Comments on Proposed Rule: Covered Broker-Dealer Provisions under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Pamela D. Marler
Public Comment Steven Bujenovic
Public Comment Carter McDowell, Managing Director and Associate General Counsel, SIFMA; John Court, Managing Director and Deputy General Counsel, The Clearing House Association; and Rich Foster, Senior Vice President and Senior Counsel for Regulatory and Legal Affairs, Financial Services Roundtable
Public Comment Neil Taylor, Akshat Tewary, and Josh Snodgrass, Occupy the SEC
Public Comment Hilary Albrecht, Tyler Hill, and Luke Maher, Students, Yale Law School Financial Markets and Corporate Law Clinic, New Haven, Connecticut
Public Comment Keith E. Condemi, CFA, OSJ Branch Manager Equimark East®

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-02-16
Release Number
34-77157
Related Materials
How to submit comments