Comments on Proposed Rule: Proposed Amendments to Exchange Act Rule 15c2-12

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 26

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Date Received
Date Letter Type Commenter Name
Public Comment J. Ben Watkins, Director, Division of Bond Finance, State of Florida
Meeting with SEC Officials Memorandum from the Office of Commissioner Robert J. Jackson regarding an August 1, 2018, discussion with representatives of Edelman Financial Services
Meeting with SEC Officials Memorandum from the Office of Commissioner Robert J. Jackson regarding an July 31, 2018, discussion with representatives of Breckinridge Capital Advisors
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an July 13, 2018, meeting with representatives of the Government Finance Officers Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Robert J. Jackson regarding an July 31, 2018, discussion with representatives of Hartfield, Titus, & Donnelly
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara M. Stein regarding a July 13, 2018, meeting with the Government Finance Officers Association and the State of Florida Division of Bond Finance
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a July 11, 2018, phone call with the Municipal Securities Rulemaking Board
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a July 9, 2018, meeting with the Municipal Securities Rulemaking Board
Public Comment Alexandra M. MacLennan, President, National Association of Bond Lawyers
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 25, 2018, meeting with representatives of the Government Finance Officers Association
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a January 11, 2018, meeting with representatives of National Federation of Municipal Analysts
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a December 6, 2017, meeting with representatives of Financial Accounting Foundation and Governmental Accounting Standards Board
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding an October 26, 2017, meeting with representatives of PFM Financial Advisors LLC and PFM Asset Management LLC
Public Comment Clifford M. Gerber, President, National Association of Bond Lawyers
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a June 26, 2017, meeting with Robert W. Doty
Public Comment Michael Cohen, Director, California Department of Finance
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a June 8, 2017, meeting with representatives of the Bond Dealers of America
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a June 1, 2017, meeting with representatives of the National Association of Municipal Advisors (NAMA)
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a June 1, 2017, meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA)
Public Comment Keith Paul Bishop, Former California Commissioner of Corporations
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a May 10, 2017, meeting with representatives of the Government Finance Officers Association
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a May 16, 2017, meeting with representatives of the Investment Company Institute Municipal Securities Advisory Committee
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a May 18, 2017, meeting with representatives of the National Federation of Municipal Analysts
Public Comment Sophia D. Skoda, Director of Finance, East Bay Municipal Utility District
Public Comment Paula Stuart, Chief Executive Officer, Digital Assurance Certification
Public Comment Charisse Mosely, Deputy City Controller, City of Houston
Public Comment Christopher Alwine, Head of Municipal Money Market and Bond Groups, The Vanguard Group, Inc.
Public Comment Clifford M. Gerber, President, National Association of Bond Lawyers
Public Comment Cristeena G. Naser, Vice President, Center for Securities, Trust & Inv, American Bankers Association
Public Comment David W. Osburn, General Manager, Oklahoma Municipal Power Authority

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-01-17
Release Number
34-80130
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