Respondents

Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R.
Docket Sheet (updated March 29, 2023)

Administrative Proceeding File No. 3-16509 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:33-11242 Other Release Numbers:
  • 34-98554
 Name of Document: Order Denying Motion for Reconsideration
Release Date: Release Number:33-11198 Other Release Numbers:
  • 34-97640
  • IA-6323
  • IC-34933
  • AAER-4413
 Name of Document: Pending Administrative Proceedings (Order Dismissing Proceedings)
Release Date: Release Number:33-11194 Other Release Numbers:
  • 34-97536
 Name of Document: Order Extending Time to Issue Decision
Release Date: Release Number:33-11158 Other Release Numbers:
  • 34-96956
 Name of Document: Order Extending Time to Issue Decision
Release Date: Release Number:33-11135 Other Release Numbers:
  • 34-96365
 Name of Document: Order Extending Time to Issue Decision
Release Date: Release Number:33-11094 Other Release Numbers:
  • 34-95576
 Name of Document: Order Extending Time to Issue Decision
Release Date: Release Number:33-11065 Other Release Numbers:
  • 34-94969
 Name of Document: Order Extending Time to Issue Decision
Release Date: Release Number:33-11031 Other Release Numbers:
  • 34-94291
 Name of Document: Order Extending Time to Issue Decision
Release Date: Release Number:33-11009 Other Release Numbers:
  • 34-93654
 Name of Document: Order Extending Time to Issue Decision
Release Date: Release Number:33-10966 Other Release Numbers:
  • 34-92731
 Name of Document: Order Extending Time to Issue Decision
Release Date: Release Number:33-10879 Other Release Numbers:
  • 34-90271
 Name of Document: Order Denying Motion for Extension of Time
Release Date: Release Number:33-10875 Other Release Numbers:
  • 34-90198
 Name of Document: Order Extending Time to File Reply Brief
Release Date: Release Number:33-10813 Other Release Numbers:
  • 34-89448
 Name of Document: Order Denying Request for Documents
Release Date: Release Number:33-10799 Other Release Numbers:
  • 34-89222
 Name of Document: in the Matter Of Edward M. Daspin, a/k/a "Edward (Ed) Michael"
Release Date: Release Number:33-10792 Other Release Numbers:
  • 34-89101
 Name of Document: in the Matter Of Edward M. Daspin, a/k/a "Edward (Ed) Michael"
Release Date: Release Number:33-10787 Other Release Numbers:
  • 34-88942
 Name of Document: Extension Order
Release Date: Release Number:33-10773 Other Release Numbers:
  • 34-88661
 Name of Document: Order Granting Petition for Review and Scheduling Briefs
Release Date: Release Number:33-10743 Other Release Numbers:
  • 34-87944
 Name of Document: Extension Order
Release Date: Release Number:AP-6714 Other Release Numbers: Name of Document: Notice
Release Date: Release Number:1387 Other Release Numbers: Name of Document: Initial Decision
Release Date: Release Number:AP-6649 Other Release Numbers: Name of Document: Order Denying Extensions and Leave to File Reply Brief
Release Date: Release Number:AP-6646 Other Release Numbers: Name of Document: Order Granting Extension
Release Date: Release Number:AP-6645 Other Release Numbers: Name of Document: Post-Hearing Order On Exhibits
Release Date: Release Number:AP-6637 Other Release Numbers: Name of Document: Order Denying Motion for Judge's Notes
Release Date: Release Number:33-10654 Other Release Numbers:
  • 34-86230
 Name of Document: Order Denying Interlocutory Motions
Release Date: Release Number:AP-6614 Other Release Numbers: Name of Document: Order Denying Motion for Transcript Copy
Release Date: Release Number:AP-6609 Other Release Numbers: Name of Document: Order Denying Motion for Relief
Release Date: Release Number:AP-6582 Other Release Numbers: Name of Document: Post-Hearing Order
Release Date: Release Number:AP-6570 Other Release Numbers: Name of Document: Order for Continued Hearing
Release Date: Release Number:AP-6562 Other Release Numbers: Name of Document: Order for Continued Hearing
Release Date: Release Number:AP-6538 Other Release Numbers: Name of Document: Final Prehearing Order
Release Date: Release Number:AP-6494 Other Release Numbers: Name of Document: Order Clarifying Procedural Schedule
Release Date: Release Number:AP-6490 Other Release Numbers: Name of Document: Order Denying Motion for Stay or Dismissal
