Comments on Proposed Rule: Incentive-based Compensation Arrangements

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 18

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a May 31, 2024 meeting with a representative of Public Citizen
Public Comment Chris Van Hollen, United States Senator, and Nydia M. Velázquez, Member of Congress
Public Comment 20/20 Vision; American Federation of Labor and Congress of Industrial Organizations (AFL-CIO); American Federation of State, County and Municipal Employees (AFSCME); American Federation of Teachers (AFT); Institute for Local Self-Reliance; Americans for Financial Reform Education Fund; Committee for Better Banks; Consumer Action; Institute for Local Self-Reliance; Institute for Policy Studies, Global Economy Project; Interfaith Center on Corporate Responsibility; Maine People's Alliance; Our Revolution; Public Citizen; Public Good Law Center; Revolving Door Project; The Value Alliance; United for Respect; USPIRG;VOICE (Voices Organized in Civic Engagement)
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an August 4, 2023 virtual meeting with Labor Organizations
Meeting with SEC Officials Memorandum from the Office Of Commissioner Caroline Crenshaw regarding a February, 1, 2023 meeting with representatives of Americans for Financial Reform
Public Comment Michael Eric Herz, Arthur Kaplan Professor of Law, Benjamin N. Cardozo School of Law et al.
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 24, 2023 virtual meeting with a representative of Public Citizen
Public Comment Governing for Impact, Americans for Financial Reform Education Fund, Center for LGBTQ Advancement & Research, Public Citizen, and The Revolving Door Project
Public Comment Bartlett Naylor, Public Citizen
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime E. Lizárraga regarding a February 27, 2023 meeting with representatives from the Americans for Financial Reform
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 10, 2019, meeting with the Bank Policy Institute, et al.
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 1, 2019, meeting with representatives of Fidelity
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 10, 2019, meeting with representatives of the Bank Policy Institute
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a July 10, 2019, meeting with representatives of the American Investment Council
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 1, 2018, meeting with Sanjai Bhagat, Provost Professor of Finance, University of Colorado
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a July 21, 2017, meeting with representatives of Americans for Financial Reform
Public Comment Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Public Comment Kenneth E. Bentsen, Jr., President and CEO, SIFMA
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a November 3, 2016, presentation by Sanjai Bhagat, Provost Professor of Finance, University of Colorado
Public Comment Karen M. Crupi, Senior Vice President & Deputy General Counsel, Chief Legal Officer, National Financial Services LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 16, 2016, meeting with representatives of the Clearing House Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 9, 2016, meeting with representatives of Zions Bancorporation
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 3, 2016, meeting with Sanjai Bhagat, Provost Professor of Finance, University of Colorado
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 2, 2016, meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 28, 2016, meeting with representatives of Financial Services Roundtable
Public Comment Sen. Robert Menendez, et al., U.S. Senate
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 18, 2016, meeting with representatives of McGuireWoods
Public Comment Rep. Maxine Waters, et al., Committee on Financial Servies, U.S. House of Representatives
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 26, 2016, meeting with representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a September 26, 2016, meeting with representatives of the D.E. Shaw Group, Millennium Management LLC, Davidson Kempner Capital Management, and the Managed Funds Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-07-16
Release Number
34-77776
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