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Public Statements

Public Statements

 

Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.


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Date Title Speaker
Aug. 27, 2015 Enhancing the Commission’s Waiver Process

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Aug. 13, 2015 Statement on Edward D. Jones Enforcement Action

Commissioners Luis A. Aguilar, Daniel M. Gallagher, Kara M. Stein and Michael S. Piwowar

Aug. 11, 2015 Remarks at a Press Conference Announcing Enforcement Charges Involving an International Hacking Trading Scheme

Chair Mary Jo White

Aug. 10, 2015 Statement on the Importance of Clarity in Commission Orders

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Aug. 7, 2015 Additional Dissenting Comments on Pay Ratio Disclosure

Commissioner Michael S. Piwowar

Aug. 5, 2015 Statement at Open Meeting on Security-based Swap Rules Under Title VII and on Pay Ratio Disclosure Rule

Chair Mary Jo White

Aug. 5, 2015 Statement at Open Meeting on Pay Ratio Disclosure

Commissioner Luis A. Aguilar

Aug. 5, 2015 Dissenting Statement at Open Meeting on Pay Ratio Disclosure

Commissioner Daniel M. Gallagher

Aug. 5, 2015 Dissenting Statement at Open Meeting on Pay Ratio Disclosure

Commissioner Michael S. Piwowar

Aug. 5, 2015 Statement at Open Meeting on Pay Ratio Disclosure

Commissioner Kara M. Stein

Aug. 5, 2015 Statement at Open Meeting on Registration Requirements for SBS Entities

Commissioner Luis A. Aguilar

Aug. 5, 2015 Statement at Open Meeting on Registration Requirements for SBS Entities

Commissioner Daniel M. Gallagher

Aug. 5, 2015 Statement at Open Meeting on Registration Requirements for SBS Entities

Commissioner Michael S. Piwowar

Aug. 5, 2015 Statement at Open Meeting on Registration Requirements for SBS Entities

Commissioner Kara M. Stein

July 22, 2015 Statement on Decision of the D.C. Circuit on Retroactive Collateral Bars

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

July 22, 2015 Comment Letter on the Department of Labor Proposed Rule on Conflicts of Interest and Fiduciary Duty

Commissioner Daniel M. Gallagher

July 16, 2015 Statement on the Anniversary of the Dodd-Frank Act

Chair Mary Jo White

July 16, 2015 The Benefits of Shortening the Securities Settlement Cycle

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

July 14, 2015 Ere Misery Made Me Wise — The Need to Revisit the Regulatory Framework of the U.S. Treasury Market

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[2]

July 8, 2015 Statement on NYSE

Chair Mary Jo White

July 1, 2015 Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Chair Mary Jo White

July 1, 2015 Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Commissioner Luis A. Aguilar

July 1, 2015 Dissenting Statement at an Open Meeting On Dodd-Frank Act “Clawback” Provision

Commissioner Daniel M. Gallagher

July 1, 2015 Dissenting Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Commissioner Michael S. Piwowar

July 1, 2015 Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Commissioner Kara M. Stein

June 29, 2015 The Role of Chief Compliance Officers Must be Supported

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

June 29, 2015 Statement Regarding Proposals to Shorten the Trade Settlement Cycle

Commissioner Michael S. Piwowar and Commissioner Kara M. Stein

June 18, 2015 Statement on Recent SEC Settlements Charging Chief Compliance Officers With Violations of Investment Advisers Act Rule 206(4)-7

Commissioner Daniel M. Gallagher

June 11, 2015 Statement of Support for the Need to Modernize the Commission’s Transfer Agent Rules

Commissioner Michael S. Piwowar and Commissioner Kara M. Stein

June 11, 2015 Statement Regarding the Need to Modernize the Commission’s Transfer Agent Rules

Commissioner Luis A. Aguilar and Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission[*]

June 9, 2015 Dissenting Statement on the Final Interagency Policy Statement:
Failing to Advance Diversity and Inclusion

