ALJ Orders

Please read the Commission’s February 2, 2026 order staying certain administrative proceedings and specifying mandatory procedures for emergency filings
 

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

Related Resources

Date Sort descending Respondents
Release No. AP-6894
File Number: 3-17228
Release No. AP-6893
File Number: 3-21243
Release No. AP-6892
File Number: 3-20801
Release No. AP-6891
File Number: 3-21241
Release No. AP-6890
File Number: 3-21032
Release No. AP-6889
File Number: 3-21241
Release No. AP-6888
File Number: 3-20531
Release No. AP-6887
File Number: 3-21241
Release No. AP-6886
File Number: 3-21243
Release No. AP-6885
File Number: 3-21032
Release No. AP-6884
File Number: 3-21243
Release No. AP-6882
File Number: 3-21243
Release No. AP-6883
File Number: 3-20898
Release No. AP-6880
File Number: 3-21241
Release No. AP-6881
File Number: 3-21243
Release No. AP-6879
File Number: 3-20801
Release No. AP-6878
File Number: 3-20531
Release No. AP-6877
File Number: 3-20801
Release No. AP-6876
File Number: 3-20801
Release No. AP-6875
File Number: 3-20801
Release No. AP-6874
File Number: 3-18483
Release No. AP-6873
File Number: 3-20531
Release No. AP-6871
File Number: 3-21032
Release No. AP-6872
File Number: 3-21032
Release No. AP-6870
File Number: 3-21032
Release No. AP-6869
File Number: 3-20801
Release No. AP-6868
File Number: 3-21032
Release No. AP-6867
File Number: 3-21032
Release No. AP-6866
File Number: 3-20898
Release No. AP-6865
File Number: 3-18483
Release No. AP-6864
File Number: 3-20531
Release No. AP-6863
File Number: 3-20801
Release No. AP-6862
File Number: 3-20898
Release No. AP-6861
File Number: 3-20801
Release No. AP-6860
File Number: 3-20801
Release No. AP-6859
File Number: 3-18483
Release No. AP-6858
File Number: 3-20898
Release No. AP-6857
File Number: 3-20801
Release No. AP-6856
File Number: 3-20801
Release No. AP-6855
File Number: 3-20898
Release No. AP-6854
File Number: 3-20898
Release No. AP-6853
File Number: 3-20801
Release No. AP-6852
File Number: 3-20801
Release No. AP-6850
File Number: 3-20801
Release No. AP-6851
File Number: 3-20801
Release No. AP-6849
File Number: 3-20531
Release No. AP-6848
File Number: 3-20531
Release No. AP-6847
File Number: 3-18483
Release No. AP-6846
File Number: 3-20531
Release No. AP-6845
File Number: 3-20801
Release No. AP-6844
File Number: 3-20801
Release No. AP-6843
File Number: 3-20531
Release No. AP-6842
File Number: 3-20801
Release No. AP-6841
File Number: 3-20454
Release No. AP-6839
File Number: 3-20801
Release No. AP-6840
File Number: 3-20801
Release No. AP-6838
File Number: 3-17228
Release No. AP-6837
File Number: 3-20454