019	Date: Dec. 18, 2019	Title: Statement on Proposed Resource Extraction Rule	Speaker: Commissioner Allison Herren Lee
Published date grouping:December 2019	Date: Dec. 18, 2019	Title: Statement on Reducing Investor Protections around Private Markets	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:December 2019	Date: Dec. 18, 2019	Title: Statement at Open Meeting on Amending the “Accredited Investor” Definition	Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2019	Date: Dec. 18, 2019	Title: Statement at Open Meeting on Proposed Amendments to the Accredited Investor Definition	Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2019	Date: Dec. 18, 2019	Title: Statement on the Proposed Expansion of the Accredited Investor Definition	Speaker: Commissioner Allison Herren Lee
Published date grouping:November 2019	Date: Nov. 26, 2019	Title: Statement on Proposed Rules on Funds' Use of Derivatives	Speaker: Commissioner Robert J. Jackson Jr. Commissioner Allison Herren Lee
Published date grouping:November 2019	Date: Nov. 26, 2019	Title: Statement on the Re-Proposal to Regulate Funds' Use of Derivatives as Well as Certain Sales Practices	Speaker: Commissioner Hester M. Peirce Commissioner Elad L. Roisman
Published date grouping:November 2019	Date: Nov. 18, 2019	Title: Letter from Robert J. Jackson, Jr. to Congresswoman Maloney, November 18, 2019 (PDF)	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:November 2019	Date: Nov. 15, 2019	Title: Statement of Commissioners Jackson and Lee on Non-Transparent Exchange Traded Funds	Speaker: Commissioner Robert J. Jackson Jr. Commissioner Allison Herren Lee
Published date grouping:November 2019	Date: Nov. 15, 2019	Title: Statement on Whistleblower Program 2019 Annual Report to Congress	Speaker: Chairman Jay Clayton
Published date grouping:November 2019	Date: Nov. 12, 2019	Title: Remarks at Meeting of the Small Business Capital Formation Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:November 2019	Date: Nov. 7, 2019	Title: Remarks before the Investor Advisory Committee	Speaker: Commissioner Allison Herren Lee
Published date grouping:November 2019	Date: Nov. 7, 2019	Title: Remarks at Meeting of the Investor Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:November 2019	Date: Nov. 5, 2019	Title: Statement at Open Meeting on Proposals to Enhance the Accuracy, Transparency and Effectiveness of Our Proxy Voting System	Speaker: Chairman Jay Clayton
Published date grouping:November 2019	Date: Nov. 5, 2019	Title: Statement at the Open Meeting: Modernizing SEC Rules Governing Proxy Voting Advice	Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2019	Date: Nov. 5, 2019	Title: Statement at the Open Meeting: Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8	Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2019	Date: Nov. 5, 2019	Title: Statement on Proposals to Restrict Shareholder Voting	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:November 2019	Date: Nov. 5, 2019	Title: Statement at Open Meeting on Proposed Amendments to Improve Accuracy and Transparency of Proxy Voting Advice	Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2019	Date: Nov. 5, 2019	Title: Statement at Open Meeting on Proposed Amendments to Modernize Shareholder Proposal Rule	Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2019	Date: Nov. 5, 2019	Title: Statement on Shareholder Rights	Speaker: Commissioner Allison Herren Lee
Published date grouping:November 2019	Date: Nov. 4, 2019	Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:November 2019	Date: Nov. 4, 2019	Title: Remarks to the Securities and Exchange Commission Fixed Income Market Structure Advisory Committee	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:October 2019	Date: Oct. 30, 2019	Title: Asset-Level Disclosure Requirements for Residential Mortgage-Backed Securities	Speaker: Chairman Jay Clayton
Published date grouping:October 2019	Date: Oct. 15, 2019	Title: Statement on the Passing of Chancellor William T. Allen	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:October 2019	Date: Oct. 11, 2019	Title: Leaders of CFTC, FinCEN, and SEC Issue Joint Statement on Activities Involving Digital Assets	Speaker: Heath Tarbert, Chairman, U.S. Commodity Futures Trading Commission (CFTC) Kenneth A. Blanco, Director, Financial Crimes Enforcement Network (FinCEN) Jay Clayton, Chairman, U.S. Securities and Exchange Commission (SEC)
Published date grouping:October 2019	Date: Oct. 3, 2019	Title: Commission Statement Regarding SEC Roundtable on Combating Elder Investor Fraud	Speaker: Chairman Jay Clayton Commissioner Hester M. Peirce Commissioner Robert J. Jackson Jr. Commissioner Elad L. Roisman Commissioner Allison Herren Lee
Published date grouping:October 2019	Date: Oct. 3, 2019	Title: Remarks at Roundtable on Combating Elder Investor Fraud	Speaker: Chairman Jay Clayton
Published date grouping:October 2019	Date: Oct. 3, 2019	Title: Remarks at the SEC Roundtable on Combating Elder Investor Fraud	Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2019	Date: Oct. 3, 2019	Title: Remarks at the SEC Roundtable on Combating Elder Investor Fraud	Speaker: Commissioner Allison Herren Lee
Published date grouping:September 2019	Date: Sept. 27, 2019	Title: Statement on DERA’s 10th Anniversary	Speaker: Chairman Jay Clayton
Published date grouping:September 2019	Date: Sept. 26, 2019	Title: Taking Significant Steps to Modernize Our Regulatory Framework	Speaker: Chairman Jay Clayton
Published date grouping:September 2019	Date: Sept. 19, 2019	Title: Statement on Volcker Rule Amendments	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:September 2019	Date: Sept. 19, 2019	Title: Statement of Commissioner Allison Herren Lee on Amendments to the Volcker Rule	Speaker: Commissioner Allison Herren Lee
Published date grouping:September 2019	Date: Sept. 19, 2019	Title: Update to June 2019 Joint Statement on Opportunistic Strategies in the Credit Derivatives Market	Speaker: SEC Chairman Jay Clayton CFTC Chairman Heath Tarbert FCA Chief Executive Andrew Bailey
Published date grouping:September 2019	Date: Sept. 18, 2019	Title: Statement on Amendments to the Volcker Rule	Speaker: Chairman Jay Clayton
Published date grouping:September 2019	Date: Sept. 9, 2019	Title: Statement on Passing of Former SEC Chief Accountant James Schnurr	Speaker: Chairman Jay Clayton
Published date grouping:September 2019	Date: Sept. 9, 2019	Title: Statement on Status of the Consolidated Audit Trail	Speaker: Chairman Jay Clayton
Published date grouping:September 2019	Date: Sept. 5, 2019	Title: Remarks at Meeting of the Investor Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:August 2019	Date: Aug. 27, 2019	Title: Joint Statement of Commissioners Robert J. Jackson, Jr. and Allison Herren Lee on Proposed Changes to Regulation S-K	Speaker: Commissioner Robert J. Jackson Jr. Commissioner Allison Herren Lee
