Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda. To view Public Statements prior to 2012, view the Public Statements Archive.
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Published date grouping
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Date
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Title
|
Speaker
|
|---|---|---|---|
| Published date grouping:January 2020 | Date: | Title: Statement on Commissioner Robert J. Jackson, Jr. |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:January 2020 | Date: | Title: Opening Remarks at the Inaugural Meeting of the Asset Management Advisory Committee |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:January 2020 | Date: | Title: Statement on Proposed Order to Modernize the Governance Structure of National Market System Plans for Equity Market Data |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:January 2020 | Date: | Title: Statement on Reforming Stock Exchange Governance |
Speaker:
Commissioner Robert J. Jackson Jr.
|
| Published date grouping:January 2020 | Date: | Title: Notice of Proposed Order Regarding the Creation of a New Consolidated Market Data Plan for Equity Market Data |
Speaker:
Commissioner Hester M. Peirce
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| Published date grouping:January 2020 | Date: | Title: Statement at the Open Meeting Considering a Proposed Commission Order Addressing Equity Market Data Plans |
Speaker:
Commissioner Elad L. Roisman
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| Published date grouping:January 2020 | Date: | Title: Statement on Proposed Order for Creation of a New Consolidated Market Data Plan for Equity Market Data |
Speaker:
Commissioner Allison Herren Lee
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| Published date grouping:January 2020 | Date: | Title: Statement on Senate Confirmation of Jovita Carranza as Administrator of the Small Business Administration |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:December 2019 | Date: | Title: Statement on Role of Audit Committees in Financial Reporting and Key Reminders Regarding Oversight Responsibilities |
Speaker:
Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance Sagar Teotia, Chief Accountant |
| Published date grouping:December 2019 | Date: | Title: Statement on Selection of Andrew Bailey to Succeed Mark Carney as Governor of the Bank of England |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:December 2019 | Date: | Title: Statement on Appointment of New Chair and Five New Members of the Financial Accounting Foundation Board of Trustees, and Appointment of Next Chair of the Financial Accounting Standards Board |
Speaker:
Chairman Jay Clayton |
| Published date grouping:December 2019 | Date: | Title: Statement of Chairman Jay Clayton at Open Meeting |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:December 2019 | Date: | Title: Statement at Open Meeting on Commission Actions Relating to Implementation of Title VII of the Dodd-Frank Act |
Speaker:
Commissioner Hester M. Peirce
|
| Published date grouping:December 2019 | Date: | Title: Statement at Open Meeting on Commission Actions Relating to Implementation of Title VII of the Dodd-Frank Act |
Speaker:
Commissioner Elad L. Roisman
|
| Published date grouping:December 2019 | Date: | Title: Statement on Adoption of and Changes to Security-Based Swap Rules |
Speaker:
Commissioner Allison Herren Lee
|
| Published date grouping:December 2019 | Date: | Title: Statement on Proposed Disclosure of Issuer Payments Related To Extraction of Natural Resources |
Speaker:
Commissioner Robert J. Jackson Jr.
|
| Published date grouping:December 2019 | Date: | Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers |
Speaker:
Commissioner Hester M. Peirce
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| Published date grouping:December 2019 | Date: | Title: Statement at Open Meeting on Resource Extraction |
Speaker:
Commissioner Elad L. Roisman
|
| Published date grouping:December 2019 | Date: | Title: Statement on Proposed Resource Extraction Rule |
Speaker:
Commissioner Allison Herren Lee
|
| Published date grouping:December 2019 | Date: | Title: Statement on Reducing Investor Protections around Private Markets |
Speaker:
Commissioner Robert J. Jackson Jr.
|
| Published date grouping:December 2019 | Date: | Title: Statement at Open Meeting on Amending the “Accredited Investor” Definition |
Speaker:
Commissioner Hester M. Peirce
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| Published date grouping:December 2019 | Date: | Title: Statement at Open Meeting on Proposed Amendments to the Accredited Investor Definition |
Speaker:
Commissioner Elad L. Roisman
|
| Published date grouping:December 2019 | Date: | Title: Statement on the Proposed Expansion of the Accredited Investor Definition |
Speaker:
Commissioner Allison Herren Lee
|
| Published date grouping:November 2019 | Date: | Title: Statement on Proposed Rules on Funds' Use of Derivatives |
Speaker:
Commissioner Robert J. Jackson Jr.
