NYSE American LLC Rulemaking: 2021 Archive

We encourage the public to submit comments on the following NYSE American LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

NYSE American Rulemaking File Number List for 2021

Additional Archives

Chronological List for 2021

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Release No. Date Details
Fourth Quarter
SR-NYSEAMER-2021-45
34-93835 Dec. 20, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 904 (Position Limits)
Comments due: January 18, 2022
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-43
34-93810 Dec. 17, 2021 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Offer Wireless Connectivity to CME Group Data and Establish Associated Fees
Comments due: January 13, 2022
Rebuttal comments due: January 27, 2022
Additional File Nos.: SR-NYSE-2021-67, SR-NYSEArca-2021-97, SR-NYSECHX-2021-17, SR-NYSENAT-2021-23
Comments received are available for this proposal.
SR-NYSEAMER-2021-46
34-93803 Dec. 16, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Historical Market Data Product to be Known as the NYSE Options Open-Close Volume Summary
Comments due: January 12, 2022
SR-NYSEAMER-2021-44
34-93687 Dec. 1, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 903 to Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM")
Comments due: December 28, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-42
34-93589 Nov. 16, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Procedures for the Allocation of Cabinets and Power to its Colocated Users
Comments due: December 13, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-43
34-93561 Nov. 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Regarding Colocation Services
Comments due: December 9, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-41
34-93356 Oct. 15, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10E
Comments due: November 12, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-21
34-93333 Oct. 14, 2021 Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
SR-NYSEAMER-2021-13
34-93332 Oct. 14, 2021 Notice of Withdrawal of Proposed Rule Changes to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEArca-2021-15, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04
SR-NYSEAMER-2021-10
34-93331 Oct. 14, 2021 Notice of Withdrawal of Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Connectivity Services Available at the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
Third Quarter
SR-NYSEAMER-2021-40
34-93223 Sep. 30, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12E
Comments due: October 27, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-04
34-93214 Sep. 30, 2021 Order Disapproving Proposed Rule Changes, as Modified by Partial Amendment No. 1, to Amend Each Exchange’s Fee Schedule to Add Two Partial Cabinet Bundles Available in Co-location and Establish Associated Fees
Additional File No.: SR-NYSE-2021-05,SR-NYSEArca-2021-07, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01
See also: 
SR-NYSEAMER-2021-39
34-93187 Sep. 30, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE American Rule 7.2E
Comments due: October 26, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-21
34-93160 Sep. 28, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
SR-NYSEAMER-2021-13
34-93107 Sep. 23, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEArca-2021-15, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04
SR-NYSEAMER-2021-38
34-92981 Sep. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Rule 7400 Series
Comments due: October 12, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-37
34-92910 Sep. 9, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the
Comments due: October 6, 2021
SR-NYSEAMER-2021-10
34-92795 Aug. 27, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
SR-NYSEAMER-2021-36
34-92668 Aug. 13, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 952NY to Provide an Option for ATP Holders to Instruct the Exchange to Cancel Marketable Orders If a Series Is Not Opened Within a Specified Time Period
Comments due: September 9, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-35
34-92592 Aug. 6, 2021 Notice of Filing and Immediate Effectiveness of Proposed Change to amend the NYSE American Equities Price List and Fee Schedule
Comments due: September 2, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-34
34-92559 Aug. 4, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: August 31, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-04
34-92532 Jul. 30, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Each of the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles
Additional File Nos.: SR-NYSE-2021-05, SR-NYSENAT-2021-01, SR-NYSECHX-2021-01
SR-NYSEAMER-2021-33
34-92454 Jul. 20, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust
Comments due: August 16, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-21
34-92368 Jul. 9, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Comments due: August 5, 2021
Rebuttal comments due: August 19, 2021
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
Comments received are available for this proposal.
Second Quarter
SR-NYSEAMER-2021-32
34-92336 Jul. 7, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 903 to Limit Short Term Options Series Intervals
Comments due: August 3, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-31
34-92254 Jun. 24, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31E to Add a Retail Order Modifier and the NYSE American Equities Price List and Fee Schedule to Cross Reference the Retail Order Modifier
Comments due: July 21, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-29
