NYSE American LLC Rulemaking: 2021 Archive
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Chronological List
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Third Quarter |
Second Quarter |
First Quarter
NYSE American Rulemaking File Number List for 2021
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017
Chronological List for 2021
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| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-NYSEAMER-2021-45 | ||
| 34-93835 | Dec. 20, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 904 (Position Limits)
Comments due: January 18, 2022 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-43 | ||
| 34-93810 | Dec. 17, 2021 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Offer Wireless Connectivity to CME Group Data and Establish Associated Fees
Comments due: January 13, 2022 Rebuttal comments due: January 27, 2022 Additional File Nos.: SR-NYSE-2021-67, SR-NYSEArca-2021-97, SR-NYSECHX-2021-17, SR-NYSENAT-2021-23 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-46 | ||
| 34-93803 | Dec. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Historical Market Data Product to be Known as the NYSE Options Open-Close Volume Summary
Comments due: January 12, 2022 |
| SR-NYSEAMER-2021-44 | ||
| 34-93687 | Dec. 1, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 903 to Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM")
Comments due: December 28, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-42 | ||
| 34-93589 | Nov. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Procedures for the Allocation of Cabinets and Power to its Colocated Users
Comments due: December 13, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-43 | ||
| 34-93561 | Nov. 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Regarding Colocation Services
Comments due: December 9, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-41 | ||
| 34-93356 | Oct. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10E
Comments due: November 12, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-21 | ||
| 34-93333 | Oct. 14, 2021 | Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 |
| SR-NYSEAMER-2021-13 | ||
| 34-93332 | Oct. 14, 2021 | Notice of Withdrawal of Proposed Rule Changes to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEArca-2021-15, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04 |
| SR-NYSEAMER-2021-10 | ||
| 34-93331 | Oct. 14, 2021 | Notice of Withdrawal of Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Connectivity Services Available at the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| Third Quarter | ||
| SR-NYSEAMER-2021-40 | ||
| 34-93223 | Sep. 30, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12E
Comments due: October 27, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-04 | ||
| 34-93214 | Sep. 30, 2021 | Order Disapproving Proposed Rule Changes, as Modified by Partial Amendment No. 1, to Amend Each Exchange’s Fee Schedule to Add Two Partial Cabinet Bundles Available in Co-location and Establish Associated Fees
Additional File No.: SR-NYSE-2021-05,SR-NYSEArca-2021-07, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01 See also:
|
| SR-NYSEAMER-2021-39 | ||
| 34-93187 | Sep. 30, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE American Rule 7.2E
Comments due: October 26, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-21 | ||
| 34-93160 | Sep. 28, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 |
| SR-NYSEAMER-2021-13 | ||
| 34-93107 | Sep. 23, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEArca-2021-15, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04 |
| SR-NYSEAMER-2021-38 | ||
| 34-92981 | Sep. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Rule 7400 Series
Comments due: October 12, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-37 | ||
| 34-92910 | Sep. 9, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the
Comments due: October 6, 2021 |
| SR-NYSEAMER-2021-10 | ||
| 34-92795 | Aug. 27, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| SR-NYSEAMER-2021-36 | ||
| 34-92668 | Aug. 13, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 952NY to Provide an Option for ATP Holders to Instruct the Exchange to Cancel Marketable Orders If a Series Is Not Opened Within a Specified Time Period
Comments due: September 9, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-35 | ||
| 34-92592 | Aug. 6, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Change to amend the NYSE American Equities Price List and Fee Schedule
Comments due: September 2, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-34 | ||
| 34-92559 | Aug. 4, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: August 31, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-04 | ||
| 34-92532 | Jul. 30, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Each of the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles
Additional File Nos.: SR-NYSE-2021-05, SR-NYSENAT-2021-01, SR-NYSECHX-2021-01 |
| SR-NYSEAMER-2021-33 | ||
| 34-92454 | Jul. 20, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust
Comments due: August 16, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-21 | ||
| 34-92368 | Jul. 9, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Comments due: August 5, 2021 Rebuttal comments due: August 19, 2021 Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 Comments received are available for this proposal. |
| Second Quarter | ||
| SR-NYSEAMER-2021-32 | ||
| 34-92336 | Jul. 7, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 903 to Limit Short Term Options Series Intervals
Comments due: August 3, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-31 | ||
| 34-92254 | Jun. 24, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31E to Add a Retail Order Modifier and the NYSE American Equities Price List and Fee Schedule to Cross Reference the Retail Order Modifier
Comments due: July 21, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-29 | ||