Commissioner Allison Herren Lee |
| Published date grouping:November 2019 | Date: | Title: Statement on the Re-Proposal to Regulate Funds' Use of Derivatives as Well as Certain Sales Practices |
Speaker:
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman |
| Published date grouping:November 2019 | Date: | Title: Letter from Robert J. Jackson, Jr. to Congresswoman Maloney, November 18, 2019 (PDF) |
Speaker:
Commissioner Robert J. Jackson Jr.
|
| Published date grouping:November 2019 | Date: | Title: Statement of Commissioners Jackson and Lee on Non-Transparent Exchange Traded Funds |
Speaker:
Commissioner Robert J. Jackson Jr.
Commissioner Allison Herren Lee |
| Published date grouping:November 2019 | Date: | Title: Statement on Whistleblower Program 2019 Annual Report to Congress |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:November 2019 | Date: | Title: Remarks at Meeting of the SEC’s Small Business Capital Formation Advisory Committee |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:November 2019 | Date: | Title: Remarks before the Investor Advisory Committee |
Speaker:
Commissioner Allison Herren Lee
|
| Published date grouping:November 2019 | Date: | Title: Remarks to the SEC Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:November 2019 | Date: | Title: Statement of Chairman Jay Clayton on Proposals to Enhance the Accuracy, Transparency and Effectiveness of Our Proxy Voting System |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:November 2019 | Date: | Title: Statement at the Open Meeting: Modernizing SEC Rules Governing Proxy Voting Advice |
Speaker:
Commissioner Elad L. Roisman
|
| Published date grouping:November 2019 | Date: | Title: Statement at the Open Meeting: Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 |
Speaker:
Commissioner Elad L. Roisman
|
| Published date grouping:November 2019 | Date: | Title: Statement on Proposals to Restrict Shareholder Voting |
Speaker:
Commissioner Robert J. Jackson Jr.
|
| Published date grouping:November 2019 | Date: | Title: Statement at Open Meeting on Proposed Amendments to Improve Accuracy and Transparency of Proxy Voting Advice |
Speaker:
Commissioner Hester M. Peirce
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| Published date grouping:November 2019 | Date: | Title: Statement at Open Meeting on Proposed Amendments to Modernize Shareholder Proposal Rule |
Speaker:
Commissioner Hester M. Peirce
|
| Published date grouping:November 2019 | Date: | Title: Statement on Shareholder Rights |
Speaker:
Commissioner Allison Herren Lee
|
| Published date grouping:November 2019 | Date: | Title: Remarks to the SEC Fixed Income Market Structure Advisory Committee |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:November 2019 | Date: | Title: Remarks to the Securities and Exchange Commission Fixed Income Market Structure Advisory Committee |
Speaker:
Commissioner Robert J. Jackson Jr.
|
| Published date grouping:October 2019 | Date: | Title: Asset-Level Disclosure Requirements for Residential Mortgage-Backed Securities |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:October 2019 | Date: | Title: Statement on the Passing of Chancellor William T. Allen |
Speaker:
Commissioner Robert J. Jackson Jr.
|
| Published date grouping:October 2019 | Date: | Title: Leaders of CFTC, FinCEN, and SEC Issue Joint Statement on Activities Involving Digital Assets |
Speaker:
Heath Tarbert, Chairman, U.S. Commodity Futures Trading Commission (CFTC) Kenneth A. Blanco, Director, Financial Crimes Enforcement Network (FinCEN) Jay Clayton, Chairman, U.S. Securities and Exchange Commission (SEC) |
| Published date grouping:October 2019 | Date: | Title: Statement regarding SEC Roundtable on Combating Elder Investor Fraud |
Speaker:
Chairman Jay Clayton
Commissioner Hester M. Peirce Commissioner Robert J. Jackson Jr. Commissioner Elad L. Roisman Commissioner Allison Herren Lee |
| Published date grouping:October 2019 | Date: | Title: Opening Remarks to the Roundtable on Combating Elder Investor Fraud |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:October 2019 | Date: | Title: Remarks at the SEC Roundtable on Combating Elder Investor Fraud |
Speaker:
Commissioner Elad L. Roisman
|
| Published date grouping:October 2019 | Date: | Title: Remarks at the SEC Roundtable on Combating Elder Investor Fraud |
Speaker:
Commissioner Allison Herren Lee
|
| Published date grouping:September 2019 | Date: | Title: Statement on DERA’s 10th Anniversary |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:September 2019 | Date: | Title: Taking Significant Steps to Modernize Our Regulatory Framework |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:September 2019 | Date: | Title: Statement of Commissioner Allison Herren Lee on Amendments to the Volcker Rule |
Speaker:
Commissioner Allison Herren Lee
|
| Published date grouping:September 2019 | Date: | Title: Statement on Volcker Rule Amendments |
Speaker:
Commissioner Robert J. Jackson Jr.
