NYSE American LLC Rulemaking

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NYSE American Rulemaking File Number List for 2020

Additional Archives

Chronological List for 2020

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Release No. Date Details
Fourth Quarter
SR-NYSEAMER-2020-05 and SR-NYSEAMER-2020-10
34-90209 Oct. 15, 2020 Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, each as Modified by Partial Amendment No. 3, to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections
Comments due: 21 days after publication in the Federal Register
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08
SR-NYSEAMER-2020-76
34-90193 Oct. 15, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-75
34-90185 Oct. 14, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-64
34-90178 Oct. 14, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify Rules 971.1NY and 971.2NY Regarding CUBE Auctions
SR-NYSEAMER-2020-73
34-90154 Oct. 13, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10E
Comments due: November 9, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-74
34-90135 Oct. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-wide Circuit Breaker in Rule 7.12E
Comments due: November 4, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-71
34-90115 Oct. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Temporary Commentary .10 under NYSE American Rule 2.1210
Comments due: November 3, 2020
SR-NYSEAMER-2020-69
34-90085 Oct. 2, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9261 and 9830 with Recent Changes by the Financial Industry Regulatory Authority, Inc.
Comments due: October 29, 2020
SR-NYSEAMER-2020-68
34-90074 Oct. 2, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Section 220 of the NYSE American Company Guide to Eliminate a Fee Cap on Original Listing Fees for Companies Listed on Foreign Stock Exchanges and Subject All Foreign Issuers to the Original Listing Fee Schedule Applicable to All Other Newly-Listed Companies
Comments due: October 29, 2020
Additional Materials: Exhibit 5
Third Quarter
SR-NYSEAMER-2020-66
34-89880 Sep. 15, 2020 Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Cabinets to its Co-Located Users
Comments due: October 13, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-67
34-89833 Sep. 11, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37E to Specify the Exchange's Source of Data Feeds from MIAX PEARL, LLC
Comments due: October 8, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-64
34-89723 Sep. 1, 2020 Notice of Filing of Proposed Rule Change to Modify Rules 971.1NY and 971.2NY
Comments due: September 29, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-65
34-89692 Aug. 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due: September 23, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-63
34-89651 Aug. 25, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: September 21, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-05
34-89532 Aug. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections between the Mahwah, New Jersey Data Center and Other Data Centers
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03
SR-NYSEAMER-2020-10
34-89531 Aug. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Additional File Nos.: SR-NYSE-2020-11, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08
SR-NYSEAMER-2020-61
34-89490 Aug. 6, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: September 2, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-58
34-89482 Aug. 5, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due: September 1, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-62
34-89483 Aug. 5, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: September 1, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-10
34-89459 Aug. 3, 2020 Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Comments due: August 28, 2020
Additional Materials: Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b
SR-NYSEAMER-2020-05
34-89454 Aug. 3, 2020 Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees
Comments due: August 28, 2020
Additional Materials: Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b
SR-NYSEAMER-2020-60
34-89439 Jul. 31, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Rule 6800 Series
Comments due: August 27, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-59
34-89426 Jul. 30, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 904 to Increase Position Limits for Options on Certain Exchange-Traded Funds
Comments due: August 26, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-52
34-89402 Jul. 27, 2020 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Adding the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 9217
Comments due: August 21, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-57
34-89376 Jul. 22, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: August 18, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-49
34-89367 Jul. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1E to Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares
Comments due: August 17, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-56
34-89370 Jul. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37E
Comments due: August 17, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-55
34-89338 Jul. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due: August 13, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-54
34-89335 Jul. 16, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: August 12, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-47
34-89241 Jul. 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Second Quarter
SR-NYSEAMER-2020-46
34-89173 Jun. 29, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-03
34-89103 Jun. 19, 2020 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, to Amend Consolidated Audit Trail Compliance Rules
Comments due: July 16, 2020
SR-NYSEAMER-2020-45
34-89045 Jun. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the NYSE American Options Fee Schedule to Adopt a New Incentive Program for Floor Brokers
Comments due: July 8, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-44
34-89049 Jun. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Modifying the NYSE American Options Fee Schedule
Comments due: July 8, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-29
34-89015 Jun. 4, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to Modify Rule 967NY Regarding the Treatment of Orders Subject to Trade Collar Protection
SR-NYSEAMER-2020-40
34-88979 Jun. 1, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-location Services
Comments due: June 26, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-39
34-88956 May 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: June 23, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-41
34-88947 May 26, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 960NY to Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options
Comments due: June 22, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-05 and SR-NYSEAMER-2020-10
34-88901 May 18, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections and Associated Fees
Comments due: June 12, 2020
Rebuttal comments due: June 26, 2020
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT- 2020-08
Comments received are available for SR-NYSEAMER-2020-05.
Comments received are available for SR-NYSEAMER-2020-10.
