|
(Meetings with SEC officials | Staff Studies )
|
| Oct. 21, 2022 | Joshua Miller, Partner, Katzke Morgenbesser |
| Aug. 30, 2022 | Yahia Abdelbar, Ph.D. Student – Finance, Mike Ilitch School of Business, Wayne State University |
| Aug. 5, 2022 | Brinkley Dickerson |
| Aug. 3, 2022 | Brookes Wayne Ross |
| Jul. 22, 2022 | James Fox |
| Jul. 14, 2022 | XBRL US |
| Jul. 14, 2022 | Better Markets |
| Jul. 13, 2022 | Anonymous |
| Jul. 12, 2022 | Assonime |
| Jul. 12, 2022 | Lynette Margree |
| Jul. 8, 2022 | James Fox |
| Jul. 6, 2022 | Robert Rutkowski |
| Jul. 6, 2022 | Americans for Financial Reform |
| Jun. 24, 2022 | Jeff Mahoney, General Counsel, Council of Institutional Investors |
| Jun. 16, 2022 | Justin Young |
| May 17, 2022 | Aazam Virani, Assistant Professor of Finance, Eller College of Management, University of Arizona; Tor Erik Bakke, Associate Professor of Finance, UIC Business, University of Illinois Chicago; and Hamed Mahmudi, Assistant Professor of Finance, Alfred Lerner College of Business & Economics, University of Delaware |
| Feb. 1, 2022 | U.S. Senator Pat Toomey, Ranking Member, U.S. Senate Committee on Banking, Housing, and Urban Affairs, and U.S. Senator Richard Shelby, Vice Chairman, U.S. Senate Committee on Appropriations |
| Jan. 24, 2022 | Jay Knight, Chair of the Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association |
| Jan. 10, 2022 | Patrick McHenry, Ranking Member, House Committee on Financial Services, and Pat Toomey, Ranking Member, Senate Committee on Banking, Housing, and Urban Affairs |
| Dec. 28, 2021 | Eileen Morrell |
| Nov. 29, 2021 | NYSE Group, Inc. |
| Nov. 29, 2021 | Ted Allen, Vice President, Policy and Advocacy, Society for Corporate Governance |
| Nov. 26, 2021 | Eileen Morrell |
| Nov. 22, 2021 | Rosanna Weaver, Wage Justice & Executive Pay Program Manager, As You Sow |
| Nov. 22, 2021 | Eileen Morrell |
| Nov. 22, 2021 | Hunton Andrews Kurth LLP |
| Nov. 22, 2021 | Taylor Wedge French, Partner and Rosemary Becchi, Partner, McGuireWoods, LLP and Brownstein Hyatt Farber Schreck, LLP |
| Nov. 22, 2021 | Davis Polk & Wardwell LLP |
| Nov. 22, 2021 | Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Nov. 22, 2021 | Patti Gazda, Corporate Governance Officer, Ohio Public Employees Retirement System |
| Nov. 22, 2021 | Sandra J. Peters, CPA, CFA, Senior Head, Global Financial Reporting Policy Advocacy, CFA Institute |
| Nov. 22, 2021 | Mark R. Allen,
Executive Vice President, Member of the Executive Committee, FedEx Corporation |
| Nov. 22, 2021 | Vivian Fang |
| Nov. 22, 2021 | Scott M. Stringer, New York City Comptroller |
| Nov. 22, 2021 | Business Roundtable |
| Nov. 22, 2021 | Stephen W. Hall, Legal Director and Securities Specialist, Better Markets, Inc. and Jason Grimes, Senior Counsel, Better Markets, Inc. |
| Nov. 22, 2021 | Liz Gordon, Executive Director of Corporate Governance, New York State Common Retirement Fund |
| Nov. 22, 2021 | Akshat Tewary, Neil Taylor,
Josh Snodgrass et al., Occupy the SEC |
| Nov. 22, 2021 | Dorothy Donohue, Deputy General Counsel — Securities Regulation, Investment Company Institute |
| Nov. 22, 2021 | Kerrie Waring, Chief Executive Officer, ICGN |
| Nov. 22, 2021 | Jonathan J. Katz, Jennifer S. Conway, Michael L. Arnold and Kimberley S. Drexler, Cravath , Swaine & Moore LLP |