| 34-92153 | Jun. 11, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE American Equities Price List and Fee Schedule to Establish Pricing for Orders Designated as Retail Orders
Comments due: July 8, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-30 | ||
| 34-92122 | Jun. 7, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: July 2, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-21 | ||
| 34-92089 | Jun. 2, 2021 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 |
| SR-NYSEAMER-2021-10 | ||
| 34-92033 | May 26, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: June 23, 2021 Rebuttal comments due: July 7, 2021 Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| SR-NYSEAMER-2021-26 | ||
| 34-91860 | May 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission
Comments due: June 8, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-13 | ||
| 34-91790 | May. 7, 2021 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedules Related to Co-Location
Comments due: June 3, 2021 Rebuttal comments due: June 17, 2021 Additional File No.: SR-NYSE-2021-15 |
| SR-NYSEAMER-2021-04 | ||
| 34-91785 | May 6, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchange’s Price List Related to Co-location to Establish Two Additional Partial Cabinet Solution Bundles
Comments due: June 2, 2021 Rebuttal comments due: June 16, 2021 Additional File Nos.: SR-NYSE-2021-05, SR-NYSEArca-2021-07, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-05 | ||
| 34-91779 | May 5, 2021 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 970NY and Rule 970.1NY to Eliminate the Use of Dark Series on the Exchange |
| SR-NYSEAMER-2021-22 | ||
| 34-91712 | Apr. 29, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule
Comments due: May 26, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-24 | ||
| 34-91706 | Apr. 29, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date in Commentary .10 under NYSE American Rule 2.1210
Comments due: May 26, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-23 | ||
| 34-91631 | Apr. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: May 19, 2021 |
| SR-NYSEAMER-2021-21 | ||
| 34-91599 | Apr. 16, 2021 | Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center
Comments due: May 13, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-19 | ||
| 34-91552 | Apr. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10E
Comments due: May 11, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-17 | ||
| 34-91529 | Apr. 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37E
Comments due: May 7, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-08 | ||
| 34-91515 | Apr. 8, 2021 | Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds
Comments due: May 5, 2021 Additional File Nos.: SR-NYSE-2021-12, SR-NYSENAT-2021-03, SR-NYSEArca-2021-11, SR-NYSECHX-2021-02 |
| SR-NYSEAMER-2021-20 | ||
| 34-91510 | Apr. 8, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: May 5, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-10 | ||
| 34-91490 | Apr. 7, 2021 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| SR-NYSEAMER-2021-16 | ||
| 34-91466 | Apr. 2, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 985NY
Comments due: April 29, 2021 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-NYSEAMER-2021-13 | ||
| 34-91387 | Mar. 23, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Related to Co-Location
Comments due: April 19, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-15 | ||
| 34-91367 | Mar. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Proprietary Market Data Fee Schedule and the NYSE American Options Proprietary Market Data Fee Schedule
Comments due: April 15, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-14 | ||
| 34-91366 | Mar. 19, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: April 15, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-04 | ||
| 34-91358 | Mar. 18, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles |
| SR-NYSEAMER-2021-05 | ||
| 34-91355 | Mar. 18, 2021 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 970NY and Rule 970.1NY to Eliminate the Use of Dark Series on the Exchange |
| SR-NYSEAMER-2021-12 | ||
| 34-91248 | Mar. 3, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: March 30, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-10 | ||
| 34-91218 | Feb. 26, 2021 | Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: March 25, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-11 | ||
| 34-91180 | Feb. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE American Options Fee Schedule to Introduce Pricing for the Use of a New AON Functionality in Single-Leg and Complex Customer Best Execution Auctions
Comments due: March 22, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-08 | ||
| 34-91155 | Feb. 18, 2021 | Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Power to Its Co-located Users
Comments due: March 17, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-06 | ||
| 34-91068 | Feb. 5, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 971.2NY Regarding its Complex Customer Best Execution Auction
Comments due: March 4, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-07 | ||
| 34-91065 | Feb. 4, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: March 3, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-05 | ||
| 34-91039 | Feb. 2, 2021 | Notice of Filing of Proposed Rule Change to Amend Rule 970NY and Rule 970.1NY to Eliminate the Use of Dark Series on the Exchange
Comments due: March 1, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-04 | ||
| 34-91035 | Feb. 1, 2021 | Notice of Filing of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Related to Co-location Services
Comments due: February 26, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-03 | ||
| 34-90956 | Jan. 21, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: February 17, 2021 Additional Materials: Exhibit 5 |
File Number List for 2021
| Release No. | Date | Details |
|---|---|---|
| SR-NYSEAMER-2021-54 | ||
| 34-93973 | Jan. 13, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List and Fee Schedule
