NYSE American LLC Rulemaking

NYSE MKT LLC (NYSEMKT) has changed its name to NYSE American, LLC (NYSEAMER). All filings by NYSE American LLC will be posted to this page. Filings filed with "NYSEMKT" as part of the file number will be posted on the NYSE MKT page.

We encourage the public to submit comments on the following NYSE American LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter

NYSE American File Number List for 2017


Chronological List for 2017

Release No. Date Details
Third Quarter
SR-NYSEAMER-2017-14
34-81651 Sep. 19, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules to Make Technical and Conforming Updates, in Connection With the Merger of NYSE Arca Equities, Inc. With and Into the Exchange's Affiliate NYSE Arca, Inc. and the Name Change of NYSE National, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-12
34-81582 Sep. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 975NY and Rule 953NY
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-13
34-81569 Sep. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-08
34-81549 Sep. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-11
34-81547 Sep. 7, 2017 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend its Price List
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-07
34-81537 Sep. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Commentary .06 to Rule 980NY to Enhance the Price Protections for Complex Orders Executed on the Exchange
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-05
34-81470 Aug. 23, 2017 Notice of Filing of Proposed Rule Change to Amend the Complimentary Products and Services Available to Certain Eligible New Listings Pursuant to Section 146 of the NYSE American Company Guide
Comments due: September 19, 2017
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-06
34-81418 Aug. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Rules Adopted in Connection with the Exchange's Transition to a Fully-Automated Cash Equities Market to the List of Minor Rule Violations in Rule 9217 of the Office Rules
Comments due: September 13, 2017
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-04
34-81408 Aug. 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: September 12, 2017
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-02
34-81337 Aug. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Change in Connection with Its Recent Name Change from NYSE MKT LLC to NYSE American LLC and the Related Rebranding of NYSE Amex Options to NYSE American Options
Comments due: September 5, 2017
Additional Materials: Exhibit 5a-5b
SR-NYSEAMER-2017-03
34-81340 Aug. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .01 and .02 to NYSE American Rule 5.2E(j)(3) to Provide for the Inclusion of Cash in an Index Underlying a Series of Investment Company Units
Comments due: September 5, 2017
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-01
34-81232 Jul. 27, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection with the September 5, 2017 Compliance Date for the Shortening of the Standard Settlement Cycle from Three Business Days After the Trade Date to Two Business Days After the Trade Date
Comments due: August 23, 2017
Additional Materials: Exhibit 5

NYSE American File Number List for 2017

Release No. Date Details
SR-NYSEAMER-2017-14
34-81651 Sep. 19, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules to Make Technical and Conforming Updates, in Connection With the Merger of NYSE Arca Equities, Inc. With and Into the Exchange's Affiliate NYSE Arca, Inc. and the Name Change of NYSE National, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-13
34-81569 Sep. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-12
34-81582 Sep. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 975NY and Rule 953NY
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-11
34-81547 Sep. 7, 2017 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend its Price List
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-08
34-81549 Sep. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-07
34-81537 Sep. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Commentary .06 to Rule 980NY to Enhance the Price Protections for Complex Orders Executed on the Exchange
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-06
34-81418 Aug. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Rules Adopted in Connection with the Exchange's Transition to a Fully-Automated Cash Equities Market to the List of Minor Rule Violations in Rule 9217 of the Office Rules
Comments due: September 13, 2017
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-05
34-81470 Aug. 23, 2017 Notice of Filing of Proposed Rule Change to Amend the Complimentary Products and Services Available to Certain Eligible New Listings Pursuant to Section 146 of the NYSE American Company Guide
Comments due: September 19, 2017
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-04
34-81408 Aug. 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: September 12, 2017
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-03
34-81340 Aug. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .01 and .02 to NYSE American Rule 5.2E(j)(3) to Provide for the Inclusion of Cash in an Index Underlying a Series of Investment Company Units
Comments due: September 5, 2017
Additional Materials: Exhibit 5
SR-NYSEAMER-2017-02
34-81337 Aug. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Change in Connection with Its Recent Name Change from NYSE MKT LLC to NYSE American LLC and the Related Rebranding of NYSE Amex Options to NYSE American Options
Comments due: September 5, 2017
Additional Materials: Exhibit 5a-5b
SR-NYSEAMER-2017-01
34-81232 Jul. 27, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection with the September 5, 2017 Compliance Date for the Shortening of the Standard Settlement Cycle from Three Business Days After the Trade Date to Two Business Days After the Trade Date
Comments due: August 23, 2017
Additional Materials: Exhibit 5