Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:February 2019 Date: Title: Statement on Shareholder Proposals Seeking to Require Mandatory Arbitration Bylaw Provisions Speaker: Chairman Jay Clayton
Published date grouping:February 2019 Date: Title: Remarks for Telephone Call with SEC Investor Advisory Committee Members Speaker: Chairman Jay Clayton
Published date grouping:February 2019 Date: Title: Brief Statement on Proxy Voting Process: Call with the SEC Investor Advisory Committee Speaker:

Commissioner Elad L. Roisman[1]

Published date grouping:January 2019 Date: Title: Statement Regarding Recommencement of Normal Operations Speaker: Chairman Jay Clayton
Published date grouping:January 2019 Date: Title: Statement on EDGAR Hacking Enforcement Action Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Statement in Relation to the SEC Open Meeting and Thank You to Kara Stein Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Statement at Open Meeting on Proposed Rule 12d1-4 under the Investment Company Act of 1940 Governing Fund of Funds Arrangements Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Statement on Proposed Rule Regarding Risk Mitigation Techniques for Uncleared Security-Based Swaps Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Statement on Rule 194, Applications By Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons to Effect or Be Involved in Effecting Security-Based Swaps Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Final Rules Regarding Disqualified Actors in the Security-Based Swaps Market Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:December 2018 Date: Title: Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2019 Budget and Accounting Support Fee Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Statement at Open Meeting on Consideration of Whether to Adopt Rule of Practice 194 and to Propose Rules Regarding Risk Mitigation Techniques for Uncleared Security-Based Swaps Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2018 Date: Title: Joint Statement on the IDI Exception to the Swap Dealer Definition Speaker:

SEC Chairman Jay Clayton

CFTC Chairman Christopher Giancarlo

Published date grouping:December 2018 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Remarks at the SEC’s Investor Advisory Committee Meeting Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Remarks to the Annual Government-Business Forum on Small Business Capital Formation in Columbus, Ohio Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Statement on the Vital Role of Audit Quality and Regulatory Access to Audit and Other Information Internationally—Discussion of Current Information Access Challenges with Respect to U.S.-listed Companies with Significant Operations in China Speaker:

SEC Chairman Jay Clayton

SEC Chief Accountant Wes Bricker

PCAOB Chairman William D. Duhnke III

Published date grouping:December 2018 Date: Title: Opening Remarks at the Municipal Securities Conference Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Opening Remarks at 2018 Municipal Securities Disclosure Conference Speaker: Rebecca Olsen, Director, Office of Municipal Securities
Published date grouping:December 2018 Date: Title: Remarks at The Road Ahead: Municipal Securities Disclosure in an Evolving Market Conference Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Commission Statement on Passing of President George H.W. Bush Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman

Published date grouping:November 2018 Date: Title: Statement on Jury Trial of Ex-CFO of AVEO Pharmaceuticals Speaker:

Stephanie Avakian, Co-Director, SEC Division of Enforcement

Steven Peikin, Co-Director, SEC Division of Enforcement

Published date grouping:November 2018 Date: Title: Statement on Digital Asset Securities Issuance and Trading Speaker:

Division of Corporation Finance, Division of Investment Management, and Division of Trading and Markets

Published date grouping:November 2018 Date: Title: Statement at the SEC Staff Roundtable on the Proxy Process Speaker: Chairman Jay Clayton
Published date grouping:November 2018 Date: Title: Opening Remarks at the 2018 SEC Staff Roundtable on the Proxy Process Speaker: Commissioner Kara M. Stein
Published date grouping:November 2018 Date: Title: Statement at Proxy Process Roundtable Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2018 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2018 Date: Title: Statement on Enhancing Order Handling Disclosures Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2018 Date: Title: Opening Statement at the October 2018 Fixed Income Market Structure Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Remarks at Fixed Income Market Structure Advisory Committee Meeting Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Opening Statement at the SEC Staff Roundtable on Market Data and Market Access Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2018 Date: Title: Statement at the Roundtable on Market Data and Market Access Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Remarks at Roundtable on Market Data and Market Access Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Statement on Market Data Fees and Market Structure Speaker:

Chairman Jay Clayton[1]

Published date grouping:October 2018 Date: Title: Joint Statement on the Application of SIFMA for Review of Action Taken by NYSE Arca, Inc., and NASDAQ Stock Market LLC Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Opening Statement at the SEC Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Statement on Re-Opening Comment Period for Capital/Margin/Segregation for Security-Based Swap Dealers Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:October 2018 Date: Title: Statement on Re-Opening the Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Statement on Commission Action Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers Speaker: Commissioner Kara M. Stein
Published date grouping:October 2018 Date: Title: Statement at Open Meeting on Re-Opening Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2018 Date: Title: Statement Regarding Agreed Settlements With Elon Musk and Tesla Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Opening Remarks at the SEC Staff Roundtable on Regulatory Approaches to Combating Retail Investor Fraud Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Statement on Order of Suspension of Trading of Certain Bitcoin/Ether Tracking Certificates Speaker:

Division of Trading and Markets and Division of Corporation Finance

Published date grouping:September 2018 Date: Title: Statement on Shareholder Voting Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:September 2018 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Statement Regarding Staff Proxy Advisory Letters Speaker:

Investment Management

Published date grouping:September 2018 Date: Title: Statement Regarding SEC Staff Views Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Statement on the Expiration of the Tick Size Pilot Speaker:

Division of Economic and Risk Analysis and Division of Trading and Markets

Published date grouping:September 2018 Date: Title: Statement on Senate Confirmation of Elad L. Roisman Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce

Published date grouping:August 2018 Date: Title: Statement on Status of the Consolidated Audit Trail Speaker:

Brett Redfearn, Director, SEC Division of Trading and Markets

Published date grouping:August 2018 Date: Title: Statement on Investor Roundtables Regarding Standards of Conduct for Investment Professionals Rulemaking Speaker: Chairman Jay Clayton
Published date grouping:August 2018 Date: Title: Statement on Investing in America for the Long Term Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Statement Regarding Treasury's Report on Nonbank Financials, Fintech, and Innovation Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Statement Announcing SEC Staff Roundtable on the Proxy Process Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Dissent of Commissioner Hester M. Peirce to Release No. 34-83723; File No. SR-BatsBZX-2016-30 Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018 Date: Title: Statement on Proposed Amendments to the Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize A Registrant’s Securities (Rule 3-10 and Rule 3-16 of Regulation S-X) Speaker: Commissioner Kara M. Stein
Published date grouping:July 2018 Date: Title: Opening Statement at the SEC Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Statement of Commissioner Robert J. Jackson, Jr. Final Rules Regarding Regulation ATS (Alternative Trading Systems) Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:July 2018 Date: Title: Statement at Open Meeting on NMS Stock Alternative Trading Systems Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018 Date: Title: Statement on Amendment to Securities Act Rule 701(e) and Concept Release on Potential Revisions to Securities Act Rule 701 and Securities Act Form S-8 Speaker: Commissioner Kara M. Stein
Published date grouping:July 2018 Date: Title: Statement on Adoption of Rules to Increase the Operational Transparency of Alternative Trading Systems (ATS) Speaker: Commissioner Kara M. Stein
Published date grouping:July 2018 Date: Title: Statement at Open Meeting on Rule 701 Amendment and Concept Release Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018 Date: Title: Statement at Fixed Income Market Structure Advisory Committee Meeting Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to Smaller Reporting Company Definition Speaker:

Commissioner Hester M. Peirce

Published date grouping:June 2018 Date: Title: Statement on Final Rule of Inline XBRL Filing of Tagged Data Speaker:

Commissioner Hester M. Peirce

Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Exchange-Traded Funds Speaker:

Commissioner Hester M. Peirce

Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to the Commission’s Whistleblower Program Rules Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018 Date: Title: Statement on Final Rules Regarding Smaller Reporting Companies Speaker:

Commissioner Robert J. Jackson, Jr.

Published date grouping:June 2018 Date: Title: Statement on Proposed Rules Regarding SEC Whistleblower Program Speaker:

Commissioner Robert J. Jackson, Jr.

Published date grouping:June 2018 Date: Title: Statement on Investment Company Liquidity Disclosure Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018 Date: Title: Statement on Proposed Amendments to the Commission’s Whistleblower Program Rules Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on the Proposed Rule 6c-11 under the Investment Company Act of 1940 Governing Exchange-Traded Funds Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement on Adoption of Amendments to Investment Company Liquidity Disclosure Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement on Final Rule of Inline XBRL Filing of Tagged Data Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Investment Company Liquidity Disclosure Adopting Release Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Exchange-Traded Funds Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Investment Company Liquidity Disclosure Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Opening Statement at Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to the Commission’s Whistleblower Program Rules Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to Smaller Reporting Company Definition Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Inline XBRL Filing of Tagged Data Speaker:

Chairman Jay Clayton

Published date grouping:June 2018 Date: Title: Statement of Commissioner Robert J. Jackson, Jr. on Proposed Rules Regarding Exchange Traded Funds (ETFs) Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018 Date: Title: Statement on Amendments to Smaller Reporting Company Definition Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement of Commissioner Piwowar at Open Meeting Regarding Amendments to the Commission’s Whistleblower Program Rules Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Investment Company Liquidity Disclosure (Final Rule) Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Exchange-Traded Funds (Proposed Rule) Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement of Commissioner Piwowar at Open Meeting Regarding Amendments to Smaller Reporting Company Definition Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement of Commissioner Piwowar at Open Meeting Regarding Inline XBRL Filing of Tagged Data Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement on Retirement of Justice Kennedy Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Remarks at the SEC’s Investor Advisory Committee Meeting Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement on Investment Company Disclosure Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018 Date: Title: Opening Remarks to the Elder Justice Coordinating Council Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Inter-Agency Proposal for Amendments to the Volcker Rule Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to the Volcker Rule Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018 Date: Title: Statement on Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Proposed Amendments to the Volcker Rule Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018 Date: Title: Statement on Investment Company Design, Delivery and Disclosures Rulemaking Package Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Optional Internet Availability of Investment Company Shareholder Reports Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018 Date: Title: Statement on Investment Company Rule 30e-3, Enabling Optional Internet Availability of Shareholder Reports Speaker: Commissioner Michael S. Piwowar
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