Comments on Reopening of Comment Period for Listing Standards for Recovery of Erroneously Awarded Compensation

[Release Nos. 33-10998; 34-93311; IC-34399; File No. S7-12-15]

Submitted Comments

(Meetings with SEC officials | Staff Studies )
Aug. 30, 2022 Yahia Abdelbar, Ph.D. Student – Finance, Mike Ilitch School of Business, Wayne State University
Aug. 5, 2022 Brinkley Dickerson
Aug. 3, 2022 Brookes Wayne Ross
Jul. 22, 2022 James Fox
Jul. 14, 2022 XBRL US
Jul. 14, 2022 Better Markets
Jul. 13, 2022 Anonymous
Jul. 12, 2022 Assonime
Jul. 12, 2022 Lynette Margree
Jul. 8, 2022 James Fox
Jul. 6, 2022 Robert Rutkowski
Jul. 6, 2022 Americans for Financial Reform
Jun. 24, 2022 Jeff Mahoney, General Counsel, Council of Institutional Investors
Jun. 16, 2022 Justin Young
May 17, 2022 Aazam Virani, Assistant Professor of Finance, Eller College of Management, University of Arizona; Tor Erik Bakke, Associate Professor of Finance, UIC Business, University of Illinois Chicago; and Hamed Mahmudi, Assistant Professor of Finance, Alfred Lerner College of Business & Economics, University of Delaware
Feb. 1, 2022 U.S. Senator Pat Toomey, Ranking Member, U.S. Senate Committee on Banking, Housing, and Urban Affairs, and U.S. Senator Richard Shelby, Vice Chairman, U.S. Senate Committee on Appropriations
Jan. 24, 2022 Jay Knight, Chair of the Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association
Jan. 10, 2022 Patrick McHenry, Ranking Member, House Committee on Financial Services, and Pat Toomey, Ranking Member, Senate Committee on Banking, Housing, and Urban Affairs
Dec. 28, 2021 Eileen Morrell
Nov. 29, 2021 NYSE Group, Inc.
Nov. 29, 2021 Ted Allen, Vice President, Policy and Advocacy, Society for Corporate Governance
Nov. 26, 2021 Eileen Morrell
Nov. 22, 2021 Rosanna Weaver, Wage Justice & Executive Pay Program Manager, As You Sow
Nov. 22, 2021 Eileen Morrell
Nov. 22, 2021 Hunton Andrews Kurth LLP
Nov. 22, 2021 Taylor Wedge French, Partner and Rosemary Becchi, Partner, McGuireWoods, LLP and Brownstein Hyatt Farber Schreck, LLP
Nov. 22, 2021 Davis Polk & Wardwell LLP
Nov. 22, 2021 Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Nov. 22, 2021 Patti Gazda, Corporate Governance Officer, Ohio Public Employees Retirement System
Nov. 22, 2021 Sandra J. Peters, CPA, CFA, Senior Head, Global Financial Reporting Policy Advocacy, CFA Institute
Nov. 22, 2021 Mark R. Allen, Executive Vice President, Member of the Executive Committee, FedEx Corporation
Nov. 22, 2021 Vivian Fang
Nov. 22, 2021 Scott M. Stringer, New York City Comptroller
Nov. 22, 2021 Business Roundtable
Nov. 22, 2021 Stephen W. Hall, Legal Director and Securities Specialist, Better Markets, Inc. and Jason Grimes, Senior Counsel, Better Markets, Inc.
Nov. 22, 2021 Liz Gordon, Executive Director of Corporate Governance, New York State Common Retirement Fund
Nov. 22, 2021 Akshat Tewary, Neil Taylor, Josh Snodgrass et al., Occupy the SEC
Nov. 22, 2021 Dorothy Donohue, Deputy General Counsel — Securities Regulation, Investment Company Institute
Nov. 22, 2021 Kerrie Waring, Chief Executive Officer, ICGN
Nov. 22, 2021 Jonathan J. Katz, Jennifer S. Conway, Michael L. Arnold and Kimberley S. Drexler, Cravath , Swaine & Moore LLP
Nov. 22, 2021 Marcie Frost, Chief Executive Officer, California Public Employees’ Retirement System
Nov. 19, 2021 Public Citizen
Nov. 18, 2021 Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Nov. 17, 2021 Ani Huang, President and CEO, Center On Executive Compensation
Nov. 16, 2021 Sullivan & Cromwell LLP
Nov. 11, 2021 Timothy R. Wing, MST, President & CEO, STock/Option Consulting & Knowledge Services, Inc.
Nov. 3, 2021 Darla Stuckey, President and CEO, Society for Corporate Governance
Oct. 30, 2021 Karen Marlatt
Oct. 28, 2021 Davis Polk & Wardwell LLP et al
Oct. 28, 2021 Sanjai Bhagat and Charles M. Elson
Oct. 27, 2021 David Rapp
Oct. 22, 2021 Angelo Loria
Oct. 21, 2021 Peter Taylor
Oct. 17, 2021 Richard Dobarro
Oct. 15, 2021 Vince, Retail Investor
Oct. 15, 2021 Sean Morrison
Oct. 14, 2021 Karl Allan
Oct. 14, 2021 Anonymous
Oct. 14, 2021 William Millhollin, Northwest Permit, Inc.
Aug. 30, 2021 Campbell Pryde, President and CEO, XBRL US
Sep. 7, 2017 Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Apr. 21, 2016 Jesse M. Fried, Professor of Law, Harvard Law School, Cambridge, Massachusetts
Feb. 11, 2016 David M. Lynn, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, Washington, District of Columbia
Oct. 2, 2015 Kenneth Daly, CEO, et al., National Association of Corporate Directors, Washington, District of Columbia
Sep. 22, 2015 Timothy J. Donnelly, Chief Administrative Officer, General Counsel & Secretary, American Vanguard Corporation
Sep. 22, 2015 Sullivan & Cromwell LLP
Sep. 21, 2015 Shadow Financial Regulatory Committee
Sep. 21, 2015 Corporate Governance Coalition for Investor Value