Published date grouping:August 2019	Date: Aug. 21, 2019	Title: Statement at Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice	Speaker: Chairman Jay Clayton
Published date grouping:August 2019	Date: Aug. 21, 2019	Title: Statement of Commissioner Allison Herren Lee On Proxy Voting and Proxy Solicitation Releases	Speaker: Commissioner Allison Herren Lee
Published date grouping:August 2019	Date: Aug. 21, 2019	Title: Statement at Open Meeting on Commission Guidance Regarding Proxy Voting and Proxy Voting Advice	Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2019	Date: Aug. 21, 2019	Title: Statement on Proxy-Advisor Guidance	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:August 2019	Date: Aug. 21, 2019	Title: Statement at the Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice	Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2019	Date: Aug. 14, 2019	Title: Remarks at the 38th Government-Business Forum on Small Business Capital Formation	Speaker: Chairman Jay Clayton
Published date grouping:August 2019	Date: Aug. 14, 2019	Title: Commissioner Roisman Opening Remarks Government-Business Forum on Small Business Capital Formation	Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2019	Date: Aug. 14, 2019	Title: Remarks before the 38th Government-Business Forum on Small Business Capital Formation	Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2019	Date: Aug. 14, 2019	Title: Opening Remarks at the 38th Government-Business Forum on Small Business Capital Formation	Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:August 2019	Date: Aug. 13, 2019	Title: Remarks at Meeting of the Small Business Capital Formation Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:August 2019	Date: Aug. 13, 2019	Title: Commissioner Roisman’s Remarks at the Small Business Capital Formation Advisory Committee Meeting	Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2019	Date: Aug. 7, 2019	Title: Statement on Retirement of Lynnette Kelly	Speaker: Chairman Jay Clayton
Published date grouping:August 2019	Date: Aug. 7, 2019	Title: Statement on Retirement of Lynnette Kelly	Speaker: Rebecca Olsen, Director, Office of Municipal Securities
Published date grouping:July 2019	Date: July 29, 2019	Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:July 2019	Date: July 25, 2019	Title: Remarks at Meeting of the Investor Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:July 2019	Date: July 25, 2019	Title: Remarks to the SEC Investor Advisory Committee	Speaker: Commissioner Allison Herren Lee
Published date grouping:July 2019	Date: July 18, 2019	Title: Statement at the SEC Staff Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements	Speaker: Chairman Jay Clayton
Published date grouping:July 2019	Date: July 15, 2019	Title: Statement on Opportunity Zones	Speaker: Chairman Jay Clayton
Published date grouping:July 2019	Date: July 12, 2019	Title: Staff Statement on LIBOR Transition	Speaker: Division of Corporation Finance, Division of Investment Management, Division of Trading and Markets, and Office of the Chief Accountant[1]
Published date grouping:July 2019	Date: July 9, 2019	Title: Statement on Retirement of Chief Justice Strine	Speaker: Chairman Jay Clayton
Published date grouping:July 2019	Date: July 9, 2019	Title: Statement on the Retirement of Chief Justice Strine	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:July 2019	Date: July 8, 2019	Title: Joint Staff Statement on Broker-Dealer Custody of Digital Asset Securities	Speaker: Division of Trading and Markets, U.S. Securities and Exchange Commission Office of General Counsel, Financial Industry Regulatory Authority
Published date grouping:July 2019	Date: July 3, 2019	Title: Statement on Margin for Security Futures	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:July 2019	Date: July 3, 2019	Title: Statement Regarding Offers of Settlement	Speaker: Chairman Jay Clayton
Published date grouping:June 2019	Date: June 27, 2019	Title: Joint Statement on CFTC-SEC Portfolio Margining Harmonization Efforts	Speaker: Chairman Jay Clayton
Published date grouping:June 2019	Date: June 24, 2019	Title: Statement on Commencement of Appointment Process for the 2019-2024 PCAOB Board Seat	Speaker:
Published date grouping:June 2019	Date: June 21, 2019	Title: Statement on the Adoption of Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants	Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019	Date: June 20, 2019	Title: Statement on Senate Confirmation of Allison H. Lee	Speaker: Chairman Jay Clayton Commissioner Robert J. Jackson Jr. Commissioner Hester M. Peirce Commissioner Elad L. Roisman
Published date grouping:June 2019	Date: June 12, 2019	Title: Statement on Division of Trading and Markets Staff Fee Guidance	Speaker: Chairman Jay Clayton
Published date grouping:June 2019	Date: June 10, 2019	Title: Exchanging Views on Exchange-Traded Funds	Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019	Date: June 5, 2019	Title: Remarks at “Veterans Hall” Dedication on the 75th Anniversary of D-Day	Speaker: Chairman Jay Clayton
Published date grouping:June 2019	Date: June 5, 2019	Title: Statement at Open Meeting on Commission Actions to Enhance and Clarify the Obligations Financial Professionals Owe to our Main Street Investors	Speaker: Chairman Jay Clayton
Published date grouping:June 2019	Date: June 5, 2019	Title: Statement at the Open Meeting on Regulation Best Interest and Related Actions	Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019	Date: June 5, 2019	Title: Statement at the Open Meeting on Regulation Best Interest, the Interpretation of the Standard of Conduct for Investment Advisers, the Form CRS Relationship Summary, and the Interpretation of “Solely Incidental”	Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2019	Date: June 5, 2019	Title: Statement on Final Rules Governing Investment Advice	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2019	Date: June 5, 2019	Title: Statement Regarding the SEC’s Rulemaking Package for Investment Advisers and Broker-Dealers	Speaker: Rick Fleming, Investor Advocate
Published date grouping:May 2019	Date: May 31, 2019	Title: Remarks at the SEC’s FinTech Forum	Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019	Date: May 24, 2019	Title: Statement on Memorial Day	Speaker: Chairman Jay Clayton
Published date grouping:May 2019	Date: May 21, 2019	Title: Remarks at SEC Memorial Day Ceremony	Speaker: Chairman Jay Clayton
Published date grouping:May 2019	Date: May 20, 2019	Title: Statement Announcing SEC Staff Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements	Speaker: Chairman Jay Clayton
Published date grouping:May 2019	Date: May 9, 2019	Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition	Speaker: Chairman Jay Clayton
Published date grouping:May 2019	Date: May 9, 2019	Title: Statement on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:May 2019	Date: May 9, 2019	Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition	Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019	Date: May 9, 2019	Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition	Speaker: Commissioner Elad L. Roisman
