Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, view the Speeches and Statements Archive.

Date Sort descending Title Speaker Type
Remarks at the 26th Annual A.A. Sommer Lecture David Woodcock
Speech
Closing Remarks at Roundtable on Machine-Understandable Data in the Age of Super Intelligence Paul S. Atkins
Speech
Machine-Understandable Data in the Age of Super Intelligence Joshua White
Speech
Opening Remarks at the Roundtable on Machine-Understandable Data in the Age of Super Intelligence Mark T. Uyeda
Speech
Statement on the Adoption of Amendments to Small Entity Definitions Mark T. Uyeda
Statement
Remarks at the Practicing Law Institute’s 58th Annual Institute on Securities Regulation Mark T. Uyeda
Speech
Remarks at the Economic Club of Dallas Paul S. Atkins
Speech
“Transfer Portal” Jamie Selway
Speech
Remarks to the Small Business Capital Formation Advisory Committee Mark T. Uyeda
Statement
Remarks at the Small Business Capital Formation Advisory Committee Meeting Paul S. Atkins
Statement
Remarks at the Stanford University Private Capital Roundtable Brian Daly
Speech
Statewide Joint Powers Authorities and Energy Prepay Bonds Dave A. Sanchez
Speech
How Soon is Now? Jamie Selway
Speech
Statement on the Commission’s Approval of a Proposed Rule Change to Permit the Listing of Binary Options Overlying Key Performance Indicators Paul S. Atkins
Statement
Statement on Proposed Amendments to Investment Company Cross Trading Paul S. Atkins
Statement
Statement on Proposed Amendments to the Cross-Trading Rules Mark T. Uyeda
Statement
When an “IRMA” Is Not Quite an IRMA: Revisiting the Requirements of the Independent Registered Municipal Advisor Exemption Dave A. Sanchez
Speech
Statement on Departure of Commissioner Hester Peirce Paul S. Atkins
Mark T. Uyeda
Statement
Statement on Proposal to Address the Custody of Crypto Assets Under the Investment Advisers Act and the Investment Company Act Paul S. Atkins
Statement
Roller Coaster Ride: Statement on Proposed Adviser and Regulated Fund Custody Rules; Crypto Custody Rules Hester M. Peirce
Statement
Statement on Proposed Amendments to the Custody Rules Mark T. Uyeda
Statement
Staff Statement on Trump Accounts

Divisions of Investment Management and Corporation Finance

Statement
Staff Statement on Affiliations Between National Securities Exchanges and Broker-Dealers

Division of Trading and Markets

Statement
The Other AI: Remarks at the Open Commission Meeting on Accredited Investor Notices under Rule 501(a)(10) of Regulation D Hester M. Peirce
Statement
Performance Interval: Statement on Proposals to Facilitate Retail Investor Access to Private Investments  Hester M. Peirce
Statement