Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda. To view Public Statements prior to 2012, view the Public Statements Archive.
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Published date grouping
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Date
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Title
|
Speaker
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|---|---|---|---|
| Published date grouping:September 2017 | Date: | Title: Update on the Search and Selection Process for Public Company Accounting Oversight Board’s Next Members |
Speaker:
Chairman Jay Clayton |
| Published date grouping:September 2017 | Date: | Title: Statement on Cybersecurity |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:September 2017 | Date: | Title: Statement on Cybersecurity |
Speaker:
Chairman Jay Clayton |
| Published date grouping:September 2017 | Date: | Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:September 2017 | Date: | Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Chairman Jay Clayton |
| Published date grouping:September 2017 | Date: | Title: SEC Launches Nationwide Search to Hire Agency’s First-Ever “Advocate for Small Business Capital Formation” |
Speaker:
Chairman Jay Clayton |
| Published date grouping:August 2017 | Date: | Title: James R. Doty, Chairman of the Public Company Accounting Oversight Board, Agrees To Remain in Place for Search and Transition Period for New Board Members |
Speaker:
Chairman Jay Clayton |
| Published date grouping:August 2017 | Date: | Title: Statement of Chairman Jay Clayton and Commissioners Kara M. Stein and Michael S. Piwowar on passing of former SEC Chairman Harold M. Williams |
Speaker:
Chairman Jay Clayton |
| Published date grouping:July 2017 | Date: | Title: Opening Remarks at the National Compliance Outreach Program for Broker-Dealers |
Speaker:
Chairman Jay Clayton |
| Published date grouping:July 2017 | Date: | Title: Statement by the Divisions of Corporation Finance and Enforcement on the Report of Investigation on The DAO |
Speaker:
Divisions of Corporation Finance and Enforcement |
| Published date grouping:July 2017 | Date: | Title: Comment Letter in Response to the Department of Labor’s “Request for Information Regarding the Fiduciary Rule and Prohibited Transaction Exemptions” |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:June 2017 | Date: | Title: Remarks to the SEC Investor Advisory Committee |
Speaker:
Chairman Jay Clayton |
| Published date grouping:June 2017 | Date: | Title: Public Comments from Retail Investors and Other Interested Parties on Standards of Conduct for Investment Advisers and Broker-Dealers |
Speaker:
Chairman Jay Clayton |
| Published date grouping:May 2017 | Date: | Title: Statement on Leon Cooperman Settling Insider Trading Charges |
Speaker:
Stephanie Avakian, Acting Enforcement Division Director |
| Published date grouping:May 2017 | Date: | Title: Opening Remarks Before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Chairman Jay Clayton |
| Published date grouping:May 2017 | Date: | Title: Remarks Before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Commissioner Kara Stein |
| Published date grouping:April 2017 | Date: | Title: Statement of Acting Chairman Piwowar on the Court of Appeals Decision on the Conflict Minerals Rule |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:April 2017 | Date: | Title: Updated Statement on the Effect of the Court of Appeals Decision on the Conflict Minerals Rule |
Speaker:
SEC Division of Corporation Finance |
| Published date grouping:April 2017 | Date: | Title: Opening Remarks at the April 2017 Meeting of the Equity Market Structure Advisory Committee |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:April 2017 | Date: | Title: Remarks at the Meeting of the Equity Market Structure Advisory Committee |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:March 2017 | Date: | Title: Statement at Open Meeting: Amendment to Shorten the Trade Settlement Cycle |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:March 2017 | Date: | Title: Statement at Open Meeting: Amendment to Shorten the Trade Settlement Cycle |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:March 2017 | Date: | Title: Remarks at Office of the Investor Advocate’s Evidence Summit |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:March 2017 | Date: | Title: Remarks to the SEC Investor Advisory Committee |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:March 2017 | Date: | Title: Remarks at the SEC’s Investor Advisory Committee Meeting |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:March 2017 | Date: | Title: Opening Statement on Proposed Amendment to Rule 15c2-12 |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:March 2017 | Date: | Title: Opening Statement on Inline XBRL Filing of Tagged Data |
Speaker:
Acting Chairman Michael S. Piwowar
|
| Published date grouping:March 2017 | Date: | Title: Opening Statement on Hyperlinks and HTML Adopting Release |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:March 2017 | Date: | Title: Opening Statement on Request for Comment on Possible Revisions to Statistical and Other Disclosures Affecting Registrants in the Financial Services Industry |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:March 2017 | Date: | Title: Statement at Open Meeting: Proposed Amendments to Exchange Act Rule 15c2-12 |
Speaker:
Commissioner Kara M. SteinU.S. Securities and Exchange Commission |
| Published date grouping:March 2017 | Date: | Title: Statement at Open Meeting: Exhibit Hyperlinks and HTML Format |
Speaker:
Commissioner Kara M. SteinU.S. Securities and Exchange Commission |
| Published date grouping:March 2017 | Date: | Title: Statement at Open Meeting: Inline XBRL Filing of Tagged Data |
Speaker:
Commissioner Kara M. SteinU.S. Securities and Exchange Commission |
| Published date grouping:March 2017 | Date: | Title: Statement at Open Meeting: Request for Comment on Possible Changes to Industry Guide 3 |
Speaker:
Commissioner Kara M. SteinU.S. Securities and Exchange Commission |
| Published date grouping:February 2017 | Date: | Title: SEC-NYU Dialogue on Securities Market Regulation: U.S. Securities-Based Crowdfunding - Welcoming Remarks |
Speaker:
Acting Chairman Michael Piwowar |
| Published date grouping:February 2017 | Date: | Title: SEC-NYU Dialogue on Securities Market Regulation: U.S. Securities-Based Crowdfunding - Closing Remarks |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:February 2017 | Date: | Title: Commission Statement Regarding Decision in Bartko v. SEC |
Speaker:
The Commission |
| Published date grouping:February 2017 | Date: | Title: Statement on Jury's Verdict in Trial of Christopher J. Hall |
Speaker:
Stephanie AvakianActing Director, Division of Enforcement |
| Published date grouping:February 2017 | Date: | Title: Remarks of SEC Acting Chairman Michael Piwowar at the Signing of the Memorandum of Understanding between the Commission and NASAA |
Speaker:
Acting Chairman Michael Piwowar |
| Published date grouping:February 2017 | Date: | Title: Opening Remarks of SEC Acting Chairman Michael Piwowar before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:February 2017 | Date: | Title: Remarks of Commissioner Kara Stein before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Commissioner Kara Stein |
| Published date grouping:February 2017 | Date: | Title: Reconsideration of Pay Ratio Rule Implementation |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:January 2017 | Date: | Title: Reconsideration of Conflict Minerals Rule Implementation |
Speaker:
Acting Chairman Michael S. Piwowar |
| Published date grouping:January 2017 | Date: | Title: A U.S. Imperative: High-Quality, Globally Accepted Accounting Standards |
Speaker:
Chair Mary Jo White |
| Published date grouping:December 2016 | Date: | Title: Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017 |
Speaker:
Chair Mary Jo White |
| Published date grouping:December 2016 | Date: | Title: Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017 |
Speaker:
Commissioner Kara M. SteinU.S. Securities and Exchange Commission |
| Published date grouping:December 2016 | Date: | Title: Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017 |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:November 2016 | Date: | Title: Opening Remarks at the Equity Market Structure Advisory Committee Meeting |
Speaker:
Chair Mary Jo White |
| Published date grouping:November 2016 | Date: | Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation |
Speaker:
Chair Mary Jo White |
| Published date grouping:November 2016 | Date: | Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:November 2016 | Date: | Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:November 2016 | Date: | Title: Statement on the Work of the Financial Stability Oversight Council’s Hedge Fund Working Group |
Speaker:
Chair Mary Jo White |
| Published date grouping:November 2016 | Date: | Title: Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan |
Speaker:
Chair Mary Jo White |
| Published date grouping:November 2016 | Date: | Title: Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:November 2016 | Date: | Title: Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:November 2016 | Date: | Title: Statement on Jury’s Verdict in Insider Trading Case Against Pharmaceutical Executive and Friend |
Speaker:
Andrew Ceresney
|
| Published date grouping:November 2016 | Date: | Title: Opening Remarks at the Fintech Forum |
Speaker:
Chair Mary Jo White |
| Published date grouping:November 2016 | Date: | Title: Statement at Financial Technology Forum |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:October 2016 | Date: | Title: Remarks at the PCAOB Investor Advisory Group Meeting |
Speaker:
Chair Mary Jo White |
| Published date grouping:October 2016 | Date: | Title: Statement at Open Meeting: Universal Proxy System and Exemptions to Facilitate Intrastate and Regional Securities Offerings |
Speaker:
Chair Mary Jo White |
| Published date grouping:October 2016 | Date: | Title: Statement at Open Meeting: Universal Proxy System |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:October 2016 | Date: | Title: Statement at Open Meeting: Exemptions to Facilitate Intrastate and Regional Securities Offerings |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:October 2016 | Date: | Title: Dissenting Statement at Open Meeting: Universal Proxy System |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:October 2016 | Date: | Title: Statement at Open Meeting: Adoption of Updated Rules regarding Intrastate Offerings and Small Business Capital Formation |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:October 2016 | Date: | Title: Statement at Open Meeting: Modernizing and Enhancing Investment Company and Investment Adviser Reporting |
Speaker:
Chair Mary Jo White |