SR-NYSEAMER-2020-38
34-88878 May 14, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules to Add New Rule 7.19E
Comments due: June 10, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-35
34-88869 May 14, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Its Price List to Offer New Credits
Comments due: June 10, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-37
34-88840 May 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE American Options Fee Schedule
Comments due: June 4, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2019-34
34-88837 May 7, 2020 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Exchanges' Co-Location Services to Offer Co-Location Users Access to the NMS Network
Additional File Nos.: SR-NYSE-2019-46, SR-NYSENAT-2019-19, SR-NYSEArca-2019-61
SR-NYSEAMER-2020-34
34-88834 May 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: June 3, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-12
34-88793 May 1, 2020 Order Granting Approval of Proposed Rule Changes Relating to Repricing of Depth-of-Book Orders In Response to a Locked or Crossed Market
Additional File Nos.: SR-NYSE-2020-13, SR-NYSENAT-2020-09, SR-NYSEArca-2020-17, SR-NYSECHX-2020-06
SR-NYSEAMER-2020-33
34-88757 Apr. 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 928NY Relating to the Risk Limitation Mechanism
Comments due: May 22, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-32
34-88756 Apr. 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1E to Modify the Definition of "UTP Exchange Traded Product" and Rule 5.1E to Incorporate the Modified Definition of "UTP Exchange Traded Product"
Comments due: May 22, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-29
34-88740 Apr. 24, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, to Modify Rule 967NY Regarding the Treatment of Orders Subject to Trade Collar Protection
Comments due: May 21, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2020-03
34-88699 Apr. 20, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the NYSE American Rule 6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: May 15, 2020
Rebuttal comments due: May 29, 2020
Comments received are available for this proposal.
SR-NYSEAMER-2020-31
34-88682 Apr. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: May 14, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-28
34-88605 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37E to Specify the Exchange's Source of Data Feeds from the Long-Term Stock Exchange, Inc.
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-26
34-88594 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-25
34-88595 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-22
34-88589 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10E
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-24
34-88574 Apr. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: May 4, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-10
34-88540 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Additional File Nos.: SR-NYSE-2020-11, SR-NYSECHX-2020-05, SR-NYSEArca-2020-15, SR-NYSENAT-2020-08
SR-NYSEAMER-2020-05
34-88539 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections between the Mahwah, New Jersey Data Center and Other Data Centers
Additional File Nos.: SR-NYSE-2020-05, SR-NYSECHX-2020-02, SR-NYSEArca-2020-08, SR-NYSENAT-2020-03
First Quarter
SR-NYSEAMER-2020-23
34-88523 Mar. 31, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change for an Extension of the Temporary Waiver of the Co-location "Hot Hands" Fee
Comments due: April 27, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-20
34-88407 Mar. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.12E Concerning the Resumption of Trading following a Level 3 Market-wide Circuit Breaker Halt
Comments due: April 14, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-16
34-88405 Mar. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: April 13, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-19
34-88403 Mar. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change of a Temporary Waiver of the Co-location Hot Hands Fee
Comments due: April 13, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-17
34-88401 Mar. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend its Price List
Comments due: April 13, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-18
34-88391 Mar. 16, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: April 10, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-12
34-88363 Mar. 12, 2020 Notice of Filing of Proposed Rule Change Amending Rule 7.31E (Orders and Modifiers) Relating to How Orders are Repriced and Make Related Changes to Rules 7.35E, 7.36E, and 7.38E
Comments due: April 8, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-03
34-88331 Mar. 5, 2020 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Rule 6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
SR-NYSEAMER-2019-34
34-88319 Mar. 4, 2020 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Exchanges' Co-Location Services to Offer Co-Location Users Access to the NMS Network
Additional File Nos.: SR-NYSE-2019-46, SR-NYSENAT-2019-19, SR-NYSEArca-2019-61
SR-NYSEAMER-2020-11
34-88269 Feb. 24, 2020 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change for Certain Conforming Changes to Rule 9217
Comments due: March 20, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-10
34-88238 Feb. 19, 2020 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Comments due: March 17, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2020-07
34-88233 Feb. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend its Price List
Comments due: March 16, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-08
34-88229 Feb. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-location Services
Comments due: March 16, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-05
34-88169 Feb. 11, 2020 Notice of Filing of Proposed Rule Change to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections
Comments due: March 10, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2019-38
34-88131 Feb. 5, 2020 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Certain Flexible Equity Options To Be Cash Settled
Comments due: March 3, 2020
Additional Materials: Exhibit 4, Exhibit 5
SR-NYSEAMER-2020-04
34-87993 Jan. 16, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Add to the Rules of the Exchange the Thirteenth Amended and Restated Operating Agreement of the New York Stock Exchange LLC
Comments due: February 13, 2020
Additional Materials: Exhibit 5a, Exhibit 5b
SR-NYSEAMER-2020-03
34-87989 Jan. 16, 2020 Notice of Filing of Proposed Rule Change to Amend the Rule 6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: February 13, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2019-34
34-87929 Jan. 9, 2020 Notice of Filing of Amendment No. 1 to Proposed Rule Change Amending the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-location Services in the Mahwah, New Jersey Data Center
Comments due: February 5, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-02
34-87903 Jan. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule Regarding the Floor Broker Prepayment Program
Comments due: February 3, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-01
34-87902 Jan. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule Regarding Fees Charged Under the Market Maker Sliding Scale
Comments due: February 3, 2020
Additional Materials: Exhibit 5

File Number List for 2020

Release No. Date Details
SR-NYSEAMER-2020-76
34-90193 Oct. 15, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-75
34-90185 Oct. 14, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-74
34-90135 Oct. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-wide Circuit Breaker in Rule 7.12E
Comments due: November 4, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-73
34-90154 Oct. 13, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10E
Comments due: November 9, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-71
34-90115 Oct. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Temporary Commentary .10 under NYSE American Rule 2.1210
Comments due: November 3, 2020
SR-NYSEAMER-2020-69
34-90085 Oct. 2, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9261 and 9830 with Recent Changes by the Financial Industry Regulatory Authority, Inc.
