Comments on Proposed Rule: Amendment to Securities Transaction Settlement Cycle

[Release No. 34-78962; File No. S7-22-16]

Submitted Comments

(Click here for meetings with SEC officials)
Jan. 24, 2017 Suzanne Shatto
Dec. 21, 2016 Gene Finn, Retired Former Chief Economist (1969-1976)
Dec. 21, 2016 Gene Finn, PhD, Retired Chief Economist SEC (1969-1976)and NASD/NASDAQ (1983-1995)
Dec. 8, 2016 Jezamine Wee
Dec. 8, 2016 Ryan M. Newill, Notre Dame, Indiana
Dec. 6, 2016 Fred Choi
Dec. 5, 2016 Mike Nicholas, CEO, Bond Dealers of America
Dec. 5, 2016 Greg Babyak, Head, Global Regulatory and Policy Group, Bloomberg L.P., and Ben Macdonald, President, Bloomberg STP LLC
Dec. 5, 2016 Christopher W. Bok, Financial Information Forum
Dec. 5, 2016 Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters
Dec. 5, 2016 Micah Hauptman, Financial Services Counsel, Consumer Federation of America
Dec. 5, 2016 Thomas F. Price, Managing Director, Operations, Technology & BCP, SIFMA
Dec. 5, 2016 William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Dec. 5, 2016 Robert J. McCarthy, Director of Regulatory Policy, Wells Fargo Advisors
Dec. 5, 2016 Larry E. Thompson, Vice Chairman and General Counsel, Depository Trust & Clearing Corporation (DTCC)
Dec. 5, 2016 Marc R. Bryant, Senior Vice President, Deputy General Counsel, Fidelity Investments, Boston, Massachusetts
Dec. 5, 2016 Martin A. Burns, Chief Industry Operations Officer, Investment Company lnstitute
Dec. 5, 2016 Amy B.R. Lancellotta, Managing Director, Independent Directors Council
Dec. 5, 2016 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Dec. 5, 2016 Richard Foster, Senior Vice President and Senior Counsel, Regulatory and Legal Affairs, Financial Services Roundtable, Washington, District of Columbia
Dec. 5, 2016 David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute
Dec. 4, 2016 Paul Kim, South Bend, Indiana
Nov. 29, 2016 Stephen E. Roth, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Nov. 28, 2016 Todd J. May, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
Nov. 14, 2016 Randy Spydell
Nov. 1, 2016 Keith Evans, Executive Director, Canadian Capital Markets Association
Oct. 20, 2016 Sally J. Gellert, Woodcliff Lake, New Jersey
Oct. 14, 2016 Eugene W. Guinn, Ridgefield, Washington
Sep. 29, 2016 Michael C. Parker

Meetings with SEC Officials

(Click here for submitted comments from the public)
Feb. 10, 2017 Memorandum from the Office of the Chairman regarding a February 8, 2017, meeting with representatives of SIFMA, ICI, DTCC, Edward Jones, Goldman Sachs, and Morgan Stanley
Feb. 9, 2017 Memorandum from the Division of Trading and Markets regarding a February 8, 2017, meeting with representatives of SIFMA, ICI, DTCC, Edward Jones, Goldman Sachs, and Morgan Stanley