Published date grouping:May 2019	Date: May 3, 2019	Title: Statement on Financial Disclosures about Acquired and Disposed Businesses	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:April 2019	Date: April 15, 2019	Title: Opening Remarks at the April 2019 Fixed Income Market Structure Advisory Committee Meeting	Speaker: Commissioner Elad L. Roisman
Published date grouping:April 2019	Date: April 4, 2019	Title: Statement on Departure of FDA Commissioner Dr. Scott Gottlieb	Speaker: Chairman Jay Clayton
Published date grouping:April 2019	Date: April 3, 2019	Title: Statement on “Framework for ‘Investment Contract’ Analysis of Digital Assets”	Speaker: Bill Hinman, Director of Division of Corporation Finance Valerie Szczepanik, Senior Advisor for Digital Assets and Innovation
Published date grouping:April 2019	Date: April 1, 2019	Title: Remarks at the 29th International Institute for Securities Market Growth and Development	Speaker: Chairman Jay Clayton
Published date grouping:March 2019	Date: March 28, 2019	Title: Remarks at Meeting of the Investor Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:March 2019	Date: March 28, 2019	Title: Remarks at the March 2019 Investor Advisory Committee Meeting	Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2019	Date: March 26, 2019	Title: Statement on Final Rules Implementing FAST Act	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:February 2019	Date: Feb. 11, 2019	Title: Statement on Shareholder Proposals Seeking to Require Mandatory Arbitration Bylaw Provisions	Speaker: Chairman Jay Clayton
Published date grouping:February 2019	Date: Feb. 6, 2019	Title: Remarks on Telephone Call with Investor Advisory Committee Members	Speaker: Chairman Jay Clayton
Published date grouping:February 2019	Date: Feb. 6, 2019	Title: Brief Statement on Proxy Voting Process: Call with the SEC Investor Advisory Committee	Speaker: Commissioner Elad L. Roisman[1]
Published date grouping:January 2019	Date: Jan. 26, 2019	Title: Statement Regarding Recommencement of Normal Operations	Speaker: Chairman Jay Clayton
Published date grouping:January 2019	Date: Jan. 15, 2019	Title: Statement on EDGAR Hacking Enforcement Action	Speaker: Chairman Jay Clayton
Published date grouping:December 2018	Date: Dec. 19, 2018	Title: Statement at Open Meeting and Thank You to Kara Stein	Speaker: Chairman Jay Clayton
Published date grouping:December 2018	Date: Dec. 19, 2018	Title: Statement at Open Meeting on Proposed Rule 12d1-4 under the Investment Company Act of 1940 Governing Fund of Funds Arrangements	Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018	Date: Dec. 19, 2018	Title: Statement on Proposed Rule Regarding Risk Mitigation Techniques for Uncleared Security-Based Swaps	Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018	Date: Dec. 19, 2018	Title: Statement on Rule 194, Applications By Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons to Effect or Be Involved in Effecting Security-Based Swaps	Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018	Date: Dec. 19, 2018	Title: Final Rules Regarding Disqualified Actors in the Security-Based Swaps Market	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:December 2018	Date: Dec. 19, 2018	Title: Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2019 Budget and Accounting Support Fee	Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018	Date: Dec. 19, 2018	Title: Statement at Open Meeting on Consideration of Whether to Adopt Rule of Practice 194 and to Propose Rules Regarding Risk Mitigation Techniques for Uncleared Security-Based Swaps	Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2018	Date: Dec. 13, 2018	Title: Joint Statement on the IDI Exception to the Swap Dealer Definition	Speaker: SEC Chairman Jay Clayton CFTC Chairman Christopher Giancarlo
Published date grouping:December 2018	Date: Dec. 13, 2018	Title: Remarks at Meeting of the Investor Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:December 2018	Date: Dec. 13, 2018	Title: Remarks at the SEC’s Investor Advisory Committee Meeting	Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018	Date: Dec. 12, 2018	Title: Remarks to the Annual Government-Business Forum on Small Business Capital Formation in Columbus, Ohio	Speaker: Chairman Jay Clayton
Published date grouping:December 2018	Date: Dec. 7, 2018	Title: Statement on the Vital Role of Audit Quality and Regulatory Access to Audit and Other Information Internationally—Discussion of Current Information Access Challenges with Respect to U.S.-listed Companies with Significant Operations in China	Speaker: SEC Chairman Jay Clayton SEC Chief Accountant Wes Bricker PCAOB Chairman William D. Duhnke III
Published date grouping:December 2018	Date: Dec. 6, 2018	Title: Remarks at the SEC’s Municipal Securities Conference	Speaker: Chairman Jay Clayton
Published date grouping:December 2018	Date: Dec. 6, 2018	Title: Opening Remarks at 2018 Municipal Securities Disclosure Conference	Speaker: Rebecca Olsen, Director, Office of Municipal Securities
Published date grouping:December 2018	Date: Dec. 6, 2018	Title: Remarks at The Road Ahead: Municipal Securities Disclosure in an Evolving Market Conference	Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018	Date: Dec. 3, 2018	Title: Commission Statement on Passing of President George H.W. Bush	Speaker: Chairman Jay Clayton Commissioner Kara M. Stein Commissioner Robert J. Jackson Jr. Commissioner Hester M. Peirce Commissioner Elad L. Roisman
Published date grouping:November 2018	Date: Nov. 20, 2018	Title: Statement on Jury Trial of Ex-CFO of AVEO Pharmaceuticals	Speaker: Stephanie Avakian, Co-Director, SEC Division of Enforcement Steven Peikin, Co-Director, SEC Division of Enforcement
Published date grouping:November 2018	Date: Nov. 16, 2018	Title: Statement on Digital Asset Securities Issuance and Trading	Speaker: Division of Corporation Finance, Division of Investment Management, and Division of Trading and Markets
Published date grouping:November 2018	Date: Nov. 15, 2018	Title: Statement at the SEC Staff Roundtable on the Proxy Process	Speaker: Chairman Jay Clayton
Published date grouping:November 2018	Date: Nov. 15, 2018	Title: Opening Remarks at the 2018 SEC Staff Roundtable on the Proxy Process	Speaker: Commissioner Kara M. Stein