34-92153 Jun. 11, 2021 Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE American Equities Price List and Fee Schedule to Establish Pricing for Orders Designated as Retail Orders
Comments due: July 8, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-30
34-92122 Jun. 7, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: July 2, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-21
34-92089 Jun. 2, 2021 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
SR-NYSEAMER-2021-10
34-92033 May 26, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: June 23, 2021
Rebuttal comments due: July 7, 2021
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
SR-NYSEAMER-2021-26
34-91860 May 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission
Comments due: June 8, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-13
34-91790 May. 7, 2021 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedules Related to Co-Location
Comments due: June 3, 2021
Rebuttal comments due: June 17, 2021
Additional File No.: SR-NYSE-2021-15
SR-NYSEAMER-2021-04
34-91785 May 6, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchange’s Price List Related to Co-location to Establish Two Additional Partial Cabinet Solution Bundles
Comments due: June 2, 2021
Rebuttal comments due: June 16, 2021
Additional File Nos.: SR-NYSE-2021-05, SR-NYSEArca-2021-07, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01
Comments received are available for this proposal.
SR-NYSEAMER-2021-05
34-91779 May 5, 2021 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 970NY and Rule 970.1NY to Eliminate the Use of Dark Series on the Exchange
SR-NYSEAMER-2021-22
34-91712 Apr. 29, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule
Comments due: May 26, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-24
34-91706 Apr. 29, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date in Commentary .10 under NYSE American Rule 2.1210
Comments due: May 26, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-23
34-91631 Apr. 22, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: May 19, 2021
SR-NYSEAMER-2021-21
34-91599 Apr. 16, 2021 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center
Comments due: May 13, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-19
34-91552 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10E
Comments due: May 11, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-17
34-91529 Apr. 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37E
Comments due: May 7, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-08
34-91515 Apr. 8, 2021 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds
Comments due: May 5, 2021
Additional File Nos.: SR-NYSE-2021-12, SR-NYSENAT-2021-03, SR-NYSEArca-2021-11, SR-NYSECHX-2021-02
SR-NYSEAMER-2021-20
34-91510 Apr. 8, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: May 5, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-10
34-91490 Apr. 7, 2021 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
SR-NYSEAMER-2021-16
34-91466 Apr. 2, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 985NY
Comments due: April 29, 2021
Additional Materials: Exhibit 5
First Quarter
SR-NYSEAMER-2021-13
34-91387 Mar. 23, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Related to Co-Location
Comments due: April 19, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-15
34-91367 Mar. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Proprietary Market Data Fee Schedule and the NYSE American Options Proprietary Market Data Fee Schedule
Comments due: April 15, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-14
34-91366 Mar. 19, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: April 15, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-04
34-91358 Mar. 18, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles
SR-NYSEAMER-2021-05
34-91355 Mar. 18, 2021 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 970NY and Rule 970.1NY to Eliminate the Use of Dark Series on the Exchange
SR-NYSEAMER-2021-12
34-91248 Mar. 3, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: March 30, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-10
34-91218 Feb. 26, 2021 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: March 25, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-11
34-91180 Feb. 22, 2021 Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE American Options Fee Schedule to Introduce Pricing for the Use of a New AON Functionality in Single-Leg and Complex Customer Best Execution Auctions
Comments due: March 22, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-08
34-91155 Feb. 18, 2021 Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Power to Its Co-located Users
Comments due: March 17, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-06
34-91068 Feb. 5, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 971.2NY Regarding its Complex Customer Best Execution Auction
Comments due: March 4, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-07
34-91065 Feb. 4, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: March 3, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-05
34-91039 Feb. 2, 2021 Notice of Filing of Proposed Rule Change to Amend Rule 970NY and Rule 970.1NY to Eliminate the Use of Dark Series on the Exchange
Comments due: March 1, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-04
34-91035 Feb. 1, 2021 Notice of Filing of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Related to Co-location Services
Comments due: February 26, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-03
34-90956 Jan. 21, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: February 17, 2021
Additional Materials: Exhibit 5

