ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort descending	Respondents
April 6, 2020	Feathers, Mark Release No. AP-6749 File Number: 3-15755
March 27, 2020	Fusion Pharm, Inc., Dittman, Scott M., CPA, Sears, William J., Microcap Management LLC Bayside Realty Holdings LLC Meadpoint Venture Partners, LLC, Bodden, Cliffe R. Release No. AP-6747 File Number: 3-17545, 3-17546, 3-17547, 3-17548, 3-17549
March 27, 2020	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6748 File Number: 3-18292
March 19, 2020	Feathers, Mark Release No. AP-6746 File Number: 3-15755
March 18, 2020	Feathers, Mark Release No. AP-6745 File Number: 3-15755
March 17, 2020	Feathers, Mark Release No. AP-6744 File Number: 3-15755
March 16, 2020	Feathers, Mark Release No. AP-6743 File Number: 3-15755
March 11, 2020	Feathers, Mark Release No. AP-6742 File Number: 3-15755
March 9, 2020	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6741 File Number: 3-18292
March 6, 2020	Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6740 File Number: 3-15006
March 4, 2020	Feathers, Mark Release No. AP-6739 File Number: 3-15755
March 3, 2020	China Biopharma, Inc. China Linen Textile Industry, Ltd. China Water Group, Inc. Scout Exploration, Inc. Teryl Resources Corp. Release No. AP-6738 File Number: 3-17886
Feb. 27, 2020	Feathers, Mark Release No. AP-6737 File Number: 3-15755
Feb. 26, 2020	Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6736 File Number: 3-15006
Feb. 24, 2020	Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6735 File Number: 3-15006
Feb. 21, 2020	Feathers, Mark Release No. AP-6734 File Number: 3-15755
Feb. 18, 2020	Gibson, Christopher M. Release No. AP-6733 File Number: 3-17184
Feb. 14, 2020	Feathers, Mark Release No. AP-6732 File Number: 3-15755
Feb. 10, 2020	Bebo, Laurie Buono, John, CPA Release No. AP-6731 File Number: 3-16293
Feb. 5, 2020	Harris, Talman, Alfaya, Victor Release No. AP-6730 File Number: 3-17874, 3-17875
Jan. 31, 2020	Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6729 File Number: 3-16386
Jan. 30, 2020	Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6728 File Number: 3-16386
Jan. 29, 2020	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6727 File Number: 3-18292
Jan. 28, 2020	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6726 File Number: 3-18292
Jan. 17, 2020	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6725 File Number: 3-18292
Jan. 15, 2020	Feathers, Mark Release No. AP-6724 File Number: 3-15755
Jan. 13, 2020	Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6723 File Number: 3-18017
Jan. 9, 2020	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6722 File Number: 3-18292
Dec. 31, 2019	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6721 File Number: 3-18292
Dec. 19, 2019	Amundsen, Joseph S., CPA Remus, Michael T., CPA Remus Michael, CPA Release No. AP-6719 File Number: 3-18994
Dec. 19, 2019	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6720 File Number: 3-18292
Dec. 13, 2019	Feathers, Mark Release No. AP-6718 File Number: 3-15755
Dec. 11, 2019	Rossi, Matthew R. SJL Capital, LLC Release No. AP-6717 See Also: Exhibit 10 , Exhibit 31 , Hearing Transcript (redacted) File Number: 3-19145
Dec. 9, 2019	Harris, Talman, Alfaya, Victor Release No. AP-6716 File Number: 3-17874, 3-17875
Dec. 4, 2019	Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6714 File Number: 3-16509
Dec. 4, 2019	Rossi, Matthew R. SJL Capital, LLC Release No. AP-6715 File Number: 3-19145
Nov. 29, 2019	Rossi, Matthew R. SJL Capital, LLC Release No. AP-6713 File Number: 3-19145
Nov. 26, 2019	Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6712 File Number: 3-18017
Nov. 22, 2019	Bebo, Laurie Buono, John, CPA Release No. AP-6711 File Number: 3-16293
Nov. 21, 2019	Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6710 File Number: 3-15006
Nov. 20, 2019	Feathers, Mark Release No. AP-6709 File Number: 3-15755
Nov. 19, 2019	Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6708 File Number: 3-18017
Nov. 14, 2019	Rossi, Matthew R. SJL Capital, LLC Release No. AP-6707 File Number: 3-19145
Nov. 13, 2019	Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6706 File Number: 3-18017
Nov. 13, 2019	Feathers, Mark Release No. AP-6705 File Number: 3-15755
Nov. 6, 2019	Bebo, Laurie Buono, John, CPA Release No. AP-6704 File Number: 3-16293
Nov. 4, 2019	Feathers, Mark Release No. AP-6703 File Number: 3-15755
Oct. 30, 2019	Bebo, Laurie Buono, John, CPA Release No. AP-6702 File Number: 3-16293
Oct. 29, 2019	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6701 File Number: 3-18292
Oct. 28, 2019	Mosshart, Joshua D. Release No. AP-6700 File Number: 3-18422
Oct. 25, 2019	Gibson, Christopher M. Release No. AP-6699 File Number: 3-17184