Published date grouping:November 2018	Date: Nov. 15, 2018	Title: Statement at Proxy Process Roundtable	Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2018	Date: Nov. 7, 2018	Title: Remarks at Meeting of the Investor Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:November 2018	Date: Nov. 2, 2018	Title: Statement on Enhancing Order Handling Disclosures	Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2018	Date: Oct. 29, 2018	Title: Opening Statement at the October 2018 Fixed Income Market Structure Advisory Committee Meeting	Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018	Date: Oct. 29, 2018	Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:October 2018	Date: Oct. 25, 2018	Title: Opening Statement at the SEC Staff Roundtable on Market Data and Market Access	Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2018	Date: Oct. 25, 2018	Title: Statement at the Roundtable on Market Data and Market Access	Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018	Date: Oct. 25, 2018	Title: Remarks at Roundtable on Market Data and Market Access	Speaker: Chairman Jay Clayton
Published date grouping:October 2018	Date: Oct. 16, 2018	Title: Statement on Market Data Fees and Market Structure	Speaker: Chairman Jay Clayton[1]
Published date grouping:October 2018	Date: Oct. 16, 2018	Title: Joint Statement on the Application of SIFMA for Review of Action Taken by NYSE Arca, Inc., and NASDAQ Stock Market LLC	Speaker: Commissioner Hester M. Peirce Commissioner Elad L. Roisman
Published date grouping:October 2018	Date: Oct. 11, 2018	Title: Statement at Open Meeting	Speaker: Chairman Jay Clayton
Published date grouping:October 2018	Date: Oct. 11, 2018	Title: Statement on Re-Opening Comment Period for Capital/Margin/Segregation for Security-Based Swap Dealers	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:October 2018	Date: Oct. 11, 2018	Title: Statement on Re-Opening the Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers	Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018	Date: Oct. 11, 2018	Title: Statement on Commission Action Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers	Speaker: Commissioner Kara M. Stein
Published date grouping:October 2018	Date: Oct. 11, 2018	Title: Statement at Open Meeting on Re-Opening Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap	Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2018	Date: Sept. 29, 2018	Title: Statement Regarding Agreed Settlements With Elon Musk and Tesla	Speaker: Chairman Jay Clayton
Published date grouping:September 2018	Date: Sept. 26, 2018	Title: Remarks at the SEC Staff Roundtable on Regulatory Approaches to Combating Retail Investor Fraud	Speaker: Chairman Jay Clayton
Published date grouping:September 2018	Date: Sept. 20, 2018	Title: Statement on Order of Suspension of Trading of Certain Bitcoin/Ether Tracking Certificates	Speaker: Division of Trading and Markets and Division of Corporation Finance
Published date grouping:September 2018	Date: Sept. 14, 2018	Title: Statement on Shareholder Voting	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:September 2018	Date: Sept. 13, 2018	Title: Remarks at Meeting of the Investor Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:September 2018	Date: Sept. 13, 2018	Title: Statement Regarding Staff Proxy Advisory Letters	Speaker: Investment Management
Published date grouping:September 2018	Date: Sept. 13, 2018	Title: Statement Regarding SEC Staff Views	Speaker: Chairman Jay Clayton
Published date grouping:September 2018	Date: Sept. 10, 2018	Title: Statement on the Expiration of the Tick Size Pilot	Speaker: Division of Economic and Risk Analysis and Division of Trading and Markets
Published date grouping:September 2018	Date: Sept. 5, 2018	Title: Statement on Senate Confirmation of Elad L. Roisman	Speaker: Chairman Jay Clayton Commissioner Kara M. Stein Commissioner Robert J. Jackson Jr. Commissioner Hester M. Peirce
Published date grouping:August 2018	Date: Aug. 27, 2018	Title: Statement on Status of the Consolidated Audit Trail	Speaker: Brett Redfearn, Director, SEC Division of Trading and Markets
Published date grouping:August 2018	Date: Aug. 22, 2018	Title: Statement on Investor Roundtables Regarding Standards of Conduct for Investment Professionals Rulemaking	Speaker: Chairman Jay Clayton
Published date grouping:August 2018	Date: Aug. 17, 2018	Title: Statement on Investing in America for the Long Term	Speaker: Chairman Jay Clayton
Published date grouping:July 2018	Date: July 31, 2018	Title: Statement Regarding Treasury's Report on Nonbank Financials, Fintech, and Innovation	Speaker: Chairman Jay Clayton
Published date grouping:July 2018	Date: July 30, 2018	Title: Statement Announcing SEC Staff Roundtable on the Proxy Process	Speaker: Chairman Jay Clayton
Published date grouping:July 2018	Date: July 26, 2018	Title: Dissent of Commissioner Hester M. Peirce to Release No. 34-83723; File No. SR-BatsBZX-2016-30	Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018	Date: July 24, 2018	Title: Statement on Proposed Amendments to the Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize A Registrant’s Securities (Rule 3-10 and Rule 3-16 of Regulation S-X)	Speaker: Commissioner Kara M. Stein
Published date grouping:July 2018	Date: July 18, 2018	Title: Statement at Open Meeting	Speaker: Chairman Jay Clayton
Published date grouping:July 2018	Date: July 18, 2018	Title: Statement of Commissioner Robert J. Jackson, Jr. Final Rules Regarding Regulation ATS (Alternative Trading Systems)	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:July 2018	Date: July 18, 2018	Title: Statement at Open Meeting on NMS Stock Alternative Trading Systems	Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018	Date: July 18, 2018	Title: Statement on Amendment to Securities Act Rule 701(e) and Concept Release on Potential Revisions to Securities Act Rule 701 and Securities Act Form S-8	Speaker: Commissioner Kara M. Stein
Published date grouping:July 2018	Date: July 18, 2018	Title: Statement on Adoption of Rules to Increase the Operational Transparency of Alternative Trading Systems (ATS)	Speaker: Commissioner Kara M. Stein
Published date grouping:July 2018	Date: July 18, 2018	Title: Statement at Open Meeting on Rule 701 Amendment and Concept Release	Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018	Date: July 16, 2018	Title: Statement at Fixed Income Market Structure Advisory Committee Meeting	Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement at Open Meeting on Amendments to Smaller Reporting Company Definition	Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement on Final Rule of Inline XBRL Filing of Tagged Data	Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement at Open Meeting on Exchange-Traded Funds	Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement at Open Meeting on Amendments to the Commission’s Whistleblower Program Rules	Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement on Final Rules Regarding Smaller Reporting Companies	Speaker: Commissioner Robert J. Jackson, Jr.
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement on Proposed Rules Regarding SEC Whistleblower Program	Speaker: Commissioner Robert J. Jackson, Jr.