| Nov. 22, 2021 | Marcie Frost,
Chief Executive Officer, California Public Employees’ Retirement System |
| Nov. 19, 2021 | Public Citizen |
| Nov. 18, 2021 | Jeffrey P. Mahoney,
General Counsel, Council of Institutional Investors |
| Nov. 17, 2021 | Ani Huang, President and CEO, Center On Executive Compensation |
| Nov. 16, 2021 | Sullivan & Cromwell LLP |
| Nov. 11, 2021 | Timothy R. Wing, MST, President & CEO, STock/Option Consulting & Knowledge Services, Inc. |
| Nov. 3, 2021 | Darla Stuckey, President and CEO, Society for Corporate Governance |
| Oct. 30, 2021 | Karen Marlatt |
| Oct. 28, 2021 | Davis Polk & Wardwell LLP et al |
| Oct. 28, 2021 | Sanjai Bhagat and Charles M. Elson |
| Oct. 27, 2021 | David Rapp |
| Oct. 22, 2021 | Angelo Loria |
| Oct. 21, 2021 | Peter Taylor |
| Oct. 17, 2021 | Richard Dobarro |
| Oct. 15, 2021 | Vince, Retail Investor |
| Oct. 15, 2021 | Sean Morrison |
| Oct. 14, 2021 | Karl Allan |
| Oct. 14, 2021 | Anonymous |
| Oct. 14, 2021 | William Millhollin, Northwest Permit, Inc. |
| Aug. 30, 2021 | Campbell Pryde, President and CEO, XBRL US |
| Sep. 7, 2017 | Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors |
| Apr. 21, 2016 | Jesse M. Fried, Professor of Law, Harvard Law School, Cambridge, Massachusetts |
| Feb. 11, 2016 | David M. Lynn, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, Washington, District of Columbia |
| Oct. 2, 2015 | Kenneth Daly, CEO, et al., National Association of Corporate Directors, Washington, District of Columbia |
| Sep. 22, 2015 | Timothy J. Donnelly, Chief Administrative Officer, General Counsel & Secretary, American Vanguard Corporation |
| Sep. 22, 2015 | Sullivan & Cromwell LLP |
| Sep. 21, 2015 | Shadow Financial Regulatory Committee |
| Sep. 21, 2015 | Corporate Governance Coalition for Investor Value |
| Sep. 18, 2015 | Rick E. Hansen, Chair, Securities Law Committee, Society of Corporate Secretaries and Governance Professionals, New York, New York |
| Sep. 18, 2015 | Maria Preovolos, Associate General Counsel and Assistant Corporate Secretary, TELUS Corporation, Vancouver, Canada |
| Sep. 17, 2015 | Michael P. McCauley, Senior Officer, Investment Programs and Governance, State Board of Administration of Florida, Tallahassee, Florida |
| Sep. 15, 2015 | Cooley LLP, San Francisco, California |
| Sep. 15, 2015 | Osler, Hoskin & Harcourt LLP, Toronto, Canada |
| Sep. 15, 2015 | Ernst & Young LLP |
| Sep. 15, 2015 | Robert E. Rutkowski |
| Sep. 15, 2015 | Rosanna L. Weaver, As You Sow Foundation, Hyattsville, Maryland |
| Sep. 14, 2015 | Mark A. Borges, Compensia, Inc. |
| Sep. 14, 2015 | Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc. |
| Sep. 14, 2015 | Michael Crowl, Group Managing Director and Americas Region General Counsel, and David Kelly, Head, Transactions, Governance and Disclosure Legal, UBS Group AG, Zurich, Switzerland |
| Sep. 14, 2015 | Americans for Financial Reform |
| Sep. 14, 2015 | James Andrus, Investment Manager, Global Governance, California Public Employees’ Retirement System (CalPERS) |
| Sep. 14, 2015 | Andy Restaino, Managing Director, Technical Compensation Advisors, Inc., Bellmore, New York |
| Sep. 14, 2015 | David Swinford, President and CEO, Pearl Meyer, New York, New York |
