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Comments on Proposed Rule: Amendments to the Commission's Rules of Practice
[Release No. 34-75977; File No. S7-19-15]
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| Dec. 4, 2015 | Richard Foster, Senior Vice President and Senior Counsel for Regulatory and Legal Affairs, Financial Services Roundtable, Washington, District of Columbia |
| Dec. 4, 2015 | Dennis M. Kelleher, President & CEO, Better Markets, Inc. |
| Dec. 3, 2015 | Martha Redding, Senior Counsel, Assistant Secretary, New York Stock Exchange |
| Dec. 3, 2015 | J. Gordon Seymour, General Counsel, Public Company Accounting Oversight Board (PCAOB) |
| Nov. 24, 2015 | Marcia E. Asquith, Senior Vice President and Corporate Secretary, FINRA, Washington, District of Columbia |
| Oct. 18, 2015 | Anonymous |
| Oct. 6, 2015 | Keith Paul Bishop
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Meetings with SEC Officials
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| Nov. 13, 2020 | Memorandum from the Office of General Counsel regarding a July 23, 2020 meeting with representatives of FINRA |
| Nov. 10, 2015 | Memorandum from the Office of General Counsel regarding a November 10, 2015 meeting with representatives of the Financial Industry Regulatory Authority, Inc. |
http://www.sec.gov/comments/s7-19-15/s71915.shtml
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