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Comments on Proposed Rule: Disclosure of Hedging by Employees, Officers and Directors

[Release No. 33-9723; File No. S7-01-15]


Submitted Comments

(Click here for meetings with SEC officials)
Sep. 7, 2017 Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Oct. 13, 2015 David M. Lynn, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association
Jul. 8, 2015 Catherine T. Dixon, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association
May 14, 2015 Susie E. Hawthorne, Missoula, Montana
Apr. 26, 2015 Keith P. Bishop, Former California Commissioner of Corporations, Irvine, California
Apr. 22, 2015 John Hayes, President and Chief Executive Officer, Ball Corporation and Chair, Corporate Governance Committee, Business Roundtable, Washington, District of Columbia
Apr. 22, 2015 McDermott Will & Emery LLP
Apr. 22, 2015 Michael P. McCauley, Senior Officer, Investment Programs and Governance, Florida State Board of Administration, Tallahassee, Florida
Apr. 20, 2015 Rick E. Hansen, Assistant Secretary and Managing Counsel, Society of Corporate Secretaries and Governance Professionals
Apr. 20, 2015 Joyce Dillard
Apr. 20, 2015 Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
Apr. 20, 2015 David B. Smith, Jr., Executive Vice President and General Counsel, Mutual Fund Directors Forum, Washington, District of Columbia
Apr. 20, 2015 Davis Polk & Wardwell LLP
Apr. 20, 2015 Public Citizen
Apr. 20, 2015 Tim Goodman, Head of US Engagement, Hermes Investment Management
Apr. 20, 2015 Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
Apr. 19, 2015 Clinton Carlisle, Student, University of Colorado Law, Boulder, Colorado
Apr. 17, 2015 Cleary Gottlieb Steen & Hamilton LLP
Apr. 17, 2015 Chris Barnard, Germany
Apr. 16, 2015 Jeff Mahoney, General Counsel, Council of Institutional Investors
Apr. 16, 2015 Michael Nau, Ph.D. Candidate, Ohio State University Department of Sociology
Mar. 30, 2015 John A. Olagues, River Ridge, Louisiana
Mar. 8, 2015 Taylor Dove
Feb. 14, 2015 Timothy R. Wing, MST, President & CEO, STock/Option Consulting & Knowledge Services, Inc.

Meetings with SEC Officials

(Click here for submitted comments from the public)
May 10, 2018 Memorandum from the Office of Commissioner Kara M. Stein regarding a May 10, 2018, meeting with representatives of Americans for Financial Reform, Public Citizen, the American Federation of State, County and Municipal Employees and the AFL-CIO
Jan. 4, 2018 Memorandum from the Division of Corporation Finance regarding a January 4, 2018, meeting with representatives of the Center on Executive Compensation

 

http://www.sec.gov/comments/s7-01-15/s70115.shtml

Modified: 05/11/2018