Sep. 18, 2015 Rick E. Hansen, Chair, Securities Law Committee, Society of Corporate Secretaries and Governance Professionals, New York, New York
Sep. 18, 2015 Maria Preovolos, Associate General Counsel and Assistant Corporate Secretary, TELUS Corporation, Vancouver, Canada
Sep. 17, 2015 Michael P. McCauley, Senior Officer, Investment Programs and Governance, State Board of Administration of Florida, Tallahassee, Florida
Sep. 15, 2015 Cooley LLP, San Francisco, California
Sep. 15, 2015 Osler, Hoskin & Harcourt LLP, Toronto, Canada
Sep. 15, 2015 Ernst & Young LLP
Sep. 15, 2015 Robert E. Rutkowski
Sep. 15, 2015 Rosanna L. Weaver, As You Sow Foundation, Hyattsville, Maryland
Sep. 14, 2015 Mark A. Borges, Compensia, Inc.
Sep. 14, 2015 Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc.
Sep. 14, 2015 Michael Crowl, Group Managing Director and Americas Region General Counsel, and David Kelly, Head, Transactions, Governance and Disclosure Legal, UBS Group AG, Zurich, Switzerland
Sep. 14, 2015 Americans for Financial Reform
Sep. 14, 2015 James Andrus, Investment Manager, Global Governance, California Public Employees’ Retirement System (CalPERS)
Sep. 14, 2015 Andy Restaino, Managing Director, Technical Compensation Advisors, Inc., Bellmore, New York
Sep. 14, 2015 David Swinford, President and CEO, Pearl Meyer, New York, New York
Sep. 14, 2015 Clifford Chance US LLP, et al.
Sep. 14, 2015 Mary A. Francis, Corporate Secretary and Chief Governance Officer, Chevron Corporation, San Ramon, California
Sep. 14, 2015 Andrea Cotroneo, General Counsel and Corporate Secretary, Canadian Bankers Association, Toronto, Canada
Sep. 14, 2015 Kaye Scholer LLP
Sep. 14, 2015 John A. Hayes, Chairman, President and Chief Executive Officer, Ball Corporation and Chair, Corporate Governance Committee, Business Roundtable, Washington, District of Columbia
Sep. 14, 2015 Steven Hall & Partners, New York, New York
Sep. 14, 2015 Richard Foster, Senior Vice President and Senior Counsel for Regulatory and Legal Affairs, Financial Services Roundtable, Washington, District of Columbia
Sep. 14, 2015 Heather Slavkin Corzo, Director, Office of Investment, AFL-CIO
Sep. 14, 2015 Timothy J. Bartl, President, Center On Executive Compensation
Sep. 14, 2015 J. Stephen ("Stef") Zielezienski, Senior Vice President & General Counsel, American Insurance Association
Sep. 14, 2015 Karen E. Carraher, Executive Director, Ohio Public Employees Retirement System, Columbus, Ohio
Sep. 14, 2015 William M. Gerek, Senior Principal and Regulatory Expertise Leader, Board Solutions, Hay Group, Inc.
Sep. 14, 2015 J. Roderick Clark, Chair, Compensation Committee, Ensco plc
Sep. 14, 2015 Luka Mucic, Chief Financial Officer, and Michael Ploetner, Corporate Counsel, SAP SE
Sep. 14, 2015 Christine P. Richards, Executive Vice President, FedEx Corporation
Sep. 14, 2015 Donald G. Kalfen, Partner, Meridian Compensation Partners, LLC
Sep. 14, 2015 Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Sep. 14, 2015 James Allen, CFA, Head, Capital Markets Policy - Americas, and Matt Orsagh, CFA, Director, Capital Markets Policy, CFA Institute
Sep. 14, 2015 Cara Woodson Welch, Esq., Vice President of External Affairs & Practice Leadership, WorldatWork
Sep. 14, 2015 PricewaterhouseCoopers LLP
Sep. 14, 2015 Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
Sep. 14, 2015 Freshfields Bruckhaus Deringer LLP
Sep. 14, 2015 Malcolm A. Farrant, Vice President, Human Resources, Exxon Mobil Corporation
Sep. 14, 2015 Sutherland Asbill & Brennan
Sep. 14, 2015 Stefano Micossi, Assonime
Sep. 14, 2015 Christina M. Crooks, Director, Tax Policy, National Association of Manufacturers, Washington, District of Columbia
Sep. 14, 2015 Meredith Miller, Chief Corporate Governance Officer, UAW Retiree Medical Benefits Trust, et al.
Sep. 14, 2015 Japanese Bankers Association
Sep. 14, 2015 Gregg H. Passin, Senior Partner, North America Executive Rewards Practice Leader, Mercer
Sep. 14, 2015 Lisa Gilbert, Director, and Bartlett Naylor, Financial Policy Advocate, Congress Watch, Public Citizen
Sep. 13, 2015 Keith Paul Bishop
Sep. 11, 2015 Dennis E. Nixon, President and Chief Executive Officer, International Bancshares Corporation
Sep. 11, 2015 Plamen K. Kovachev, CPA, New York Law School, New York, New York
Sep. 11, 2015 Davis Polk & Wardwell LLP
Sep. 11, 2015 Duane Morris LLP
Sep. 11, 2015 TheCityUK, London, United Kingdom
Sep. 10, 2015 Margaret Engel, Founding Partner and Matthew Vnuk, Principal, Compensation Advisory Partners LLC, New York, New York
Aug. 27, 2015 Jeff Mahoney, General Counsel, Council of Institutional Investors
Aug. 22, 2015 Timothy R. Wing, MST , President & CEO, STock/Option Consulting & Knowledge Services, Inc.
Aug. 19, 2015 John Ellerman, et al., Pay Governance LLC
Aug. 4, 2015 Rosanne D. Balfour, EA, FSEA, Fort Lauderdale, Florida
Jul. 15, 2015 Anonymous
 