|
| Published date grouping:September 2019 | Date: | Title: Update to June 2019 Joint Statement on Opportunistic Strategies in the Credit Derivatives Market |
Speaker:
SEC Chairman Jay Clayton CFTC Chairman Heath Tarbert FCA Chief Executive Andrew Bailey |
| Published date grouping:September 2019 | Date: | Title: Statement on Amendments to the Volcker Rule |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:September 2019 | Date: | Title: Statement on Passing of Former SEC Chief Accountant James Schnurr |
Speaker:
Chairman Jay Clayton |
| Published date grouping:September 2019 | Date: | Title: Statement on Status of the Consolidated Audit Trail |
Speaker:
Chairman Jay Clayton |
| Published date grouping:September 2019 | Date: | Title: Remarks to the SEC Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:August 2019 | Date: | Title: Joint Statement of Commissioners Robert J. Jackson, Jr. and Allison Herren Lee on Proposed Changes to Regulation S-K |
Speaker:
Commissioner Robert J. Jackson Jr.
Commissioner Allison Herren Lee |
| Published date grouping:August 2019 | Date: | Title: Statement at Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:August 2019 | Date: | Title: Statement of Commissioner Allison Herren Lee On Proxy Voting and Proxy Solicitation Releases |
Speaker:
Commissioner Allison Herren Lee
|
| Published date grouping:August 2019 | Date: | Title: Statement at Open Meeting on Commission Guidance Regarding Proxy Voting and Proxy Voting Advice |
Speaker:
Commissioner Hester M. Peirce
|
| Published date grouping:August 2019 | Date: | Title: Statement on Proxy-Advisor Guidance |
Speaker:
Commissioner Robert J. Jackson Jr.
|
| Published date grouping:August 2019 | Date: | Title: Statement at the Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice |
Speaker:
Commissioner Elad L. Roisman
|
| Published date grouping:August 2019 | Date: | Title: Remarks to the 38th Government-Business Forum on Small Business Capital Formation |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:August 2019 | Date: | Title: Commissioner Roisman Opening Remarks Government-Business Forum on Small Business Capital Formation |
Speaker:
Commissioner Elad L. Roisman
|
| Published date grouping:August 2019 | Date: | Title: Remarks before the 38th Government-Business Forum on Small Business Capital Formation |
Speaker:
Commissioner Hester M. Peirce
|
| Published date grouping:August 2019 | Date: | Title: Opening Remarks at the 38th Government-Business Forum on Small Business Capital Formation |
Speaker:
Martha Miller, Advocate for Small Business Capital Formation |
| Published date grouping:August 2019 | Date: | Title: Remarks at SEC’s Small Business Capital Formation Advisory Committee Meeting |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:August 2019 | Date: | Title: Commissioner Roisman’s Remarks at the Small Business Capital Formation Advisory Committee Meeting |
Speaker:
Commissioner Elad L. Roisman
|
| Published date grouping:August 2019 | Date: | Title: Statement on Retirement of Lynnette Kelly |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:August 2019 | Date: | Title: Statement on Retirement of Lynnette Kelly |
Speaker:
Rebecca Olsen, Director, Office of Municipal Securities |
| Published date grouping:July 2019 | Date: | Title: Remarks to the SEC Fixed Income Market Structure Advisory Committe |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:July 2019 | Date: | Title: Remarks to the SEC Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:July 2019 | Date: | Title: Remarks to the SEC Investor Advisory Committee |
Speaker:
Commissioner Allison Herren Lee
|
| Published date grouping:July 2019 | Date: | Title: Statement at the SEC Staff Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:July 2019 | Date: | Title: Statement on Opportunity Zones |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:July 2019 | Date: | Title: Staff Statement on LIBOR Transition |
Speaker:
Division of Corporation Finance, Division of Investment Management, Division of Trading and Markets, and Office of the Chief Accountant[1] |
| Published date grouping:July 2019 | Date: | Title: Statement on Retirement of Chief Justice Strine |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:July 2019 | Date: | Title: Statement on the Retirement of Chief Justice Strine |
Speaker:
Commissioner Robert J. Jackson Jr.
