Comments on Proposed Rule: Proposed Amendments to Exchange Act Rule 15c2-12

[Release No. 34-80130; File No. S7-01-17]

Submitted Comments

(Click here for meetings with SEC officials)
Comments have been received from individuals and entities using the following Letter Type
A: 26
 
Aug. 29, 2017 Clifford M. Gerber, President, National Association of Bond Lawyers
Jun. 28, 2017 Michael Cohen, Director, California Department of Finance
Jun. 1, 2017 Keith Paul Bishop, Former California Commissioner of Corporations
May 17, 2017 Sophia D. Skoda, Director of Finance, East Bay Municipal Utility District
May 16, 2017 Paula Stuart, Chief Executive Officer, Digital Assurance Certification
May 15, 2017 Garth Rieman, Director of Housing Advocacy and Strategic Initiat, National Council of State Housing Agencies
May 15, 2017 Tracy Olsen, Business Administrator, Nebo School District, Utah
May 15, 2017 Glenn Hegar, Texas Comptroller of Public Accounts
May 15, 2017 Walker R. Stapleton, State Treasurer, and Ryan Parsell, Deputy Treasurer, State of Colorado
May 15, 2017 Emily S. Brock, Director, Director, Federal Liaison Center, Government Finance Officers Association
May 15, 2017 Susan Gaffney, Executive Director, National Association of Municipal Advisors
May 15, 2017 Christopher Alwine, Head of Municipal Money Market and Bond Groups, The Vanguard Group, Inc.
May 15, 2017 Donna Murr, President, National Association of Health and Educational Facilities Finance Authorities
May 15, 2017 Richard Doyle, City Attorney, City of San Jose, California
May 15, 2017 Robert W. Scott, Director of Finance, City of Brookfield, Wisconsin
May 15, 2017 Cristeena G. Naser, Vice President, Center for Securities, Trust & Inv, American Bankers Association
May 15, 2017 Timothy Cameron, Esq., Head, and Lindsey Weber Keljo, Esq., Managing Director and Associate General Counsel, Asset Management Group, SIFMA
May 15, 2017 National Association of State Treasurers
May 15, 2017 Diana Pope, Director, Financing and Investment Division, and Lee McElhannon, Director, Bond Finance, Financing and Investment Division, Georgia State Financing and Investment Commission
May 15, 2017 Marty Dreischmeier, Chief Financial Officer, WPPI Energy
May 15, 2017 Kevin M. Burke, President and CEO, Airports Council International, North America
May 15, 2017 Michael Nicholas, Chief Executive Officer, Bond Dealers of America
May 15, 2017 John J. Wagner, Kutak Rock LLP
May 15, 2017 Rebecca L. Peace, Deputy Executive Director and Chief Counsel, Pennsylvania Housing Finance Agency
May 15, 2017 Noreen Roche-Carter, Chair, Tax and Finance Task Force, Large Public Power Council, Sacramento, California
May 15, 2017 Robert W. Doty, AGFS, Annapolis, Maryland
May 15, 2017 Robert W. Doty, AGFS , Annapolis, Maryland
May 15, 2017 Robert W. Doty, AGFS, Annapolis, Maryland
May 15, 2017 Robert W. Doty, AGFS, Annapolis, Maryland
May 15, 2017 Leo Karwejna, Managing Director and Chief Compliance Officer, PFM
May 15, 2017 Joanne Wamsley, Vice President for Finance and Deputy Treasurer, Arizona State University, et al.
May 15, 2017 Charisse Mosely, Deputy City Controller, City of Houston
May 15, 2017 Clifford M. Gerber, President, National Association of Bond Lawyers
May 15, 2017 Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA
May 15, 2017 Kurt J. Nagle, President and CEO, American Association of Port Authorities
May 15, 2017 David W. Osburn, General Manager, Oklahoma Municipal Power Authority
May 15, 2017 Dennis M. Kelleher, President & CEO, Better Markets, Inc.
May 15, 2017 Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
May 15, 2017 Michele Trongaard, Assistant Superintendent for Finance and Operation, Wylie Independent School District, Texas
May 12, 2017 Ted Wheeler, Mayor, City of Portland, Oregon
May 12, 2017 Kristin M. Bronson, City Attorney, City and County of Denver, Colorado
May 12, 2017 Cynthia A. Nichol, Chief Financial Officer, Port of Portland, Oregon
May 12, 2017 Dr. Marcelo Cavazos, Superintendent, Arlington Independent School District
May 12, 2017 Arthur J. "Grant" Lacerte, Vice President and General Counsel, Kissimmee Utility Authority
May 12, 2017 Ann Mackiernan, Chief Financial Officer, Tualatin Hills Park & Recreation District of Oregon
May 11, 2017 Grant Whitaker, President & CEO, Utah Housing Corporation
May 11, 2017 Martin W. Bates, Ph.D., J.D., Superindendent, and Terry Bawden, Board President, Granite School District, Utah
May 10, 2017 Jeff N. Heiner, President, Board of Education, Ogden City School District
May 10, 2017 Robert Scott and Keith Dagen, Co-chairs, Financial Reporting and Regulatory Response Committee, Government Finance Officers Association of Texas
May 10, 2017 Julie Egan, Chair, and Lisa Washburn, Chair, Industry Practices Procedures; National Federation of Municipal Analysts
May 9, 2017 Chad D. Gee, Superintendent, Yorktown Independent School District, Texas
May 9, 2017 Marina Scott, City Treasurer, Salt Lake City, Utah
May 9, 2017 Tracy Ginsburg, Executive Director, Texas Association of School Business Officials
May 9, 2017 Neal D. Suess, President/CEO, Loup River Public Power District
May 8, 2017 Erich Mueller, Finance Director, City of Troutdale, Oregon
May 5, 2017 Brian C. Massey, Finance Director, Outagamie County
May 5, 2017 Michael A. Genito, Commissioner of Finance, City of White Plains, NY
May 4, 2017 Michael Phemister, Vice President, Treasury Management, Dallas Fort Worth International Airport
May 1, 2017 Tyler Brown, J.D. Candidate, Boston College Law School
May 1, 2017 Ken Martin, Assistant Commissioner Financial Services/CFO, Texas Higher Education Coordinating Board
Apr. 20, 2017 David Lisante
Apr. 14, 2017 Lynnette Kelly, Executive Director, Municipal Securities Rulemaking Board
Apr. 11, 2017 Clifford M. Gerber, President, National Association of Bond Lawyers
Apr. 2, 2017 Jody Johnson
Mar. 21, 2017 John M. McNally, Hawkins Delafield & Wood LLP

