Comments on Proposed Rule: Regulation SBSR - Reporting and Dissemination of Security-Based Swap Information

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 17, 2016, telephone call with representatives of Markit
Public Comment Bert Fuqua, General Counsel, and Michael Loftus, Managing Director; Investment Bank Americas Legal, UBS AG
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 6, 2016, telephone call with representatives of the International Swaps and Derivatives Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a January 14, 2016, meeting with representatives of Markit
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a December 16, 2015, meeting with representatives of the International Swaps and Derivatives
Public Comment Timothy W. Cameron, Esq., Managing Director, Asset Management Group — Head, and Laura Martin, Managing Director and Associate General Counsel, Asset Management Group; SIFMA
Public Comment Tara Kruse, Director, Co-Head of Data, Reporting and FpML, The International Swaps and Derivatives Association, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 13, 2015, meeting with representatives of SIFMA and Cleary Gottlieb Steen & Hamilton LLP
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 10, 2015, meeting with representatives of Goldman Sachs
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 14, 2015, meeting with representatives of SIFMA AMG, BlackRock, Vanguard, Goldman Sachs Asset Management, and Russell
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 6, 2015, meeting with representatives of UBS
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 5, 2015, meeting with representatives of ISDA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 6, 2015, meeting with representatives of Markit
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 8, 2015, meeting with representatives of ISDA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 28, 2015, meeting with representatives of the Institute of International Bankers and the Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 23, 2015, meeting with representatives of SIFMA
Public Comment Tara Kruse, Director, Co-Head of Data, Reporting and FpML, International Swaps and Derivatives Association, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 24, 2015, meeting with representatives of Goldman Sachs
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 9, 2015, meeting with representatives of Markit
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 7, 2015, meeting with representatives of Markit
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 24, 2015, meeting with representatives of Depository Trust and Clearing Corporation (DTCC) and ICE Trade Vault
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 30, 2015, meeting with representatives of UBS
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 25, 2015, meeting with representatives of GFI Group, ICAP, Tradition, Tullett Prebon, and Squire Patton Boggs
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 18, 2015, meeting with representatives of Goldman Sachs
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 17, 2015, meeting with representatives of the Depository Trust and Clearing Corporation (DTCC)
Public Comment Marisol Collazo, CEO, DTCC Data Repository (U.S.) LLC, et al.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 8, 2015, meeting with representatives of ISDA
Public Comment Melvin Saign
Public Comment Allan D. Grody, President, Financial InterGroup Holdings Ltd, New York, New York
Meeting with SEC Officials Memorandum from the Office of Commissioner Michael S. Piwowar regarding a May 18, 2015, meeting with representatives of ISDA

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-03-15
Release Number
34-74245
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