Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:October 2019 Date: Title: Leaders of CFTC, FinCEN, and SEC Issue Joint Statement on Activities Involving Digital Assets Speaker:

Heath Tarbert, Chairman, U.S. Commodity Futures Trading Commission (CFTC)

Kenneth A. Blanco, Director, Financial Crimes Enforcement Network (FinCEN)

Jay Clayton, Chairman, U.S. Securities and Exchange Commission (SEC)
Published date grouping:October 2019 Date: Title: Statement regarding SEC Roundtable on Combating Elder Investor Fraud Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Robert J. Jackson Jr.
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Published date grouping:October 2019 Date: Title: Opening Remarks to the Roundtable on Combating Elder Investor Fraud Speaker: Chairman Jay Clayton
Published date grouping:October 2019 Date: Title: Remarks at the SEC Roundtable on Combating Elder Investor Fraud Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2019 Date: Title: Statement on DERA’s 10th Anniversary Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Taking Significant Steps to Modernize Our Regulatory Framework Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Statement on Volcker Rule Amendments Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:September 2019 Date: Title: Statement of Commissioner Allison Herren Lee on Amendments to the Volcker Rule Speaker: Commissioner Allison Herren Lee
Published date grouping:September 2019 Date: Title: Update to June 2019 Joint Statement on Opportunistic Strategies in the Credit Derivatives Market Speaker:

SEC Chairman Jay Clayton

CFTC Chairman Heath Tarbert

FCA Chief Executive Andrew Bailey
Published date grouping:September 2019 Date: Title: Statement on Amendments to the Volcker Rule Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Statement on Passing of Former SEC Chief Accountant James Schnurr Speaker:

Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Statement on Status of the Consolidated Audit Trail Speaker:

Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Joint Statement of Commissioners Robert J. Jackson, Jr. and Allison Herren Lee on Proposed Changes to Regulation S-K Speaker: Commissioner Robert J. Jackson Jr.
Commissioner Allison Herren Lee
Published date grouping:August 2019 Date: Title: Statement at Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Statement of Commissioner Allison Herren Lee On Proxy Voting and Proxy Solicitation Releases Speaker: Commissioner Allison Herren Lee
Published date grouping:August 2019 Date: Title: Statement at Open Meeting on Commission Guidance Regarding Proxy Voting and Proxy Voting Advice Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2019 Date: Title: Statement on Proxy-Advisor Guidance Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:August 2019 Date: Title: Statement at the Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2019 Date: Title: Remarks to the 38th Government-Business Forum on Small Business Capital Formation Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Commissioner Roisman Opening Remarks Government-Business Forum on Small Business Capital Formation Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2019 Date: Title: Remarks before the 38th Government-Business Forum on Small Business Capital Formation Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2019 Date: Title: Opening Remarks at the 38th Government-Business Forum on Small Business Capital Formation Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:August 2019 Date: Title: Remarks at SEC’s Small Business Capital Formation Advisory Committee Meeting Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Commissioner Roisman’s Remarks at the Small Business Capital Formation Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2019 Date: Title: Statement on Retirement of Lynnette Kelly Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Statement on Retirement of Lynnette Kelly Speaker: Rebecca Olsen, Director, Office of Municipal Securities
Published date grouping:July 2019 Date: Title: Remarks to the SEC Fixed Income Market Structure Advisory Committe Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Commissioner Allison Herren Lee
Published date grouping:July 2019 Date: Title: Statement at the SEC Staff Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Statement on Opportunity Zones Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Staff Statement on LIBOR Transition Speaker:

Division of Corporation Finance, Division of Investment Management, Division of Trading and Markets, and Office of the Chief Accountant[1]
Published date grouping:July 2019 Date: Title: Statement on Retirement of Chief Justice Strine Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Statement on the Retirement of Chief Justice Strine Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:July 2019 Date: Title: Joint Staff Statement on Broker-Dealer Custody of Digital Asset Securities Speaker:

Division of Trading and Markets, U.S. Securities and Exchange Commission
Office of General Counsel, Financial Industry Regulatory Authority
Published date grouping:July 2019 Date: Title: Statement on Margin for Security Futures Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:July 2019 Date: Title: Statement Regarding Offers of Settlement Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Joint Statement on CFTC-SEC Portfolio Margining Harmonization Efforts Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Statement on Commencement of Appointment Process for the 2019-2024 PCAOB Board Seat Speaker: Sagar Teotia, Acting Chief Accountant, Office of the Chief Accountant
Published date grouping:June 2019 Date: Title: Statement on the Adoption of Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: Statement on Senate Confirmation of Allison H. Lee Speaker:

Chairman Jay Clayton
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:June 2019 Date: Title: Statement on Division of Trading and Markets Staff Fee Guidance Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Exchanging Views on Exchange-Traded Funds Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: “Veterans Hall” Dedication on the 75th Anniversary of D-Day Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Statement at the Open Meeting on Commission Actions to Enhance and Clarify the Obligations Financial Professionals Owe to our Main Street Investors Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Statement at the Open Meeting on Regulation Best Interest and Related Actions Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: Statement at the Open Meeting on Regulation Best Interest, the Interpretation of the Standard of Conduct for Investment Advisers, the Form CRS Relationship Summary, and the Interpretation of “Solely Incidental” Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2019 Date: Title: Statement on Final Rules Governing Investment Advice Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2019 Date: Title: Statement Regarding the SEC’s Rulemaking Package for Investment Advisers and Broker-Dealers Speaker: Rick Fleming, Investor Advocate
Published date grouping:May 2019 Date: Title: Remarks at the SEC’s FinTech Forum Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Statement on Memorial Day Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Remarks at SEC Memorial Day Ceremony Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Statement Announcing SEC Staff Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Statement on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:May 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Commissioner Elad L. Roisman
Published date grouping:May 2019 Date: Title: Statement on Financial Disclosures about Acquired and Disposed Businesses Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:April 2019 Date: Title: Opening Remarks at the April 2019 Fixed Income Market Structure Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:April 2019 Date: Title: Statement on Departure of FDA Commissioner Dr. Scott Gottlieb Speaker: Chairman Jay Clayton
Published date grouping:April 2019 Date: Title: Statement on “Framework for ‘Investment Contract’ Analysis of Digital Assets” Speaker:

Bill Hinman, Director of Division of Corporation Finance
Valerie Szczepanik, Senior Advisor for Digital Assets and Innovation
Published date grouping:April 2019 Date: Title: Remarks at the 29th International Institute for Securities Market Growth and Development Speaker: Chairman Jay Clayton
Published date grouping:March 2019 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:March 2019 Date: Title: Remarks at the March 2019 Investor Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2019 Date: Title: Statement on Final Rules Implementing FAST Act Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:February 2019 Date: Title: Statement on Shareholder Proposals Seeking to Require Mandatory Arbitration Bylaw Provisions Speaker: Chairman Jay Clayton
Published date grouping:February 2019 Date: Title: Remarks for Telephone Call with SEC Investor Advisory Committee Members Speaker: Chairman Jay Clayton
Published date grouping:February 2019 Date: Title: Brief Statement on Proxy Voting Process: Call with the SEC Investor Advisory Committee Speaker:

Commissioner Elad L. Roisman[1]
Published date grouping:January 2019 Date: Title: Statement Regarding Recommencement of Normal Operations Speaker: Chairman Jay Clayton
Published date grouping:January 2019 Date: Title: Statement on EDGAR Hacking Enforcement Action Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Statement in Relation to the SEC Open Meeting and Thank You to Kara Stein Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Statement at Open Meeting on Proposed Rule 12d1-4 under the Investment Company Act of 1940 Governing Fund of Funds Arrangements Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Statement on Proposed Rule Regarding Risk Mitigation Techniques for Uncleared Security-Based Swaps Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Statement on Rule 194, Applications By Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons to Effect or Be Involved in Effecting Security-Based Swaps Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Final Rules Regarding Disqualified Actors in the Security-Based Swaps Market Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:December 2018 Date: Title: Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2019 Budget and Accounting Support Fee Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Statement at Open Meeting on Consideration of Whether to Adopt Rule of Practice 194 and to Propose Rules Regarding Risk Mitigation Techniques for Uncleared Security-Based Swaps Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2018 Date: Title: Joint Statement on the IDI Exception to the Swap Dealer Definition Speaker:

SEC Chairman Jay Clayton

CFTC Chairman Christopher Giancarlo
Published date grouping:December 2018 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Remarks at the SEC’s Investor Advisory Committee Meeting Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Remarks to the Annual Government-Business Forum on Small Business Capital Formation in Columbus, Ohio Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Statement on the Vital Role of Audit Quality and Regulatory Access to Audit and Other Information Internationally—Discussion of Current Information Access Challenges with Respect to U.S.-listed Companies with Significant Operations in China Speaker:

SEC Chairman Jay Clayton

SEC Chief Accountant Wes Bricker

PCAOB Chairman William D. Duhnke III
Published date grouping:December 2018 Date: Title: Opening Remarks at the Municipal Securities Conference Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Opening Remarks at 2018 Municipal Securities Disclosure Conference Speaker: Rebecca Olsen, Director, Office of Municipal Securities
Published date grouping:December 2018 Date: Title: Remarks at The Road Ahead: Municipal Securities Disclosure in an Evolving Market Conference Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Commission Statement on Passing of President George H.W. Bush Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:November 2018 Date: Title: Statement on Jury Trial of Ex-CFO of AVEO Pharmaceuticals Speaker:

Stephanie Avakian, Co-Director, SEC Division of Enforcement

Steven Peikin, Co-Director, SEC Division of Enforcement
Published date grouping:November 2018 Date: Title: Statement on Digital Asset Securities Issuance and Trading Speaker:

Division of Corporation Finance, Division of Investment Management, and Division of Trading and Markets
Published date grouping:November 2018 Date: Title: Statement at the SEC Staff Roundtable on the Proxy Process Speaker: Chairman Jay Clayton
Published date grouping:November 2018 Date: Title: Opening Remarks at the 2018 SEC Staff Roundtable on the Proxy Process Speaker: Commissioner Kara M. Stein
Published date grouping:November 2018 Date: Title: Statement at Proxy Process Roundtable Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2018 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2018 Date: Title: Statement on Enhancing Order Handling Disclosures Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2018 Date: Title: Opening Statement at the October 2018 Fixed Income Market Structure Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Remarks at Fixed Income Market Structure Advisory Committee Meeting Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Opening Statement at the SEC Staff Roundtable on Market Data and Market Access Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2018 Date: Title: Statement at the Roundtable on Market Data and Market Access Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Remarks at Roundtable on Market Data and Market Access Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Statement on Market Data Fees and Market Structure Speaker:

Chairman Jay Clayton[1]
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