| Sep. 14, 2015 | Clifford Chance US LLP, et al. |
| Sep. 14, 2015 | Mary A. Francis, Corporate Secretary and Chief Governance Officer, Chevron Corporation, San Ramon, California |
| Sep. 14, 2015 | Andrea Cotroneo, General Counsel and Corporate Secretary, Canadian Bankers Association, Toronto, Canada |
| Sep. 14, 2015 | Kaye Scholer LLP |
| Sep. 14, 2015 | John A. Hayes, Chairman, President and Chief Executive Officer, Ball Corporation and Chair, Corporate Governance Committee, Business Roundtable, Washington, District of Columbia |
| Sep. 14, 2015 | Steven Hall & Partners, New York, New York |
| Sep. 14, 2015 | Richard Foster, Senior Vice President and Senior Counsel for Regulatory and Legal Affairs, Financial Services Roundtable, Washington, District of Columbia |
| Sep. 14, 2015 | Heather Slavkin Corzo, Director, Office of Investment, AFL-CIO |
| Sep. 14, 2015 | Timothy J. Bartl, President, Center On Executive Compensation |
| Sep. 14, 2015 | J. Stephen ("Stef") Zielezienski, Senior Vice President & General Counsel, American Insurance Association |
| Sep. 14, 2015 | Karen E. Carraher, Executive Director, Ohio Public Employees Retirement System, Columbus, Ohio |
| Sep. 14, 2015 | William M. Gerek, Senior Principal and Regulatory Expertise Leader, Board Solutions, Hay Group, Inc. |
| Sep. 14, 2015 | J. Roderick Clark, Chair, Compensation Committee, Ensco plc |
| Sep. 14, 2015 | Luka Mucic, Chief Financial Officer, and Michael Ploetner, Corporate Counsel, SAP SE |
| Sep. 14, 2015 | Christine P. Richards, Executive Vice President, FedEx Corporation |
| Sep. 14, 2015 | Donald G. Kalfen, Partner, Meridian Compensation Partners, LLC |
| Sep. 14, 2015 | Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Sep. 14, 2015 | James Allen, CFA, Head, Capital Markets Policy - Americas, and Matt Orsagh, CFA, Director, Capital Markets Policy, CFA Institute |
| Sep. 14, 2015 | Cara Woodson Welch, Esq., Vice President of External Affairs & Practice Leadership, WorldatWork |
| Sep. 14, 2015 | PricewaterhouseCoopers LLP |
| Sep. 14, 2015 | Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute |
| Sep. 14, 2015 | Freshfields Bruckhaus Deringer LLP |
| Sep. 14, 2015 | Malcolm A. Farrant, Vice President, Human Resources, Exxon Mobil Corporation |
| Sep. 14, 2015 | Sutherland Asbill & Brennan |
| Sep. 14, 2015 | Stefano Micossi, Assonime |
| Sep. 14, 2015 | Christina M. Crooks, Director, Tax Policy, National Association of Manufacturers, Washington, District of Columbia |
| Sep. 14, 2015 | Meredith Miller, Chief Corporate Governance Officer, UAW Retiree Medical Benefits Trust, et al. |
| Sep. 14, 2015 | Japanese Bankers Association |
| Sep. 14, 2015 | Gregg H. Passin, Senior Partner, North America Executive Rewards Practice Leader, Mercer |
| Sep. 14, 2015 | Lisa Gilbert, Director, and Bartlett Naylor, Financial Policy Advocate, Congress Watch, Public Citizen |
| Sep. 13, 2015 | Keith Paul Bishop |
| Sep. 11, 2015 | Dennis E. Nixon, President and Chief Executive Officer, International Bancshares Corporation |
| Sep. 11, 2015 | Plamen K. Kovachev, CPA, New York Law School, New York, New York |
| Sep. 11, 2015 | Davis Polk & Wardwell LLP |
| Sep. 11, 2015 | Duane Morris LLP |
| Sep. 11, 2015 | TheCityUK, London, United Kingdom |