Comments due: February 10, 2022 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-49 | ||
| 34-93917 | Jan. 6, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: February 2, 2022 |
| SR-NYSEAMER-2021-48 | ||
| 34-93901 | Jan. 5, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule with Respect to a Regulatory Fee Related to the Central Registration Depository
Comments due: February 1, 2022 |
| SR-NYSEAMER-2021-47 | ||
| 34-93902 | Jan. 5, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List with Respect to a Regulatory Fee Related to the Central Registration Depository
Comments due: February 1, 2022 |
| SR-NYSEAMER-2021-46 | ||
| 34-93803 | Dec. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Historical Market Data Product to be Known as the NYSE Options Open-Close Volume Summary
Comments due: January 12, 2022 |
| SR-NYSEAMER-2021-45 | ||
| 34-93835 | Dec. 20, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 904 (Position Limits)
Comments due: January 18, 2022 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-44 | ||
| 34-93687 | Dec. 1, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 903 to Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM")
Comments due: December 28, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-43 | ||
| 34-95196 | Jul. 5, 2022 | Notice of Withdrawal of Proposed Rule Changes to Amend their Respective Fee Schedules to Offer Colocation Users Wireless Connectivity to CME Group Data and Establish Associated Fees
Additional File Nos.: SR-NYSE-2021-67, SR-NYSEArca-2021-97, SR-NYSECHX-2021-17, SR-NYSENAT-2021-23 |
| 34-94899 | May 12, 2022 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Offer Wireless Connectivity to CME Group Data and Establish Associated Fees
Additional File Nos.: SR-NYSE-2021-67, SR-NYSEArca-2021-97, SR-NYSECHX-2021-17, SR-NYSENAT-2021-23 |
| 34-93810 | Dec. 17, 2021 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Offer Wireless Connectivity to CME Group Data and Establish Associated Fees
Comments due: January 13, 2022 Rebuttal comments due: January 27, 2022 Additional File Nos.: SR-NYSE-2021-67, SR-NYSEArca-2021-97, SR-NYSECHX-2021-17, SR-NYSENAT-2021-23 Comments received are available for this proposal. |
| 34-93561 | Nov. 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Regarding Colocation Services
Comments due: December 9, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-42 | ||
| 34-93589 | Nov. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Procedures for the Allocation of Cabinets and Power to its Colocated Users
Comments due: December 13, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-41 | ||
| 34-93356 | Oct. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10E
Comments due: November 12, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-40 | ||
| 34-93223 | Sep. 30, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12E
Comments due: October 27, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-39 | ||
| 34-93187 | Sep. 30, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE American Rule 7.2E
Comments due: October 26, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-38 | ||
| 34-92981 | Sep. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Rule 7400 Series
Comments due: October 12, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-37 | ||
| 34-92910 | Sep. 9, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the
Comments due: October 6, 2021 |
| SR-NYSEAMER-2021-36 | ||
| 34-92668 | Aug. 13, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 952NY to Provide an Option for ATP Holders to Instruct the Exchange to Cancel Marketable Orders If a Series Is Not Opened Within a Specified Time Period
Comments due: September 9, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-35 | ||
| 34-92592 | Aug. 6, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Change to amend the NYSE American Equities Price List and Fee Schedule
Comments due: September 2, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-34 | ||
| 34-92559 | Aug. 4, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: August 31, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-33 | ||
| 34-92454 | Jul. 20, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust
Comments due: August 16, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-32 | ||
| 34-92336 | Jul. 7, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 903 to Limit Short Term Options Series Intervals
Comments due: August 3, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-31 | ||
| 34-92254 | Jun. 24, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31E to Add a Retail Order Modifier and the NYSE American Equities Price List and Fee Schedule to Cross Reference the Retail Order Modifier
Comments due: July 21, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-30 | ||
| 34-92122 | Jun. 7, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: July 2, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-29 | ||
| 34-92153 | Jun. 11, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE American Equities Price List and Fee Schedule to Establish Pricing for Orders Designated as Retail Orders
Comments due: July 8, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-26 | ||
| 34-91860 | May 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission
Comments due: June 8, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-24 | ||
| 34-91706 | Apr. 29, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date in Commentary .10 under NYSE American Rule 2.1210
Comments due: May 26, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-23 | ||
| 34-91631 | Apr. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: May 19, 2021 |
| SR-NYSEAMER-2021-22 | ||
| 34-91712 | Apr. 29, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule
Comments due: May 26, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-21 | ||
| 34-93333 | Oct. 14, 2021 | Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 |
| 34-93160 | Sep. 28, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 |