Release Date: Release Number:AP-6484 Other Release Numbers: Name of Document: Order Denying Motion for Extension of Procedural Schedule and to Quash or Modify Subpoenas
Release Date: Release Number:AP-6471 Other Release Numbers: Name of Document: Notice of Hearing Location and Order Denying Motion
Release Date: Release Number:AP-6459 Other Release Numbers: Name of Document: Order Denying Motion to Postpone Hearing and for Issuance of Subpoenas
Release Date: Release Number:AP-6441 Other Release Numbers: Name of Document: Order Denying Motion for an Order to Show Cause and Entering Protective Order
Release Date: Release Number:AP-6423 Other Release Numbers: Name of Document: Order On Edward M. Daspin's Motion for Reconsideration
Release Date: Release Number:AP-6382 Other Release Numbers: Name of Document: Order Regarding Request for Copies of Record Materials
Release Date: Release Number:AP-6342 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-6284 Other Release Numbers: Name of Document: Order Scheduling Prehearing Conference
Release Date: Release Number:AP-5988 Other Release Numbers: Name of Document: Order Following Reassignment
Release Date: Release Number:AP-5955 Other Release Numbers: Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Release Date: Release Number:AP-5954 Other Release Numbers: Name of Document: Notice from the Chief Administrative Law Judge
Release Date: Release Number:33-10493 Other Release Numbers:
  • 34-83183
 Name of Document: Supplemental Briefing Order
Release Date: Release Number:AP-5646 Other Release Numbers: Name of Document: Order Denying Rule 111 Motion
Release Date: Release Number:33-10468 Other Release Numbers:
  • 34-82836
 Name of Document: Order Denying Motion for Reconsidertion
Release Date: Release Number:AP-5633 Other Release Numbers: Name of Document: Order Denying Request for Extension
Release Date: Release Number:AP-5619 Other Release Numbers: Name of Document: Public Redacted Order On Ratification
Release Date: Release Number:AP-5607 Other Release Numbers: Name of Document: Order Extending Deadline for Decision On Ratification
Release Date: Release Number:AP-5508 Other Release Numbers: Name of Document: Order Regarding Respondent's Unauthorized Filings
Release Date: Release Number:AP-5424 Other Release Numbers: Name of Document: Order Granting in Part Motion for Extension
Release Date: Release Number:AP-5307 Other Release Numbers: Name of Document: Notice to the Parties and Order Following Remand
Release Date: Release Number:33-10310 Other Release Numbers:
  • 34-80057
 Name of Document: Order Denying Request for Extension of Time to File Reply Brief
Release Date: Release Number:33-10296 Other Release Numbers:
  • 34-79886
 Name of Document: Order Denying Request to Exceed Word Limit
Release Date: Release Number:33-10260 Other Release Numbers:
  • 34-79413
 Name of Document: Order Granting Petition for Review and Scheduling Briefs
Release Date: Release Number:33-10243 Other Release Numbers: Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 as to Luigi Agostini
Release Date: Release Number:AP-4184 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-4146 Other Release Numbers: Name of Document: Stay Order
Release Date: Release Number:AP-4140 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-4120 Other Release Numbers: Name of Document: Order Scheduling Prehearing Conference
Release Date: Release Number:AP-4107 Other Release Numbers: Name of Document: Order
Release Date: Release Number:1051 Other Release Numbers: Name of Document: Initial Decision of Default as to Edward M. Daspin
Release Date: Release Number:AP-4084 Other Release Numbers: Name of Document: Order On Revisions to Record Index
Release Date: Release Number:AP-4080 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-4067 Other Release Numbers: Name of Document: Order On Subpoena Requests
Release Date: Release Number:AP-4031 Other Release Numbers: Name of Document: Order On Transcript Corrections
Release Date: Release Number:AP-4005 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-3996 Other Release Numbers: Name of Document: Motion to the Commission for Extension
Release Date: Release Number:AP-3980 Other Release Numbers: Name of Document: Order Scheduling Prehearing Conference