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement on Investment Company Liquidity Disclosure	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement on Proposed Amendments to the Commission’s Whistleblower Program Rules	Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement at Open Meeting on the Proposed Rule 6c-11 under the Investment Company Act of 1940 Governing Exchange-Traded Funds	Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement on Adoption of Amendments to Investment Company Liquidity Disclosure	Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement on Final Rule of Inline XBRL Filing of Tagged Data	Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement at Open Meeting on Investment Company Liquidity Disclosure Adopting Release	Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement at Open Meeting on Exchange-Traded Funds	Speaker: Chairman Jay Clayton
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement at Open Meeting on Inline XBRL Filing of Tagged Data	Speaker: Chairman Jay Clayton
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement at Open Meeting on Investment Company Liquidity Disclosure	Speaker: Chairman Jay Clayton
Published date grouping:June 2018	Date: June 28, 2018	Title: Opening Statement at Open Meeting	Speaker: Chairman Jay Clayton
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement at Open Meeting on Amendments to the Commission’s Whistleblower Program Rules	Speaker: Chairman Jay Clayton
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement at Open Meeting on Amendments to Smaller Reporting Company Definition	Speaker: Chairman Jay Clayton
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement of Commissioner Robert J. Jackson, Jr. on Proposed Rules Regarding Exchange Traded Funds (ETFs)	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement on Amendments to Smaller Reporting Company Definition	Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement of Commissioner Piwowar at Open Meeting Regarding Amendments to the Commission’s Whistleblower Program Rules	Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement at Open Meeting on Investment Company Liquidity Disclosure (Final Rule)	Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement at Open Meeting on Exchange-Traded Funds (Proposed Rule)	Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement of Commissioner Piwowar at Open Meeting Regarding Amendments to Smaller Reporting Company Definition	Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018	Date: June 28, 2018	Title: Statement of Commissioner Piwowar at Open Meeting Regarding Inline XBRL Filing of Tagged Data	Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018	Date: June 27, 2018	Title: Statement on Retirement of Justice Kennedy	Speaker: Chairman Jay Clayton
Published date grouping:June 2018	Date: June 14, 2018	Title: Remarks at Meeting of the Investor Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:June 2018	Date: June 14, 2018	Title: Remarks at the SEC’s Investor Advisory Committee Meeting	Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018	Date: June 6, 2018	Title: Statement on Investment Company Disclosure	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018	Date: June 5, 2018	Title: Opening Remarks to the Elder Justice Coordinating Council	Speaker: Chairman Jay Clayton
Published date grouping:June 2018	Date: June 5, 2018	Title: Statement at Open Meeting on Inter-Agency Proposal for Amendments to the Volcker Rule	Speaker: Chairman Jay Clayton
Published date grouping:June 2018	Date: June 5, 2018	Title: Statement at Open Meeting on Amendments to the Volcker Rule	Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018	Date: June 5, 2018	Title: Statement on Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds	Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018	Date: June 5, 2018	Title: Proposed Amendments to the Volcker Rule	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018	Date: June 5, 2018	Title: Statement on Investment Company Design, Delivery and Disclosures Rulemaking Package	Speaker: Chairman Jay Clayton
Published date grouping:June 2018	Date: June 5, 2018	Title: Optional Internet Availability of Investment Company Shareholder Reports	Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018	Date: June 5, 2018	Title: Statement on Investment Company Rule 30e-3, Enabling Optional Internet Availability of Shareholder Reports	Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018	Date: June 5, 2018	Title: Statement on Final Rule on the Optional Internet Availability of Investment Company Shareholder Reports, Request for Comment on the Investor Experience, and Request for Comment on Intermediary Fees	Speaker: Commissioner Kara M. Stein
Published date grouping:May 2018	Date: May 22, 2018	Title: Statement on NASAA’s Announcement of Enforcement Sweep Targeting Fraudulent ICOs and Crypto-asset Investment Products	Speaker: Chairman Jay Clayton
Published date grouping:May 2018	Date: May 7, 2018	Title: Statement on Commissioner Michael S. Piwowar	Speaker: Chairman Jay Clayton
Published date grouping:May 2018	Date: May 7, 2018	Title: Statement of Commissioner Michael S. Piwowar	Speaker: Commissioner Michael S. Piwowar
Published date grouping:April 2018	Date: April 24, 2018	Title: Statement on Public Engagement Regarding Standards of Conduct for Investment Professionals Rulemaking	Speaker: Chairman Jay Clayton
Published date grouping:April 2018	Date: April 18, 2018	Title: Overview of the Standards of Conduct for Investment Professionals Rulemaking Package	Speaker: Chairman Jay Clayton
Published date grouping:April 2018	Date: April 18, 2018	Title: Statement at the Open Meeting on Standards of Conduct for Investment Professionals	Speaker: Chairman Jay Clayton
Published date grouping:April 2018	Date: April 18, 2018	Title: Statement on Proposals Relating to Regulation Best Interest, Form CRS, Restrictions on the Use of Certain Names or Titles, and Commission Interpretation Regarding the Standard of Conduct for Investment Advisers	Speaker: Commissioner Kara M. Stein
Published date grouping:April 2018	Date: April 18, 2018	Title: Statement at Open Meeting on Form CRS, Proposed Regulation Best Interest and Notice of Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers (Proposed Rule)	Speaker: Commissioner Michael S. Piwowar
Published date grouping:April 2018	Date: April 18, 2018	Title: Proposed Rulemakings Relating to Investment Adviser / Broker Dealer (IABD) Standards of Conduct	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:April 2018	Date: April 18, 2018	Title: Statement at the Open Meeting on Standards of Conduct for Investment Professionals	Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2018	Date: April 11, 2018	Title: Letter of Commissioners Piwowar and Peirce on Regulation A Offering Amount Limitation	Speaker: Commissioner Michael S. Piwowar Commissioner Hester M. Peirce
Published date grouping:April 2018	Date: April 9, 2018	Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:April 2018	Date: April 5, 2018	Title: Statement on Passing of Enforcement Division Associate Director Scott W. Friestad	Speaker: Chairman Jay Clayton Commissioner Kara M. Stein Commissioner Michael S. Piwowar Commissioner Robert J. Jackson, Jr. Commissioner Hester M. Peirce