| Sep. 10, 2015 | Margaret Engel, Founding Partner and Matthew Vnuk, Principal, Compensation Advisory Partners LLC, New York, New York |
| Aug. 27, 2015 | Jeff Mahoney, General Counsel, Council of Institutional Investors |
| Aug. 22, 2015 | Timothy R. Wing, MST , President & CEO, STock/Option Consulting & Knowledge Services, Inc. |
| Aug. 19, 2015 | John Ellerman, et al., Pay Governance LLC |
| Aug. 4, 2015 | Rosanne D. Balfour, EA, FSEA, Fort Lauderdale, Florida |
| Jul. 15, 2015 | Anonymous
|
Staff Studies
( Submitted Comments | Meetings with SEC officials )
|
| Jun. 8, 2022 | Memorandum from the Division of Economic and Risk Analysis |
Meetings with SEC Officials
(Submitted Comments | Staff Studies )
|
| Jun. 9, 2022 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a November 9, 2021 meeting with representatives of Better Markets. |
| Jun. 9, 2022 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a November 9, 2021 meeting with Representatives of Americans for Financial Reform. |
| Jun. 9, 2022 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a November 11, 2021 meeting with Professor Daniel Taylor, Professor of Accounting at the University of Pennsylvania. |
| May 19, 2022 | Memorandum from the Division of Corporation Finance
regarding a May 10, 2022 virtual meeting with representatives of American Bar Association’s Joint Committee on Employee Benefits
|
| Mar. 14, 2022 | Memorandum from the Office of the Chairman regarding a March 10, 2022 meeting with representatives from the Council of Institutional Investors (CII) |
| May 10, 2018 | Memorandum from the Office of Commissioner Kara M. Stein regarding a May 10, 2018, meeting with representatives of Americans for Financial Reform, Public Citizen, the American Federation of State, County and Municipal Employees and the AFL-CIO |
| Mar. 20, 2018 | Memorandum from the Office of Commissioner Hester Peirce regarding a March 15, 2018, meeting with representatives of the Council of Institutional Investors |
| Jan. 4, 2018 | Memorandum from the Division of Corporation Finance regarding a January 4, 2018, meeting with representatives of the Center on Executive Compensation |
| Jul. 21, 2017 | Memorandum from the Division of Corporation Finance regarding a July 21, 2017, meeting with representatives of Americans for Financial Reform |
| Dec. 8, 2016 | Memorandum from the Division of Corporation Finance regarding a December 8, 2016, meeting with representatives of of Better Markets, Inc. |
| May 4, 2016 | Memorandum from the Division of Corporation Finance regarding a May 3, 2016, meeting with representatives of the American Bar Association Joint Committee on Employee Benefits |
| Sep. 30, 2015 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a September 30, 2015, meeting with representatives of the Center on Executive Compensation |
| Aug. 26, 2015 | Memorandum from the Division of Corporation Finance regarding an August 20, 2015, meeting with representatives of the Center on Executive Compensation |
| Aug. 26, 2015 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding an August 25, 2015, meeting with representatives of the Center on Executive Compensation |
| Jul. 30, 2015 | Memorandum from the Office of Commissioner Kara Stein regarding a July 30, 2015, meeting with representatives of the Ohio Public Employees Retirement System |
