Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:June 2019 Date: Title: Statement on Commencement of Appointment Process for the 2019-2024 PCAOB Board Seat Speaker: Sagar Teotia, Acting Chief Accountant, Office of the Chief Accountant
Published date grouping:June 2019 Date: Title: Statement on the Adoption of Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: Statement on Senate Confirmation of Allison H. Lee Speaker:

Chairman Jay Clayton
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman

Published date grouping:June 2019 Date: Title: Statement on Division of Trading and Markets Staff Fee Guidance Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Exchanging Views on Exchange-Traded Funds Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: “Veterans Hall” Dedication on the 75th Anniversary of D-Day Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Statement at the Open Meeting on Commission Actions to Enhance and Clarify the Obligations Financial Professionals Owe to our Main Street Investors Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Statement at the Open Meeting on Regulation Best Interest and Related Actions Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: Statement at the Open Meeting on Regulation Best Interest, the Interpretation of the Standard of Conduct for Investment Advisers, the Form CRS Relationship Summary, and the Interpretation of “Solely Incidental” Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2019 Date: Title: Statement on Final Rules Governing Investment Advice Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2019 Date: Title: Statement Regarding the SEC’s Rulemaking Package for Investment Advisers and Broker-Dealers Speaker: Rick Fleming, Investor Advocate
Published date grouping:May 2019 Date: Title: Remarks at the SEC’s FinTech Forum Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Statement on Memorial Day Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Remarks at SEC Memorial Day Ceremony Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Statement Announcing SEC Staff Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Statement on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:May 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Commissioner Elad L. Roisman
Published date grouping:May 2019 Date: Title: Statement on Financial Disclosures about Acquired and Disposed Businesses Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:April 2019 Date: Title: Opening Remarks at the April 2019 Fixed Income Market Structure Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:April 2019 Date: Title: Statement on Departure of FDA Commissioner Dr. Scott Gottlieb Speaker: Chairman Jay Clayton
Published date grouping:April 2019 Date: Title: Statement on “Framework for ‘Investment Contract’ Analysis of Digital Assets” Speaker:

Bill Hinman, Director of Division of Corporation Finance
Valerie Szczepanik, Senior Advisor for Digital Assets and Innovation

Published date grouping:April 2019 Date: Title: Remarks at the 29th International Institute for Securities Market Growth and Development Speaker: Chairman Jay Clayton
Published date grouping:March 2019 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:March 2019 Date: Title: Remarks at the March 2019 Investor Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2019 Date: Title: Statement on Final Rules Implementing FAST Act Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:February 2019 Date: Title: Statement on Shareholder Proposals Seeking to Require Mandatory Arbitration Bylaw Provisions Speaker: Chairman Jay Clayton
Published date grouping:February 2019 Date: Title: Remarks for Telephone Call with SEC Investor Advisory Committee Members Speaker: Chairman Jay Clayton
Published date grouping:February 2019 Date: Title: Brief Statement on Proxy Voting Process: Call with the SEC Investor Advisory Committee Speaker:

Commissioner Elad L. Roisman[1]

Published date grouping:January 2019 Date: Title: Statement Regarding Recommencement of Normal Operations Speaker: Chairman Jay Clayton
Published date grouping:January 2019 Date: Title: Statement on EDGAR Hacking Enforcement Action Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Statement in Relation to the SEC Open Meeting and Thank You to Kara Stein Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Statement at Open Meeting on Proposed Rule 12d1-4 under the Investment Company Act of 1940 Governing Fund of Funds Arrangements Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Statement on Proposed Rule Regarding Risk Mitigation Techniques for Uncleared Security-Based Swaps Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Statement on Rule 194, Applications By Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons to Effect or Be Involved in Effecting Security-Based Swaps Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Final Rules Regarding Disqualified Actors in the Security-Based Swaps Market Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:December 2018 Date: Title: Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2019 Budget and Accounting Support Fee Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Statement at Open Meeting on Consideration of Whether to Adopt Rule of Practice 194 and to Propose Rules Regarding Risk Mitigation Techniques for Uncleared Security-Based Swaps Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2018 Date: Title: Joint Statement on the IDI Exception to the Swap Dealer Definition Speaker:

SEC Chairman Jay Clayton

CFTC Chairman Christopher Giancarlo

Published date grouping:December 2018 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Remarks at the SEC’s Investor Advisory Committee Meeting Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Remarks to the Annual Government-Business Forum on Small Business Capital Formation in Columbus, Ohio Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Statement on the Vital Role of Audit Quality and Regulatory Access to Audit and Other Information Internationally—Discussion of Current Information Access Challenges with Respect to U.S.-listed Companies with Significant Operations in China Speaker:

SEC Chairman Jay Clayton

SEC Chief Accountant Wes Bricker

PCAOB Chairman William D. Duhnke III

Published date grouping:December 2018 Date: Title: Opening Remarks at the Municipal Securities Conference Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Opening Remarks at 2018 Municipal Securities Disclosure Conference Speaker: Rebecca Olsen, Director, Office of Municipal Securities
Published date grouping:December 2018 Date: Title: Remarks at The Road Ahead: Municipal Securities Disclosure in an Evolving Market Conference Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Commission Statement on Passing of President George H.W. Bush Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman

Published date grouping:November 2018 Date: Title: Statement on Jury Trial of Ex-CFO of AVEO Pharmaceuticals Speaker:

Stephanie Avakian, Co-Director, SEC Division of Enforcement

Steven Peikin, Co-Director, SEC Division of Enforcement

Published date grouping:November 2018 Date: Title: Statement on Digital Asset Securities Issuance and Trading Speaker:

Division of Corporation Finance, Division of Investment Management, and Division of Trading and Markets

Published date grouping:November 2018 Date: Title: Statement at the SEC Staff Roundtable on the Proxy Process Speaker: Chairman Jay Clayton
Published date grouping:November 2018 Date: Title: Opening Remarks at the 2018 SEC Staff Roundtable on the Proxy Process Speaker: Commissioner Kara M. Stein
Published date grouping:November 2018 Date: Title: Statement at Proxy Process Roundtable Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2018 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2018 Date: Title: Statement on Enhancing Order Handling Disclosures Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2018 Date: Title: Opening Statement at the October 2018 Fixed Income Market Structure Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Remarks at Fixed Income Market Structure Advisory Committee Meeting Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Opening Statement at the SEC Staff Roundtable on Market Data and Market Access Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2018 Date: Title: Statement at the Roundtable on Market Data and Market Access Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Remarks at Roundtable on Market Data and Market Access Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Statement on Market Data Fees and Market Structure Speaker:

Chairman Jay Clayton[1]

Published date grouping:October 2018 Date: Title: Joint Statement on the Application of SIFMA for Review of Action Taken by NYSE Arca, Inc., and NASDAQ Stock Market LLC Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Opening Statement at the SEC Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Statement on Re-Opening Comment Period for Capital/Margin/Segregation for Security-Based Swap Dealers Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:October 2018 Date: Title: Statement on Re-Opening the Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Statement on Commission Action Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers Speaker: Commissioner Kara M. Stein
Published date grouping:October 2018 Date: Title: Statement at Open Meeting on Re-Opening Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2018 Date: Title: Statement Regarding Agreed Settlements With Elon Musk and Tesla Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Opening Remarks at the SEC Staff Roundtable on Regulatory Approaches to Combating Retail Investor Fraud Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Statement on Order of Suspension of Trading of Certain Bitcoin/Ether Tracking Certificates Speaker:

Division of Trading and Markets and Division of Corporation Finance

Published date grouping:September 2018 Date: Title: Statement on Shareholder Voting Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:September 2018 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Statement Regarding Staff Proxy Advisory Letters Speaker:

Investment Management

Published date grouping:September 2018 Date: Title: Statement Regarding SEC Staff Views Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Statement on the Expiration of the Tick Size Pilot Speaker:

Division of Economic and Risk Analysis and Division of Trading and Markets

Published date grouping:September 2018 Date: Title: Statement on Senate Confirmation of Elad L. Roisman Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce

Published date grouping:August 2018 Date: Title: Statement on Status of the Consolidated Audit Trail Speaker:

Brett Redfearn, Director, SEC Division of Trading and Markets

Published date grouping:August 2018 Date: Title: Statement on Investor Roundtables Regarding Standards of Conduct for Investment Professionals Rulemaking Speaker: Chairman Jay Clayton
Published date grouping:August 2018 Date: Title: Statement on Investing in America for the Long Term Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Statement Regarding Treasury's Report on Nonbank Financials, Fintech, and Innovation Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Statement Announcing SEC Staff Roundtable on the Proxy Process Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Dissent of Commissioner Hester M. Peirce to Release No. 34-83723; File No. SR-BatsBZX-2016-30 Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018 Date: Title: Statement on Proposed Amendments to the Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize A Registrant’s Securities (Rule 3-10 and Rule 3-16 of Regulation S-X) Speaker: Commissioner Kara M. Stein
Published date grouping:July 2018 Date: Title: Opening Statement at the SEC Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Statement of Commissioner Robert J. Jackson, Jr. Final Rules Regarding Regulation ATS (Alternative Trading Systems) Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:July 2018 Date: Title: Statement at Open Meeting on NMS Stock Alternative Trading Systems Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018 Date: Title: Statement on Amendment to Securities Act Rule 701(e) and Concept Release on Potential Revisions to Securities Act Rule 701 and Securities Act Form S-8 Speaker: Commissioner Kara M. Stein
Published date grouping:July 2018 Date: Title: Statement on Adoption of Rules to Increase the Operational Transparency of Alternative Trading Systems (ATS) Speaker: Commissioner Kara M. Stein
Published date grouping:July 2018 Date: Title: Statement at Open Meeting on Rule 701 Amendment and Concept Release Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018 Date: Title: Statement at Fixed Income Market Structure Advisory Committee Meeting Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to Smaller Reporting Company Definition Speaker:

Commissioner Hester M. Peirce

Published date grouping:June 2018 Date: Title: Statement on Final Rule of Inline XBRL Filing of Tagged Data Speaker:

Commissioner Hester M. Peirce

Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Exchange-Traded Funds Speaker:

Commissioner Hester M. Peirce

Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to the Commission’s Whistleblower Program Rules Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018 Date: Title: Statement on Final Rules Regarding Smaller Reporting Companies Speaker:

Commissioner Robert J. Jackson, Jr.

Published date grouping:June 2018 Date: Title: Statement on Proposed Rules Regarding SEC Whistleblower Program Speaker:

Commissioner Robert J. Jackson, Jr.

Published date grouping:June 2018 Date: Title: Statement on Investment Company Liquidity Disclosure Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018 Date: Title: Statement on Proposed Amendments to the Commission’s Whistleblower Program Rules Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on the Proposed Rule 6c-11 under the Investment Company Act of 1940 Governing Exchange-Traded Funds Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement on Adoption of Amendments to Investment Company Liquidity Disclosure Speaker: Commissioner Kara M. Stein
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