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Comments on Proposed Rule: Amendments to the Commission's Rules of Practice

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Date Sort descending	Letter Type	Commenter Name
Nov. 13, 2020	Meeting with SEC Officials	Memorandum from the Office of General Counsel regarding a July 23, 2020 meeting with representatives of FINRA
Dec. 4, 2015	Public Comment	Dennis M. Kelleher, President & CEO, Better Markets, Inc.
Dec. 4, 2015	Public Comment	Richard Foster, Senior Vice President and Senior Counsel for Regulatory and Legal Affairs, Financial Services Roundtable, Washington, District of Columbia
Dec. 3, 2015	Public Comment	J. Gordon Seymour, General Counsel, Public Company Accounting Oversight Board (PCAOB)
Dec. 3, 2015	Public Comment	Martha Redding, Senior Counsel, Assistant Secretary, New York Stock Exchange
Nov. 24, 2015	Public Comment	Marcia E. Asquith, Senior Vice President and Corporate Secretary, FINRA, Washington, District of Columbia
Nov. 10, 2015	Meeting with SEC Officials	Memorandum from the Office of General Counsel regarding a November 10, 2015 meeting with representatives of the Financial Industry Regulatory Authority, Inc.
Oct. 18, 2015	Public Comment	Anonymous
Oct. 6, 2015	Public Comment	Keith Paul Bishop

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-19-15

Release Number

34-75977

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