Published date grouping:March 2018	Date: March 14, 2018	Title: Statement at Open Meeting on the Proposed Transaction Fee Pilot for NMS Stocks	Speaker: Chairman Jay Clayton
Published date grouping:March 2018	Date: March 14, 2018	Title: Statement at Open Meeting on Proposed Amendments to Public Reporting of Fund Liquidity Information	Speaker: Chairman Jay Clayton
Published date grouping:March 2018	Date: March 14, 2018	Title: Statement at Open Meeting on Investment Company Liquidity Disclosure	Speaker: Commissioner Michael S. Piwowar
Published date grouping:March 2018	Date: March 14, 2018	Title: Statement on Proposed Rule to Conduct a Transaction Fee Pilot in NMS stocks	Speaker: Commissioner Michael S. Piwowar
Published date grouping:March 2018	Date: March 14, 2018	Title: Statement on the Proposed Transaction Fee Pilot for NMS Stocks	Speaker: Commissioner Kara M. Stein
Published date grouping:March 2018	Date: March 14, 2018	Title: Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information	Speaker: Commissioner Kara M. Stein
Published date grouping:March 2018	Date: March 14, 2018	Title: Statement on the Proposed Transaction Fee Pilot for NMS Stocks	Speaker: Commissioner Robert J. Jackson, Jr.
Published date grouping:March 2018	Date: March 14, 2018	Title: Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information	Speaker: Commissioner Robert J. Jackson, Jr.
Published date grouping:March 2018	Date: March 14, 2018	Title: Statement at Open Meeting on Transaction Fee Pilot Proposal	Speaker: Commissioner Hester M. Peirce
Published date grouping:March 2018	Date: March 14, 2018	Title: Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information	Speaker: Commissioner Hester M. Peirce
Published date grouping:March 2018	Date: March 8, 2018	Title: Remarks at Meeting of the Investor Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:March 2018	Date: March 8, 2018	Title: Remarks at the SEC’s Investor Advisory Committee Meeting	Speaker: Commissioner Kara M. Stein
Published date grouping:March 2018	Date: March 7, 2018	Title: Statement on Potentially Unlawful Online Platforms for Trading Digital Assets	Speaker: Divisions of Enforcement and Trading and Markets
Published date grouping:February 2018	Date: Feb. 21, 2018	Title: Statement on Cybersecurity Interpretive Guidance	Speaker: Chairman Jay Clayton
Published date grouping:February 2018	Date: Feb. 21, 2018	Title: Statement on Commission Statement and Guidance on Public Company Cybersecurity Disclosures	Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:February 2018	Date: Feb. 21, 2018	Title: Statement on Commission Statement and Guidance on Public Company Cybersecurity Disclosures	Speaker: Commissioner Kara M. Stein
Published date grouping:February 2018	Date: Feb. 13, 2018	Title: Joint Statement: Thank You Jacob "Jake" Stillman	Speaker: Chairman Jay Clayton Commissioner Kara M. Stein Commissioner Michael S. Piwowar Commissioner Robert J. Jackson, Jr. Commissioner Hester M. Peirce
Published date grouping:January 2018	Date: Jan. 25, 2018	Title: Statement by SEC Chairman Jay Clayton and CFTC Chairman J. Christopher Giancarlo: Regulators are Looking at Cryptocurrency	Speaker: SEC Chairman Jay Clayton CFTC Chairman J. Christopher Giancarlo
Published date grouping:January 2018	Date: Jan. 22, 2018	Title: Statement on Charges Against Former KPMG and PCAOB Personnel	Speaker: Chairman Jay Clayton
Published date grouping:January 2018	Date: Jan. 19, 2018	Title: Joint Statement by SEC and CFTC Enforcement Directors Regarding Virtual Currency Enforcement Actions	Speaker: SEC Co-Enforcement Directors Stephanie Avakian and Steven Peikin and CFTC Enforcement Director James McDonald
Published date grouping:January 2018	Date: Jan. 11, 2018	Title: Remarks at the Inaugural Meeting of the Fixed Income Market Structure Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:January 2018	Date: Jan. 11, 2018	Title: Remarks to the Fixed Income Market Structure Advisory Committee	Speaker: Commissioner Kara M. Stein
Published date grouping:January 2018	Date: Jan. 11, 2018	Title: Remarks at the Inaugural Meeting of the Fixed Income Market Structure Advisory Committee	Speaker: Commissioner Michael S. Piwowar
Published date grouping:January 2018	Date: Jan. 4, 2018	Title: Statement on NASAA’s Message to Investors about ICOs	Speaker: Chairman Jay Clayton Commissioner Kara M. Stein Commissioner Michael S. Piwowar
Published date grouping:January 2018	Date: Jan. 2, 2018	Title: Statement on PCAOB Board Member Changes	Speaker: Chairman Jay Clayton Chief Accountant Wes Bricker
Published date grouping:December 2017	Date: Dec. 22, 2017	Title: Statement on Senate Confirmation of Hester Peirce and Robert J. Jackson, Jr.	Speaker: Chairman Jay Clayton Commissioner Kara M. Stein Commissioner Michael S. Piwowar
Published date grouping:December 2017	Date: Dec. 22, 2017	Title: Statement on the Tax Cuts and Jobs Act	Speaker: Chairman Jay Clayton Commissioner Kara M. Stein Commissioner Michael S. Piwowar
Published date grouping:December 2017	Date: Dec. 14, 2017	Title: Jury Finds Technology Company Founder Liable for Misleading Investors About Energy-Efficient Computer Servers	Speaker: Stephanie Avakian, Co-Director, SEC Division of Enforcement Steven Peikin, Co-Director, SEC Division of Enforcement
Published date grouping:December 2017	Date: Dec. 12, 2017	Title: Statement on Appointment of New PCAOB Board Members	Speaker: Chairman Jay Clayton
Published date grouping:December 2017	Date: Dec. 11, 2017	Title: Statement on Cryptocurrencies and Initial Coin Offerings	Speaker: Chairman Jay Clayton
Published date grouping:December 2017	Date: Dec. 11, 2017	Title: Statement From Enforcement Division Co-Directors on Jury Verdict in Financial Fraud Case	Speaker: Stephanie Avakian, Co-Director, SEC Division of Enforcement Steven Peikin, Co-Director, SEC Division of Enforcement
Published date grouping:December 2017	Date: Dec. 7, 2017	Title: Remarks to the SEC Investor Advisory Committee	Speaker: Commissioner Michael S. Piwowar
Published date grouping:November 2017	Date: Nov. 30, 2017	Title: Remarks at the Annual Government-Business Forum on Small Business Capital Formation	Speaker: Chairman Jay Clayton
Published date grouping:November 2017	Date: Nov. 30, 2017	Title: 2017 Government–Business Forum on Small Business Capital Formation Opening Remarks	Speaker: Commissioner Kara M. Stein
Published date grouping:November 2017	Date: Nov. 30, 2017	Title: Remarks to the SEC Government-Business Forum on Small Business Capital Formation	Speaker: Commissioner Michael S. Piwowar
Published date grouping:November 2017	Date: Nov. 14, 2017	Title: Statement on Status of the Consolidated Audit Trail	Speaker: Chairman Jay Clayton
Published date grouping:November 2017	Date: Nov. 3, 2017	Title: Statement on Passing of Former SEC Commissioner Isaac Hunt	Speaker: Chairman Jay Clayton Commissioner Kara M. Stein Commissioner Michael S. Piwowar