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

June 3, 2015 Crazy Quilt Chart of Regulation

Commissioner Daniel M. Gallagher

June 3, 2015 Opening Remarks of SEC Chair Mary Jo White before the SEC Advisory Committee on Small and Emerging Companies

Chair Mary Jo White

May 21, 2015 Dissenting Statement Regarding Certain Waivers Granted by the Commission for Certain Entities Pleading Guilty to Criminal Charges Involving Manipulation of Foreign Exchange Rates

Commissioner Kara M. Stein

May 20, 2015 Remarks at the 2015 SEC Memorial Day Tribute and Presentation of the John P. Wheeler, III, Veterans Charity Award

Chair Mary Jo White

May 20, 2015 Remarks at Veterans Committee Program: Wrapping Up Panelist Tribute to John P. Wheeler, III and Introducing the 2015 Winner of the John P. Wheeler Veterans Charity Award

Commissioner Daniel M. Gallagher

May 20, 2015 Statement at an Open Meeting on Investment Company and Investment Adviser Reporting

Chair Mary Jo White

May 20, 2015 Statement at an Open Meeting on Investment Company and Investment Adviser Reporting

Commissioner Luis A. Aguilar

May 20, 2015 Statement at an Open Meeting on Investment Company and Investment Adviser Reporting

Commissioner Daniel M. Gallagher

May 20, 2015 Statement at an Open Meeting on Investment Company and Investment Adviser Reporting

Commissioner Michael S. Piwowar

May 20, 2015 Statement at an Open Meeting on Investment Company and Investment Adviser Reporting

Commissioner Kara M. Stein

May 13, 2015 Optimizing Our Equity Market Structure
Opening Remarks at the Inaugural Meeting of the Equity Market Structure Advisory Committee

Chair Mary Jo White

May 13, 2015 Remarks at the Inaugural SEC Equity Market Structure Advisory Committee Meeting

Commissioner Michael S. Piwowar

May 13, 2015 Remarks at the Inaugural SEC Equity Market Structure Advisory Committee Meeting

Commissioner Daniel M. Gallagher

May 13, 2015 Remarks at the Inaugural Meeting of the Equity Market Structure Advisory Committee

Commissioner Kara M. Stein

May 11, 2015 U.S. Equity Market Structure: Making Our Markets Work Better for Investors

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

May 4, 2015 Dissenting Statement in the Matter of Deutsche Bank AG, Regarding WKSI

Commissioner Kara M. Stein

April 29, 2015 Statement at an Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States and Pay Versus Performance Disclosures

Chair Mary Jo White

April 29, 2015 Statement at an Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States

Commissioner Luis A. Aguilar

April 29, 2015 Statement at an Open Meeting on Pay Versus Performance Disclosures

Commissioner Luis A. Aguilar

April 29, 2015 Statement at Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States

Commissioner Daniel M. Gallagher

April 29, 2015 Dissenting Statement at an Open Meeting on Pay Versus Performance Disclosures

Commissioner Daniel M. Gallagher

April 29, 2015 Statement at an Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States

Commissioner Kara M. Stein

April 29, 2015 Statement at an Open Meeting on Pay Versus Performance Disclosures

Commissioner Kara M. Stein

April 29, 2015 Statement at an Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States

Commissioner Michael S. Piwowar

April 29, 2015 Dissenting Statement at an Open Meeting on Pay Versus Performance Disclosures

Commissioner Michael S. Piwowar

April 9, 2015 Opening Remarks to the Investor Advisory Committee

Chair Mary Jo White

April 1, 2015 Statement on Jury Verdict in Trial Of George Levin Who Raised $157 Million for Scott Rothstein’s Ponzi Scheme