Comments due: October 29, 2020
SR-NYSEAMER-2020-68
34-90074 Oct. 2, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Section 220 of the NYSE American Company Guide to Eliminate a Fee Cap on Original Listing Fees for Companies Listed on Foreign Stock Exchanges and Subject All Foreign Issuers to the Original Listing Fee Schedule Applicable to All Other Newly-Listed Companies
Comments due: October 29, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-67
34-89833 Sep. 11, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37E to Specify the Exchange's Source of Data Feeds from MIAX PEARL, LLC
Comments due: October 8, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-66
34-89880 Sep. 15, 2020 Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Cabinets to its Co-Located Users
Comments due: October 13, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-65
34-89692 Aug. 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due: September 23, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-64
34-90178 Oct. 14, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify Rules 971.1NY and 971.2NY Regarding CUBE Auctions
34-89723 Sep. 1, 2020 Notice of Filing of Proposed Rule Change to Modify Rules 971.1NY and 971.2NY
Comments due: September 29, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-63
34-89651 Aug. 25, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: September 21, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-62
34-89483 Aug. 5, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: September 1, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-61
34-89490 Aug. 6, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: September 2, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-60
34-89439 Jul. 31, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Rule 6800 Series
Comments due: August 27, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-59
34-89426 Jul. 30, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 904 to Increase Position Limits for Options on Certain Exchange-Traded Funds
Comments due: August 26, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-58
34-89482 Aug. 5, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due: September 1, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-57
34-89376 Jul. 22, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: August 18, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-56
34-89370 Jul. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37E
Comments due: August 17, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-55
34-89338 Jul. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due: August 13, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-54
34-89335 Jul. 16, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: August 12, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-52
34-89402 Jul. 27, 2020 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Adding the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 9217
Comments due: August 21, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-49
34-89367 Jul. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1E to Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares
Comments due: August 17, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-47
34-89241 Jul. 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-46
34-89173 Jun. 29, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-45
34-89045 Jun. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the NYSE American Options Fee Schedule to Adopt a New Incentive Program for Floor Brokers
Comments due: July 8, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-44
34-89049 Jun. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Modifying the NYSE American Options Fee Schedule
Comments due: July 8, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-41
34-88947 May 26, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 960NY to Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options
Comments due: June 22, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-40
34-88979 Jun. 1, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-location Services
Comments due: June 26, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-39
34-88956 May 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: June 23, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-38
34-88878 May 14, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules to Add New Rule 7.19E
Comments due: June 10, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-37
34-88840 May 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE American Options Fee Schedule
Comments due: June 4, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-35
34-88869 May 14, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Its Price List to Offer New Credits
Comments due: June 10, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-34
34-88837 May 7, 2020 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Exchanges' Co-Location Services to Offer Co-Location Users Access to the NMS Network
Additional File Nos.: SR-NYSE-2019-46, SR-NYSENAT-2019-19, SR-NYSEArca-2019-61
34-88834 May 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: June 3, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-33
34-88757 Apr. 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 928NY Relating to the Risk Limitation Mechanism
Comments due: May 22, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-32
34-88756 Apr. 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1E to Modify the Definition of "UTP Exchange Traded Product" and Rule 5.1E to Incorporate the Modified Definition of "UTP Exchange Traded Product"
Comments due: May 22, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-31
34-88682 Apr. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: May 14, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-29
34-89015 Jun. 4, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to Modify Rule 967NY Regarding the Treatment of Orders Subject to Trade Collar Protection
34-88740 Apr. 24, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, to Modify Rule 967NY Regarding the Treatment of Orders Subject to Trade Collar Protection
Comments due: May 21, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2020-28
34-88605 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37E to Specify the Exchange's Source of Data Feeds from the Long-Term Stock Exchange, Inc.