Published date grouping:November 2017	Date: Nov. 1, 2017	Title: SEC Statement Urging Caution Around Celebrity Backed ICOs	Speaker: SEC Division of Enforcement and SEC Office of Compliance Inspections and Examinations
Published date grouping:October 2017	Date: Oct. 26, 2017	Title: Statement on the Staff’s No-Action Relief Regarding MiFID II	Speaker: Commissioner Kara M. Stein
Published date grouping:October 2017	Date: Oct. 23, 2017	Title: Statement on SEC Approval of the PCAOB’s New Auditor’s Reporting Standard	Speaker: Chairman Jay Clayton
Published date grouping:October 2017	Date: Oct. 23, 2017	Title: Statement on PCAOB’s New Auditor’s Reporting Standard	Speaker: Commissioner Kara M. Stein
Published date grouping:October 2017	Date: Oct. 23, 2017	Title: Statement on Adoption of Auditor’s Reporting Model	Speaker: Commissioner Michael S. Piwowar
Published date grouping:October 2017	Date: Oct. 12, 2017	Title: Remarks to the SEC Investor Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:October 2017	Date: Oct. 12, 2017	Title: Remarks at the SEC’s Investor Advisory Committee Meeting	Speaker: Commissioner Kara M. Stein
Published date grouping:October 2017	Date: Oct. 11, 2017	Title: Statement at Open Meeting: Proposal to Modernize and Simplify Disclosure Requirements	Speaker: Chairman Jay Clayton
Published date grouping:October 2017	Date: Oct. 11, 2017	Title: Statement of Commissioner Piwowar at Open Meeting Regarding FAST Act Modernization and Simplification of Regulation S-K	Speaker: Commissioner Michael S. Piwowar
Published date grouping:October 2017	Date: Oct. 11, 2017	Title: Statement on Proposal of FAST Act Modernization and Simplification of Regulation S-K	Speaker: Commissioner Kara M. Stein
Published date grouping:October 2017	Date: Oct. 6, 2017	Title: Statement on Jury's Verdict in Trial of Howard Present	Speaker: Stephanie Avakian, Co-Director, Division of Enforcement Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:September 2017	Date: Sept. 22, 2017	Title: Update on the Search and Selection Process for Public Company Accounting Oversight Board’s Next Members	Speaker: Chairman Jay Clayton
Published date grouping:September 2017	Date: Sept. 20, 2017	Title: Statement on Cybersecurity	Speaker: Commissioner Michael S. Piwowar
Published date grouping:September 2017	Date: Sept. 20, 2017	Title: Statement on Cybersecurity	Speaker: Chairman Jay Clayton
Published date grouping:September 2017	Date: Sept. 13, 2017	Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies	Speaker: Commissioner Michael S. Piwowar
Published date grouping:September 2017	Date: Sept. 13, 2017	Title: Remarks at Meeting of the Advisory Committee on Small and Emerging Companies	Speaker: Chairman Jay Clayton
Published date grouping:September 2017	Date: Sept. 13, 2017	Title: Commission Statement on Nationwide Search to Hire Agency’s First-Ever “Advocate for Small Business Capital Formation”	Speaker: Chairman Jay Clayton Commissioner Kara M. Stein Commissioner Michael S. Piwowar
Published date grouping:August 2017	Date: Aug. 11, 2017	Title: James R. Doty, Chairman of the Public Company Accounting Oversight Board, Agrees To Remain in Place for Search and Transition Period for New Board Members	Speaker: Chairman Jay Clayton
Published date grouping:August 2017	Date: Aug. 7, 2017	Title: Commission Statement on Passing of Former SEC Chairman Harold M. Williams	Speaker: Chairman Jay Clayton Commissioner Kara M. Stein Commissioner Michael S. Piwowar
Published date grouping:July 2017	Date: July 27, 2017	Title: Remarks at the National Compliance Outreach Program for Broker-Dealers	Speaker: Chairman Jay Clayton
Published date grouping:July 2017	Date: July 25, 2017	Title: Statement by the Divisions of Corporation Finance and Enforcement on the Report of Investigation on The DAO	Speaker: Divisions of Corporation Finance and Enforcement
Published date grouping:July 2017	Date: July 25, 2017	Title: Comment Letter in Response to the Department of Labor’s “Request for Information Regarding the Fiduciary Rule and Prohibited Transaction Exemptions”	Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2017	Date: June 22, 2017	Title: Remarks at Meeting of the Investor Advisory Committee	Speaker: Chairman Jay Clayton
Published date grouping:June 2017	Date: June 1, 2017	Title: Public Comments from Retail Investors and Other Interested Parties on Standards of Conduct for Investment Advisers and Broker-Dealers	Speaker: Chairman Jay Clayton
Published date grouping:May 2017	Date: May 18, 2017	Title: Statement on Leon Cooperman Settling Insider Trading Charges	Speaker: Stephanie Avakian, Acting Enforcement Division Director
Published date grouping:May 2017	Date: May 10, 2017	Title: Remarks at Meeting of the Advisory Committee on Small and Emerging Companies	Speaker: Chairman Jay Clayton
Published date grouping:May 2017	Date: May 10, 2017	Title: Remarks Before the SEC Advisory Committee on Small and Emerging Companies	Speaker: Commissioner Kara Stein
Published date grouping:April 2017	Date: April 7, 2017	Title: Statement of Acting Chairman Piwowar on the Court of Appeals Decision on the Conflict Minerals Rule	Speaker: Acting Chairman Michael S. Piwowar
Published date grouping:April 2017	Date: April 7, 2017	Title: Updated Statement on the Effect of the Court of Appeals Decision on the Conflict Minerals Rule	Speaker: SEC Division of Corporation Finance
Published date grouping:April 2017	Date: April 5, 2017	Title: Opening Remarks at the April 2017 Meeting of the Equity Market Structure Advisory Committee	Speaker: Acting Chairman Michael S. Piwowar
Published date grouping:April 2017	Date: April 5, 2017	Title: Remarks at the Meeting of the Equity Market Structure Advisory Committee	Speaker: Commissioner Kara M. Stein
Published date grouping:March 2017	Date: March 22, 2017	Title: Statement at Open Meeting: Amendment to Shorten the Trade Settlement Cycle	Speaker: Acting Chairman Michael S. Piwowar
Published date grouping:March 2017	Date: March 22, 2017	Title: Statement at Open Meeting: Amendment to Shorten the Trade Settlement Cycle	Speaker: Commissioner Kara M. Stein
Published date grouping:March 2017	Date: March 10, 2017	Title: Remarks at Office of the Investor Advocate’s Evidence Summit	Speaker: Commissioner Kara M. Stein
Published date grouping:March 2017	Date: March 9, 2017	Title: Remarks to the SEC Investor Advisory Committee	Speaker: Acting Chairman Michael S. Piwowar
Published date grouping:March 2017	Date: March 9, 2017	Title: Remarks at the SEC’s Investor Advisory Committee Meeting	Speaker: Commissioner Kara M. Stein
Published date grouping:March 2017	Date: March 1, 2017	Title: Opening Statement on Proposed Amendment to Rule 15c2-12	Speaker: Acting Chairman Michael S. Piwowar
Published date grouping:March 2017	Date: March 1, 2017	Title: Opening Statement on Inline XBRL Filing of Tagged Data	Speaker: Acting Chairman Michael S. Piwowar