Andrew Ceresney

Director, Division of Enforcement

March 25, 2015 Statement at Open Meeting on Rule 15b9-1 and Reg A+

Chair Mary Jo White

March 25, 2015 Statement at Open Meeting on Rule 15b9-1

Commissioner Luis A. Aguilar

March 25, 2015 Statement at Open Meeting on Reg A+

Commissioner Luis A. Aguilar

March 25, 2015 Statement at Open Meeting on Rule 15b9-1

Commissioner Michael S. Piwowar

March 25, 2015 Statement at Open Meeting on Reg A+

Commissioner Kara M. Stein

March 25, 2015 Statement at Open Meeting on Rule 15b9-1

Commissioner Daniel M. Gallagher

March 25, 2015 Statement at Open Meeting on Reg A+

Commissioner Daniel M. Gallagher

March 25, 2015 Statement at Open Meeting on Reg A+

Commissioner Michael S. Piwowar

March 25, 2015 Statement at Open Meeting on Rule 15b9-1

Commissioner Kara M. Stein

March 18, 2015 Statement on Jury Verdict in Willie Gault/Heart Tronics Case

Andrew Ceresney

Director, Division of Enforcement

March 4, 2015 The Need for Greater Secondary Market Liquidity for Small Businesses

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

March 4, 2015 Opening Statement to the March 2015 Meeting of the SEC Advisory Committee on Small and Emerging Companies

Commissioner Daniel M. Gallagher

March 4, 2015 Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

Chair Mary Jo White

March 2, 2015 Statement on the Aggregate Impact of Financial Services Regulations

Commissioner Daniel M. Gallagher

Feb. 23, 2015 Dissenting Statement Regarding the Commission’s Order Approving a Proposed Rule Change to Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I

Commissioner Kara M. Stein

Feb. 19, 2015 Opening Statement at the Proxy Voting Roundtable

Commissioner Daniel M. Gallagher

Feb. 19, 2015 Ensuring the Proxy Process Works for Shareholders

Commissioner Luis A. Aguilar

Feb. 19, 2015 Ensuring that Shareholders Have a Meaningful, Effective Vote

Commissioner Kara M. Stein

Feb. 13, 2015 Statement on Making the Municipal Securities Market More Transparent, Liquid, and Fair

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Feb. 12, 2015 Statement on Passing of Former SEC Commissioner Harvey J. Goldschmid

Chair Mary Jo White

Feb. 12, 2015 Investor Advisory Committee Opening Remarks

Chair Mary Jo White

Feb. 11, 2015 Joint Dissenting Statement Concerning Modifications to Previously-Adopted Regulation SBSR

Commissioners Daniel M. Gallagher and Michael S. Piwowar

Feb. 9, 2015 Aligning the Interests of Company Executives and Directors with Shareholders

Commissioner Luis A. Aguilar

Feb. 9, 2015 Joint Statement on the Commission’s Proposed Rule on Hedging Disclosures

Commissioners Daniel M. Gallagher and Michael S. Piwowar

Feb. 4, 2015 Dissenting Statement In the Matter of Oppenheimer & Co., Inc.

Commissioner Luis A. Aguilar and Commissioner Kara M. Stein

Feb. 4, 2015 Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015

Chair Mary Jo White

Feb. 4, 2015 Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015

Commissioner Luis A. Aguilar

Feb. 4, 2015 Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2015 Budget and Accounting Support Fee

Commissioner Kara M. Stein

Feb. 4, 2015 Statement at an Open Meeting of the Commission to Consider the Public Company Accounting Oversight Board’s 2015 Budget and Accounting Support Fee

Commissioner Daniel M. Gallagher

Feb. 4, 2015 Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015

Commissioner Michael S. Piwowar

Feb. 3, 2015 Statement on the Commission’s Issuance of a Risk Alert Related to the Results of a Recent Cybersecurity Sweep

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Feb. 2, 2015 Statement on Proposed SEC Budget for FY 2016

Chair Mary Jo White

Jan. 16, 2015 Statement from Chair White Directing Staff to Review Commission Rule for Excluding Conflicting Proxy Proposals