Release Date: Release Number:AP-3822 Other Release Numbers: Name of Document: Order Granting Extension
Release Date: Release Number:AP-3776 Other Release Numbers: Name of Document: Order to Submit Exhibit List
Release Date: Release Number:AP-3764 Other Release Numbers: Name of Document: Protective Order
Release Date: Release Number:AP-3724 Other Release Numbers: Name of Document: Order On Transcript Corrections
Release Date: Release Number:AP-3713 Other Release Numbers: Name of Document: Order Denying Motion to Set Aside Default and Setting Motion for Sanctions Schedule
Release Date: Release Number:AP-3683 Other Release Numbers: Name of Document: Order Finding Respondent Edward M. Daspin in Default
Release Date: Release Number:33-10040 Other Release Numbers:
  • 34-77177
 Name of Document: Order Granting Extension
Release Date: Release Number:AP-3606 Other Release Numbers: Name of Document: Order to Show Cause
Release Date: Release Number:AP-3597 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-3594 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-3586 Other Release Numbers: Name of Document: Order
Release Date: Release Number:33-10038 Other Release Numbers:
  • 34-77088
 Name of Document: Order Denying Stay
Release Date: Release Number:AP-3564 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-3539 Other Release Numbers: Name of Document: Order Scheduling Prehearing Conference
Release Date: Release Number:AP-3532 Other Release Numbers: Name of Document: Order Sealing Hearing and Setting Hearing Location
Release Date: Release Number:AP-3508 Other Release Numbers: Name of Document: Order Staying Proceeding as to Luigi Agostini
Release Date: Release Number:AP-3481 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-3470 Other Release Numbers: Name of Document: Motion to the Commission for Extension
Release Date: Release Number:AP-3465 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-3429 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-3416 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-3409 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-3403 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-3393 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-3372 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-3328 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-3263 Other Release Numbers: Name of Document: Order
Release Date: Release Number:33-9963 Other Release Numbers:
  • 34-76178
 Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934 as to Lawrence R. Lux
Release Date: Release Number:AP-3222 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-3202 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-3183 Other Release Numbers: Name of Document: Order Denying Stay Request
Release Date: Release Number:AP-3041 Other Release Numbers: Name of Document: Scheduling Order
Release Date: Release Number:AP-3027 Other Release Numbers: Name of Document: Order Rescheduling Prehearing Conference
Release Date: Release Number:AP-3023 Other Release Numbers: Name of Document: Order Scheduling Prehearing Conference
Release Date: Release Number:AP-3003 Other Release Numbers: Name of Document: Notice
Release Date: Release Number:AP-2999 Other Release Numbers: Name of Document: Order Redesignating Presiding Judge
Release Date: Release Number:AP-2991 Other Release Numbers: Name of Document: Stay Order as to Lawrence R. Lux
Release Date: Release Number:AP-2939 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-2936 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-2863 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-2811 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-2810 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-2773 Other Release Numbers: Name of Document: Prehearing Order
Release Date: Release Number:AP-2725 Other Release Numbers: Name of Document: Prehearing Order
Release Date: Release Number:AP-2699 Other Release Numbers: Name of Document: Prehearing Order
Release Date: Release Number:AP-2654 Other Release Numbers: Name of Document: Postponement Order
Release Date: Release Number:AP-2581 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:33-9755 Other Release Numbers:
  • 34-74799
 Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934