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-26
34-88594 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-25
34-88595 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE American Options Fee Schedule
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-24
34-88574 Apr. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: May 4, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-23
34-88523 Mar. 31, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change for an Extension of the Temporary Waiver of the Co-location "Hot Hands" Fee
Comments due: April 27, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-22
34-88589 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10E
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-20
34-88407 Mar. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.12E Concerning the Resumption of Trading following a Level 3 Market-wide Circuit Breaker Halt
Comments due: April 14, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-19
34-88403 Mar. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change of a Temporary Waiver of the Co-location Hot Hands Fee
Comments due: April 13, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-18
34-88391 Mar. 16, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule
Comments due: April 10, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-17
34-88401 Mar. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend its Price List
Comments due: April 13, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-16
34-88405 Mar. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments due: April 13, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-12
34-88793 May 1, 2020 Order Granting Approval of Proposed Rule Changes Relating to Repricing of Depth-of-Book Orders In Response to a Locked or Crossed Market
Additional File Nos.: SR-NYSE-2020-13, SR-NYSENAT-2020-09, SR-NYSEArca-2020-17, SR-NYSECHX-2020-06
34-88363 Mar. 12, 2020 Notice of Filing of Proposed Rule Change Amending Rule 7.31E (Orders and Modifiers) Relating to How Orders are Repriced and Make Related Changes to Rules 7.35E, 7.36E, and 7.38E
Comments due: April 8, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-11
34-88269 Feb. 24, 2020 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change for Certain Conforming Changes to Rule 9217
Comments due: March 20, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-10
34-90209 Oct. 15, 2020 Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, each as Modified by Partial Amendment No. 3, to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections
Comments due: 21 days after publication in the Federal Register
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08
34-89531 Aug. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Additional File Nos.: SR-NYSE-2020-11, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08
34-89459 Aug. 3, 2020 Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Comments due: August 28, 2020
Additional Materials: Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b
34-88901 May 18, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections and Associated Fees
Comments due: June 12, 2020
Rebuttal comments due: June 26, 2020
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT- 2020-08
34-88540 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Additional File Nos.: SR-NYSE-2020-11, SR-NYSECHX-2020-05, SR-NYSEArca-2020-15, SR-NYSENAT-2020-08
34-88238 Feb. 19, 2020 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Comments due: March 17, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2020-08
34-88229 Feb. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-location Services
Comments due: March 16, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-07
34-88233 Feb. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend its Price List
Comments due: March 16, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-05
34-90209 Oct. 15, 2020 Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, each as Modified by Partial Amendment No. 3, to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections
Comments due: 21 days after publication in the Federal Register
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08
34-89532 Aug. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections between the Mahwah, New Jersey Data Center and Other Data Centers
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03
34-89454 Aug. 3, 2020 Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees
Comments due: August 28, 2020
Additional Materials: Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b
34-88901 May 18, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections and Associated Fees
Comments due: June 12, 2020
Rebuttal comments due: June 26, 2020
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT- 2020-08
34-88539 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections between the Mahwah, New Jersey Data Center and Other Data Centers
Additional File Nos.: SR-NYSE-2020-05, SR-NYSECHX-2020-02, SR-NYSEArca-2020-08, SR-NYSENAT-2020-03
34-88169 Feb. 11, 2020 Notice of Filing of Proposed Rule Change to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections
Comments due: March 10, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2020-04
34-87993 Jan. 16, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Add to the Rules of the Exchange the Thirteenth Amended and Restated Operating Agreement of the New York Stock Exchange LLC
Comments due: February 13, 2020
Additional Materials: Exhibit 5a, Exhibit 5b
SR-NYSEAMER-2020-03
34-89103 Jun. 19, 2020 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, to Amend Consolidated Audit Trail Compliance Rules
Comments due: July 16, 2020
34-88699 Apr. 20, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the NYSE American Rule 6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: May 15, 2020
Rebuttal comments due: May 29, 2020
Comments received are available for this proposal.
34-88331 Mar. 5, 2020 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Rule 6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
34-87989 Jan. 16, 2020 Notice of Filing of Proposed Rule Change to Amend the Rule 6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: February 13, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEAMER-2020-02
34-87903 Jan. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule Regarding the Floor Broker Prepayment Program
Comments due: February 3, 2020
Additional Materials: Exhibit 5
SR-NYSEAMER-2020-01
34-87902 Jan. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule Regarding Fees Charged Under the Market Maker Sliding Scale
Comments due: February 3, 2020
Additional Materials: Exhibit 5