Chair Mary Jo White

Jan. 14, 2015 Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR

Chair Mary Jo White

Jan. 14, 2015 Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR

Commissioner Luis A. Aguilar

Jan. 14, 2015 Dissenting Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR

Commissioner Michael S. Piwowar

Jan. 14, 2015 Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR

Commissioner Kara M. Stein

Jan. 14, 2015 Dissenting Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR

Commissioner Daniel M. Gallagher

Dec. 17, 2014 The Importance to the Capital Markets of Updating the Rules Regarding Transfer Agents

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Dec. 17, 2014 Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

Chair Mary Jo White

Dec. 17, 2014 Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Dec. 17, 2014 Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

Commissioner Daniel M. Gallagher

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Date: Aug. 27, 2015

Title: Enhancing the Commission’s Waiver Process

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Date: Aug. 13, 2015

Title: Statement on Edward D. Jones Enforcement Action

Speaker

Commissioners Luis A. Aguilar, Daniel M. Gallagher, Kara M. Stein and Michael S. Piwowar

Date: Aug. 10, 2015

Title: Statement on the Importance of Clarity in Commission Orders

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Date: Aug. 7, 2015

Title: Additional Dissenting Comments on Pay Ratio Disclosure

Speaker

Commissioner Michael S. Piwowar

Date: Aug. 5, 2015

Title: Statement at Open Meeting on Pay Ratio Disclosure

Speaker

Commissioner Luis A. Aguilar

Date: Aug. 5, 2015

Title: Dissenting Statement at Open Meeting on Pay Ratio Disclosure

Speaker

Commissioner Daniel M. Gallagher

Date: Aug. 5, 2015

Title: Dissenting Statement at Open Meeting on Pay Ratio Disclosure

Speaker

Commissioner Michael S. Piwowar

Date: Aug. 5, 2015

Title: Statement at Open Meeting on Pay Ratio Disclosure

Speaker

Commissioner Kara M. Stein

Date: Aug. 5, 2015

Title: Statement at Open Meeting on Registration Requirements for SBS Entities

Speaker

Commissioner Luis A. Aguilar

Date: Aug. 5, 2015

Title: Statement at Open Meeting on Registration Requirements for SBS Entities

Speaker

Commissioner Daniel M. Gallagher

Date: Aug. 5, 2015

Title: Statement at Open Meeting on Registration Requirements for SBS Entities

Speaker

Commissioner Michael S. Piwowar

Date: Aug. 5, 2015

Title: Statement at Open Meeting on Registration Requirements for SBS Entities

Speaker

Commissioner Kara M. Stein

Date: July 22, 2015

Title: Statement on Decision of the D.C. Circuit on Retroactive Collateral Bars

Speaker

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Date: July 22, 2015

Title: Comment Letter on the Department of Labor Proposed Rule on Conflicts of Interest and Fiduciary Duty

Speaker

Commissioner Daniel M. Gallagher

Date: July 16, 2015

Title: Statement on the Anniversary of the Dodd-Frank Act

Speaker

Chair Mary Jo White

Date: July 16, 2015

Title: The Benefits of Shortening the Securities Settlement Cycle

Speaker

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

Date: July 14, 2015

Title: Ere Misery Made Me Wise — The Need to Revisit the Regulatory Framework of the U.S. Treasury Market

Speaker

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[2]

Date: July 8, 2015

Title: Statement on NYSE

Speaker

Chair Mary Jo White

Date: July 1, 2015

Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Speaker

Chair Mary Jo White

Date: July 1, 2015

Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Speaker

Commissioner Luis A. Aguilar

Date: July 1, 2015

Title: Dissenting Statement at an Open Meeting On Dodd-Frank Act “Clawback” Provision