Staff Studies

( Submitted Comments | Meetings with SEC officials )
Jun. 8, 2022 Memorandum from the Division of Economic and Risk Analysis

Meetings with SEC Officials

(Submitted Comments | Staff Studies )
Jun. 9, 2022 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a November 9, 2021 meeting with representatives of Better Markets.
Jun. 9, 2022 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a November 9, 2021 meeting with Representatives of Americans for Financial Reform.
Jun. 9, 2022 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a November 11, 2021 meeting with Professor Daniel Taylor, Professor of Accounting at the University of Pennsylvania.
May 19, 2022 Memorandum from the Division of Corporation Finance regarding a May 10, 2022 virtual meeting with representatives of American Bar Association’s Joint Committee on Employee Benefits
Mar. 14, 2022 Memorandum from the Office of the Chairman regarding a March 10, 2022 meeting with representatives from the Council of Institutional Investors (CII)
May 10, 2018 Memorandum from the Office of Commissioner Kara M. Stein regarding a May 10, 2018, meeting with representatives of Americans for Financial Reform, Public Citizen, the American Federation of State, County and Municipal Employees and the AFL-CIO
Mar. 20, 2018 Memorandum from the Office of Commissioner Hester Peirce regarding a March 15, 2018, meeting with representatives of the Council of Institutional Investors
Jan. 4, 2018 Memorandum from the Division of Corporation Finance regarding a January 4, 2018, meeting with representatives of the Center on Executive Compensation
Jul. 21, 2017 Memorandum from the Division of Corporation Finance regarding a July 21, 2017, meeting with representatives of Americans for Financial Reform
Dec. 8, 2016 Memorandum from the Division of Corporation Finance regarding a December 8, 2016, meeting with representatives of of Better Markets, Inc.
May 4, 2016 Memorandum from the Division of Corporation Finance regarding a May 3, 2016, meeting with representatives of the American Bar Association Joint Committee on Employee Benefits
Sep. 30, 2015 Memorandum from the Office of Commissioner Michael S. Piwowar regarding a September 30, 2015, meeting with representatives of the Center on Executive Compensation
Aug. 26, 2015 Memorandum from the Division of Corporation Finance regarding an August 20, 2015, meeting with representatives of the Center on Executive Compensation
Aug. 26, 2015 Memorandum from the Office of Commissioner Luis A. Aguilar regarding an August 25, 2015, meeting with representatives of the Center on Executive Compensation
Jul. 30, 2015 Memorandum from the Office of Commissioner Kara Stein regarding a July 30, 2015, meeting with representatives of the Ohio Public Employees Retirement System