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Comments on Proposed Rule: Proposed Rule Amendments to Facilitate Intrastate and Regional Securities Offerings

[Release Nos. 33-9973, 34-76319; File No. S7-22-15]

Submitted Comments

(Click here for meetings with SEC officials)
Oct. 8, 2016 Tim Hackbart, M.C.S.E
Oct. 7, 2016 Rep. Tom Emmer, et al., Members of Congress
Apr. 8, 2016 David M. Lynn, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, Washington, District of Columbia
Mar. 30, 2016 Rutheford B. Campbell, Jr., Spears-Gilbert Professor of Law, University of Kentucky College of Law
Jan. 18, 2016 Samuel S. Guzik, Securities Attorney, Guzik Assoicates, Los Angeles, California
Jan. 11, 2016 Brian Knight, Associate Director, Financial Policy, and Staci Warden, Executive Director; Center for Financial Markets, Milken Institute
Jan. 11, 2016 Joe M. Wallin, Attorney, Seattle, Washington
Jan. 11, 2016 Kristin Wolff, Portland, Oregon
Jan. 11, 2016 Judith M. Shaw, President, NASAA and Maine Securities Administrator
Jan. 11, 2016 Kurt N. Schacht, CFA, Managing Director, Standards and Advocacy, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
Jan. 11, 2016 Finn Terdal, Technology Coordinator, Hatch Innovation, Portland, Oregon
Jan. 11, 2016 Simon R. Love, Managing Director, Hatch Lab, Portland, Oregon
Jan. 11, 2016 Kim Wales, CEO, Wales Capital, and Executive Board Member, CFIRA, New York, New York
Jan. 10, 2016 Erin Ely
Jan. 10, 2016 Jim Newcomer, Ph.D., 4mation Advisers, Portland, Oregon
Jan. 10, 2016 John MacDougall, Founder & CEO, MacDougall & Sons Bat Co. Inc.
Jan. 10, 2016 Amy E. Pearl, Founder and Executive Director, Hatch Innovation Inc., Portland, Oregon
Jan. 8, 2016 Deborah L. Gunny and Cathryn S. Gawne, Co-Chairs, Corporations Committee, Business Law Section, State Bar of California
Jan. 8, 2016 Christopher D. Miller, Economic and Downtown Development Director, City of Adrian, Michigan
Jan. 8, 2016 Rose Oswald-Poels, President/CEO, Wisconsin Bankers Association
Jan. 7, 2016 Youngro Lee, Esq., Co-founder / CEO, NextSeed TX LLC
Jan. 6, 2016 Brandon P. Romano, Content Director, Brelion, LLC., Highland Heights, Ohio
Jan. 2, 2016 Sara Hanks, CEO, CrowdCheck, Inc.
Dec. 30, 2015 Keith Paul Bishop, Former California Commissioner of Corporations, Trabuco Canyon, California
Dec. 30, 2015 Sean Shepherd, CrwdCorp LLC , Scottsdale, Arizona
Dec. 2, 2015 David L. Sjursen, CEO & Founder, Exante Regulatory Compliance Consultants Inc.
Nov. 19, 2015 Final Report of the SEC Government-Business Forum on Small Business Capital Formation, held on Nov. 19, 2015
Nov. 19, 2015 Howard Orloff, CMO, ZacksInvest, Chicago, Illinois
Nov. 17, 2015 Brandon Smith, Managing Principal, Localstake Marketplace LLC
Nov. 5, 2015 Anthony J. Zeoli, Partner, Freeborn & Peters LLP
Nov. 2, 2015 Marcus Launderer, Whistleblower, Zurich, Switzerland

SEC Staff Studies and Reports

(Click here for submitted comments from the public)
Oct. 30, 2015 Division of Economic and Risk Analysis White Paper: Capital Raising in the U.S.: An Analysis of the Market for Unregistered Securities Offerings, 2009-2014

Meetings with SEC Officials

(Click here for submitted comments from the public)
Jul. 27, 2016 Memorandum from the Division of Corporation Finance regarding a July 27, 2016, telephone conference with representatives of the North American Securities Administrators Association (NASAA)
Jul. 20, 2016 Memorandum from the Division of Corporation Finance regarding a July 18, 2016, meeting with Representatives of the North American Securities Administrators Association (NASAA)
Jun. 17, 2016 Memorandum from the Office of Commissioner Michael S. Piwowar regarding a June 15, 2016, telephone call with representatives of the Vermont Department of Financial Regulation and the North American Securities Administrators Association (NASAA)
Dec. 2, 2015 Memorandum from the Division of Corporation Finance regarding a December 2, 2015, meeting with representatives of the Georgia Office of the Secretary of State and Robbins Ross Alloy Belinfante Littlefield, LLC

Modified: 10/12/2016