NYSE American LLC Rulemaking

NYSE MKT LLC (NYSEMKT) has changed its name to NYSE American, LLC (NYSEAMER). All filings by NYSE American LLC will be posted to this page. Filings filed with "NYSEMKT" as part of the file number will be posted on the NYSE MKT page.

We encourage the public to submit comments on the following NYSE American LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

NYSE American File Number List for 2018

Additional Archives


Chronological List for 2018

Release No. Date Details
Second Quarter
SR-NYSEAMER-2018-26
34-83417 Jun. 12, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .07 to Rule 904
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-23
34-83402 Jun. 11, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-location Services in Connection with the Re-launch of Trading on NYSE National, Inc. and Proposed NYSE National Co-location Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-05
34-83384 Jun. 5, 2018 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Establish an Electronic Price Improvement Auction for Complex Orders
Comments due: 21 days after publication in the Federal Register
SR-NYSEAMER-2018-24
34-83357 May 31, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37E and Rule 7.45E with Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors
Comments due: June 27, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-17
34-83347 May 30, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Intercontinental Exchange, Inc. Director Independence Policy
Comments due: June 26, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-22
34-83341 May 30, 2018 Notice of Filing of Proposed Rule Change to amend Rule 7.35E Relating to the Auction Reference Price for a Trading Halt Auction Following a Regulatory Halt
Comments due: June 26, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-21
34-83273 May 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.4E to Reflect the Standard Settlement Cycle of Two Business Days After the Trade Date
Comments due: June 13, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-19
34-83219 May 11, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Users with Connectivity to Three Additional Third Party Data Feeds and to Change the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to these Co-location Services
Comments due: June 7, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-20
34-83203 May 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due: June 5, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-16
34-83159 May 3, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation of Its Parent Company NYSE Group, Inc.
Comments due: May 29, 2018
Additional Materials: Exhibit 5a
SR-NYSEAMER-2018-15
34-83073 Apr. 20, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: May 17, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-14
34-83065 Apr. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 904, Commentary .07 to Expand Position Limits for Options on Certain Exchange-Traded Funds
Comments due: May 16, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-05
34-83061 Apr. 18, 2018 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Establish an Electronic Price Improvement Auction for Complex Orders
Comments due:  days after publication in the Federal Register
SR-NYSEAMER-2018-11
34-82992 Apr. 4, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE Amex Options Fee Schedule With Respect to the Options Regulatory Fee
Comments due: May 1, 2018
Additional Materials: Exhibit 5
First Quarter
SR-NYSEAMER-2018-10
34-82923 Mar. 22, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change Amending Certain Governing Documents of the Exchange and NYSE Market, Inc. to Make a Technical Change Updating the Entities' Registered Offices and Registered Agents and Update the Date as Required
Comments due: April 17, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-07
34-82864 Mar. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE American Company Guide to Require that Listed Companies Provide Notice to the Exchange of Announcements of Dividends or Stock Distributions at Least Ten Minutes in Advance of Public Release
Comments due:  April 9, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-08
34-82858 Mar. 12, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Options Series Program
Comments due:  April 6, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-09
34-82852 Mar. 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 915
Comments due:  April 5, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-06
34-82809 Mar. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due:  March 30, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-05
34-82802 Mar. 2, 2018 Notice of Filing of Proposed Rule Change for New Rule 971.2NY for An Electronic Price Improvement Auction for Complex Orders
Comments due:  March 28, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2018-04
34-82737 Feb. 16, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Listing Standard for Warrants in Section 105 of the NYSE American Company Guide
Comments due: March 16, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-03
34-82637 Feb. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Certain of the Governing Documents of its Intermediate Parent Companies
Comments due: March 5, 2018
Additional Materials: Exhibit 5a
SR-NYSEAMER-2018-02
34-82618 Feb. 1, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Users with Access to Two Additional Third Party Systems and Connectivity to One Additional Third Party Data Feed
Comments due: February 28, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-26
34-82498 Jan. 12, 2018 Order Approving a Proposed Rule Change to Amend Rule 971.1NY to Amend the Duration of a Customer Best Execution Auction
SR-NYSEAMER-2017-42
34-82489 Jan. 11, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due: February 8, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-40
34-82447 Jan. 5, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31E Relating to Mid-Point Liquidity Orders and the MTS Modifier and Rule 7.36E to Add a Definition of "Aggressing Order"
Comments due: February 1, 2018
Additional Materials: Exhibit 5

