NYSE American LLC Rulemaking
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Chronological List
First Quarter
NYSE American Rulemaking File Number List for 2023
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017
Chronological List for 2023
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| First Quarter | ||
| SR-NYSEAMER-2023-17 | ||
| 34-97125 | Mar. 13, 2023 | Notice of Filing of Proposed New Rule 980NYP and Conforming Amendments to Rule 935NY
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-15 | ||
| 34-97057 | Mar. 7, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Article II, Section 2.03(b) of Its Operating Agreement
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-14 | ||
| 34-97054 | Mar. 7, 2023 | Notice of Filing of Proposed Change to Adopt New Section 811 of NYSE American Company Guide to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-12 | ||
| 34-96922 | Feb. 14, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.19E Pertaining to Pre-trade Risk Controls
Comments due: March 14, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2023-11 | ||
| 34-96902 | Feb. 13, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 903
Comments due: March 10, 2023 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-13 | ||
| 34-96879 | Feb. 10, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: March 9, 2023 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-09 | ||
| 34-96870 | Feb. 9, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: March 8, 2023 |
| SR-NYSEAMER-2023-08 | ||
| 34-96743 | Jan. 24, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: February 21, 2023 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-07 | ||
| 34-96717 | Jan. 19, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: February 15, 2023 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-05 | ||
| 34-96715 | Jan. 19, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31E(i)(2)
Comments due: February 15, 2023 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-06 | ||
| 34-96711 | Jan. 19, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List
Comments due: February 15, 2023 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-03 | ||
| 34-96702 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 7.31E
Comments due: February 14, 2023 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-04 | ||
| 34-96689 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630
Comments due: February 14, 2023 |
| SR-NYSEAMER-2022-53 | ||
| 34-96654 | Jan. 12, 2023 | Notice of Withdrawal of Proposed Rule Change to Amend Rule 7.19E Concerning Pre-trade Risk Controls |
File Number List for 2023
| Release No. | Date | Details |
|---|---|---|
| SR-NYSEAMER-2023-17 | ||
| 34-97125 | Mar. 13, 2023 | Notice of Filing of Proposed New Rule 980NYP and Conforming Amendments to Rule 935NY
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-15 | ||
| 34-97057 | Mar. 7, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Article II, Section 2.03(b) of Its Operating Agreement
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-14 | ||
| 34-97054 | Mar. 7, 2023 | Notice of Filing of Proposed Change to Adopt New Section 811 of NYSE American Company Guide to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-13 | ||
| 34-96879 | Feb. 10, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: March 9, 2023 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-12 | ||
| 34-96922 | Feb. 14, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.19E Pertaining to Pre-trade Risk Controls
Comments due: March 14, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEAMER-2023-11 | ||
| 34-96902 | Feb. 13, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 903
Comments due: March 10, 2023 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-09 | ||
| 34-96870 | Feb. 9, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: March 8, 2023 |
| SR-NYSEAMER-2023-08 | ||
| 34-96743 | Jan. 24, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: February 21, 2023 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-07 | ||
| 34-96717 | Jan. 19, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: February 15, 2023 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-06 | ||
| 34-96711 | Jan. 19, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List
Comments due: February 15, 2023 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-05 | ||
| 34-96715 | Jan. 19, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31E(i)(2)
Comments due: February 15, 2023 Additional Materials: Exhibit 5 |
| SR-NYSEAMER-2023-04 | ||
| 34-96689 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630
Comments due: February 14, 2023 |
| SR-NYSEAMER-2023-03 | ||
| 34-96702 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 7.31E
Comments due: February 14, 2023 Additional Materials: Exhibit 5 |