Published date grouping:March 2017	Date: March 1, 2017	Title: Opening Statement on Hyperlinks and HTML Adopting Release	Speaker: Acting Chairman Michael S. Piwowar
Published date grouping:March 2017	Date: March 1, 2017	Title: Opening Statement on Request for Comment on Possible Revisions to Statistical and Other Disclosures Affecting Registrants in the Financial Services Industry	Speaker: Acting Chairman Michael S. Piwowar
Published date grouping:March 2017	Date: March 1, 2017	Title: Statement at Open Meeting: Proposed Amendments to Exchange Act Rule 15c2-12	Speaker: Commissioner Kara M. Stein U.S. Securities and Exchange Commission
Published date grouping:March 2017	Date: March 1, 2017	Title: Statement at Open Meeting: Exhibit Hyperlinks and HTML Format	Speaker: Commissioner Kara M. Stein U.S. Securities and Exchange Commission
Published date grouping:March 2017	Date: March 1, 2017	Title: Statement at Open Meeting: Inline XBRL Filing of Tagged Data	Speaker: Commissioner Kara M. Stein U.S. Securities and Exchange Commission
Published date grouping:March 2017	Date: March 1, 2017	Title: Statement at Open Meeting: Request for Comment on Possible Changes to Industry Guide 3	Speaker: Commissioner Kara M. Stein U.S. Securities and Exchange Commission
Published date grouping:February 2017	Date: Feb. 28, 2017	Title: SEC-NYU Dialogue on Securities Market Regulation: U.S. Securities-Based Crowdfunding - Welcoming Remarks	Speaker: Acting Chairman Michael Piwowar
Published date grouping:February 2017	Date: Feb. 28, 2017	Title: SEC-NYU Dialogue on Securities Market Regulation: U.S. Securities-Based Crowdfunding - Closing Remarks	Speaker: Commissioner Kara M. Stein
Published date grouping:February 2017	Date: Feb. 23, 2017	Title: Commission Statement Regarding Decision in Bartko v. SEC	Speaker: The Commission
Published date grouping:February 2017	Date: Feb. 22, 2017	Title: Statement on Jury's Verdict in Trial of Christopher J. Hall	Speaker: Stephanie Avakian Acting Director, Division of Enforcement
Published date grouping:February 2017	Date: Feb. 17, 2017	Title: Remarks of SEC Acting Chairman Michael Piwowar at the Signing of the Memorandum of Understanding between the Commission and NASAA	Speaker: Acting Chairman Michael Piwowar
Published date grouping:February 2017	Date: Feb. 15, 2017	Title: Opening Remarks of SEC Acting Chairman Michael Piwowar before the SEC Advisory Committee on Small and Emerging Companies	Speaker: Acting Chairman Michael S. Piwowar
Published date grouping:February 2017	Date: Feb. 15, 2017	Title: Remarks of Commissioner Kara Stein before the SEC Advisory Committee on Small and Emerging Companies	Speaker: Commissioner Kara Stein
Published date grouping:February 2017	Date: Feb. 6, 2017	Title: Reconsideration of Pay Ratio Rule Implementation	Speaker: Acting Chairman Michael S. Piwowar
Published date grouping:January 2017	Date: Jan. 31, 2017	Title: Reconsideration of Conflict Minerals Rule Implementation	Speaker: Acting Chairman Michael S. Piwowar
Published date grouping:January 2017	Date: Jan. 5, 2017	Title: A U.S. Imperative: High-Quality, Globally Accepted Accounting Standards	Speaker: Chair Mary Jo White
Published date grouping:December 2016	Date: Dec. 14, 2016	Title: Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017	Speaker: Chair Mary Jo White
Published date grouping:December 2016	Date: Dec. 14, 2016	Title: Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017	Speaker: Commissioner Kara M. Stein U.S. Securities and Exchange Commission
Published date grouping:December 2016	Date: Dec. 14, 2016	Title: Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017	Speaker: Commissioner Michael S. Piwowar
Published date grouping:November 2016	Date: Nov. 29, 2016	Title: Opening Remarks at the Equity Market Structure Advisory Committee Meeting	Speaker: Chair Mary Jo White
Published date grouping:November 2016	Date: Nov. 17, 2016	Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation	Speaker: Chair Mary Jo White
Published date grouping:November 2016	Date: Nov. 17, 2016	Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation	Speaker: Commissioner Michael S. Piwowar
Published date grouping:November 2016	Date: Nov. 17, 2016	Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation	Speaker: Commissioner Kara M. Stein
Published date grouping:November 2016	Date: Nov. 16, 2016	Title: Statement on the Work of the Financial Stability Oversight Council’s Hedge Fund Working Group	Speaker: Chair Mary Jo White
Published date grouping:November 2016	Date: Nov. 15, 2016	Title: Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan	Speaker: Chair Mary Jo White
Published date grouping:November 2016	Date: Nov. 15, 2016	Title: Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan	Speaker: Commissioner Michael S. Piwowar
Published date grouping:November 2016	Date: Nov. 15, 2016	Title: Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan	Speaker: Commissioner Kara M. Stein
Published date grouping:November 2016	Date: Nov. 14, 2016	Title: Statement on Jury’s Verdict in Insider Trading Case Against Pharmaceutical Executive and Friend	Speaker: Andrew Ceresney Director, Division of Enforcement
Published date grouping:November 2016	Date: Nov. 14, 2016	Title: Opening Remarks at the Fintech Forum	Speaker: Chair Mary Jo White
Published date grouping:November 2016	Date: Nov. 14, 2016	Title: Statement at Financial Technology Forum	Speaker: Commissioner Michael S. Piwowar
Published date grouping:October 2016	Date: Oct. 27, 2016	Title: Remarks at the PCAOB Investor Advisory Group Meeting	Speaker: Chair Mary Jo White
Published date grouping:October 2016	Date: Oct. 26, 2016	Title: Statement at Open Meeting: Universal Proxy System and Exemptions to Facilitate Intrastate and Regional Securities Offerings	Speaker: Chair Mary Jo White
Published date grouping:October 2016	Date: Oct. 26, 2016	Title: Statement at Open Meeting: Universal Proxy System	Speaker: Commissioner Kara M. Stein
Published date grouping:October 2016	Date: Oct. 26, 2016	Title: Statement at Open Meeting: Exemptions to Facilitate Intrastate and Regional Securities Offerings	Speaker: Commissioner Kara M. Stein
Published date grouping:October 2016	Date: Oct. 26, 2016	Title: Dissenting Statement at Open Meeting: Universal Proxy System

Public Statements

Commissioner Kara M. Stein

Acting Chairman Michael S. Piwowar

Acting Chairman Michael Piwowar

Commissioner Kara M. Stein

Commissioner Michael S. Piwowar

Chair Mary Jo White

Chair Mary Jo White

Commissioner Michael S. Piwowar

Commissioner Kara M. Stein

Chair Mary Jo White

Commissioner Michael S. Piwowar

Commissioner Kara M. Stein

Andrew Ceresney Director, Division of Enforcement

Chair Mary Jo White

Commissioner Michael S. Piwowar

Chair Mary Jo White

Chair Mary Jo White

Commissioner Kara M. Stein

Commissioner Kara M. Stein

Andrew Ceresney
Director, Division of Enforcement