|
| Published date grouping:July 2019 | Date: | Title: Joint Staff Statement on Broker-Dealer Custody of Digital Asset Securities |
Speaker:
Division of Trading and Markets, U.S. Securities and Exchange Commission |
| Published date grouping:July 2019 | Date: | Title: Statement on Margin for Security Futures |
Speaker:
Commissioner Robert J. Jackson Jr.
|
| Published date grouping:July 2019 | Date: | Title: Statement Regarding Offers of Settlement |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:June 2019 | Date: | Title: Joint Statement on CFTC-SEC Portfolio Margining Harmonization Efforts |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:June 2019 | Date: | Title: Statement on Commencement of Appointment Process for the 2019-2024 PCAOB Board Seat |
Speaker:
Sagar Teotia, Acting Chief Accountant, Office of the Chief Accountant |
| Published date grouping:June 2019 | Date: | Title: Statement on the Adoption of Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants |
Speaker:
Commissioner Hester M. Peirce
|
| Published date grouping:June 2019 | Date: | Title: Statement on Senate Confirmation of Allison H. Lee |
Speaker:
Chairman Jay Clayton |
| Published date grouping:June 2019 | Date: | Title: Statement on Division of Trading and Markets Staff Fee Guidance |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:June 2019 | Date: | Title: Exchanging Views on Exchange-Traded Funds |
Speaker:
Commissioner Hester M. Peirce
|
| Published date grouping:June 2019 | Date: | Title: “Veterans Hall” Dedication on the 75th Anniversary of D-Day |
Speaker:
Chairman Jay Clayton
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| Published date grouping:June 2019 | Date: | Title: Statement at the Open Meeting on Commission Actions to Enhance and Clarify the Obligations Financial Professionals Owe to our Main Street Investors |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:June 2019 | Date: | Title: Statement at the Open Meeting on Regulation Best Interest and Related Actions |
Speaker:
Commissioner Hester M. Peirce
|
| Published date grouping:June 2019 | Date: | Title: Statement at the Open Meeting on Regulation Best Interest, the Interpretation of the Standard of Conduct for Investment Advisers, the Form CRS Relationship Summary, and the Interpretation of “Solely Incidental” |
Speaker:
Commissioner Elad L. Roisman
|
| Published date grouping:June 2019 | Date: | Title: Statement on Final Rules Governing Investment Advice |
Speaker:
Commissioner Robert J. Jackson Jr.
|
| Published date grouping:June 2019 | Date: | Title: Statement Regarding the SEC’s Rulemaking Package for Investment Advisers and Broker-Dealers |
Speaker:
Rick Fleming, Investor Advocate |
| Published date grouping:May 2019 | Date: | Title: Remarks at the SEC’s FinTech Forum |
Speaker:
Commissioner Hester M. Peirce
|
| Published date grouping:May 2019 | Date: | Title: Statement on Memorial Day |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:May 2019 | Date: | Title: Remarks at SEC Memorial Day Ceremony |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:May 2019 | Date: | Title: Statement Announcing SEC Staff Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements |
Speaker:
Chairman Jay Clayton
|
| Published date grouping:May 2019 | Date: | Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition |
Speaker:
Chairman Jay Clayton
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| Published date grouping:May 2019 | Date: | Title: Statement on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition |
Speaker:
Commissioner Robert J. Jackson Jr.
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| Published date grouping:May 2019 | Date: | Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition |
Speaker:
Commissioner Hester M. Peirce
|