| Published date grouping:October 2016 | Date: | Title: Statement at Open Meeting: Adoption of Open-End Fund Liquidity Risk Management Programs and Swing Pricing |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:October 2016 | Date: | Title: Statement at Open Meeting: Adoption of Investment Company Reporting Modernization |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:October 2016 | Date: | Title: Statement at Open Meeting: Investment Company Liquidity Risk Management Programs, Investment Company Swing Pricing, and Investment Company Reporting Modernization Releases |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:October 2016 | Date: | Title: Remarks before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Chair Mary Jo White |
| Published date grouping:September 2016 | Date: | Title: Statement at Open Meeting: Covered Clearing Agencies and Shortening the Settlement Cycle |
Speaker:
Chair Mary Jo White |
| Published date grouping:September 2016 | Date: | Title: Statement on the Proposed Rule Amendment to Shorten the Transaction Settlement Cycle |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:September 2016 | Date: | Title: Statement at Open Meeting: Shortening the Settlement Cycle |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:September 2016 | Date: | Title: Statement at Open Meeting: Adoption of Clearing Agency Standards and Proposal of Amendments to Clearing Agency Definitions |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:September 2016 | Date: | Title: Statement at Open Meeting: Adoption of Rule on Standards for Covered Clearing Agencies and Proposal on Amendments to Related Definitions |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:September 2016 | Date: | Title: Statement Regarding Publication of List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:September 2016 | Date: | Title: Statement on Jury’s Verdict in Trial of the City of Miami and Michael Boudreaux |
Speaker:
Andrew Ceresney
|
| Published date grouping:August 2016 | Date: | Title: Opinion of Commissioner Piwowar, concurring in part and dissenting in part from the opinion of the Commission |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:August 2016 | Date: | Title: Opinion of Commissioner Piwowar, concurring in part and dissenting in part from the opinion of the Commission |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:August 2016 | Date: | Title: Opening Remarks at the Equity Market Structure Advisory Committee Meeting |
Speaker:
Chair Mary Jo White |
| Published date grouping:August 2016 | Date: | Title: Remarks at the Equity Market Structure Advisory Committee Meeting |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:July 2016 | Date: | Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Chair Mary Jo White |
| Published date grouping:July 2016 | Date: | Title: Opening Remarks to the Investor Advisory Committee |
Speaker:
Chair Mary Jo White |
| Published date grouping:July 2016 | Date: | Title: Statement at Meeting of the Investor Advisory Committee |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:July 2016 | Date: | Title: Statement at Open Meeting on Regulation SBSR, the Disclosure of Order Handling Information, and Disclosure Update and Simplification |
Speaker:
Chair Mary Jo White |
| Published date grouping:July 2016 | Date: | Title: Statement at Open Meeting Regarding Amendments to Regulation SBSR - Reporting and Dissemination of Security-Based Swap Information |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:July 2016 | Date: | Title: Statement at Open Meeting on Disclosure of Order Handling Information |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:July 2016 | Date: | Title: Statement at Open Meeting on Disclosure Update and Simplification |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:July 2016 | Date: | Title: Statement on Adoption of Rule on Reporting and Dissemination of Security-Based Swap Information |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:July 2016 | Date: | Title: Statement on Amendments to Disclosure of Order Handling Information |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:July 2016 | Date: | Title: Statement on the Disclosure Update and Simplification Proposing Release |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:July 2016 | Date: | Title: Statement Regarding the Delay in Proposing to Shorten the Trade Settlement Cycle |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:July 2016 | Date: | Title: Statement on Passing of Former SEC Commissioner Irving M. Pollack |
Speaker:
Chair Mary Jo White |
| Published date grouping:June 2016 | Date: | Title: Statement from Chair Mary Jo White on U.S. Equity Markets |
Speaker:
Chair Mary Jo White |
| Published date grouping:June 2016 | Date: | Title: Mary Jo White Statement on FINRA's Appointment of Robert Cook as CEO |
Speaker:
Chair Mary Jo White
|
| Published date grouping:June 2016 | Date: | Title: Opening Remarks at the Investor Advisory Committee Meeting |
Speaker:
Chair Mary Jo White
|
| Published date grouping:June 2016 | Date: | Title: Remarks at the Meeting of the SEC Investor Advisory Committee |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:May 2016 | Date: | Title: Statement at News Conference Announcing Insider Trading Case Involving Sports Gambler and Board Member |
Speaker:
Andrew Ceresney
Director, Division of Enforcement |
| Published date grouping:May 2016 | Date: | Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Chair Mary Jo White
|
| Published date grouping:May 2016 | Date: | Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Commissioner Kara M. Stein |
| Published date grouping:May 2016 | Date: | Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies |
Speaker:
Commissioner Michael S. Piwowar |
| Published date grouping:April 2016 | Date: | Title: SEC Enforcement Director Statement on Jury Finding That CEO Defrauded Investors |
Speaker:
Andrew Ceresney |
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