Meetings with SEC Officials

(Click here for submitted comments from the public)
Oct. 26, 2017 Memorandum from the Office of Municipal Securities regarding an October 26, 2017, meeting with representatives of PFM Financial Advisors LLC and PFM Asset Management LLC
Jul. 11, 2017 Memorandum from the Office of Municipal Securities regarding a June 26, 2017, meeting with Robert W. Doty
Jun. 9, 2017 Memorandum from the Office of Municipal Securities regarding a June 8, 2017, meeting with representatives of the Bond Dealers of America
Jun. 5, 2017 Memorandum from the Office of Municipal Securities regarding a June 1, 2017, meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA)
Jun. 5, 2017 Memorandum from the Office of Municipal Securities regarding a June 1, 2017, meeting with representatives of the National Association of Municipal Advisors (NAMA)
May 19, 2017 Memorandum from the Office of Municipal Securities regarding a May 10, 2017, meeting with representatives of the Government Finance Officers Association
May 19, 2017 Memorandum from the Office of Municipal Securities regarding a May 16, 2017, meeting with representatives of the Investment Company Institute Municipal Securities Advisory Committee
May 18, 2017 Memorandum from the Office of Municipal Securities regarding a May 18, 2017, meeting with representatives of the National Federation of Municipal Analysts
Mar. 30, 2017 Memorandum from the Office of Commissioner Kara Stein regarding a March 30, 2017, meeting with representatives of the Government Finance Officers Association
Mar. 10, 2017 Memorandum from the Office of the Acting Chairman regarding a March 10, 2017, meeting with representatives of the Government Finance Officers Association
Mar. 7, 2017 Memorandum from the Office of the Acting Chairman regarding a March 6, 2017, meeting with representatives of the Municipal Securities Rulemaking Board (MSRB)