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Comments on Proposed Rule: Treatment of Certain Communications Involving Security-Based Swaps That May Be Purchased Only By Eligible Contract Participant

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Date Sort descending	Letter Type	Commenter Name
Dec. 8, 2014	Public Comment	Kyle Brandon, Managing Director, Securities Industry and Financial Markets Association (SIFMA), New York, New York
Nov. 10, 2014	Public Comment	Daniel E. Glatter, Deputy General Counsel- GFI Group Inc., New York, New York
Nov. 10, 2014	Public Comment	Joseph A. Hall, Davis Polk & Wardwell LLP, on behalf of SIFMA
Oct. 30, 2014	Meeting with SEC Officials	Memorandum from the Division of Corporation Finance regarding an October 30, 2014 meeting with representatives of SIFMA and Davis Polk & Wardwell
Oct. 28, 2014	Meeting with SEC Officials	Memorandum from the Division of Corporation Finance regarding an October 28, 2014 telephonic meeting with representatives of Better Markets
Oct. 27, 2014	Public Comment	Chris Barnard, Germany
Oct. 16, 2014	Public Comment	Bryan Levin, Greenspring Funding, Delaware

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-09-14

Release Number

33-9643

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