SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on Proposed Rule: Amendments to the Commission's Rules of Practice

[Release No. 34-75977; File No. S7-19-15]

Submitted Comments

Dec. 4, 2015 Richard Foster, Senior Vice President and Senior Counsel for Regulatory and Legal Affairs, Financial Services Roundtable, Washington, District of Columbia
Dec. 4, 2015 Dennis M. Kelleher, President & CEO, Better Markets, Inc.
Dec. 3, 2015 Martha Redding, Senior Counsel, Assistant Secretary, New York Stock Exchange
Dec. 3, 2015 J. Gordon Seymour, General Counsel, Public Company Accounting Oversight Board (PCAOB)
Nov. 24, 2015 Marcia E. Asquith, Senior Vice President and Corporate Secretary, FINRA, Washington, District of Columbia
Oct. 18, 2015 Anonymous
Oct. 6, 2015 Keith Paul Bishop

Meetings with SEC Officials

Nov. 10, 2015 Memorandum from the Office of General Counsel regarding a November 10, 2015, with representatives of Financial Industry Regulatory Authority, Inc.

Modified: 07/21/2017