File Number List for 2021

Release No. Date Details
SR-NYSEAMER-2021-54
34-93973 Jan. 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List and Fee Schedule
Comments due: February 10, 2022
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-49
34-93917 Jan. 6, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: February 2, 2022
SR-NYSEAMER-2021-48
34-93901 Jan. 5, 2022 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule with Respect to a Regulatory Fee Related to the Central Registration Depository
Comments due: February 1, 2022
SR-NYSEAMER-2021-47
34-93902 Jan. 5, 2022 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List with Respect to a Regulatory Fee Related to the Central Registration Depository
Comments due: February 1, 2022
SR-NYSEAMER-2021-46
34-93803 Dec. 16, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Historical Market Data Product to be Known as the NYSE Options Open-Close Volume Summary
Comments due: January 12, 2022
SR-NYSEAMER-2021-45
34-93835 Dec. 20, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 904 (Position Limits)
Comments due: January 18, 2022
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-44
34-93687 Dec. 1, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 903 to Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM")
Comments due: December 28, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-43
34-94899 May 12, 2022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Offer Wireless Connectivity to CME Group Data and Establish Associated Fees
Additional File Nos.: SR-NYSE-2021-67, SR-NYSEArca-2021-97, SR-NYSECHX-2021-17, SR-NYSENAT-2021-23
34-93810 Dec. 17, 2021 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Offer Wireless Connectivity to CME Group Data and Establish Associated Fees
Comments due: January 13, 2022
Rebuttal comments due: January 27, 2022
Additional File Nos.: SR-NYSE-2021-67, SR-NYSEArca-2021-97, SR-NYSECHX-2021-17, SR-NYSENAT-2021-23
Comments received are available for this proposal.
34-93561 Nov. 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Regarding Colocation Services
Comments due: December 9, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-42
34-93589 Nov. 16, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Procedures for the Allocation of Cabinets and Power to its Colocated Users
Comments due: December 13, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-41
34-93356 Oct. 15, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10E
Comments due: November 12, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-40
34-93223 Sep. 30, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12E
Comments due: October 27, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-39
34-93187 Sep. 30, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE American Rule 7.2E
Comments due: October 26, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-38
34-92981 Sep. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Rule 7400 Series
Comments due: October 12, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-37
34-92910 Sep. 9, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the
Comments due: October 6, 2021
SR-NYSEAMER-2021-36
34-92668 Aug. 13, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 952NY to Provide an Option for ATP Holders to Instruct the Exchange to Cancel Marketable Orders If a Series Is Not Opened Within a Specified Time Period
Comments due: September 9, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-35
34-92592 Aug. 6, 2021 Notice of Filing and Immediate Effectiveness of Proposed Change to amend the NYSE American Equities Price List and Fee Schedule
Comments due: September 2, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-34
34-92559 Aug. 4, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: August 31, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-33
34-92454 Jul. 20, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust
Comments due: August 16, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-32
34-92336 Jul. 7, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 903 to Limit Short Term Options Series Intervals
Comments due: August 3, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-31
34-92254 Jun. 24, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31E to Add a Retail Order Modifier and the NYSE American Equities Price List and Fee Schedule to Cross Reference the Retail Order Modifier
Comments due: July 21, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-30
34-92122 Jun. 7, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: July 2, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-29
34-92153 Jun. 11, 2021 Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE American Equities Price List and Fee Schedule to Establish Pricing for Orders Designated as Retail Orders
Comments due: July 8, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-26
34-91860 May 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission
Comments due: June 8, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-24
34-91706 Apr. 29, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date in Commentary .10 under NYSE American Rule 2.1210
Comments due: May 26, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-23
34-91631 Apr. 22, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: May 19, 2021
SR-NYSEAMER-2021-22
34-91712 Apr. 29, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule
Comments due: May 26, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-21
34-93333 Oct. 14, 2021 Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
34-93160 Sep. 28, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
34-92368 Jul. 9, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Comments due: August 5, 2021
Rebuttal comments due: August 19, 2021