Speaker

Commissioner Daniel M. Gallagher

Date: July 1, 2015

Title: Dissenting Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Speaker

Commissioner Michael S. Piwowar

Date: July 1, 2015

Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision

Speaker

Commissioner Kara M. Stein

Date: June 29, 2015

Title: The Role of Chief Compliance Officers Must be Supported

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Date: June 29, 2015

Title: Statement Regarding Proposals to Shorten the Trade Settlement Cycle

Speaker

Commissioner Michael S. Piwowar and Commissioner Kara M. Stein

Date: June 11, 2015

Title: Statement of Support for the Need to Modernize the Commission’s Transfer Agent Rules

Speaker

Commissioner Michael S. Piwowar and Commissioner Kara M. Stein

Date: June 11, 2015

Title: Statement Regarding the Need to Modernize the Commission’s Transfer Agent Rules

Speaker

Commissioner Luis A. Aguilar and Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission[*]

Date: June 9, 2015

Title: Dissenting Statement on the Final Interagency Policy Statement:
Failing to Advance Diversity and Inclusion

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Date: June 3, 2015

Title: Crazy Quilt Chart of Regulation

Speaker

Commissioner Daniel M. Gallagher

Date: May 20, 2015

Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting

Speaker

Chair Mary Jo White

Date: May 20, 2015

Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting

Speaker

Commissioner Luis A. Aguilar

Date: May 20, 2015

Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting

Speaker

Commissioner Daniel M. Gallagher

Date: May 20, 2015

Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting

Speaker

Commissioner Michael S. Piwowar

Date: May 20, 2015

Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting

Speaker

Commissioner Kara M. Stein

Date: May 13, 2015

Title: Remarks at the Inaugural SEC Equity Market Structure Advisory Committee Meeting

Speaker

Commissioner Michael S. Piwowar

Date: May 13, 2015

Title: Remarks at the Inaugural SEC Equity Market Structure Advisory Committee Meeting

Speaker

Commissioner Daniel M. Gallagher

Date: May 13, 2015

Title: Remarks at the Inaugural Meeting of the Equity Market Structure Advisory Committee

Speaker

Commissioner Kara M. Stein

Date: May 11, 2015

Title: U.S. Equity Market Structure: Making Our Markets Work Better for Investors

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Date: May 4, 2015

Title: Dissenting Statement in the Matter of Deutsche Bank AG, Regarding WKSI

Speaker

Commissioner Kara M. Stein

Date: April 29, 2015

Title: Statement at an Open Meeting on Pay Versus Performance Disclosures

Speaker

Commissioner Luis A. Aguilar

Date: April 29, 2015

Title: Dissenting Statement at an Open Meeting on Pay Versus Performance Disclosures

Speaker

Commissioner Daniel M. Gallagher

Date: April 29, 2015

Title: Statement at an Open Meeting on Pay Versus Performance Disclosures

Speaker

Commissioner Kara M. Stein

Date: April 29, 2015

Title: Dissenting Statement at an Open Meeting on Pay Versus Performance Disclosures

Speaker

Commissioner Michael S. Piwowar

Date: April 9, 2015

Title: Opening Remarks to the Investor Advisory Committee

Speaker

Chair Mary Jo White

Date: April 1, 2015

Title: Statement on Jury Verdict in Trial Of George Levin Who Raised $157 Million for Scott Rothstein’s Ponzi Scheme