Oct. 22, 2019	China Biopharma, Inc. China Linen Textile Industry, Ltd. China Water Group, Inc. Scout Exploration, Inc. Teryl Resources Corp. Release No. AP-6698 File Number: 3-17886
Oct. 17, 2019	Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6697 File Number: 3-18017
Oct. 15, 2019	Gibson, Christopher M. Release No. AP-6696 File Number: 3-17184
Oct. 9, 2019	Gibson, Christopher M. Release No. AP-6695 File Number: 3-17184
Oct. 7, 2019	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6694 File Number: 3-18292
Oct. 2, 2019	Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-6693 File Number: 3-17595
Oct. 1, 2019	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6692 File Number: 3-18292
Sept. 27, 2019	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6690 File Number: 3-18292
Sept. 27, 2019	Finn, Sean P. M. Dwyer LLC Release No. AP-6691 File Number: 3-17693
Sept. 27, 2019	Marshall, Clayton T. Release No. AP-6683 File Number: 3-15783
Sept. 27, 2019	Bebo, Laurie Buono, John, CPA Release No. AP-6684 File Number: 3-16293
Sept. 27, 2019	Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-6685 File Number: 3-17228
Sept. 27, 2019	Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-6686 File Number: 3-17595
Sept. 27, 2019	China Biopharma, Inc. China Linen Textile Industry, Ltd. China Water Group, Inc. Scout Exploration, Inc. Teryl Resources Corp. Release No. AP-6687 File Number: 3-17886
Sept. 27, 2019	Canso Enterprises Ltd., Lion Print Corp. Release No. AP-6688 File Number: 3-17984, 3-17989
Sept. 27, 2019	Guardian 8 Holdings Idaho North Resources Corporation Mecklermedia Corporation Verde Science, Inc. Release No. AP-6689 File Number: 3-18221
Sept. 20, 2019	Pruitt, David, CPA Release No. AP-6682 File Number: 3-17950
Sept. 19, 2019	Pruitt, David, CPA Release No. AP-6681 File Number: 3-17950
Sept. 18, 2019	Gibson, Christopher M. Release No. AP-6679 File Number: 3-17184
Sept. 18, 2019	Pruitt, David, CPA Release No. AP-6680 File Number: 3-17950
Sept. 17, 2019	Gibson, Christopher M. Release No. AP-6676 File Number: 3-17184
Sept. 17, 2019	Pruitt, David, CPA Release No. AP-6677 File Number: 3-17950
Sept. 17, 2019	Pruitt, David, CPA Release No. AP-6678 File Number: 3-17950
Sept. 16, 2019	Pruitt, David, CPA Release No. AP-6675 File Number: 3-17950
Sept. 12, 2019	Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc. Release No. AP-6674 File Number: 3-17990
Sept. 12, 2019	Pruitt, David, CPA Release No. AP-6673 File Number: 3-17950
Sept. 6, 2019	Ascension Asset Management, LLC Gooder, Grenville M., JR. Release No. AP-6672 File Number: 3-19024
Sept. 5, 2019	Bandimere, David F. Young, John O. Release No. AP-6671 File Number: 3-15124
Sept. 3, 2019	Pruitt, David, CPA Release No. AP-6670 File Number: 3-17950
Aug. 29, 2019	Ascension Asset Management, LLC Gooder, Grenville M., JR. Release No. AP-6665 File Number: 3-19024
Aug. 29, 2019	Ascension Asset Management, LLC Gooder, Grenville M., JR. Release No. AP-6666 File Number: 3-19024
Aug. 29, 2019	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6667 File Number: 3-18292
Aug. 29, 2019	Gibson, Christopher M. Release No. AP-6668 File Number: 3-17184
Aug. 29, 2019	China Biopharma, Inc. China Linen Textile Industry, Ltd. China Water Group, Inc. Scout Exploration, Inc. Teryl Resources Corp. Release No. AP-6669 File Number: 3-17886
Aug. 28, 2019	Bebo, Laurie Buono, John, CPA Release No. AP-6664 File Number: 3-16293
Aug. 27, 2019	Bandimere, David F. Young, John O. Release No. AP-6662 File Number: 3-15124
Aug. 27, 2019	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6663 File Number: 3-18292
Aug. 23, 2019	Saving2Retire, LLC Young, Marian P. Release No. AP-6659 File Number: 3-17352
Aug. 23, 2019	Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-6660 File Number: 3-17228
Aug. 23, 2019	Pruitt, David, CPA Release No. AP-6661 File Number: 3-17950
Aug. 22, 2019	Bandimere, David F. Young, John O. Release No. AP-6658 File Number: 3-15124
Aug. 16, 2019	Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6657 File Number: 3-15006
Aug. 15, 2019	Bandimere, David F. Young, John O. Release No. AP-6656 File Number: 3-15124
Aug. 14, 2019	Pruitt, David, CPA Release No. AP-6654 File Number: 3-17950
Aug. 14, 2019	Bandimere, David F. Young, John O. Release No. AP-6655 File Number: 3-15124
Aug. 8, 2019	Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-6653 File Number: 3-17228
Aug. 8, 2019	Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6652 File Number: 3-15006
Aug. 6, 2019	Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6650 File Number: 3-16386
Aug. 6, 2019	Gibson, Christopher M. Release No. AP-6651 File Number: 3-17184

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