| 34-92368 | Jul. 9, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Comments due: August 5, 2021 Rebuttal comments due: August 19, 2021 Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 Comments received are available for this proposal. |
| 34-92089 | Jun. 2, 2021 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 |
| 34-91599 | Apr. 16, 2021 | Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center
Comments due: May 13, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-20 | ||
| 34-91510 | Apr. 8, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: May 5, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-19 | ||
| 34-91552 | Apr. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10E
Comments due: May 11, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-17 | ||
| 34-91529 | Apr. 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37E
Comments due: May 7, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-16 | ||
| 34-91466 | Apr. 2, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 985NY
Comments due: April 29, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-15 | ||
| 34-91367 | Mar. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Proprietary Market Data Fee Schedule and the NYSE American Options Proprietary Market Data Fee Schedule
Comments due: April 15, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-14 | ||
| 34-91366 | Mar. 19, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: April 15, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-13 | ||
| 34-93332 | Oct. 14, 2021 | Notice of Withdrawal of Proposed Rule Changes to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEArca-2021-15, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04 |
| 34-93107 | Sep. 23, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEArca-2021-15, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04 |
| 34-91790 | May. 7, 2021 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedules Related to Co-Location
Comments due: June 3, 2021 Rebuttal comments due: June 17, 2021 Additional File No.: SR-NYSE-2021-15 |
| 34-91387 | Mar. 23, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Related to Co-Location
Comments due: April 19, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-12 | ||
| 34-91248 | Mar. 3, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: March 30, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-11 | ||
| 34-91180 | Feb. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE American Options Fee Schedule to Introduce Pricing for the Use of a New AON Functionality in Single-Leg and Complex Customer Best Execution Auctions
Comments due: March 22, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-10 | ||
| 34-93331 | Oct. 14, 2021 | Notice of Withdrawal of Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Connectivity Services Available at the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| 34-92795 | Aug. 27, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| 34-92033 | May 26, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: June 23, 2021 Rebuttal comments due: July 7, 2021 Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| 34-91490 | Apr. 7, 2021 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| 34-91218 | Feb. 26, 2021 | Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: March 25, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-08 | ||
| 34-91515 | Apr. 8, 2021 | Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds
Comments due: May 5, 2021 Additional File Nos.: SR-NYSE-2021-12, SR-NYSENAT-2021-03, SR-NYSEArca-2021-11, SR-NYSECHX-2021-02 |
| 34-91155 | Feb. 18, 2021 | Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Power to Its Co-located Users
Comments due: March 17, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-07 | ||
| 34-91065 | Feb. 4, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: March 3, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2021-06 | ||
| 34-91068 | Feb. 5, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 971.2NY Regarding its Complex Customer Best Execution Auction
Comments due: March 4, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-05 | ||
| 34-91779 | May 5, 2021 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 970NY and Rule 970.1NY to Eliminate the Use of Dark Series on the Exchange |
| 34-91355 | Mar. 18, 2021 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 970NY and Rule 970.1NY to Eliminate the Use of Dark Series on the Exchange |
| 34-91039 | Feb. 2, 2021 | Notice of Filing of Proposed Rule Change to Amend Rule 970NY and Rule 970.1NY to Eliminate the Use of Dark Series on the Exchange
Comments due: March 1, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-04 | ||
| 34-93214 | Sep. 30, 2021 | Order Disapproving Proposed Rule Changes, as Modified by Partial Amendment No. 1, to Amend Each Exchange’s Fee Schedule to Add Two Partial Cabinet Bundles Available in Co-location and Establish Associated Fees
Additional File No.: SR-NYSE-2021-05,SR-NYSEArca-2021-07, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01 See also:
|
| 34-92532 | Jul. 30, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Each of the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles
Additional File Nos.: SR-NYSE-2021-05, SR-NYSENAT-2021-01, SR-NYSECHX-2021-01 |
| 34-91785 | May 6, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchange’s Price List Related to Co-location to Establish Two Additional Partial Cabinet Solution Bundles
Comments due: June 2, 2021 Rebuttal comments due: June 16, 2021 Additional File Nos.: SR-NYSE-2021-05, SR-NYSEArca-2021-07, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01 Comments received are available for this proposal. |
| 34-91358 | Mar. 18, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles |
| 34-91035 | Feb. 1, 2021 | Notice of Filing of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Related to Co-location Services
Comments due: February 26, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2021-03 | ||
| 34-90956 | Jan. 21, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: February 17, 2021 Additional Materials: Exhibit 5 |