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
Comments received are available for this proposal.
34-92089 Jun. 2, 2021 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEArca-2021-24, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
34-91599 Apr. 16, 2021 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center
Comments due: May 13, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-20
34-91510 Apr. 8, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: May 5, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-19
34-91552 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10E
Comments due: May 11, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-17
34-91529 Apr. 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37E
Comments due: May 7, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-16
34-91466 Apr. 2, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 985NY
Comments due: April 29, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-15
34-91367 Mar. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Proprietary Market Data Fee Schedule and the NYSE American Options Proprietary Market Data Fee Schedule
Comments due: April 15, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-14
34-91366 Mar. 19, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: April 15, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-13
34-93332 Oct. 14, 2021 Notice of Withdrawal of Proposed Rule Changes to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEArca-2021-15, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04
34-93107 Sep. 23, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEArca-2021-15, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04
34-91790 May. 7, 2021 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedules Related to Co-Location
Comments due: June 3, 2021
Rebuttal comments due: June 17, 2021
Additional File No.: SR-NYSE-2021-15
34-91387 Mar. 23, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Related to Co-Location
Comments due: April 19, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-12
34-91248 Mar. 3, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: March 30, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-11
34-91180 Feb. 22, 2021 Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE American Options Fee Schedule to Introduce Pricing for the Use of a New AON Functionality in Single-Leg and Complex Customer Best Execution Auctions
Comments due: March 22, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-10
34-93331 Oct. 14, 2021 Notice of Withdrawal of Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Connectivity Services Available at the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
34-92795 Aug. 27, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
34-92033 May 26, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: June 23, 2021
Rebuttal comments due: July 7, 2021
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
34-91490 Apr. 7, 2021 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
34-91218 Feb. 26, 2021 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: March 25, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-08
34-91515 Apr. 8, 2021 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds
Comments due: May 5, 2021
Additional File Nos.: SR-NYSE-2021-12, SR-NYSENAT-2021-03, SR-NYSEArca-2021-11, SR-NYSECHX-2021-02
34-91155 Feb. 18, 2021 Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Power to Its Co-located Users
Comments due: March 17, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-07
34-91065 Feb. 4, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: March 3, 2021
Additional Materials: Exhibit 5
SR-NYSEAMER-2021-06
34-91068 Feb. 5, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 971.2NY Regarding its Complex Customer Best Execution Auction
Comments due: March 4, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-05
34-91779 May 5, 2021 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 970NY and Rule 970.1NY to Eliminate the Use of Dark Series on the Exchange
34-91355 Mar. 18, 2021 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 970NY and Rule 970.1NY to Eliminate the Use of Dark Series on the Exchange
34-91039 Feb. 2, 2021 Notice of Filing of Proposed Rule Change to Amend Rule 970NY and Rule 970.1NY to Eliminate the Use of Dark Series on the Exchange
Comments due: March 1, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-04
34-93214 Sep. 30, 2021 Order Disapproving Proposed Rule Changes, as Modified by Partial Amendment No. 1, to Amend Each Exchange’s Fee Schedule to Add Two Partial Cabinet Bundles Available in Co-location and Establish Associated Fees
Additional File No.: SR-NYSE-2021-05,SR-NYSEArca-2021-07, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01
See also: 
34-92532 Jul. 30, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Each of the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles
Additional File Nos.: SR-NYSE-2021-05, SR-NYSENAT-2021-01, SR-NYSECHX-2021-01
34-91785 May 6, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchange’s Price List Related to Co-location to Establish Two Additional Partial Cabinet Solution Bundles
Comments due: June 2, 2021
Rebuttal comments due: June 16, 2021
Additional File Nos.: SR-NYSE-2021-05, SR-NYSEArca-2021-07, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01
Comments received are available for this proposal.
34-91358 Mar. 18, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles
34-91035 Feb. 1, 2021 Notice of Filing of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Related to Co-location Services
Comments due: February 26, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2021-03
34-90956 Jan. 21, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: February 17, 2021
Additional Materials: Exhibit 5