Comments on Proposed Rule: Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of the JOBS Act

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Date Received
Date Letter Type Commenter Name
Public Comment Keith P. Bishop, Former California Commissioner of Corporations, Trabuco Canyon, California
Public Comment Catherine T. Dixon, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association
Public Comment Brian Knight Associate Director, Financial Policy, and Staci Warden, Executive Director, Center for Financial Markets, Milken Institute, Washington, District of Columbia
Public Comment Elizabeth Goldman, Clinical Professor of Law, Cardozo School of Law, Director, Securities Arbitration Clinic, New York, New York
Public Comment Kevin Shields, Chairman, Investment Program Association, Ellicott City, Maryland
Public Comment Stuart J. Kaswell, Executive Vice-President and Managing Director, General Counsel, Managed Funds Association
Public Comment Thomas Voekler, President, Alternative & Direct Investment Securities Association (ADISA)
Public Comment Christopher Cole, Executive Vice President and Senior Regulatory Counsel, Independent Community Bankers of America
Public Comment Cleary Gottlieb Steen & Hamilton LLP
Public Comment Cristeena G. Naser, Vice President, Center for Securities, Trust & Investment, American Bankers Association, Washington, District of Columbia
Public Comment James J. Angel, Ph.D., CFA, Associate Professor, McDonough School of Business, Georgetown University
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a February 10, 2015, conference call with a representative of the Milken Institute

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-12-14
Release Number
33-9693
34-73876
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