NYSE American File Number List for 2018

Release No. Date Details
SR-NYSEAMER-2018-26
34-83417 Jun. 12, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .07 to Rule 904
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-24
34-83357 May 31, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37E and Rule 7.45E with Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors
Comments due: June 27, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-23
34-83402 Jun. 11, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-location Services in Connection with the Re-launch of Trading on NYSE National, Inc. and Proposed NYSE National Co-location Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-22
34-83341 May 30, 2018 Notice of Filing of Proposed Rule Change to amend Rule 7.35E Relating to the Auction Reference Price for a Trading Halt Auction Following a Regulatory Halt
Comments due: June 26, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-21
34-83273 May 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.4E to Reflect the Standard Settlement Cycle of Two Business Days After the Trade Date
Comments due: June 13, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-20
34-83203 May 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due: June 5, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-19
34-83219 May 11, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Users with Connectivity to Three Additional Third Party Data Feeds and to Change the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to these Co-location Services
Comments due: June 7, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-17
34-83347 May 30, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Intercontinental Exchange, Inc. Director Independence Policy
Comments due: June 26, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-16
34-83159 May 3, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation of Its Parent Company NYSE Group, Inc.
Comments due: May 29, 2018
Additional Materials: Exhibit 5a
SR-NYSEAMER-2018-15
34-83073 Apr. 20, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: May 17, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-14
34-83065 Apr. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 904, Commentary .07 to Expand Position Limits for Options on Certain Exchange-Traded Funds
Comments due: May 16, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-11
34-82992 Apr. 4, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE Amex Options Fee Schedule With Respect to the Options Regulatory Fee
Comments due: May 1, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-10
34-82923 Mar. 22, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change Amending Certain Governing Documents of the Exchange and NYSE Market, Inc. to Make a Technical Change Updating the Entities' Registered Offices and Registered Agents and Update the Date as Required
Comments due: April 17, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-09
34-82852 Mar. 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 915
Comments due:  April 5, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-08
34-82858 Mar. 12, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Options Series Program
Comments due:  April 6, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-07
34-82864 Mar. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE American Company Guide to Require that Listed Companies Provide Notice to the Exchange of Announcements of Dividends or Stock Distributions at Least Ten Minutes in Advance of Public Release
Comments due:  April 9, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-06
34-82809 Mar. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due:  March 30, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-05
34-83384 Jun. 5, 2018 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Establish an Electronic Price Improvement Auction for Complex Orders
Comments due: 21 days after publication in the Federal Register
34-83061 Apr. 18, 2018 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Establish an Electronic Price Improvement Auction for Complex Orders
Comments due:  days after publication in the Federal Register
34-82802 Mar. 2, 2018 Notice of Filing of Proposed Rule Change for New Rule 971.2NY for An Electronic Price Improvement Auction for Complex Orders
Comments due:  March 28, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2018-04
34-82737 Feb. 16, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Listing Standard for Warrants in Section 105 of the NYSE American Company Guide
Comments due: March 16, 2018
Additional Materials: Exhibit 5
SR-NYSEAMER-2018-03
34-82637 Feb. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Certain of the Governing Documents of its Intermediate Parent Companies
Comments due: March 5, 2018
Additional Materials: Exhibit 5a
SR-NYSEAMER-2018-02
34-82618 Feb. 1, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Users with Access to Two Additional Third Party Systems and Connectivity to One Additional Third Party Data Feed
Comments due: February 28, 2018
Additional Materials: Exhibit 5