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Comments on Proposed Rule: Proposed Rule Amendments to Facilitate Intrastate and Regional Securities Offerings
[Release Nos. 33-9973, 34-76319; File No. S7-22-15]
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(Click here for meetings with SEC officials)
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| Oct. 8, 2016 | Tim Hackbart, M.C.S.E |
| Oct. 7, 2016 | Rep. Tom Emmer, et al., Members of Congress |
| Apr. 8, 2016 | David M. Lynn, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, Washington, District of Columbia |
| Mar. 30, 2016 | Rutheford B. Campbell, Jr., Spears-Gilbert Professor of Law, University of Kentucky College of Law |
| Jan. 18, 2016 | Samuel S. Guzik, Securities Attorney, Guzik Assoicates, Los Angeles, California |
| Jan. 11, 2016 | Brian Knight, Associate Director, Financial Policy, and Staci Warden, Executive Director; Center for Financial Markets, Milken Institute |
| Jan. 11, 2016 | Joe M. Wallin, Attorney, Seattle, Washington |
| Jan. 11, 2016 | Kristin Wolff, Portland, Oregon |
| Jan. 11, 2016 | Judith M. Shaw, President, NASAA and Maine Securities Administrator |
| Jan. 11, 2016 | Kurt N. Schacht, CFA, Managing Director, Standards and Advocacy, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute |
| Jan. 11, 2016 | Finn Terdal, Technology Coordinator, Hatch Innovation, Portland, Oregon |
| Jan. 11, 2016 | Simon R. Love, Managing Director, Hatch Lab, Portland, Oregon |
| Jan. 11, 2016 | Kim Wales, CEO, Wales Capital, and Executive Board Member, CFIRA, New York, New York |
| Jan. 10, 2016 | Erin Ely |
| Jan. 10, 2016 | Jim Newcomer, Ph.D., 4mation Advisers, Portland, Oregon |
| Jan. 10, 2016 | John MacDougall, Founder & CEO, MacDougall & Sons Bat Co. Inc. |
| Jan. 10, 2016 | Amy E. Pearl, Founder and Executive Director, Hatch Innovation Inc., Portland, Oregon |
| Jan. 8, 2016 | Deborah L. Gunny and Cathryn S. Gawne, Co-Chairs, Corporations Committee, Business Law Section, State Bar of California |
| Jan. 8, 2016 | Christopher D. Miller, Economic and Downtown Development Director, City of Adrian, Michigan |
| Jan. 8, 2016 | Rose Oswald-Poels, President/CEO, Wisconsin Bankers Association |
| Jan. 7, 2016 | Youngro Lee, Esq., Co-founder / CEO, NextSeed TX LLC |
| Jan. 6, 2016 | Brandon P. Romano, Content Director, Brelion, LLC., Highland Heights, Ohio |
| Jan. 2, 2016 | Sara Hanks, CEO, CrowdCheck, Inc. |
| Dec. 30, 2015 | Keith Paul Bishop, Former California Commissioner of Corporations, Trabuco Canyon, California |
| Dec. 30, 2015 | Sean Shepherd, CrwdCorp LLC , Scottsdale, Arizona |
| Dec. 2, 2015 | David L. Sjursen, CEO & Founder, Exante Regulatory Compliance Consultants Inc. |
| Nov. 19, 2015 | Final Report of the SEC Government-Business Forum on Small Business Capital Formation, held on Nov. 19, 2015 |
| Nov. 19, 2015 | Howard Orloff, CMO, ZacksInvest, Chicago, Illinois |
| Nov. 17, 2015 | Brandon Smith, Managing Principal, Localstake Marketplace LLC |
| Nov. 5, 2015 | Anthony J. Zeoli, Partner, Freeborn & Peters LLP |
| Nov. 2, 2015 | Marcus Launderer, Whistleblower, Zurich, Switzerland
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SEC Staff Studies and Reports
(Click here for submitted comments from the public)
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| Oct. 30, 2015 | Division of Economic and Risk Analysis White Paper: Capital Raising in the U.S.: An Analysis of the Market for Unregistered Securities Offerings, 2009-2014
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Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Jul. 27, 2016 | Memorandum from the Division of Corporation Finance regarding a July 27, 2016, telephone conference with representatives of the North American Securities Administrators Association (NASAA) |
| Jul. 20, 2016 | Memorandum from the Division of Corporation Finance regarding a July 18, 2016, meeting with Representatives of the North American Securities Administrators
Association (NASAA) |
| Jun. 17, 2016 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a June 15, 2016, telephone call with representatives of the Vermont Department of Financial Regulation and the North American Securities Administrators Association (NASAA) |
| Dec. 2, 2015 | Memorandum from the Division of Corporation Finance regarding a December 2, 2015, meeting with representatives of the Georgia Office of the Secretary of State and Robbins Ross Alloy Belinfante Littlefield, LLC |
http://www.sec.gov/comments/s7-22-15/s72215.shtml
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