Speaker

Andrew Ceresney

Director, Division of Enforcement

Date: March 25, 2015

Title: Statement at Open Meeting on Rule 15b9-1 and Reg A+

Speaker

Chair Mary Jo White

Date: March 25, 2015

Title: Statement at Open Meeting on Rule 15b9-1

Speaker

Commissioner Luis A. Aguilar

Date: March 25, 2015

Title: Statement at Open Meeting on Reg A+

Speaker

Commissioner Luis A. Aguilar

Date: March 25, 2015

Title: Statement at Open Meeting on Rule 15b9-1

Speaker

Commissioner Michael S. Piwowar

Date: March 25, 2015

Title: Statement at Open Meeting on Reg A+

Speaker

Commissioner Kara M. Stein

Date: March 25, 2015

Title: Statement at Open Meeting on Rule 15b9-1

Speaker

Commissioner Daniel M. Gallagher

Date: March 25, 2015

Title: Statement at Open Meeting on Reg A+

Speaker

Commissioner Daniel M. Gallagher

Date: March 25, 2015

Title: Statement at Open Meeting on Reg A+

Speaker

Commissioner Michael S. Piwowar

Date: March 25, 2015

Title: Statement at Open Meeting on Rule 15b9-1

Speaker

Commissioner Kara M. Stein

Date: March 18, 2015

Title: Statement on Jury Verdict in Willie Gault/Heart Tronics Case

Speaker

Andrew Ceresney

Director, Division of Enforcement

Date: March 4, 2015

Title: The Need for Greater Secondary Market Liquidity for Small Businesses

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: March 4, 2015

Title: Opening Statement to the March 2015 Meeting of the SEC Advisory Committee on Small and Emerging Companies

Speaker

Commissioner Daniel M. Gallagher

Date: March 4, 2015

Title: Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

Speaker

Chair Mary Jo White

Date: March 2, 2015

Title: Statement on the Aggregate Impact of Financial Services Regulations

Speaker

Commissioner Daniel M. Gallagher

Date: Feb. 19, 2015

Title: Opening Statement at the Proxy Voting Roundtable

Speaker

Commissioner Daniel M. Gallagher

Date: Feb. 19, 2015

Title: Ensuring the Proxy Process Works for Shareholders

Speaker

Commissioner Luis A. Aguilar

Date: Feb. 19, 2015

Title: Ensuring that Shareholders Have a Meaningful, Effective Vote

Speaker

Commissioner Kara M. Stein

Date: Feb. 13, 2015

Title: Statement on Making the Municipal Securities Market More Transparent, Liquid, and Fair

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: Feb. 12, 2015

Title: Statement on Passing of Former SEC Commissioner Harvey J. Goldschmid

Speaker

Chair Mary Jo White

Date: Feb. 12, 2015

Title: Investor Advisory Committee Opening Remarks

Speaker

Chair Mary Jo White

Date: Feb. 11, 2015

Title: Joint Dissenting Statement Concerning Modifications to Previously-Adopted Regulation SBSR

Speaker

Commissioners Daniel M. Gallagher and Michael S. Piwowar

Date: Feb. 9, 2015

Title: Aligning the Interests of Company Executives and Directors with Shareholders

Speaker

Commissioner Luis A. Aguilar

Date: Feb. 9, 2015

Title: Joint Statement on the Commission’s Proposed Rule on Hedging Disclosures

Speaker

Commissioners Daniel M. Gallagher and Michael S. Piwowar

Date: Feb. 4, 2015

Title: Dissenting Statement In the Matter of Oppenheimer & Co., Inc.

Speaker

Commissioner Luis A. Aguilar and Commissioner Kara M. Stein

Date: Feb. 4, 2015

Title: Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015

Speaker

Commissioner Luis A. Aguilar

Date: Feb. 4, 2015

Title: Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015

Speaker

Commissioner Michael S. Piwowar

Date: Feb. 3, 2015

Title: Statement on the Commission’s Issuance of a Risk Alert Related to the Results of a Recent Cybersecurity Sweep

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Date: Feb. 2, 2015

Title: Statement on Proposed SEC Budget for FY 2016

Speaker

Chair Mary Jo White

Date: Dec. 17, 2014

Title: The Importance to the Capital Markets of Updating the Rules Regarding Transfer Agents

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: Dec. 17, 2014

Title: Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

Speaker

Chair Mary Jo White

Date: Dec. 17, 2014

Title: Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: Dec. 17, 2014

Title: Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

Speaker

Commissioner Daniel M. Gallagher

Currently only the first 100 results are displayed. To view more results please select a filter.